Auditor resignations, dismissals, and non-reliance under 8-K Items 4.01/4.02.
GSR III Acquisition Corp. dismissed Grant Thornton LLP as its auditor.
“On November 25, 2024, the Audit Committee of the Board of Directors (the “Audit Committee”) of GSR III Acquisition Corp. (the “Company”) dismissed Grant Thornton LLP (“Grant Thornton”) as the Company’s independent registered public accounting firm, effective as of November 25, 2024.”
ALPHA & OMEGA SEMICONDUCTOR Ltd engaged Deloitte & Touche LLP as its auditor.
“Effective as of November 19, 2024, the Audit Committee of the Board of Directors of Alpha and Omega Semiconductor Limited (the “Company”) approved the appointment of Deloitte & Touche LLP (“Deloitte”) to serve as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2025, subject to Deloitte’s completion of its standard client acceptance procedures.”
ALPHA & OMEGA SEMICONDUCTOR Ltd dismissed Baker Tilly US, LLP as its auditor.
“On November 19, 2024, the Audit Committee of the Board of Directors of Alpha and Omega Semiconductor Limited (the “Company”) approved the dismissal of Baker Tilly US, LLP (“ Baker Tilly ”) as the Company’s independent registered public accounting firm, effective immediately.”
Discover Financial Services reported that prior financial statements should not be relied upon.
“On November 25, 2024, the Audit Committee of the Board of Directors of the Company (the “Audit Committee”), acting on the recommendation of management, and after discussion with Deloitte & Touche LLP (“Deloitte”), the Company’s independent registered public accounting firm, concluded that (i) the Company’s audited financial statements as of December 31, 2023 and 2022 and for each of the three years in the period ended December 31, 2023 included in the Company’s Annual Report on Form 10-K filed with the SEC for the fiscal year ended December 31, 2023 and (ii) the Company’s unaudited condensed consolidated financial statements included in the Company’s Quarterly Reports on Form 10-Q previously filed with the SEC for the fiscal quarters ended March 31, 2023, June 30, 2023, September 30, 2023, March 31, 2024 and June 30, 2024 (collectively, the “Prior Periods”), should no longer be relied upon and should be restated”
Movella Holdings Inc. reported that prior financial statements should not be relied upon.
“On November 19, 2024, management of Movella Holdings Inc. (the “Company”) concluded that the Company’s previously issued audited financial statements for the years ended December 31, 2022, 2021, and 2020, as well as the interim periods therein, included in the Company’s Form 8-K/A filed on March 31, 2023 (the “Affected Periods”) should no longer be relied upon and should be restated.”
HIGH WIRE NETWORKS, INC. reported that prior financial statements should not be relied upon.
“On November 19, 2024, High Wire Networks, Inc. (the “Company”) determined that the Company’s interim financial statements (collectively, the “Prior Period Financial Statements”) as of and for the fiscal period ended June 30, 2024 (the “Non-Reliance Period”) included in the Company’s Quarterly Report on Form 10-Q as filed with the Securities and Exchange Commission on August 23, 2024 (the “Form 10-Q”) should no longer be relied upon.”
Scilex Holding Co dismissed Ernst & Young LLP as its auditor.
“the Audit Committee (as such committee was constituted at the time the investigation commenced) voted to dismiss EY, effective immediately”
Galaxy Enterprises Inc. /WY/ engaged LAO Professional Services as its auditor.
“On October 24, 2024, the Board of Directors and the audit committee of Galaxy Enterprises Inc (the “Company”) approved the engagement of LAO Professional Services as the Company’s independent registered public accounting firm for the fiscal year ended July 31, 2024, effective immediately, and dismissed Olayinka Oyebola & Co (OOC) as the Company’s independent registered public accounting firm.”
Galaxy Enterprises Inc. /WY/ dismissed Olayinka Oyebola & Co (OOC) as its auditor.
“On October 24, 2024, the Board of Directors and the audit committee of Galaxy Enterprises Inc (the “Company”) approved the engagement of LAO Professional Services as the Company’s independent registered public accounting firm for the fiscal year ended July 31, 2024, effective immediately, and dismissed Olayinka Oyebola & Co (OOC) as the Company’s independent registered public accounting firm.”
GreenGrowth CPAs resigned as auditor of CANNAPHARMARX, INC..
“On Thursday November 14, 2024, CannaPharmaRX, Inc.’s (the “Company”, “we”, “us”, “our”) auditor, GreenGrowth CPAs (“GreenGrowth”) resigned from their engagement as our auditor effective November 14, 2024.”
Emo Capital Corp. dismissed BF Borgers CPA PC as its auditor.
“Effective May 14, 2024, the Company therefore dismissed BF Borgers as its auditor.”
ALLIANCE ENTERTAINMENT HOLDING CORP engaged Grassi & Co., CPAs, P.C. as its auditor.
“On November 18, 2024, the Company's Audit Committee approved, and the Company's Board of Directors (the "Board") ratified, the engagement of Grassi & Co., CPAs, P.C. (the "New Auditor"), and appointed the New Auditor as the Company's independent registered public accounting firm as of November 18, 2024.”
ALLIANCE ENTERTAINMENT HOLDING CORP dismissed BDO USA, P.C. as its auditor.
“On November 18, 2024, the Audit Committee of Alliance Entertainment Holding Corporation (the "Company") dismissed BDO USA, P.C. ("BDO") as the Company's independent registered public accounting firm.”
Rubicon Technologies, Inc. engaged CohnReznick LLP as its auditor.
“ort to disclose that effective as of October 16, 2024, CohnReznick was engaged as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2024. 1 Item 4.01 Changes in Registrant’s Certifying Accountant. (a) Resignation of Independent Registered Public Accounting Firm Cherry Bekaert LLP (“ Cherry Bekaert ”), Rubicon Technologies, Inc.’s (the “ Company ”) independent registered public accounting firm, informed the Company on September 18, 2024, that Cherry Bekaert has declined to stand for re-appointment as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. Cherry Bekaert has served as the Company’s independent registered public accounting firm and audited its financial statements since August 29, 2022. The audit reports of Cherry Bekaert on the Company’s financial statements as of”
Cherry Bekaert LLP resigned as auditor of Rubicon Technologies, Inc..
“(a) Resignation of Independent Registered Public Accounting Firm Cherry Bekaert LLP (“ Cherry Bekaert ”), Rubicon Technologies, Inc.’s (the “ Company ”) independent registered public accounting firm,”
Clearfield, Inc. engaged Deloitte & Touche LLP as its auditor.
“the Company's Audit Committee approved the engagement of Deloitte & Touche LLP ("Deloitte"), and appointed Deloitte as the Company's independent registered public accounting firm as of November 18, 2024.”
Clearfield, Inc. dismissed Baker Tilly, US, LLP as its auditor.
“the Audit Committee of the Company dismissed Baker Tilly, US, LLP ("Baker Tilly") as the Company's independent registered public accounting firm.”
PLUMAS BANCORP engaged Elliot Davis, LLC as its auditor.
“on November 19, 2024, the Plan appointed Elliot Davis, LLC (“Elliott”) as independent registered public accounting firm for the Plan’s fiscal year ended December 31, 2024.”
PLUMAS BANCORP dismissed Eide Bailly LLP as its auditor.
“On November 19, 2024, Plumas Bank (“the Bank”), a subsidiary of Plumas Bancorp (the “Company”), dismissed Eide Bailly LLP (“Eide”) as the independent auditor of the Plumas Bank 401(k) Profit Sharing Plan (“the Plan”).”
Idaho Copper Corp engaged Novogradac & Company LLP as its auditor.
“The Company has engaged Novogradac & Company LLP as its independent registered public accounting firm for the new fiscal year end of January 31, 2025 (the “New Accounting Firm”).”
Idaho Copper Corp dismissed GreenGrowth CPAs as its auditor.
“Idaho Copper Corporation (the “Company”) dismissed GreenGrowth CPAs (the “Former Accounting Firm”) as its independent registered public accounting firm, effective October 2, 2024.”
PIONEER POWER SOLUTIONS, INC. dismissed Marcum LLP as its auditor.
“The audit committee of the Company (the “Audit Committee”) approved the dismissal of Marcum LLP (“Marcum”) as the Company’s independent registered public accounting firm, effective as of November 14, 2024.”
Sachem Capital Corp. engaged Baker Tilly US, LLP as its auditor.
“Effective November 18, 2024, Sachem Capital Corp, (the " Company ") terminated its relationship with Hoberman & Lesser CPA’s, LLP (" Hoberman ") from serving as the Company’s independent registered public accounting firm and engaged Baker Tilly US, LLP (" Baker Tilly ") as its new independent registered public accounting firm.”
Sachem Capital Corp. dismissed Hoberman & Lesser CPA’s, LLP as its auditor.
“Effective November 18, 2024, Sachem Capital Corp, (the " Company ") terminated its relationship with Hoberman & Lesser CPA’s, LLP (" Hoberman ") from serving as the Company’s independent registered public accounting firm and engaged Baker Tilly US, LLP (" Baker Tilly ") as its new independent registered public accounting firm.”
Scilex Holding Co dismissed Ernst & Young LLP as its auditor.
“On November 19, 2024, because of EY's inability to provide such assurance regarding the completion of its review of the Q3 Financials, the Audit Committee determined to dismiss EY, effective immediately.”
Artisan Consumer Goods, Inc. dismissed Yusufali & Associates, LLC as its auditor.
“On November 19, 2024, the Board of Directors of Artisan Consumer Goods, Inc. (the Company") approved the dismissal of its then independent registered public accounting firm, Yusufali & Associates, LLC, effective November 11, 2024.”
My City Builders, Inc. engaged HTL International, LLC as its auditor.
“The Company will engage HTL International, LLC (“HTL”) as our new independent accountants. The report of TPS on our financial statements for the fiscal year ended July 31, 2024, contained no adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope, or accounting principles, except that the financial statements for the year ended July 31, 2024, contained a “going concern” paragraph.”
TPS Thayer, LLC resigned as auditor of My City Builders, Inc..
“On November 13, 2024, we received the resignation of TPS Thayer, LLC – Certified Public Accountants (“TPS”) as our independent accountant.”
ALPINE 4 HOLDINGS, INC. reported that prior financial statements should not be relied upon.
“s ended June 30 and September 30, 2022, the Annual Report on Form 10-K for the year ended December 31, 2022, as well as the Quarterly Reports on Form 10-Q for the periods ended March 31, June 30, and September 30, 2023, should no longer be relied upon. The Company intends to amend its Quarterly Reports for the quarters ended June 30 and September 30, 2022, the Annual Report on Form 10-K for the year ended December 31, 2022, as well as the Quarterly Reports for the quarters ended March 31, June 30, and September 30, 2023, to reflect restatements of these consolidated financial statements. The Chief Executive Officer and President, the Interim Chief Financial Officer, and the Audit Committee of the Board have discussed the matters disclosed in this Item 4.02 with the Company’s auditors.”
GreenGrowth CPAs resigned as auditor of Lowell Farms Inc..
“On November 15, 2024, GreenGrowth CPAs (“GGCPA”) resigned as the Registrant’s independent principal accountant to audit the Registrant’s financial statements after deciding to no longer audit Canadian public companies.”
ECD Automotive Design, Inc. reported that prior financial statements should not be relied upon.
“On November 19, 2024, the Audit Committee, after discussion with the Company’s management, who consulted with the Company’s independent registered public accounting firm, concluded (i) the Company’s Previously Issued Financial Statements included in the Original Form 10-K; (ii) the Company’s unaudited interim financial statements for three months ended March 31, 2024, included in the Quarterly Report for three months ended March 31, 2024 on Form 10-Q as filed with the SEC on June 27, 2024 (“ Q-1 Form 10-Q ”); and (iii) the Company’s unaudited interim financial statements for three and six months ended June 30, 2024, included in the Quarterly Report for three and six months ended June 30 on Form 10-Q as filed with the SEC on August 19, 2024 (“ Q-2 Form 10-Q ”), should no longer be relied upon”
ECD Automotive Design, Inc. engaged Barton CPA as its auditor.
“Barton CPA (“Barton”) was engaged by the Audit Committee of the Board of Directors (the “ Audit Committee ”) of ECD Automotive Design, Inc. (the “ Company ”) to be the independent registered public accounting firm of the Company”
PISMO COAST VILLAGE INC engaged WithumSmith+Brown, PC as its auditor.
“the Committee approved the appointment of WithumSmith+Brown, PC as the Company's new independent registered public accounting firm”
Marcum LLP resigned as auditor of PISMO COAST VILLAGE INC.
“Marcum LLP resigned as the independent registered public accounting firm for the Company, effective immediately.”
Super Micro Computer, Inc. engaged BDO USA, P.C. as its auditor.
“On November 18, 2024, the Audit Committee of the Board of Directors of Super Micro Computer, Inc. (the “Company”) appointed BDO USA, P.C. (“BDO”) as the Company’s new independent registered public accounting firm.”
ProShares Trust II reported that prior financial statements should not be relied upon.
“the previously issued audited financial statements for the years ended December 31, 2021, 2022 and 2023 and unaudited interim financial statements for the periods ended March 31, 2023 and 2024, and June 30, 2023 and, 2024, should no longer be relied upon.”
Spyre Therapeutics, Inc. reported that prior financial statements should not be relied upon.
“uarterly and year-to-date (as applicable) periods ended March 31, 2024, June 30, 2024 and 2023, and September 30, 2024 and 2023 (collectively, the Affected Financial Statements” and such periods, the “Affected Periods”) should no longer be relied upon as a result of the matter further described below. This matter does not have an impact on the Company’s cash position or other financial data reported outside of net loss per share. Subsequent to the filing of its Form 10-Q for the three and nine months ended September 30, 2024, the Company recently became aware of a misapplication of Generally Accepted Accounting Principles in the United States ("U.S. GAAP") as it relates to the Company's exclusion of its Series A and Series B non-voting convertible preferred stock in the calculation of basic and diluted net loss per share and a finding of material weakness in internal control over financi”
iLearningEngines, Inc. reported that prior financial statements should not be relied upon.
“On November 15, 2024, acting based on information identified by the Audit Committee during the course of the Special Committee’s investigation, Marcum LLP (“ Marcum ”), the Company’s independent registered public accounting firm, informed the Audit Committee of its conclusion that its reports, dated April 22, 2024 and September 1, 2023, on the Company’s previously issued consolidated financial statements as of December 31, 2023 and 2022 and for each of the three years in the period ended December 31, 2023 and as of December 31, 2022 and 2021 and for each of the three years in the period ended December 31, 2022, respectively, should no longer be relied upon.”
Symbotic Inc. reported that prior financial statements should not be relied upon.
“The Company’s previously issued financial statements for these periods should therefore no longer be relied upon.”
Marcum LLP resigned as auditor of NETWORK-1 TECHNOLOGIES, INC..
“(a) Resignation of Marcum LLP. On November 13 , 2024, Marcum LLP ( “Marcum”) notified Network-1 Technologies, Inc.”
GOLDENWELL BIOTECH, INC. engaged Michael Gillespie & Associates, PLLC as its auditor.
“On November 14, 2024, the board of directors of the Company resolved to engage the independent registered public accounting firm Michael Gillespie & Associates, PLLC (“Michael Gillespie & Associates”), as the Company’s new independent registered public accountants, which appointment Michael Gillespie & Associates has accepted.”
GOLDENWELL BIOTECH, INC. dismissed Yusufali & Associates, LLC as its auditor.
“On November 13, 2024, Goldenwell Biotech, Inc. (the “Company”) notified Yusufali & Associates, LLC (“Yusufali & Associates”) that the Company had dismissed Yusufali & Associates as the independent registered public accounting firm of the Company.”
Collective Audience, Inc. engaged GreenGrowth CPAs as its auditor.
“Effective November 13, 2024, the Company appointed GreenGrowth CPAs ("GreenGrowth") as the Company's new independent registered public accounting firm.”
Collective Audience, Inc. dismissed Yusufali & Associates, LLC as its auditor.
“Effective November 13, 2024, Collective Audience, Inc., a Delaware corporation (the "Company") (the "Company") dismissed Yusufali & Associates, LLC ("Yusufali") as the Company's independent registered public accounting firm, which dismissal was approved by the Company's Audit Committee.”
MSL, P.A. resigned as auditor of LIGHTPATH TECHNOLOGIES INC.
“on November 13, 2024, MSL resigned as the Company’s independent registered public accounting firm, effective on November 21, 2024.”
Corner Growth Acquisition Corp. engaged Hudgens CPA, PLLC as its auditor.
“(the “Company”) dismissed Victor Mokuolu, CPA PLLC (“VMCPA”) as the Company’s independent registered public accounting firm and replaced VMCPA with Hudgens CPA, PLLC (“Hudgens”). The decision to dismiss VMCPA and replace them with Hudgens was approved by the Board of Directors of the Company. VMCPA was engaged as the Company’s independent public accounting firm on September 6, 2024 and did not issue any reports on the Company’s consolidated financial statements.”
Corner Growth Acquisition Corp. dismissed Victor Mokuolu, CPA PLLC as its auditor.
“On November 13, 2024, Corner Growth Acquisition Corp. (the "Company") dismissed Victor Mokuolu, CPA PLLC ("VMCPA") as the Company's independent registered public accounting firm and replaced VMCPA with Hudgens CPA, PLLC ("Hudgens").”
CORNER GROWTH ACQUISITION CORP. 2 engaged Hudgens CPA, PLLC as its auditor.
“2 (the “Company”) dismissed Victor Mokuolu, CPA PLLC (“VMCPA”) as the Company’s independent registered public accounting firm and replaced VMCPA with Hudgens CPA, PLLC (“Hudgens”). The decision to dismiss VMCPA and replace them with Hudgens was approved by the Board of Directors of the Company. VMCPA was engaged as the Company’s independent public accounting firm on September 6, 2024 and did not issue any reports on the Company’s consolidated financial statements.”
CORNER GROWTH ACQUISITION CORP. 2 dismissed Victor Mokuolu, CPA PLLC as its auditor.
“On November 13, 2024, Corner Growth Acquisition Corp. 2 (the “Company”) dismissed Victor Mokuolu, CPA PLLC (“VMCPA”) as the Company’s independent registered public accounting firm and replaced VMCPA with Hudgens CPA, PLLC (“Hudgens”).”
Zeo Energy Corp. reported that prior financial statements should not be relied upon.
“S-1 ”), which was declared effective by the SEC on October 1, 2024, should no longer be relied upon due to the misstatements described below. During the preparation of the Company’s consolidated”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.