secwatch / observer

Auditor Changes

Auditor resignations, dismissals, and non-reliance under 8-K Items 4.01/4.02.

8-K items 4.01, 4.02 JSON
NVTS Navitas Semiconductor Corp

Navitas Semiconductor Corp dismissed Deloitte & Touche LLP as its auditor.

“On July 19, 2023, the Company dismissed Deloitte as its independent registered public accounting firm.”
VIVS VivoSim Labs, INC.

Mayer Hoffman McCann P.C. resigned as auditor of VivoSim Labs, INC..

“On July 18, 2023, Mayer Hoffman McCann P.C. ("MHM") informed Organovo Holdings, Inc. (the "Company") and the Audit Committee of the Company's Board of Directors that it would not stand for re-election as the Company's independent registered public accounting firm”
BCML BayCom Corp

BayCom Corp reported that prior financial statements should not be relied upon.

“that the Company’s previously issued consolidated financial statements for the interim period ended March 31, 2023 and year ended December 31, 2022, as well as for the interim periods included in that fiscal year (the “Restated Periods”), should no longer be relied upon because of errors related to the accounting for unrealized losses on preferred equity securities that resulted in material misstatements of noninterest income and accumulated other comprehensive income. Additionally, the Company’s earnings releases and other public communications should no longer be relied upon to the extent that they relate to our consolidated financial statements for the Restated Periods. ​ At the time of its purchase of the preferred equity securities for investment purposes, the Company inappropriately accounted for them as available-for-sale debt securities under Accounting Standards Codification (“”
Titan Environmental Solutions Inc.

Titan Environmental Solutions Inc. engaged Freed Maxick CPAs, P.C. as its auditor.

“The Company has engaged Freed Maxick CPAs, P.C. (“Freed”) as its successor independent auditor.”
Titan Environmental Solutions Inc.

Titan Environmental Solutions Inc. dismissed T R Chadha & Co LLP as its auditor.

“On July 20, 2023, the Company dismissed T R Chadha & Co LLP (“TRC”) as the Company’s independent auditors for the fiscal year ending December 31, 2023.”
CBAT CBAK Energy Technology, Inc.

CBAK Energy Technology, Inc. engaged ARK Pro CPA & Co as its auditor.

“On July 18, 2023, the Board of Directors of the Company approved the appointment of ARK Pro CPA & Co (“ARK”) as its independent registered public accounting firm for the fiscal year ending December 31, 2023, subject to ARK’s completion of their client acceptance procedures.”
CBAT CBAK Energy Technology, Inc.

CBAK Energy Technology, Inc. dismissed Centurion ZD CPA & Co. as its auditor.

“On July 18, 2023, the Board of Directors of CBAK Energy Technology, Inc. (the “Company”) approved the dismissal of Centurion ZD CPA & Co. (“Centurion”) as independent registered public accounting firm of the Company, effective immediately.”
ABX Abacus Global Management, Inc.

Abacus Global Management, Inc. dismissed Marcum LLP as its auditor.

“On July 17, 2023, the Audit Committee approved the dismissal of Marcum LLP ("Marcum"), the Company's independent registered public accounting firm prior to the Business Combination, and informed Marcum that it would be replaced by Grant Thornton LLP ("Grant Thornton") as the Company's independent registered public accounting firm effective as of July 17, 2023.”
Endexx Corp

Endexx Corp reported that prior financial statements should not be relied upon.

“Restatement Background On June 9, 2023, Endexx Corporation’s (the “Company,” “our,” “we,” or “us”) management reached a final determination that the Company’s previously issued unaudited, financial statements and related disclosures for its fiscal year ended September 30, 2022 (the “Prior 10-K”), and for its fiscal quarter ended December 31, 2022 (the “Prior 10-Q”), each of which did not include Hyla US as a consolidated entity contained an error and should no longer be relied upon for the reason set forth below, i.e. , our ability to assert a controlling financial interest in Hyla US (as defined below). Effective August 31, 2022, we closed a transaction with Hyla UK Holdco Limited (“Hyla UK”), pursuant to which we, through our specially formed transaction subsidiary, purchased 51% of the issued and outstanding capital stock of Hyla US Holdco Limited (“Hyla US”), a wholly-owned operating”
JSDA JONES SODA CO.

JONES SODA CO. engaged Berkowitz, Pollack Brant Advisors + CPAs as its auditor.

“Additionally on July 14, 2023, through and with the approval of its Audit Committee, the Company appointed Berkowitz, Pollack Brant Advisors + CPAs ("BPB") as its independent registered public accounting firm.”
JSDA JONES SODA CO.

JONES SODA CO. dismissed Armanino LLP as its auditor.

“On July 14, 2023, through and with the approval of its Audit Committee, Jones Soda Co. (the "Company") dismissed Armanino LLP ("Armanino") as its independent registered public accounting firm.”
CREG Smart Powerr Corp.

Smart Powerr Corp. engaged Enrome LLP as its auditor.

“he engagement of Enrome LLP (“Enrome”), as the Company’s independent registered public accounting firm, effective as”
CREG Smart Powerr Corp.

Smart Powerr Corp. dismissed Kreit & Chiu CPA LLP as its auditor.

“f Kreit & Chiu CPA LLP (“Kreit & Chiu”) as the Company’s independent registered public accounting firm for”
CNTN Canton Strategic Holdings, Inc.

Canton Strategic Holdings, Inc. engaged Rosenberg Rich Baker Berman P.A. as its auditor.

“on July 12, 2023, the Committee approved the appointment of Rosenberg Rich Baker Berman P.A. (“RRBB”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 effective as of July 12, 2023, replacing Mayer Hoffman McCann P.C.”
KCRD Kindcard, Inc.

Kindcard, Inc. engaged Victor Mokuolu, CPA PLLC as its auditor.

“On July 17, 2023, (the “Engagement Date”), the Company engaged Victor Mokuolu, CPA PLLC (“New Auditor”) as its independent registered public accounting firm for the Company’s fiscal year ended December 31, 2023.”
KCRD Kindcard, Inc.

Assurance Dimensions, Inc. resigned as auditor of Kindcard, Inc..

“On July 17, 2023 (the “Resignation Date”), Assurance Dimensions, Inc. (the “Former Auditor”) resigned as the independent registered public accounting firm of Kindcard, Inc. (the “Company”).”
EVFM Evofem Biosciences, Inc.

Evofem Biosciences, Inc. engaged BPM LLP as its auditor.

“On July 11, 2023, the Company appointed BPM LLP ("BPM") as the Company's new independent registered public accounting firm effective as of July 11, 2023.”
EVFM Evofem Biosciences, Inc.

Evofem Biosciences, Inc. dismissed Deloitte & Touche LLP as its auditor.

“the Audit Committee recommended, and the Board approved the dismissal of Deloitte & Touche LLP ("Deloitte"), as the Company's independent registered public accounting firm, on July 11, 2023.”
IGEN NETWORKS CORP

IGEN NETWORKS CORP engaged BFBorgers Certified Public Accountants as its auditor.

“On July 17, 2023, we engaged BFBorgers Certified Public Accountants (“BFBorgers”), an independent certified public accounting firm, as our principal independent accountant with the approval of our board of directors.”
IGEN NETWORKS CORP

IGEN NETWORKS CORP dismissed GreenGrowth CPAs as its auditor.

“On July 17, 2023, we dismissed GreenGrowth CPAs (“GGCPA”) as our company’s independent principal accountant to audit the Company’s financial statements.”
ELTP ELITE PHARMACEUTICALS INC /NV/

ELITE PHARMACEUTICALS INC /NV/ dismissed Buchbinder Tunick & Company LLP as its auditor.

“The Audit Committee also dismissed Buchbinder Tunick & Company LLP (“Buchbinder”) as the Company’s independent registered public accounting firm, effective as of July 12, 2023.”
ELTP ELITE PHARMACEUTICALS INC /NV/

ELITE PHARMACEUTICALS INC /NV/ engaged Mazers USA LLP as its auditor.

“Company”) approved the appointment, effective July 11, 2023, of Mazers USA LLP (“Mazers”) as the Company’s new independent registered public accounting firm to audit the Company’s consolidated financial statements for the year ending”
AKR ACADIA REALTY TRUST

ACADIA REALTY TRUST engaged Deloitte & Touche LLP ("Deloitte") as its auditor.

“Audit Committee appointed Deloitte & Touche LLP (“Deloitte”) as the Company’s new independent registered public accounting firm for the fiscal year ending December 31, 2023, effective concurrent with the dismissal of BDO.”
Healthcare AI Acquisition Corp.

Healthcare AI Acquisition Corp. engaged BF Borgers CPA PC as its auditor.

“On July 11, 2023, upon the approval of the Audit Committee, the Company engaged BF Borgers CPA PC (“ Borgers ”) as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023, effective immediately.”
Healthcare AI Acquisition Corp.

Healthcare AI Acquisition Corp. dismissed Marcum LLP as its auditor.

“On July 5, 2023, upon the approval of its Audit Committee of the Board of Directors (the “ Audit Committee ”) of Healthcare AI Acquisition Corp. (the “ Company ”), the Company dismissed Marcum LLP (“ Marcum ”) as the Company’s independent registered public accounting firm.”
HGAS Global Gas Corp

Global Gas Corp reported that prior financial statements should not be relied upon.

“management of Dune Acquisition Corporation (the “Company”) has concluded that the previously issued audited financial statements for the year ended December 31, 2022 should be restated”
CAHO Caro Holdings Inc.

Caro Holdings Inc. engaged BF Borgers CPA, PC as its auditor.

“On June 25, 2023, the Company engaged BF Borgers CPA, PC (“Borgers”) as its new independent registered public accounting firm to audit and review the Company’s financial statements.”
CAHO Caro Holdings Inc.

Caro Holdings Inc. engaged BF Borgers CPA, PC as its auditor.

“On June 25, 2023, the Company engaged BF Borgers CPA, PC (“Borgers”) as its new independent registered public accounting firm to audit and review the Company’s financial statements.”
SLE Super League Enterprise, Inc.

Super League Enterprise, Inc. engaged Withum Smith + Brown, PC as its auditor.

“(the “ Company ”) retained Withum Smith + Brown, PC (“ Withum ”) as its independent registered public accounting firm for the fiscal year ending December 31, 2023. During the years ended December 31, 2021 and 2022, and through July 14, 2023 (the date Withum was appointed), the Company did not consult Withum with respect to the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company’s financial statements, or any other matter that was either the subject of a disagreement or a reportable event as defined in Item 304(a)(2)(i) and (ii) of Regulation S-K.”
GNPX Genprex, Inc.

CohnReznick LLP resigned as auditor of Genprex, Inc..

“(“our” or “we” or the “Company”) was notified by CohnReznick LLP (“CohnReznick”), the Company’s independent registered public accounting firm, of its decision to resign as the independent registered public accounting firm of the Company effective upon the filing of the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 due to be filed by August 14, 2023. CohnReznick stated that it is providing the notice of resignation due to resource constraints. CohnReznick will remain engaged by the Company to complete its review of the Company’s interim financial statements for the quarter ended June 30, 2023.”
Rapid Therapeutic Science Laboratories, Inc.

Rapid Therapeutic Science Laboratories, Inc. engaged TPS Thayer, LLC as its auditor.

“As a result, the Company’s Board of Directors recommended and approved the engagement of TPS Thayer, LLC (“ TPS ”) to serve as the Company’s independent registered public accounting firm, effective immediately.”
VFL abrdn National Municipal Income Fund

abrdn National Municipal Income Fund engaged KPMG LLP as its auditor.

“(b) Engagement of new independent registered public accounting firm On July 10, 2023, upon the recommendation of the Audit Committee of the Board, the Board approved a change in the Fund’s fiscal year end and the engagement of KPMG LLP (“KPMG”) as the independent registered public accounting firm for the Fund for the”
VFL abrdn National Municipal Income Fund

abrdn National Municipal Income Fund dismissed PricewaterhouseCoopers LLP as its auditor.

“pproved the dismissal of PricewaterhouseCoopers LLP (“PwC”) as the independent registered public accounting firm for the”
Coyni, Inc.

Coyni, Inc. engaged Simon & Edward LLP as its auditor.

“On or about July 12, 2023, the Company engaged Simon & Edward LLP (“S&E”) to serve as the Company’s new independent accountant”
Coyni, Inc.

MaloneBailey, LLP resigned as auditor of Coyni, Inc..

“On June 16, 2023, MaloneBailey, LLP (“MaloneBailey”) informed Coyni, Inc. f/k/a Logicquest Technology, Inc. (the “Company”) that it would not stand for re-election as the Company’s independent accountant”
DREM Dream Homes & Development Corp.

Dream Homes & Development Corp. engaged Olayinka Oyebola & Co. as its auditor.

“of Olayinka Oyebola & Co. (i) Effective July 12, 2023, DREM engaged Olayinka Oyebola & Co.”
Rivulet Media, Inc.

Rivulet Media, Inc. engaged Semple Marchal & Cooper, LLP as its auditor.

“approved the engagement of Semple Marchal & Cooper, LLP (“SMC”) as Farber’s replacement.”
Rivulet Media, Inc.

Rivulet Media, Inc. dismissed Farber Haas Hurley, LLP as its auditor.

“Effective July 10,2023, the Board of Directors of Rivulet Media, Inc. (the “Company”) replaced Farber Haas Hurley, LLP, Certified Public Accountants (“Farber”) as its independent auditors”
UONE URBAN ONE, INC.

URBAN ONE, INC. engaged Ernst & Young LLP as its auditor.

“The Audit Committee has appointed Ernst & Young LLP (EY) to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 effective as of July 12, 2023.”
UONE URBAN ONE, INC.

URBAN ONE, INC. dismissed BDO USA, P.A. as its auditor.

“The Audit Committee of the Company’s Board of Directors (the “Audit Committee”) approved the dismissal of BDO on July 11, 2023 and BDO’s dismissal as the Company’s independent registered public accounting firm will be effective on July 12, 2023.”
Healthcare AI Acquisition Corp.

Healthcare AI Acquisition Corp. engaged BF Borgers CPA PC as its auditor.

“On July 11, 2023, upon the approval of the Audit Committee, the Company engaged BF Borgers CPA PC (“ Borgers ”) as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023, effective immediately.”
Healthcare AI Acquisition Corp.

Healthcare AI Acquisition Corp. dismissed Marcum LLP as its auditor.

“On July 5, 2023, upon the approval of its Audit Committee of the Board of Directors (the “ Audit Committee ”) of Healthcare AI Acquisition Corp. (the “ Company ”), the Company dismissed Marcum LLP (“ Marcum ”) as the Company’s independent registered public accounting firm.”
FFAI FARADAY FUTURE INTELLIGENT ELECTRIC INC.

FARADAY FUTURE INTELLIGENT ELECTRIC INC. reported that prior financial statements should not be relied upon.

“that the Company’s previously issued financial statements included in the Company’s Annual Report on Form 10-K for the period ended December 31, 2022 and Quarterly Reports on Form 10-Q for the periods ended March 31, 2023 and September 30, 2022 (the “Affected Periods”) should no longer be relied upon due to errors identified in the affected periods primarily due to an error stemming from a non-cash and non-operating item related to the change in the fair value upon conversion of the notes issued under the Company’s Securities Purchase Agreements.”
TXMD TherapeuticsMD, Inc.

TherapeuticsMD, Inc. engaged Berkowitz Pollack Brant as its auditor.

“engaged Berkowitz Pollack Brant ("BPB") as the Company’s independent registered public accounting firm for the 2023 fiscal year”
TXMD TherapeuticsMD, Inc.

TherapeuticsMD, Inc. dismissed Grant Thornton LLP as its auditor.

“dismissed Grant Thornton LLP ("GT") as the Company’s independent registered public accounting firm”
TGL TREASURE GLOBAL INC

TREASURE GLOBAL INC engaged WWC, P.C. as its auditor.

“On July 3, 2023, the Company engaged WWC, P.C. ("WWC") to serve as the Company's independent registered public accounting firm, effective July 3, 2023 (the "Engagement Date").”
AIFC AI Financial Corp

AI Financial Corp engaged Hudgens CPA, PLLC as its auditor.

“On June 26, 2023, JanOne Inc’s. (the “Company”) Audit Committee (the “Committee”) approved the engagement of Hudgens CPA, PLLC (“Hudgens”) as the Company’s independent registered public accounting firm”
Mondee Holdings, Inc.

Mondee Holdings, Inc. engaged Deloitte & Touche LLP as its auditor.

“On July 6, 2023, the Audit Committee approved, and the Board ratified, the engagement of Deloitte & Touche LLP (the “ New Auditor ”) and appointed the New Auditor as the Company’s independent registered public accounting firm as of July 6, 2023 to audit the Company’s consolidated financial statements for the year ending December 31, 2023.”
Mondee Holdings, Inc.

Mondee Holdings, Inc. dismissed KNAV P.A. as its auditor.

“(a) Dismissal of independent registered public accounting firm. On July 6, 2023, the Audit Committee of the Board of Directors (the “ Audit Committee ”) of Mondee Holdings, Inc., a Delaware corporation, (the " Company ") approved, and the Board of Directors of the Company (the " Board ") ratified, the dismissal of KNAV P.A. (the “ Former Auditor ”) as the Company's independent registered public accounting firm.”
INFU InfuSystem Holdings, Inc

InfuSystem Holdings, Inc dismissed BDO USA, LLP as its auditor.

“on June 30, 2023 , the Committee approved the dismissal of BDO as the Company's independent registered public accounting firm”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.