Debt Financings

Barnes & Noble Education, Inc. amended revolving credit of same as Existing ABL Facility with lenders under existing asset-based revolving credit facility at not specified maturing not specified.

“on April 16, 2024, the Company amended its Existing ABL Facility to, among other things, revise certain milestones related to the previously-disclosed liquidity and refinancing contingency plans to align such milestones with the Transactions contemplated by the Purchase Agreement (the "Twelfth Amendment to Credit Agreement")”

Barnes & Noble Education, Inc. amended revolving credit of $325 million aggregate committed principal amount (New ABL Facility) with lenders under existing asset-based revolving credit facility at not specified maturing four-year.

“On April 16, 2024, the Company entered into a commitment letter with the lenders under its existing asset-based revolving credit facility (the "Existing ABL Facility") to provide for a new four-year asset-based credit facility in an aggregate committed principal amount of $325 million (the "New ABL Facility"), which New ABL Facility will replace the Existing ABL Facility.”

Bristow Group Inc. incurred term loan of approximately GBP 26 million with National Westminster Bank Plc.

“On April 16, 2024, the first Utilisation Date (as defined in the BHL Facility Agreement) occurred under the BHL Facility Agreement, and BHL borrowed approximately GBP 26 million.”

AIxCrypto Holdings, Inc. incurred convertible notes of $1,100,000 with Yi Hua Chen at 8% per annum maturing December 31, 2024.

“On April 12, 2024, against Chen’s Option exercise price of $1,000,000 paid to us, we delivered to Chen: - an 8% Convertible Debenture (the “Chen Debenture”) in the principal amount of $1,100,000, of like tenor as the Alpha Debenture except for the principal amount”

PVH CORP. /DE/ incurred senior notes of €525 million with U.S. Bank Trust Company, National Association at 4.125% per year maturing July 16, 2029.

“(as defined in the Underwriting Agreement), as representatives of the several underwriters listed on Schedule I thereto (the “Underwriters”), in connection with an offering of €525 million aggregate principal amount of 4.125% Senior Notes due 2029 (the “Notes”). The Notes to be sold pursuant to the Underwriting Agreement have been registered pursuant to a”

Horizon Space Acquisition I Corp. incurred loan of $300,000 with Horizon Space Acquisition I Sponsor Corp. at The Note bears no interest maturing payable in full upon the earlier to occur of (i) the consummation of the Company’s business combination or (ii) the date of expiry of the term of the Company.

“On April 12, 2024, Horizon Space Acquisition I Corp., a Cayman Islands exempted company (the “ Company ”) issued an unsecured promissory note (the “ Note ”) in the principal amount of $300,000 to Horizon Space Acquisition I Sponsor Corp., a Cayman Islands company, the sponsor of the Company (the “ Sponsor ”).”

Falcon's Beyond Global, Inc. incurred term loan of approximately $1.3 million with Universal Kat Holdings, LLC at 8.875% per annum maturing March 31, 2025.

“pursuant to which Universal Kat has made a loan to the Borrower in the principal amount of approximately $1.3 million”

Falcon's Beyond Global, Inc. incurred term loan of approximately $7.2 million with Katmandu Ventures, LLC at 8.875% per annum maturing March 31, 2025.

“pursuant to which Katmandu Ventures has made a loan to the Borrower in the principal amount of approximately $7.2 million”

Invest Acquisition Corp incurred loan of up to $750,000 with Europe Acquisition Holdings Limited at non-interest bearing maturing the earlier of (i) the date on which the Borrower consummates the business combination or (ii) the date of that the winding up of the Borrower is effective.

“On April 15, 2024, Investcorp Europe Acquisition Corp I (the “Company”) entered into a non-interest bearing unsecured loan (the “Loan”) in the principal amount of up to $750,000 from the Company’s sponsor, Europe Acquisition Holdings Limited, an exempted company incorporated in the Cayman Islands, or an affiliate thereof (the “Sponsor”) to provide the Company with additional working capital and to fund monthly contributions into the trust account until the earlier of a completion of a business combination or June 17, 2024 (the “Extended Date”).”

VIP Play, Inc. incurred loan of an additional $400,000 with Excel Family Partners, LLLP at 15.0%.

“ine Of Credit Demand Note with Excel Family Partners, LLLP, a Florida limited liability limited partnership (“ Excel ”)”

Cerence Inc. amended credit facility with Wells Fargo Bank, N.A., as administrative agent at SOFR plus 3.00% maturing April 1, 2026.

“Amendment No. 3 revised certain interest rates in the Credit Agreement. The applicable margin is SOFR plus 3.00% for SOFR loans and the highest of (i) the federal funds effective rate, (ii) the prime rate, and (iii) one-month SOFR plus 1.00% (the highest of clauses (i) through (iii), the “ABR”) plus 2.00% for ABR loans. Amendment No. 3 also modified the maturity date for the revolving facility. The revolving facility matures on April 1, 2026”

BlackSky Technology Inc. incurred revolving credit of $20.0 million revolving credit facility with Stifel Bank, as lender at greater of (A) the prime rate and (B) six percent (6.00%) maturing June 30, 2026.

“On April 11, 2024, BlackSky Technology Inc., a Delaware corporation (the “Company”), and certain subsidiaries of the Company, as co-borrowers (together with the Company, the “Borrowers”), entered into a loan and security agreement (the “Loan Agreement”) with Stifel Bank, as lender (“Bank”). The Loan Agreement provides for a $20.0 million revolving credit facility, including a $500,000 subfacility for the issuance of letters of credit and other ancillary banking services.”

Vital Farms, Inc. incurred revolving credit of $60.0 million with JPMorgan Chase Bank, N.A. at adjusted term Secured Overnight Financing Rate or adjusted daily Secured Overnig maturing five years.

“On April 9, 2024, Vital Farms, Inc. (the “Company”) entered into a credit agreement with the other loan parties party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent, which provides for a five-year $60.0 million senior secured revolving credit facility (the “2024 Credit Facility”).”

Purebase Corp incurred convertible notes of up to $618,000 with U.S. Mine Corp. at 8% per annum maturing February 7, 2026.

“Reference is made to the disclosure set forth under Item 1.01 above, which disclosure is incorporated herein by reference. On February 8, 2024 (the “Issuance Date”), the Company issued USMC an 8% unsecured convertible promissory note in the principal amount of up to $618,000 (the “Convertible Note”).”

New Mountain Finance Corp amended credit facility with Wells Fargo Bank, National Association.

“On April 10, 2024, New Mountain Finance Corporation (the “Company” ) entered into the Tenth Amendment to Loan and Security Agreement (the “Tenth Amendment” ), which amended the Third Amended and Restated Loan and Security Agreement, dated as of October 24, 2017 (together with the exhibits and schedules thereto, the “Holdings Credit Facility” )”

Koppers Holdings Inc. amended credit facility at reduces the interest rate margins applicable to the Term Loan B Facility by 50 b.

“effectively reduces the interest rate margins applicable to the Term Loan B Facility by 50 basis points from 3.50 percent with a floor of 50 basis points (0.50 percent) to 3.00 percent with a floor of 50 basis points (0.50 percent), in the case of adjusted Term SOFR Rate or adjusted Daily Simple SOFR loans, and from 2.50 percent with a floor of 1.50 percent to 2.00 percent with a floor of 1.50 percent, in the case of alternate base rate loans; and (iii) removes the credit spread adjustment of 10 basis points (0.10 percent) for the Term Loan B Facility”

Koppers Holdings Inc. incurred term loan of $100,000,000 with PNC Bank, National Association, as revolving administrative agent, collateral agent and swingline loan lender, and Wells Fargo Bank, National Association, as term administrative agent at adjusted Term SOFR Rate or adjusted Daily Simple SOFR loans at 3.00 percent with.

“provides for the incurrence of incremental term loans in an aggregate principal amount of $100,000,000 to be used for general corporate purposes, thereby increasing the aggregate principal amount of the term loan facility to $497,005,000 (the “Term Loan B Facility”)”

Safehold Inc. incurred revolving credit of $2 billion with JPMorgan Chase Bank, N.A., as administrative agent, and certain other financial institutions at adjusted SOFR term rate plus an applicable rate ranging from 0.800% to 1.450% de maturing May 1, 2029, which includes two six-month extension options.

“On April 12, 2024, Safehold GL Holdings LLC (the “Borrower”) entered into an unsecured revolving loan agreement with JPMorgan Chase Bank, N.A., as administrative agent, and certain other financial institutions party thereto (the “New Credit Agreement”). Pursuant to the New Credit Agreement, Safehold Inc. (the “Company”) gave a guaranty pursuant to which it has absolutely and unconditionally guaranteed the payment and performance of the obligations of the Borrower under the New Credit Agreement as and when due and payable. The New Credit Agreement provides for $2 billion of revolving loan commitments available for working capital and general corporate purposes with a maturity date of May 1, 2029, which includes two six-month extension options. The New Credit Agreement also includes an accordion feature to increase the revolving commitments or add one or more tranches of term loans up to an aggregate amount of $500 million, subject to obtaining lender commitments and the satisfaction of”

Crescent Energy Co amended credit facility with Wells Fargo Bank, National Association, as administrative agent, collateral agent and a letter of credit issuer at SOFR plus 2.35% to 3.35% or an adjusted base rate plus 1.25% to 2.25%, in each c maturing April 10, 2029.

“Among other things, the Credit Agreement Amendment included a reduction of the borrowing base to $1.7 billion from $2.0 billion and maintained elected commitments at $1.3 billion and extends the maturity date of any revolving loans under the Credit Agreement to April 10, 2029 from September 23, 2027.”

MSD Investment Corp. amended revolving credit of $485,000,000 to $550,000,000 with Deutsche Bank AG, New York Branch as facility agent; U.S. Bank Trust Company National Association as collateral agent; U.S. Bank National Association as collateral custodian maturing December 31, 2026 to April 8, 2029.

“On April 8, 2024, MSD BDC SPV I, LLC (" SPV I "), a wholly-owned subsidiary of MSD Investment Corp. (the “ Company ”), entered into Amendment No. 4 to the Loan Financing and Servicing Agreement (" LFSA ") with the several banks and other financial institutions or entities that are party thereto from time to time, as lenders, Deutsche Bank AG, New York Branch as facility agent, U.S. Bank Trust Company National Association as collateral agent and U.S. Bank National Association as collateral custodian (the “ Amendment ”). The Amendment, among other things; (i) increases the Facility Amount (as defined in the LFSA) from $485,000,000 to $550,000,000, (ii) extends the period during which SPV I may make borrowings under the facility from December 31, 2024 to April 8, 2027 and (iii) extends the scheduled maturity date from December 31, 2026 to April 8, 2029.”

byNordic Acquisition Corp incurred loan of $300,000 with DDM Debt AB at no interest maturing upon the consummation of the Company's initial business combination.

“On April 10, 2024, byNordic Acquisition Corporation (" BYNO ", the " Company ") issued a promissory note (the “Note”) in the principal amount of $300,000 to DDM Debt AB (the “ Lender "), an affiliate of Water by Nordic AB, the Company’s sponsor.”

Assure Holdings Corp. incurred convertible notes of $1,000,000 with Danam Health Inc. at 10% per annum maturing July 22, 2024.

“the Corporation issued a convertible note to Danam in principal amount of $1,000,000. The note accrues interest on the then outstanding principal balance at a rate equal to 10% per annum, computed on the basis of the actual number of days elapsed and a year of 365 days. The note has a maturity date of July 22, 2024.”

KBS Growth & Income REIT, Inc. amended loan with JP Morgan Chase Bank, N.A. maturing May 31, 2024.

“the Owner entered into a fourth modification agreement with the Lender to extend the maturity date of the Modified Term Loan to May 31, 2024 (the “Fourth Modification Agreement”).”

NIOCORP DEVELOPMENTS LTD incurred convertible notes of $8,000,000 aggregate principal amount with YA II PN, Ltd. and Lind Global Fund II LP at simple interest rate obligation of 0.0% per annum (which will increase to 18.0% maturing December 31, 2024.

“On April 11, 2024, NioCorp Developments Ltd. ("NioCorp" or the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”), with YA II PN, Ltd. (“Yorkville”) and Lind Global Fund II LP (“Lind” and together with Yorkville, the “Purchasers”), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement (the “Private Placement”), $8,000,000 aggregate principal amount of unsecured notes (the “Notes”).”

Walker & Dunlop, Inc. amended credit facility of Not specified with PNC Bank, National Association at Not specified maturing April 11, 2025.

“The Amendment amends that certain Second Amended and Restated Warehousing Credit and Security Agreement, dated as of September 11, 2017, as previously amended (the " Warehousing Agreement "), by and among the Borrower, the Company and PNC to, among other things, extend the maturity date of the Warehousing Agreement to April 11, 2025.”

Vivakor, Inc. amended convertible notes of $1,000,000 at 10% per annum maturing December 31, 2024.

“on Form 8-K filed with the Securities and Exchange Commission on February 2, 2024, the Company received a loan from a non-affiliated individual lender in the principal amount of $1,000,000 (the “Loan”) and, in connection therewith, the Company agreed to issue 100,000 restricted shares of the Company’s common stock. The Loan bears interest at the rate of 10%”

C-Bond Systems, Inc incurred loan of $127,963.00 with 1800 Diagonal Lending LLC at 12%.

“On April 8, 2024, C-Bond Systems, Inc. (the “Company”) executed a Promissory Note (“Note”) in favor of 1800 Diagonal Lending LLC (the “Investor”) in the aggregate principal amount of $127,963.00”

TD SYNNEX CORP incurred senior notes of $600,000,000 aggregate principal amount with Citibank, N.A. at 6.100% maturing April 12, 2034.

“On April 12, 2024, TD SYNNEX Corporation (“TD SYNNEX” or the “Company”) issued and sold $600,000,000 aggregate principal amount of 6.100% Senior Notes due 2034”

BRANDYWINE OPERATING PARTNERSHIP, L.P. incurred senior notes of $400 million at 8.875% maturing 2029.

“completed its offering and sale (the “Notes Offering”) of $400 million in aggregate principal amount of its 8.875% Guaranteed Notes due 2029”

Ryman Hospitality Properties, Inc. amended term loan with Wells Fargo Bank, National Association, as Administrative Agent at 2.25% for SOFR Loans.

“The Incremental Agreement refinances the $295 million principal amount outstanding under the original $500 million term loan B (the “Term Loan B Facility”) and reduces the applicable interest rate margins for the loans advanced under the refinanced Term Loan B Facility.”

Healthier Choices Management Corp. incurred debt of $1.889 million with institutional investors at 10% per annum maturing the earlier of (1) at the closing of the IPO, (2) January 18, 2025 or (3) the time at which the balance is due and payable upon an event of default.

“(the “SPA”) with institutional investors (the “Purchasers”) pursuant to which HCWC agreed to issue (1) unsecured promissory notes with an aggregate principal amount of $1.889 million (the “Notes”) and (2) shares of HCWC Class A common stock (the “Bridge Shares” and together with the Notes, the “Securities”) in an aggregate amount equal to $1.889 million”

HPS Corporate Capital Solutions Fund incurred revolving credit of $500,000,000 with JPMorgan Chase Bank, N.A. at 0.75% or 0.875% plus an 'alternate base rate' maturing April 8, 2029.

“the Agreement. The Fund will also pay a fee at the per annum rate of 0.375% on average daily undrawn amounts under the Facility. The initial principal amount of the Facility is $500,000,000, subject to availability under the borrowing base, which is based on the Fund’s portfolio investments and other outstanding indebtedness, with an accordion provision to permit”

OSR Holdings, Inc. incurred loan of $1,200,000 with Bellevue Global Life Sciences Investors, LLC at not interest bearing maturing earlier of: (i) December 31, 2024 or (ii) the date on which the Company consummates an initial business combination.

“On April 8, 2024, Bellevue Life Sciences Acquisition Corp. (the “ Company ”) issued an unsecured promissory note (the “ Promissory Note ”) in the principal amount of $1,200,000 to Bellevue Global Life Sciences Investors, LLC (“ BGLSI ”), the sponsor of the Company. The Promissory Note is not interest bearing and is payable in full on the earlier of: (i) December 31, 2024 or (ii) the date on which the Company consummates an initial business combination (the “ Maturity Date ” ) .”

Monroe Capital Income Plus Corp amended credit facility of from $119.5 million of aggregate commitments to $194.5 million of aggregate commitments with KeyBank National Association.

“the Facility Amount under the Credit Facility’s accordion feature was increased from $119.5 million of aggregate commitments to $194.5 million of aggregate commitments”

Empire State Realty Trust, Inc. incurred senior notes of $225 million, consisting of (a) $155 million aggregate principal amount of 7.20% Series I Green Guaranteed Senior Notes with the purchasers named therein at 7.20% Series I ... 7.32% Series J ... 7.41% Series K maturing June 17, 2029 ... June 17, 2031 ... June 17, 2034.

“On April 10, 2024, Empire State Realty Trust, Inc. (the “Company”) and Empire State Realty OP, L.P. (the “Operating Partnership”), the operating partnership subsidiary of the Company, entered into a Note Purchase Agreement with the purchasers named therein (the “Purchase Agreement”) in connection with a private placement of the Operating Partnership’s green guaranteed senior unsecured notes (the “Notes”). Under the Purchase Agreement, the Operating Partnership will issue and sell an aggregate $225 million of its Notes, consisting of (a) $155 million aggregate principal amount of 7.20% Series I Green Guaranteed Senior Notes due June 17, 2029, (b) $45 million aggregate principal amount of 7.32% Series J Green Guaranteed Senior Notes due June 17, 2031 and (c) $25 million aggregate principal amount of 7.41% Series K Green Guaranteed Senior Notes due June 17, 2034.”

INVO Fertility, Inc. incurred convertible notes of $275,000.00 with FirstFire Global Opportunities Fund, LLC at twelve percent (12%) per annum maturing twelve (12) months from the issue date.

“On April 5, 2024, INVO Bioscience, Inc., a Nevada corporation (the “ Company ”) entered into a purchase agreement (the “ Purchase Agreement ”) with FirstFire Global Opportunities Fund, LLC (the “ Buyer ”), pursuant to which the Buyer agreed to purchase, and the Company agreed to issue and sell, (i) a promissory note with an aggregate principal amount of $275,000.00, which is convertible into shares of the Company’s common stock”

Cineverse Corp. incurred guarantee of capped at obligations not exceeding $1,500,000 with BondIt LLC.

“The Company entered into a Guaranty Agreement pursuant to which it provided a guarantee of the T3 Loan which is capped at obligations not exceeding $1,500,000”

Cineverse Corp. incurred term loan of not to exceed $3,666,000 with BondIt LLC at interest at a rate of 1.44% per month maturing April 1, 2025, unless extended for 120 days.

“The T3 Loan Agreement provides for a term loan with a principal amount not to exceed $3,666,000 (the “T3 Loan”), and a maturity date of April 1, 2025, unless extended for 120 days. The T3 Loan bears no interest until the maturity date other than an interest advance equal to $576,000 deemed earned at the closing of the T3 Loan on April 5, 2024. If the T3 Loan is extended as noted above, the T3 Loan will bear interest at a rate of 1.44% per month.”

Novo Integrated Sciences, Inc. incurred convertible notes of $6,210,000 with Streeterville Capital, LLC at 10.9% per annum maturing April 8, 2025.

“On April 5, 2024, Novo Integrated Sciences, Inc. (the “Company”) entered into a securities purchase agreement (the “SPA”) with Streeterville Capital, LLC (the “Holder”), pursuant to which the Company issued a secured convertible promissory note (the “Note”) with a maturity date of April 8, 2025 (the “Maturity Date”), in the principal sum of $6,210,000 (the “Principal Sum”). Pursuant to the terms of the Note, the Company agreed to pay the Principal Sum to the Holder and to pay interest on the principal balance at the rate of 10.9% per annum.”

Acri Capital Acquisition Corp incurred loan of $50,000 with Acri Capital Sponsor LLC at non-interest bearing maturing the earlier of (i) consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“the Company issued an unsecured promissory note of $50,000 (the “ Note ”) to its sponsor, Acri Capital Sponsor LLC (the “ Sponsor ”).”

Maison Solutions Inc. incurred guarantee of Principal Amount, as adjusted pursuant to the Secured Note with the Sellers.

“On April 8, 2024, in connection with the execution of the Senior Secured Note Agreement, and pursuant to the Purchase Agreement, AZLL entered into a guarantee (the “Purchaser Guarantee”) to and for the benefit of the Sellers, pursuant to which AZLL unconditionally guarantees the payment by Lee Lee of the Principal Amount, as adjusted pursuant to the Secured Note”

Maison Solutions Inc. incurred senior notes of approximately $15.2 million with the Sellers at five percent maturing February 8, 2025.

“On April 8, 2024, pursuant to the Purchase Agreement, Lee Lee and AZLL entered into a senior secured note agreement (the “Senior Secured Note Agreement”) with the Sellers, pursuant to which Lee Lee issued the Sellers a secured promissory note (the “Secured Note”) for an aggregate initial principal amount of approximately $15.2 million”

Nova Vision Acquisition Corp incurred loan of $69,763.37 with Nova Pulsar Holdings Limited at does not bear interest maturing matures upon the closing of a business combination by the Company.

“issued an unsecured promissory note in the aggregate principal amount of $69,763.37”

NeueHealth, Inc. incurred term loan of $30.0 million with NEA 18, New Enterprise Associates 17, L.P., New Enterprise Associates 16, L.P. and New Enterprise Associates 15, L.P..

“to date, and as amended by Incremental Amendment No. 2, the “Amended Credit Agreement”) to provide for a term loan commitment increase in an aggregate principal amount of $30.0 million (the “Commitment Increase”) by the NEA Lenders under the Amended Credit Agreement. Loans under the Commitment Increase will have the same terms as loans under the original term”

Ameresco, Inc. amended credit facility of remaining $35 million principal amount with Bank of America, N.A. maturing August 15, 2024.

“The Amendment extends the maturity date of the remaining $35 million principal amount of the original $220 million delayed draw term loan A, such that $5.0 million was paid in connection with the execution of the amendment and $7.5 million is due on each of May 15, 2024, June 15, 2024, July, 2024, and August 15, 2024.”

AMC Global Media Inc. incurred senior notes of $875,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association, as Trustee at 10.25% per annum maturing January 15, 2029.

“On April 9, 2024, AMC Networks completed an offering of $875,000,000 aggregate principal amount of its 10.25% Senior Secured Notes due 2029 (the “Notes”)”

AMC Global Media Inc. amended credit facility with JPMorgan Chase Bank, N.A., as Administrative Agent maturing April 9, 2028.

“pursuant to Amendment No. 3, the maturity date of $325 million principal amount of loans under the Term Loan A Facility as well as all of the commitments under the Revolving Credit Facility has been extended to April 9, 2028.”

ZEVRA THERAPEUTICS, INC. incurred credit facility of $100.0 million with HCR Stafford Fund II, L.P., HCR Potomac Fund II, L.P., and Perceptive Credit Holdings IV, LP at 3-Month Term SOFR plus 7.00% per annum maturing fifth anniversary of the Closing Date.

“the Lenders provided a senior secured loan facility to the Company in the aggregate principal amount of $100.0 million (the “Debt Financing”).”

KKR & Co. Inc. incurred revolving credit of $750 million with Mizuho Bank, Ltd., as administrative agent, and the lenders party thereto at term SOFR, EURIBOR or SONIA plus the applicable margin which ranges initially be maturing expires on April 4, 2029.

“(the “364-Day Agreement”) with Mizuho Bank, Ltd., as administrative agent, and the lenders party thereto. The 364-Day Agreement provides for revolving borrowings of up to $750 million, expires on April 3, 2025 and ranks pari passu with the existing $750 million revolving credit facility provided by the Borrowers for KKR’s capital markets business (which was”

KKR & Co. Inc. incurred revolving credit of $750 million with Mizuho Bank, Ltd., as administrative agent, and the lenders party thereto at term SOFR, EURIBOR or SONIA plus the applicable margin which ranges initially be maturing expires on April 3, 2025.

“(the “364-Day Agreement”) with Mizuho Bank, Ltd., as administrative agent, and the lenders party thereto. The 364-Day Agreement provides for revolving borrowings of up to $750 million, expires on April 3, 2025 and ranks pari passu with the existing $750 million revolving credit facility provided by the Borrowers for KKR’s capital markets business (which was”