Auditor resignations, dismissals, and non-reliance under 8-K Items 4.01/4.02.
Healthcare Triangle, Inc. dismissed BF Borgers CPA PC as its auditor.
“On May 3, 2024, the Audit Committee (the “Audit Committee”) of the Board of Directors of Healthcare Triangle, Inc., a Delaware corporation (or the “Company”) approved the dismissal of BF Borgers CPA PC (“BF Borgers”) as the Company’s independent registered public accounting firm.”
HOOPS SCOUTING USA engaged PLYMALE & GILLESPIE CPAS, PLLC as its auditor.
“On May 3, 2024 (the “Engagement Date”), the Company engaged PLYMALE & GILLESPIE CPAS, PLLC (“New Auditor”) as its independent registered public accounting firm for the Company’s quarterly period ended March 31, 2024.”
HOOPS SCOUTING USA dismissed BF Borgers CPA PC as its auditor.
“On May 3, 2024 (the “Dismissal Date”), Hoops Scouting USA (the “Company”) advised BF Borgers CPA PC (the “Former Auditor”) that it was dismissed as the Company’s independent registered public accounting firm.”
urban-gro, Inc. dismissed BF Borgers CPA PC as its auditor.
“On May 6, 2024, urban-gro, Inc. (the “Company”) dismissed BF Borgers CPA PC (“BF Borgers”) as its independent registered public accounting firm.”
AMERICAN REBEL HOLDINGS INC dismissed BF Borgers CPA PC as its auditor.
“On May 3, 2024, the Registrant dismissed BF Borgers CPA PC (“BF Borgers”) as its independent registered public accounting firm.”
Photozou Holdings, Inc. dismissed BF Borgers CPA PC as its auditor.
“On May 3, 2024, the Board of Directors of Photozou Holdings, Inc. (or the “Company”) approved the dismissal of BF Borgers CPA PC (“BF Borgers”) as the Company’s independent registered public accounting firm.”
American Resources Corp dismissed BF Borgers CPA PC as its auditor.
“On May 3, 2024, the Audit Committee (the “Audit Committee”) of the Board of Directors of American Resources Corporation (or the “Company”) approved the dismissal of BF Borgers CPA PC (“BF Borgers”) as the Company’s independent registered public accounting firm.”
Atlas Lithium Corp dismissed BF Borgers CPA PC as its auditor.
“the Audit Committee of the Board of Directors of the Company on May 6, 2024, unanimously approved to dismiss BF Borgers as the Company’s independent registered public accounting firm.”
Can B Corp dismissed BF Borgers CPA PC as its auditor.
“Effective May 6, 2024, Can B Corp. (the "Company) dismissed BF Borgers CPA PC ("BF Borgers") as its independent registered public accounting firm.”
Sunshine Biopharma Inc. dismissed BF Borgers CPA, PC as its auditor.
“udited by BF Borgers CPA, PC (“Borgers”). On May 3, 2024, the Securities and Exchange Commission (the “SEC”)”
bowmo, Inc. dismissed BF Borgers CPA PC as its auditor.
“On May 6, 2024, the Board of Directors of bowmo, Inc., a Wyoming corporation (the “Company” ), voted unanimously in favor of the immediate dismissal of the Company’s current independent registered public accounting firm, BF Borgers CPA PC ( “BF Borgers” ), and delivered written notice of such dismissal to BF Borgers on such date.”
CytoDyn Inc. dismissed BF Borgers CPA PC as its auditor.
“On May 6, 2024, CytoDyn Inc. (the “Company”), at the direction of the Audit Committee of the Company’s Board of Directors (the “Audit Committee”), dismissed BF Borgers CPA PC (“BF Borgers”) as the Company’s independent registered public accounting firm.”
NETSOL TECHNOLOGIES INC engaged Fortune CPA, Inc. as its auditor.
“On May 6, 2024, the Audit Committee and Board of Directors of the Company approved the appointment of Fortune CPA, Inc.(“Fortune”) to serve as the Company’s independent registered public accounting firm for the quarter ending March 31, 2024 and the year ending June 30, 2024.”
NETSOL TECHNOLOGIES INC dismissed BF Borgers CPA PC as its auditor.
“On May 6, BF Borgers CPA PC (“BF Borgers”) was dismissed as the independent registered public accounting firm of NetSol Technologies, Inc. (the “Company”). The Audit Committee and Board of Directors of the Company approved BF Borgers’ dismissal.”
AEON Biopharma, Inc. reported that prior financial statements should not be relied upon.
“The Company's management and the Board have discussed the matters described herein with KPMG LLP, the Company's independent registered public accounting firm. The identified error had no impact on the Company’s cash balances or operating cash flows for the quarter ended September 30, 2023 nor the year ended December 31, 2023.”
HCW Biologics Inc. reported that prior financial statements should not be relied upon.
“May 3, 2024, the Audit Committee of the Company’s Board of Directors (the “Board”) concluded, after discussion with the Company’s management, that the financial statements as of and for the year ended December 31, 2023 should be restated and no longer be relied upon. As such, the Company intends to file an amended Annual Report on Form 10-K (“Amendment”) restating disclosures pertaining to the following items: (1) risk factors related to the risk that material weakness in internal controls over financial reporting could lead to material misstatements in our financial statements; (2) the Company’s conclusion that its disclosure for controls and procedures and internal control over financial reporting were not effective as of December 31, 2023 due to a material weakness in internal control; and (3) a revised assessment by management of the Company’s ability to continue as a going concern”
Onfolio Holdings, Inc dismissed B F Borgers CPA PC as its auditor.
“On May 3, 2024, Onfolio Holdings Inc. (the “Company”) dismissed B F Borgers CPA PC (“BF Borgers”) as its independent registered public accounting firm.”
Greenland Technologies Holding Corp. engaged Enrome LLP as its auditor.
“approved and ratified the engagement of Enrome LLP ("Enrome") to serve as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024”
Greenland Technologies Holding Corp. dismissed WWC P.C. as its auditor.
“the audit committee of the board of directors of Greenland Technologies Holding Corporation (the "Company") approved the dismissal of WWC P.C., an independent registered public accounting firm ("WWC")”
Serina Therapeutics, Inc. dismissed WithumSmith+Brown, PC as its auditor.
“ithumSmith+Brown, PC (“ Withum ”), the Company’s independent registered public accounting firm prior to the Merger, was informed that it would be dismissed and replaced by Frazier & Deeter. The reports of Withum on the Company’s financial statements for each of the two fiscal years ended December 31, 2023 and 2022 did not”
Serina Therapeutics, Inc. engaged Frazier & Deeter, LLC as its auditor.
“pril 29, 2024, the Audit Committee of the Board of Directors of the Company approved, on behalf of the Company, the engagement of Frazier & Deeter, LLC (“ Frazier & Deeter ”) as the Company’s independent registered public accounting”
Baker Tilly US, LLP resigned as auditor of RenovoRx, Inc..
“eceived a letter from Baker Tilly US, LLP (“BT”), notifying the Committee that BT has decided to resign as the independent registered public accounting firm of the Company effective immediately following the filing of the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, which is expected to be filed in August 2024. The Company is currently in the process of interviewing other accounting firms to replace BT as the Company’s independent registered public accounting firm upon the effectiveness of BT’s resignation. The reports of BT on the Company’s financial statements for the fiscal years ended December 31, 2023 and 2022,”
Cosmos Health Inc. dismissed KPMG Certified Auditors S.A. as its auditor.
“On April 26, 2024, the Company dismissed KPMG as the Company’s independent registered accountant, effective immediately.”
QUEST PATENT RESEARCH CORP reported that prior financial statements should not be relied upon.
“On May 1, 2024, the Company’s board of directors determined that the financial statements for the year ended December 31, 2023 included in the Company’s Form 10-K for the year ended December 31, 2023 should not be relied upon and should be restated, and an amendment to the Company’s Form 10-K for the year ended December 31, 2023 should be filed.”
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. dismissed PricewaterhouseCoopers LLP as its auditor.
“On April 23, 2024, the Board of Directors (the “Board”) of Credit Suisse Asset Management Income Fund, Inc. (the “Fund”) approved the dismissal of PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for the Fund”
Tevogen Bio Holdings Inc. dismissed Marcum LLP as its auditor.
“the Audit Committee dismissed Marcum as the Company's independent registered public accounting firm.”
Tevogen Bio Holdings Inc. engaged KPMG LLP as its auditor.
“Appointment of Independent Registered Public Accounting Firm On April 29, 2024, the audit committee of the Board of Directors (the “Audit Committee”) of Tevogen Bio Holdings Inc. (the “Company”) approved the appointment of KPMG LLP (“KPMG”) as the Company’s new independent registered public accounting firm for”
International Land Alliance Inc. engaged Bush & Associates CPA as its auditor.
“approved the engagement of Bush & Associates CPA (“Bush”) as the Company’s independent registered public accounting firm for the Company’s fiscal year ended December 31, 2023, effective”
Avenir Wellness Solutions, Inc. reported that prior financial statements should not be relied upon.
“On May 2, 2024, the Audit Committee of the Board of Directors of Avenir Wellness Solutions, Inc. (the “Company”), based on the recommendation of management and after consultation with the Company’s independent registered public accounting firm, determined that the Company will restate certain of its previously issued financial statements.”
Cosmos Health Inc. dismissed KPMG Certified Auditors S.A. as its auditor.
“1;) to report the dismissal of KPMG Certified Auditors S.A. (“KPMG”) as the Company’s independent registered public accounting firm, effective immediately, and related matters under Item 4.01 of Form 8-K 0001474167 2024-04-26 2024-04-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (AMENDMENT NO. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2024 Cosmos Health Inc. (Exact name of registrant as specified in its charter) Nevada 000-54436 27-0611758 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 141 West Jackson Blvd , Suite 4236 , Chicago , Illinois 60604 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code ( 312 ) 865-0026 N”
CREDIT SUISSE HIGH YIELD CREDIT FUND dismissed PricewaterhouseCoopers LLP as its auditor.
“On April 23, 2024, the Board of Directors (the “Board”) of Credit Suisse High Yield Bond Fund (the “Fund”) approved the dismissal of PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for the Fund”
Reliance Global Group, Inc. engaged Urish Popeck & Co., LLC as its auditor.
“On May 1, 2024, the Audit Committee of the Board of Directors of Reliance Global Group, Inc. (the “Company”) appointed Urish Popeck & Co., LLC (“Urish”) as the Company’s new independent registered public accounting firm.”
BIO KEY INTERNATIONAL INC engaged Bush & Associates CPA as its auditor.
“(the “ Company ”) approved the engagement of Bush & Associates CPA (“ Bush & Associates ”) as the Company’s independent registered public accounting firm and on April 23, 2024, dismissed Marcum LLP (“ Marcum ”), as the Company’s independent registered public accounting firm. Marcum was retained to serve as the Company’s independent registered public accounting firm on July 20, 2022.”
BIO KEY INTERNATIONAL INC dismissed Marcum LLP as its auditor.
“(the “ Company ”) approved the engagement of Bush & Associates CPA (“ Bush & Associates ”) as the Company’s independent registered public accounting firm and on April 23, 2024, dismissed Marcum LLP (“ Marcum ”), as the Company’s independent registered public accounting firm.”
LIFECORE BIOMEDICAL, INC. DE engaged BDO USA, P.C. as its auditor.
“On April 29, 2024, the Audit Committee of the Board of Directors of Lifecore Biomedical, Inc. (the “Company”) approved the engagement of BDO USA, P.C. (“BDO”) as the Company’s independent registered public accounting firm, effective immediately, to perform audit services for the fiscal year ending May 26, 2024.”
BLUM HOLDINGS, INC. engaged MATSUURA as its auditor.
“On April 23, 2024, the Company engaged MATSUURA as its new independent registered public accountant for the fiscal year ending December 31, 2024.”
BLUM HOLDINGS, INC. dismissed Marcum LLP as its auditor.
“Effective April 23, 2024, Blum Holdings, Inc. (the “Company”) dismissed Marcum LLP as its independent registered public accounting firm.”
Four Leaf Acquisition Corp engaged Adeptus Partners, LLC as its auditor.
“the Committee approved the appointment of Adeptus Partners, LLC ("Adeptus") as the Company’s independent registered public accounting firm to perform independent audit services, including the audit of the Company’s financial statements for the fiscal year ending December 31, 2024.”
Four Leaf Acquisition Corp dismissed Marcum LLP as its auditor.
“the Audit Committee (the “Committee”) of the Board of Directors of Four Leaf Acquisition Corporation (the “Company”) approved the dismissal of Marcum LLP ("Marcum") as the Company’s independent registered public accounting firm, effective immediately.”
Arhaus, Inc. reported that prior financial statements should not be relied upon.
“should no longer be relied upon due to the errors described below and should be restated.”
Agape ATP Corp engaged Assentsure PAC as its auditor.
“We have engaged Assentsure PAC (“Assentsure”) as our independent registered public accounting firm, effective April 29, 2024.”
Agape ATP Corp dismissed Marcum Asia CPAs LLP as its auditor.
“On April 24, 2024, our board of directors resolved to dismiss Marcum Asia CPAs LLP (“Marcum Asia”) as our independent accountants.”
Barton CPA resigned as auditor of BorrowMoney.com, Inc..
“On April 22, 2024, Barton CPA, Cypress, Texas, having PCAOB ID of 6968, resigned as the Company’s independent auditors, effective immediately.”
Vroom, Inc. engaged RSM US LLP as its auditor.
“the Committee approved the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024”
Vroom, Inc. dismissed PricewaterhouseCoopers LLP as its auditor.
“the Committee dismissed PwC as the Company’s independent registered public accounting firm immediately after the filing of the Company’s quarterly report on Form 10-Q for the quarter ended March 31, 2024”
IB Acquisition Corp. engaged MaloneBailey LLP as its auditor.
“On April 24, 2024, the Audit Committee appointed of MaloneBailey LLP (“MaloneBailey”) as the Company’s independent registered public accounting firm for the fiscal year ended September 30, 2024.”
IB Acquisition Corp. dismissed UHY LLP as its auditor.
“On April 22, 2024, after approval of the Audit Committee of the Board of Directors (the “Audit Committee”) of IB Acquisition Corp. (the “Company”), the Company dismissed UHY LLP (“UHY”) as its independent registered public accounting firm, effective as of such date.”
Assure Holdings Corp. reported that prior financial statements should not be relied upon.
“he “Non-Reliance Periods”) should no longer be relied upon. In connection with the preparation of the Company's consolidated financial statements for the year ended December 31, 2023, management concluded the following: · As of January 1, 2023, the Company recognized a deferred tax liability related to book to tax timing differences associated with the accretion expense originated from the fair value calculation of the Company’s convertible notes. The recorded deferred tax liability was an error which was reversed as of and for the three months ended March 31, 2023, as of and for the three and six months ended June 30, 2023 and as of and for the three and nine months ended September 30, 2023. · During the second quarter of 2023, stock-based compensation benefit was not recorded related to forfeited stock options. In correction of the error in 2023, the Company recorded a stock-based comp”
American Bitcoin Corp. engaged RBSM LLP as its auditor.
“On April 26, 2024, as recommended and approved by the Committee and the Board, the Company engaged RBSM LLP ("RBSM") as the Company's independent public accounting firm”
American Bitcoin Corp. dismissed Marcum LLP as its auditor.
“On April 26, 2024 (the "Dismissal Date"), the Company dismissed Marcum LLP ("Marcum") as the independent registered public accounting firm for the Company.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.