Jerry Schaffner, President and Chief Executive Officer of PlainsCapital Bank, notified Hilltop Holdings Inc., or the Company, that he will retire effective May 1, 2024.
Departed
Harry S. Palmin
Chief Financial Officer
Acer Therapeutics Inc.
Effective
2023-11-17
Filed
November 20, 2023, 6:59 PM ET
On November 17, 2023, each of Chris Schelling, Acer’s President and Chief Executive Officer, and Harry S. Palmin, Acer’s Chief Financial Officer, ceased to be an executive officer of Acer.
Departed
Chris Schelling
President and Chief Executive Officer
Acer Therapeutics Inc.
Effective
2023-11-17
Filed
November 20, 2023, 6:59 PM ET
On November 17, 2023, each of Chris Schelling, Acer’s President and Chief Executive Officer, and Harry S. Palmin, Acer’s Chief Financial Officer, ceased to be an executive officer of Acer.
Departed
Ramon A. Pino
Chief Financial Officer
Veritas Farms, Inc.
Effective
2023-11-17
Successor
Thomas E. Vickers
Filed
November 20, 2023, 6:59 PM ET
On November 17, 2023, the Company’s Chief Financial Officer, Ramon A. Pino (“Mr. Pino”), stepped down as Chief Financial Officer of the Company
Appointed
(interim)
Thomas E. Vickers
Interim Chief Financial Officer
Veritas Farms, Inc.
Effective
2023-11-17
Filed
November 20, 2023, 6:59 PM ET
The Company’s Board of Directors appointed Thomas E. Vickers (“Mr. Vickers”), Chairman of the Board, as Interim Chief Financial Officer until a permanent successor Chief Financial Officer is appointed.
On November 15, 2023, Michael R. Leach, Senior Vice President and Chief Financial Officer for Allient Inc. (the “Company”), informed the Company of his intent to retire from the Company on April 30, 2024.
On November 16 , 2023, Greenidge Generation Holdings Inc. (the “Company”) appointed one of its members of its Board of Directors (the “Board”), Jordan Kovler, as its new Chief Executive Officer ("CEO")
Concurrently therewith, FU Wah, the Company’s Chief Executive Officer, Secretary and Director, was appointed to serve as the Chief Financial Officer and fill the vacancy caused by Mr Lau’s removal.
the Board of Directors (the “Board”) of PepsiCo, Inc. (“PepsiCo”) appointed James (“Jamie”) Caulfield as PepsiCo’s Executive Vice President and Chief Financial Officer, effective November 30, 2023.
the appointment of Ryan J. Soroka to the positions of Senior Vice President and Chief Financial Officer (in addition to his current role as Chief Accounting Officer), effective November 15, 2023.
The Company plans for Mr. Smalley to succeed Ronald N. Tutor as Chief Executive Officer of the Company effective January 1, 2025, with Mr. Tutor transitioning to the role of Executive Chairman of the Company’s Board at that time
On November 13, 2023, Michael Jensen, Chief Financial Officer of Synlogic, Inc. (the “Company”) resigned from his role as Chief Financial Officer of the Company, effective December 1, 2023 (the “Departure Date”).
Appointed
Beau Kelley
Chief Executive Officer
MOUNTAIN TOP PROPERTIES, INC.
Effective
2023-11-01
Filed
November 17, 2023, 6:59 PM ET
and appointed him as its new Chief Executive Officer.
Role change
Anthony Lombardo
Chief Executive Officer
MOUNTAIN TOP PROPERTIES, INC.
Effective
2023-11-01
Successor
Beau Kelley
Filed
November 17, 2023, 6:59 PM ET
On November 1, 2023, Anthony Lombardo resigned as Chief Executive Officer of Mountain Top Properties, Inc. (the “Company”).
Appointed
Les Funtleyder
Chief Financial Officer
Applied Therapeutics, Inc.
Effective
2023-11-20
Filed
November 17, 2023, 6:59 PM ET
appointed Les Funtleyder as Chief Financial Officer and principal financial officer of the Company, effective as of November 20, 2023
Role change
Paul S. Lalljie
Chief Executive Officer
2U, Inc.
Effective
2023-11-16
Filed
November 17, 2023, 6:59 PM ET
the Board appointed Paul S. Lalljie, the Company’s current Chief Financial Officer, to succeed Mr. Paucek as Chief Executive Officer of the Company and as a member of the Board, effective as of the Transition Date.
Role change
Matthew J. Norden
Chief Financial Officer and Chief Legal Officer
2U, Inc.
Effective
2023-11-16
Filed
November 17, 2023, 6:59 PM ET
Matthew J. Norden, the Company’s current Chief Legal Officer, was appointed to the role of Chief Financial Officer, effective as of the Transition Date.
Departed
Christopher "Chip" J. Paucek
Chief Executive Officer and Director
2U, Inc.
Effective
2023-11-16
Successor
Paul S. Lalljie
Filed
November 17, 2023, 6:59 PM ET
will be departing from the role of Chief Executive Officer and resigning as a member of the Board, effective as of November 16, 2023
On November 13, 2023, Chicago Rivet & Machine Co. (the “Company”) announced Joel M. Brown as the new Chief Financial Officer of the Company effective immediately.
On November 15, 2023, Andrew Hurst resigned as President and Chief Executive Officer of the Company and as a director of the Company, effective immediately.
On November 17, 2023, Perdoceo Education Corporation (the “ Company ”) announced that, effective November 16, 2023 (the “ Transition Date ”), Todd Nelson has been appointed as President and Chief Executive Officer of the Company and transitioned from his position of Executive Chairman of the Board of Directors (the “ Board ”) to fill such offices.
Role change
Scott D. Sheffield
Chief Executive Officer
PIONEER NATURAL RESOURCES CO
Effective
2024-01-01
Successor
Richard Dealy
Filed
November 17, 2023, 6:59 PM ET
Scott D. Sheffield will retire as the Company’s Chief Executive Officer effective as of the end of day on December 31, 2023.
Appointed
Richard Dealy
Chief Executive Officer
PIONEER NATURAL RESOURCES CO
Effective
2024-01-01
Filed
November 17, 2023, 6:59 PM ET
Mr. Dealy’s compensation in connection with his previously announced appointment as the Company’s Chief Executive Officer effective January 1, 2024
Appointed
Gerald Bruce
Chief Executive Officer
Virpax Pharmaceuticals, Inc.
Effective
2023-11-20
Filed
November 17, 2023, 6:59 PM ET
On November 15, 2023, the Company’s Board appointed Gerald Bruce as CEO and Dr. Eric Floyd as Chair of the Board, effective as of November 20, 2023.
Departed
Anthony P. Mack
Chief Executive Officer and Chair of the Board
Virpax Pharmaceuticals, Inc.
Effective
2023-11-17
Successor
Gerald Bruce, Eric Floyd
Filed
November 17, 2023, 6:59 PM ET
On November 15, 2023, Virpax Pharmaceuticals, Inc. (the “Company”) accepted the resignation of Anthony P. Mack as Chief Executive Officer (“CEO”) and Chair of the Board of Directors (the “Board”) of the Company effective November 17, 2023.
Departed
Ruiming Zhou
Chief Executive Officer
Tengjun Biotechnology Corp.
Effective
2023-11-16
Successor
Qingbao Wang
Filed
November 17, 2023, 6:59 PM ET
Effective as of November 16, 2023, Ruiming Zhou resigned from his position as a member of the Board of Directors (the “Board”), the CEO and CFO of Tengjun Biotechnology Corp (the “Company”).
Appointed
Qingbao Wang
Chief Executive Officer
Tengjun Biotechnology Corp.
Effective
2023-11-16
Filed
November 17, 2023, 6:59 PM ET
Effective as of November 16, 2023, the Board appointed Qingbao Wang as a member of the Board, the CEO and CFO of the Company
Appointed
(interim)
Wanja S. Oberhof
Interim Chief Executive Officer
Healing Co Inc.
Effective
2023-11-13
Filed
November 17, 2023, 6:59 PM ET
Effective November 13, 2023, Mr. Wanja S. Oberhof, age 37, was appointed by the Company’s Board of Directors (the “Board”) as the Company’s Interim Chief Executive Officer.
Departed
Simon Belsham
Chief Executive Officer
Healing Co Inc.
Effective
2023-11-13
Successor
Wanja S. Oberhof
Filed
November 17, 2023, 6:59 PM ET
On November 13, 2023, the employment of Simon Belsham, the Chief Executive Officer of The Healing Company Inc. (the “Company”), terminated.
Departed
Anastasiya "Stasy" Pasterick
Chief Financial Officer
Nikola Corp
Effective
2023-12-01
Filed
November 17, 2023, 6:59 PM ET
On November 13, 2023, Anastasiya “Stasy” Pasterick, Chief Financial Officer ("CFO") of Nikola Corporation (the “Company”), informed the Company that she is resigning from her position to pursue other opportunities.
On November 9, 2023, Apyx Medical Corporation (the “Company”) and Tara Semb, Chief Financial Officer, announced that Ms. Semb would be leaving the Company in order to pursue other opportunities.
On November 16, 2023, in conjunction with the previously announced retirement of Greg Johnson, O’Reilly Automotive, Inc’s (the “Company”) Chief Executive Officer, the Company announced that the Human Capital and Compensation Committee of the Company’s Board of Director’s (the “Board”) recommended, and the Board approved, the cancellation of Mr. Johnson’s February 2, 2023, non-qualified stock option award
Departed
Ahmed Pasha
Vice President and Chief Financial Officer, and as a Director
IPALCO ENTERPRISES, INC.
Effective
2023-12-31
Filed
November 16, 2023, 6:59 PM ET
On November 14, 2023, Ahmed Pasha notified IPALCO Enterprises, Inc. (“IPALCO”), a subsidiary of The AES Corporation (“AES”), that he would be resigning at the end of 2023 as Vice President and Chief Financial Officer, and as a Director, of IPALCO and IPALCO’s principal subsidiary, Indianapolis Power & Light Company, doing business as AES Indiana, in connection with his appointment as Senior Vice President and Chief Financial Officer of Fluence Energy, Inc. (“Fluence”), effective January 1, 2024.
On November 16, 2023, Kevin Lawrence, the Company’s Chief Financial Officer, informed the Board of Directors of his intent to resign from his position with the Company to pursue other career interests.
On November 10, 2023, the Board of Directors of Generation Income Properties, Inc. (the “Company”) appointed Ron Cook to serve as the Company's Vice President of Accounting effective as of November 15, 2023.
Departed
Thomas A. Bradley
Chief Executive Officer
Argo Group International Holdings, Inc.
Effective
2023-11-16
Successor
Jessica Snyder
Filed
November 16, 2023, 6:59 PM ET
Thomas A. Bradley retired from his position as Chief Executive Officer of the Company, and ceased to be an officer and employee of the Company.
Appointed
Jessica Snyder
Chief Executive Officer
Argo Group International Holdings, Inc.
Effective
2023-11-16
Filed
November 16, 2023, 6:59 PM ET
Jessica Snyder has been appointed to serve as Chief Executive Officer of the Company effective as of November 16, 2023 (the “ Commencement Date ”).
elected Lauren Dillard, the Company’s interim Chief Financial Officer and Senior Vice President of Finance and Investor Relations, to serve as Executive Vice President and Chief Financial Officer of the Company, on a non-interim basis effective immediately.
Departed
W. Bradford Smith
Chief Financial and Business Officer and Treasurer
On November 14, 2023, Caron A. Lawhorn, the senior vice president and chief financial officer of ONE Gas, Inc. (the “Company”), notified the board of directors of the Company (the “Board”) of her plan to retire, effective as of December 31, 2023.
On November 16, 2023, the Company announced that its Board elected Christopher P. Sighinolfi to serve as the Company’s senior vice president and chief financial officer, effective January 1, 2024.
Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.