secwatch / observer

Executive movement radar

Recent machine-extracted executive movements from SEC 8-K Item 5.02 filings, source-linked. Every card cites the SEC source.

Launch 76387 grounded facts newest September 3, 2026, 5:10 PM ET RSS · JSON

Showing 7751–7800 of 18652

Appointed

Kevin Smith

President and Chief Executive Officer
INGN · Inogen Inc
Effective
2023-11-10
Filed
November 13, 2023, 6:59 PM ET
appointed Kevin Smith to serve as President and Chief Executive Officer ("CEO") of the Company, effective November 10, 2023.
Departed

Nabil Shabshab

President and Chief Executive Officer
INGN · Inogen Inc
Effective
2023-11-10
Successor
Kevin Smith
Filed
November 13, 2023, 6:59 PM ET
Mr. Shabshab's role as an officer and employee of the Company ended effective November 10, 2023.
Role change

Michael A. Kuglin

Chief Financial Officer
SPH · SUBURBAN PROPANE PARTNERS LP
Effective
2023-11-07
Successor
Daniel S. Bloomstein
Filed
November 13, 2023, 6:59 PM ET
Michael A. Kuglin, who has served as the Partnership’s Chief Financial Officer since 2014 and as its Chief Accounting Officer since 2009, will continue in his role as the Partnership’s Chief Financial Officer.
Departed

Erik Carlson

President and Chief Executive Officer
DISH Network CORP
Effective
2023-11-12
Successor
Hamid Akhavan
Filed
November 13, 2023, 6:59 PM ET
Mr. Carlson notified DISH of his intention to resign as President and Chief Executive Officer of DISH effective as of November 12, 2023
Appointed

Hamid Akhavan

President and Chief Executive Officer
DISH Network CORP
Effective
2023-11-13
Filed
November 13, 2023, 6:59 PM ET
On November 9, 2023, DISH Network Corporation (“DISH”) appointed Mr. Hamid Akhavan, the current Chief Executive Officer and President of EchoStar Corporation (“EchoStar”), to the additional role of President and Chief Executive Officer of DISH effective as of November 13, 2023.
Appointed

Erik Carlson

Chief Executive Officer
RMAX · RE/MAX Holdings, Inc.
Effective
2023-11-13
Filed
November 13, 2023, 6:59 PM ET
On November 7, 2023, the Board of Directors of RE/MAX Holdings, Inc. (the “Company”) appointed Erik Carlson as the Company’s Chief Executive Officer, effective November 13, 2023
Appointed

Marco Fregenal

Chief Executive Officer
FTHM · Fathom Holdings Inc.
Effective
2023-11-13
Filed
November 13, 2023, 6:59 PM ET
the Board appointed Marco Fregenal, President and Chief Financial Officer of the Company, to serve as Chief Executive Officer, in addition to his current responsibilities
Departed

Joshua Harley

Chief Executive Officer and Director
FTHM · Fathom Holdings Inc.
Effective
2023-11-13
Successor
Marco Fregenal
Filed
November 13, 2023, 6:59 PM ET
Joshua Harley, the Chief Executive Officer, Director and Chairman of the Board of Directors (the “Board”) of Fathom Holdings, Inc. (the “Company”) resigned from his role as CEO and Director of the Company, effective November 13, 2023.
Departed

Jennifer Fox

Chief Financial Officer
NUVB · Nuvation Bio Inc.
Effective
2023-11-27
Filed
November 13, 2023, 6:59 PM ET
On November 9, 2023, Jennifer Fox, the Chief Financial Officer of Nuvation Bio Inc. (the “Company”), notified the Company of her decision to pursue a new opportunity and resign from her position at the Company effective November 27, 2023.
Departed

Jason Judd

Senior Vice President, Chief Financial Officer and Treasurer
EXPRESS, INC.
Effective
2023-11-17
Successor
Mark Still
Filed
November 13, 2023, 6:59 PM ET
On November 6, 2023, Express, Inc. (the “Company”) received notice that Jason Judd, the Company’s Senior Vice President, Chief Financial Officer and Treasurer, is resigning, effective November 17, 2023, to pursue another opportunity.
Appointed (interim)

Mark Still

Interim Chief Financial Officer and Treasurer
EXPRESS, INC.
Effective
2023-11-17
Filed
November 13, 2023, 6:59 PM ET
Effective upon Mr. Judd’s resignation, Mark Still will serve as the Company’s Interim Chief Financial Officer and Treasurer, in addition to his current role as Senior Vice President, Brand Finance and Planning & Allocation, reporting to Stewart Glendinning, the Company’s Chief Executive Officer.
Departed

Robert M. Patterson

President and Chief Executive Officer
AVNT · AVIENT CORP
Effective
2023-12-01
Successor
Ashish Khandpur
Filed
November 13, 2023, 6:59 PM ET
Robert M. Patterson, Chairman of the Board of Directors and the President and Chief Executive Officer of Avient Corporation (the “Company”), notified the Board of Directors (the “Board”) of the Company that he will retire as President and Chief Executive Officer and as a member of the Board, effective as of December 1, 2023.
Appointed

Dr. Ashish Khandpur

President and Chief Executive Officer
AVNT · AVIENT CORP
Effective
2023-12-01
Filed
November 13, 2023, 6:59 PM ET
On November 13, 2023, the Company announced that, in connection with Mr. Patterson’s retirement, Dr. Ashish Khandpur has been appointed as President and Chief Executive Officer and a member of the Board, effective December 1, 2023.
Appointed

Bruce Culleton

Chief Executive Officer
PROK · PROKIDNEY CORP.
Effective
2023-11-15
Filed
November 13, 2023, 6:59 PM ET
the Board approved the appointment of Bruce Culleton, MD, as Chief Executive Officer and as a Class III director of the Company, effective as of the Effective Date.
Departed

Tim Bertram

Chief Executive Officer
PROK · PROKIDNEY CORP.
Effective
2023-11-15
Successor
Bruce Culleton
Filed
November 13, 2023, 6:59 PM ET
the board of directors (the “Board”) of ProKidney Corp. (the “Company”) approved the termination, without cause, of Tim Bertram, Ph.D., Chief Executive Officer of the Company, effective November 15, 2023
Departed

Joseph J. Sarret

President and Chief Executive Officer
CohBar, Inc.
Effective
2023-11-10
Filed
November 13, 2023, 6:59 PM ET
Joseph J. Sarret, M.D., J.D., CohBar’s President and Chief Executive Officer, at the direction of the Board, ceased to be an officer of CohBar, effective as of November 10, 2023.
Departed

Jeffery F. Biunno

Chief Financial Officer
CohBar, Inc.
Effective
2023-11-10
Filed
November 13, 2023, 6:59 PM ET
Jeffery F. Biunno, CohBar’s Chief Financial Officer, at the direction of the Board, ceased to be an officer of CohBar, effective as of November 10, 2023.
Departed

Dave Boennighausen

Chief Executive Officer
NDLS · NOODLES & Co
Effective
2023-11-09
Successor
Drew Madsen
Filed
November 13, 2023, 6:59 PM ET
Dave Boennighausen ceased serving as Chief Executive Officer of the Company, effective November 9, 2023.
Appointed (interim)

Drew Madsen

interim Chief Executive Officer
NDLS · NOODLES & Co
Effective
2023-11-09
Filed
November 13, 2023, 6:59 PM ET
appointed Drew Madsen, 67, as t he Company’s interim Chief Executive Officer, effective immediately.
Appointed

Steven G. Crane

Chief Financial Officer
HQI · HireQuest, Inc.
Effective
2023-11-13
Filed
November 13, 2023, 6:59 PM ET
Chief Financial Officer Appointment Effective November 13, 2023, the Company appointed Steven G. Crane, age 66, as its Chief Financial Officer.
Role change

Ian McAdams

Chief Financial Officer
ACGP · Associated Capital Group, Inc.
Effective
2023-11-08
Filed
November 13, 2023, 6:59 PM ET
Ian McAdams, previously the interim Co-Chief Financial Officer of the Company, has been named Chief Financial Officer of the Company.
Departed

Sebastian Holl

Interim Chief Executive Officer
GLAI · Global AI, Inc.
Effective
2023-11-01
Successor
Abhinav 'Abe' Somani
Filed
November 13, 2023, 6:59 PM ET
On November 7, 2023, Sebastian Holl notified the Board of Directors (the “Board”) of Global AI, Inc. (the “Company”) of his resignation as Interim Chief Executive Officer of the Company, effective as of November 1, 2023.
Appointed

Abhinav 'Abe' Somani

Chief Executive Officer
GLAI · Global AI, Inc.
Effective
2023-11-01
Filed
November 13, 2023, 6:59 PM ET
Effective November 1, 2023, Abhinav “Abe” Somani was appointed as Chief Executive Officer of the Company.
Departed

Andrew Stanleick

chief executive officer
SKIN · SkinHealth Systems Inc.
Effective
2023-11-19
Successor
Marla Beck
Filed
November 13, 2023, 6:59 PM ET
Andrew Stanleick, who will step down from the role of chief executive officer of the Company, effective as of November 19, 2023.
Appointed (interim)

Marla Beck

interim chief executive officer
SKIN · SkinHealth Systems Inc.
Effective
2023-11-20
Filed
November 13, 2023, 6:59 PM ET
the Board of Directors (the “Board”) of The Beauty Health Company (the “Company”) appointed Marla Beck, age 53, as interim chief executive officer of the Company (the “Interim CEO”), for a 6-month term (the “Term”) effective November 20, 2023
Appointed

Vanessa Guzmán-Clark

Chief Financial Officer
Digital Media Solutions, Inc.
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
appointed Vanessa Guzmán-Clark, 43, as the Company’s Chief Financial Officer, effective November 7, 2023.
Departed

Charles J. Fisher, Jr., M.D.

Chief Executive Officer
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Successor
James B. Frakes
Filed
November 13, 2023, 6:59 PM ET
(b) Departure of Charles J. Fisher, Jr., M.D. as Chief Executive Officer
Role change (interim)

James B. Frakes

Interim Chief Executive Officer
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
Appointed

Rajeev Gopala Krishna Nair

Chief Financial Officer
AERT · Aeries Technology, Inc.
Effective
2023-11-06
Filed
November 13, 2023, 6:59 PM ET
On November 6, 2023, the Company also appointed Mr. Rajeev Gopala Krishna Nair as its Chief Financial Officer, effective as of November 6, 2023.
Appointed

Sudhir Appukuttan Panikassery

Chief Executive Officer
AERT · Aeries Technology, Inc.
Effective
2023-11-06
Filed
November 13, 2023, 6:59 PM ET
Effective as of November 6, 2023, the following individuals were appointed as officers of the Company: Mr. Sudhir Appukuttan Panikassery as the Chief Executive Officer and Mr. Bhisham (Ajay) Khare as the Chief Revenue Officer & Chief Operating Officer ( Americas), among other officers.
Departed

Christopher Walters

Chief Executive Officer
AVANTAX, INC.
Filed
November 13, 2023, 6:59 PM ET
Christopher Walters, the Chief Executive Officer of the Company, announced that, subject to the closing of the Merger, he plans to step down from the role of Chief Executive Officer after the end of 2023
Departed

Marc Mehlman

Chief Financial Officer and Treasurer
AVANTAX, INC.
Filed
November 13, 2023, 6:59 PM ET
Marc Mehlman, the Company’s Chief Financial Officer and Treasurer, and Tabitha Bailey, the Company’s Chief Legal Officer and Corporate Secretary, announced that, subject to the closing of the transactions contemplated by the Merger Agreement, they would not remain with the Company long-term following such closing.
Appointed

Damien Lamendola

Chief Executive Officer
MRAI · Marpai, Inc.
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
On November 6, 2023, the Board of Directors (the “Board”) of Marpai, Inc. (the “Company”) appointed Damien Lamendola, age 66, to serve as the Chief Executive Officer (the “CEO”) of the Company.
Appointed

Steve Johnson

Chief Financial Officer
MRAI · Marpai, Inc.
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
Effective November 6, 2023, Steve Johnson, age 53, was appointed to serve as the Company’s Chief Financial Officer (the “CFO”).
Departed

Yoram Bibring

Chief Financial Officer
MRAI · Marpai, Inc.
Effective
2023-11-06
Successor
Steve Johnson
Filed
November 9, 2023, 6:59 PM ET
On November 6, 2023, the Board dismissed Yoram Bibring as the Company’s CFO.
Departed

Edmundo Gonzalez

Chief Executive Officer
MRAI · Marpai, Inc.
Effective
2023-11-06
Successor
Damien Lamendola
Filed
November 9, 2023, 6:59 PM ET
On November 6, 2023, the Board dismissed Edmundo Gonzalez as the CEO of the Company.
Appointed

Scott C. Lem

Chief Financial Officer
ARCC · ARES CAPITAL CORP
Effective
2024-02-15
Filed
November 9, 2023, 6:59 PM ET
On November 6, 2023, the board of directors (the “Board”) of the registrant appointed Scott C. Lem, age 45, as Chief Financial Officer, effective as of February 15, 2024.
Role change

Penni F. Roll

Chief Financial Officer
ARCC · ARES CAPITAL CORP
Effective
2024-02-15
Successor
Scott C. Lem
Filed
November 9, 2023, 6:59 PM ET
Concurrently with Mr. Lem’s appointment, Penni F. Roll announced that she will step down as Chief Financial Officer of the registrant, effective as of February 15, 2024.
Appointed

Daniel Dougherty

Executive Vice President and Chief Financial Officer
MCB · Metropolitan Bank Holding Corp.
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
the Board of Directors of Metropolitan Holding Corp. (the “Company”), the holding company for Metropolitan Commercial Bank (the “Bank”), appointed Mr. Daniel Dougherty, age 62, to the positions of Executive Vice President and Chief Financial Officer of the Company
Departed

Christopher N. Gerosa

Chief Financial Officer
MKTX · MARKETAXESS HOLDINGS INC
Effective
2024-01-31
Filed
November 9, 2023, 6:59 PM ET
On November 6, 2023, MarketAxess Holdings Inc. (the “Company”) was informed by Christopher N. Gerosa, the Company’s Chief Financial Officer, that he will resign from such position effective January 31, 2024, to accept a position with another company.
Role change

J. Michael McGillis

chief financial officer
CMTG · Claros Mortgage Trust, Inc.
Effective
2023-11-17
Filed
November 9, 2023, 6:59 PM ET
The Company has appointed the Company’s President, J. Michael McGillis, who previously served as the Company’s chief financial officer until March 2022, as chief financial officer, effective upon Mr. Agarwal’s departure from the Company on November 17, 2023.
Departed

Jai Agarwal

chief financial officer
CMTG · Claros Mortgage Trust, Inc.
Effective
2023-11-17
Successor
J. Michael McGillis
Filed
November 9, 2023, 6:59 PM ET
Jai Agarwal notified Claros Mortgage Trust, Inc. (the “Company”) of his decision to resign as chief financial officer of the Company, effective as of November 17, 2023.
Appointed

Rick Gaenzle

Chief Executive Officer
Perception Capital Corp. IV
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
the appointments of Rick Gaenzle as Chief Executive Officer, John Stanfield as Chief Financial Officer and Secretary, Scott Honour as Chairman of the Board, and Tao Tan as President
Departed

Sunny S. Shah

Chief Executive Officer
Perception Capital Corp. IV
Effective
2023-11-06
Successor
Rick Gaenzle
Filed
November 9, 2023, 6:59 PM ET
each of the Company’s then-current officers, Sunny S. Shah, Thomas M. Boehlert and Rebecca Coffelt, resigned as Chief Executive Officer, Chief Financial Officer, and Secretary, respectively
Appointed

John Stanfield

Chief Financial Officer and Secretary
Perception Capital Corp. IV
Effective
2023-11-06
Filed
November 9, 2023, 6:59 PM ET
the appointments of Rick Gaenzle as Chief Executive Officer, John Stanfield as Chief Financial Officer and Secretary, Scott Honour as Chairman of the Board, and Tao Tan as President
Departed

Thomas M. Boehlert

Chief Financial Officer
Perception Capital Corp. IV
Effective
2023-11-06
Successor
John Stanfield
Filed
November 9, 2023, 6:59 PM ET
each of the Company’s then-current officers, Sunny S. Shah, Thomas M. Boehlert and Rebecca Coffelt, resigned as Chief Executive Officer, Chief Financial Officer, and Secretary, respectively
Appointed

Justin C. Clausen

Chief Financial Officer
ATLO · AMES NATIONAL CORP
Effective
2024-07-05
Filed
November 9, 2023, 6:59 PM ET
On November 8, 2023, Justin C. Clausen (age 36), who currently serves as Chief Accounting Officer of the Company, was appointed to the role of Chief Financial Officer effective July 5, 2024
Departed

John L. Pierschbacher

Chief Financial Officer
ATLO · AMES NATIONAL CORP
Effective
2024-07-05
Successor
Justin C. Clausen
Filed
November 9, 2023, 6:59 PM ET
On November 8, 2023, John L. Pierschbacher, who currently serves as the principal financial and accounting officer of Ames National Corporation (the “Company”), notified the Company of his intent to retire as Chief Financial Officer of the Company effective July 5, 2024.
Departed

Jeff Whiteside

Chief Financial Officer and Chief Collaboration Officer
EXPI · eXp World Holdings, Inc.
Effective
2023-12-01
Filed
November 9, 2023, 6:59 PM ET
On November 4, 2023, Jeff Whiteside notified eXp World Holdings, Inc. (the “Company”) that he will be resigning as Chief Financial Officer and Chief Collaboration Officer of the Company, effective as of December 1, 2023.
Appointed (interim)

Jian "Kent" Cheng

Principal Financial Officer
EXPI · eXp World Holdings, Inc.
Effective
2023-12-01
Filed
November 9, 2023, 6:59 PM ET
the Board of Directors of the Company has appointed Jian “Kent” Cheng, the Company’s Chief Accounting Officer, to assume the additional role of principal financial officer, effective as of the Effective Date

Recent executive movements from 8-K Item 5.02 filings, source-linked. Cards are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.