Debt Financings

Sabre Corp incurred senior notes of $50.1 million with Computershare Trust Company, N.A. at 8.625% maturing 2027.

“Sabre GLBL issued approximately $50.1 million in additional aggregate principal amount of its 8.625% Senior Secured Notes due 2027”

Kosmos Energy Ltd. incurred convertible notes of $400 million aggregate principal amount with initial purchasers at 3.125% per year maturing March 15, 2030.

“On March 8, 2024, Kosmos Energy Ltd. (the “Company”) completed its previously announced sale of $400 million aggregate principal amount of its 3.125% convertible senior notes due 2030 (the “Notes”), which includes the full exercise of the initial purchasers’ option to purchase up to an additional $50 million in aggregate principal amount of Notes, to the initial purchasers in a private placement in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and for resale by the initial purchasers to persons reasonably believed to be qualified institutional buyers pursuant to the exemption from registration provided by Rule 144A under the Securities Act.”

iRhythm Holdings, Inc. incurred convertible notes of $661.25 million with qualified institutional buyers at 1.50% maturing 2029.

“On March 7, 2024, iRhythm Technologies, Inc. (the “Company”) completed its previously announced sale of $661.25 million in aggregate principal amount of its 1.50% Convertible Senior Notes due 2029 (the “Notes”), which includes the full exercise of the Initial Purchasers’ (as defined below) option to purchase up to an additional $86.25 million in aggregate principal amount of Notes, to the Initial Purchasers in a private placement in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and for initial resale by the Initial Purchasers to persons reasonably believed to be qualified institutional buyers pursuant to the exemption from registration provided by Rule 144A under the Securities Act.”

BLOOMIOS, INC. reported a default on senior notes.

“Bloomios is in default of its Senior Secured Notes, and subsequently has triggered cross defaults on all of its other obligations.”

ROYAL CARIBBEAN CRUISES LTD incurred senior notes of $1.25 billion at 6.250% maturing March 15, 2032.

“On March 7, 2024, Royal Caribbean Cruises Ltd. (the “Company”) completed its previously announced offering of $1.25 billion aggregate principal amount of 6.250% Senior Notes due 2032”

METHODE ELECTRONICS INC amended credit facility with Bank of America, N.A. at adjusted base rate plus 1.75% or ... adjusted term SOFR rate or term SOFR daily.

“On March 6, 2024, Methode Electronics, Inc. (the “Company”) entered into a First Amendment to Second Amended and Restated Credit Agreement (the “First Amendment”)”

VIP Play, Inc. incurred debt of $2,000,000 with Excel Family Partners, LLLP.

“In a Current Report on Form 8-K filed on January 4, 2024, KeyStar Corp., a Nevada corporation (the “ Company, ” “ we ” or “ our ”) disclosed that on December 29, 2023 the Company entered into a Fifth Amended and Restated Discretionary Non-Revolving Line Of Credit Demand Note with Excel Family Partners, LLLP, a Florida limited liability limited partnership in the principal amount of not more than $2,000,000 (the “ Note ”).”

Serina Therapeutics, Inc. incurred loan of $500,000 with Juvenescence Limited maturing May 9, 2024.

“On March 5, 2024, AgeX Therapeutics, Inc., a Delaware corporation (“AgeX”), drew $500,000 of its credit available under the Amended and Restated Secured Convertible Promissory Note, as amended ( the “Secured Note”), with Juvenescence Limited.”

PANACEA LIFE SCIENCES HOLDINGS, INC. incurred convertible notes of $385,000 Senior Convertible Note with an institutional investor maturing March 3, 2022 (dated); repayment terms include a Note Payoff Agreement dated February 9, 2023.

“the Investor exchanged 350 shares of the Company’s Series A Preferred Stock, par value $0.0001, for a Senior Convertible Note dated March 3, 2022 in the principal amount of $385,000, as amended (the “Note”). The parties have agreed that the Company will repay the Note in full pursuant to the terms of a Note Payoff Agreement dated February 9, 2023”

Xtant Medical Holdings, Inc. amended revolving credit of up to $17,000,000 with MidCap Funding IV Trust at SOFR Interest Rate plus 4.50% maturing March 1, 2029.

“and lenders from time to time party thereto. The Term Credit Agreement provides for a secured term loan facility (the “Term Facility”) in an aggregate principal amount of $17,000,000, which was previously funded under the Prior Term Credit Agreement, and an additional $10,000,000 tranche available solely at the discretion of MidCap Financial Trust and the”

Xtant Medical Holdings, Inc. amended credit facility of $17,000,000 with MidCap Financial Trust at SOFR Interest Rate plus 6.50% maturing March 1, 2029.

“and lenders from time to time party thereto. The Term Credit Agreement provides for a secured term loan facility (the “Term Facility”) in an aggregate principal amount of $17,000,000, which was previously funded under the Prior Term Credit Agreement, and an additional $10,000,000 tranche available solely at the discretion of MidCap Financial Trust and the”

C-Bond Systems, Inc incurred loan of $157,000 with 1800 Diagonal Lending LLC at twelve percent (12%).

“On March 1, 2024, C-Bond Systems, Inc. (the “Company”) executed a Promissory Note (“Note”) in favor of 1800 Diagonal Lending LLC (the “Investor”) in the aggregate principal amount of $157,000 (the “Principal”), and an accompanying Securities Purchase Agreement (“SPA”).”

Keurig Dr Pepper Inc. incurred senior notes of $3.0 billion aggregate principal amount of senior unsecured notes with U.S. Bank Trust Company, National Association at Floating Rate Notes: compounded secured overnight financing rate plus 0.880%; Fi maturing March 15, 2027; March 15, 2029; March 15, 2031; March 15, 2034.

“On March 7, 2024, Keurig Dr Pepper Inc. (the “Company”) issued $3.0 billion aggregate principal amount of senior unsecured notes, consisting of $350.0 million aggregate principal amount of Floating Rate Senior Notes due 2027 (the “Floating Rate Notes”), $750.0 million aggregate principal amount of 5.100% Senior Notes due 2027 (the “2027 Notes”), $750.0 million aggregate principal amount of 5.050% Senior Notes due 2029 (the “2029 Notes”), $500.0 million aggregate principal amount of 5.200% Senior Notes due 2031 (the “2031 Notes”) and $650.0 million aggregate principal amount of 5.300% Senior Notes due 2034 (the “2034 Notes””

METLIFE INC incurred senior notes of ¥15,500,000,000 aggregate principal amount of its 2.195% Senior Notes due 2044 with The Bank of New York Mellon Trust Company, N.A. at 2.195% maturing 2044.

“¥15,500,000,000 aggregate principal amount of its 2.195% Senior Notes due 2044 (the “2044 Senior Notes”)”

METLIFE INC incurred senior notes of ¥11,200,000,000 aggregate principal amount of its 1.953% Senior Notes due 2039 with The Bank of New York Mellon Trust Company, N.A. at 1.953% maturing 2039.

“¥11,200,000,000 aggregate principal amount of its 1.953% Senior Notes due 2039 (the “2039 Senior Notes”)”

METLIFE INC incurred senior notes of ¥16,700,000,000 aggregate principal amount of its 1.670% Senior Notes due 2034 with The Bank of New York Mellon Trust Company, N.A. at 1.670% maturing 2034.

“¥16,700,000,000 aggregate principal amount of its 1.670% Senior Notes due 2034 (the “2034 Senior Notes”)”

METLIFE INC incurred senior notes of ¥23,100,000,000 aggregate principal amount of its 1.415% Senior Notes due 2031 with The Bank of New York Mellon Trust Company, N.A. at 1.415% maturing 2031.

“¥23,100,000,000 aggregate principal amount of its 1.415% Senior Notes due 2031 (the “2031 Senior Notes”)”

METLIFE INC incurred senior notes of ¥7,100,000,000 aggregate principal amount of its 1.009% Senior Notes due 2029 with The Bank of New York Mellon Trust Company, N.A. at 1.009% maturing 2029.

“On March 7, 2024, MetLife, Inc. (the “Company”) issued ¥7,100,000,000 aggregate principal amount of its 1.009% Senior Notes due 2029 (the “2029 Senior Notes”)”

RGC RESOURCES INC amended credit facility of increased from $23 million to $25 million with Atlantic Union Bank at Term SOFR plus 2.00%, with potential reductions to Term SOFR plus 1.75% and then maturing extended to December 31, 2025.

“On March 6, 2024, RGC Midstream, LLC (“Midstream”), a wholly owned subsidiary of RGC Resources, Inc. (“Resources”), entered into the Sixth Amendment to Credit Agreement (the "Amendment") with Atlantic Union Bank (the "Bank"). As part of the Amendment, Truist Bank, a Lender under the original Credit Agreement and prior amendments, assigned their outstanding portion to the Bank. Additionally, the Amendment modifies the original Credit Agreement and prior amendments between Midstream and the Bank by increasing the availability from $23 million to $25 million and extending the maturity date to December 31, 2025. The interest rate currently remains unchanged at Term SOFR plus 2.00%, however, the Amendment allows for a reduction in the interest rate to Term SOFR plus 1.75% upon operation of the Mountain Valley Pipeline ("MVP") and a further reduction to Term SOFR plus 1.55% once distributions from MVP have commenced.”

AMERICAN TOWER CORP /MA/ incurred senior notes of $650.0 million aggregate principal amount of its 5.200% senior unsecured notes due 2029 and $650.0 million aggregate pri with public offering at 5.200% per annum on the 2029 notes and 5.450% per annum on the 2034 notes maturing February 15, 2029 for the 2029 notes and February 15, 2034 for the 2034 notes.

“On March 7, 2024, American Tower Corporation (the "Company") completed a registered public offering of $650.0 million aggregate principal amount of its 5.200% senior unsecured notes due 2029 (the "2029 notes") and $650.0 million aggregate principal amount of its 5.450% senior unsecured notes due 2034 (the "2034 notes" and, together with the 2029 notes, the "Notes"), which resulted in aggregate net proceeds to the Company of approximately $1,281.3 million, after deducting commissions and estimated expenses.”

CADIZ INC amended credit facility.

“The Amended Credit Agreement extends the maturity date for the Existing Convertible Loans and Existing Non-Convertible Loans to June 30, 2027.”

CADIZ INC incurred term loan of $20,000,000 with HHC $ Fund 2012 (the Heerema Lender) at 7% per annum maturing June 30, 2027.

“The Amended Credit Agreement provides for a new tranche of senior secured convertible term loans from the Heerema Lender in an aggregate principal amount of $20,000,000 (the “New Secured Convertible Loans”), having a maturity date of June 30, 2027, which was fully funded to the Company on March 6, 2024.”

Avid Bioservices, Inc. reported a default on credit facility of No amounts are outstanding under the Company’s Credit Agreement with Bank of America, N.A..

“As a result of the Acceleration Event, such occurrence also resulted in a cross-default under the Company’s Credit Agreement with Bank of America, N.A. (the “Revolving Lender”)”

Avid Bioservices, Inc. faced acceleration on convertible notes of approximately $146.0 million with holder of its 1.250% Exchangeable Senior Notes due 2026 at 2.75% per annum until paid in full maturing due 2026.

“(the “Acceleration Event”). The accelerated amount, inclusive of principal and interest due and payable, as of February 29, 2024, the date of acceleration, was approximately $146.0 million and accrues interest at 2.75% per annum until paid in full. The Company did not receive any notices and was not otherwise made aware of the Event of Default prior to receipt of”

OMNICOM GROUP INC. incurred senior notes of €600 million aggregate principal amount at 3.700% per year maturing March 6, 2032.

“On March 6, 2024, Omnicom Finance Holdings plc (the “Issuer”), a wholly owned indirect subsidiary of Omnicom Group Inc. (the “Guarantor”), closed its public offering of €600 million aggregate principal amount of 3.700% Senior Notes due 2032 (the “Notes”)”

Bunge Global SA incurred revolving credit of $3.2 billion 5-year Revolving Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent, Sumitomo Mitsui Banking Corporation, as syndication agent, Citibank, N.A. and Crédit Agricole Corporate and Investment Bank, as co-documentation agents and certain lenders party thereto at daily simple SOFR plus a SOFR adjustment and an applicable margin as defined in maturing March 1, 2029, with option to extend for two additional one-year periods.

“BLFC-JPM Revolving Credit Agreement On March 1, 2024, Bunge Limited Finance Corp. (“ BLFC ”), a wholly owned subsidiary of Bunge Global SA (“ Bunge ”), entered into an unsecured $3.2 billion 5-year Revolving Credit Agreement (the “ BLFC-JPM Revolving Credit Agreement ”) among BLFC, as borrower, JPMorgan Chase Bank, N.A., as administrative agent, Sumitomo Mitsui”

SURF AIR MOBILITY INC. incurred convertible notes of up to $35,200,000 with GEM Global Yield LLC SCS maturing fifth anniversary of the Closing Date.

“On March 1, 2024, Surf Air Mobility, Inc. (the “Company”) entered into a security purchase agreement (the “SPA”) with GEM Global Yield LLC SCS (“GEM”). Pursuant to the SPA, the Company has agreed to issue and sell to GEM, and GEM has agreed to purchase from the Company, a mandatory convertible security with a par amount of up to $35,200,000 (the “Mandatory Convertible Security”)”

ARES STRATEGIC INCOME FUND incurred credit facility of $750 million, of which $500 million will become available during the six-month period following the closing date with Bank of Nova Scotia at Secured Overnight Financing Rate plus an applicable margin of (i) 2.40% during t maturing reinvestment period ending September 1, 2026 and a final maturity date of March 1, 2033.

“On March 1, 2024, Ares Strategic Income Fund (the "Fund") entered into a Credit Agreement (the "Scotiabank Funding Facility") with ASIF Funding II, LLC, a wholly owned subsidiary of the Fund, as borrower (the "Borrower"), the Fund, as parent and servicer, the lenders from time to time parties thereto, the Bank of Nova Scotia, as administrative agent, U.S. Bank Trust Company, National Association, as collateral agent and collateral administrator, and U.S. Bank National Association, as custodian and document custodian, that (i) provides a facility amount of $750 million, of which $500 million will become available during the six-month period following the closing date and (ii) has a reinvestment period ending September 1, 2026 and a final maturity date of March 1, 2033.”

ASPAC I Acquisition Corp. incurred convertible notes of up to $3,500,000 with JAK Opportunities VI LLC at 12.75% per annum maturing six (6) months from the issuance date.

“the Company has agreed to issue and sell to the Buyers, in a private placement, an aggregate of up to $3,500,000 principal amount of convertible notes”

Xeris Biopharma Holdings, Inc. incurred term loan of $15.2 million in additional term loans (the “Tranche 2 Loans”) with Hayfin Services LLP maturing March 5, 2029.

“$15.2 million in additional term loans (the “Tranche 2 Loans” and, together with the Tranche 1 Loans, the “2029 Loans”) on any date after the closing date and through July 15, 2025”

Xeris Biopharma Holdings, Inc. incurred term loan of $200.0 million in term loans (the “Tranche 1 Loans”) with Hayfin Services LLP at (i) 6.95% (or 5.95% if the replacement rate is in effect) plus (ii) the greater maturing March 5, 2029.

“The Amended and Restated Credit Agreement provided for the New Lenders to extend $200.0 million in term loans (the “Tranche 1 Loans”) to Xeris Pharma on the closing date”

Fortune Rise Acquisition Corp incurred loan of $100,000 with Water On Demand, Inc. at non-interest bearing maturing on the earlier of (i) consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“ompany issued an unsecured promissory note (the “ Note ”) to Water On Demand, Inc., a Nevada corporation and the entity which controls the Company’s sponsor.”

Crypto Co incurred loan of $159,000 with AJB Capital Investments, LLC at no interest on the principal except for default interest maturing August 29, 2024.

“The Crypto Company (the “Company”) borrowed funds pursuant to the terms of a Securities Purchase Agreement (the “AJB SPA”) entered into with AJB Capital Investments, LLC (“AJB”), and issued a Promissory Note in the principal amount of $159,000 (the “AJB Note”) to AJB”

Duolingo, Inc. amended lease obligation with 5704 Penn Office, LLC. at increase by approximately 2.0% per annum maturing April 30, 2036.

“(the “Company”) entered into an Office Lease Agreement (the “Lease”) with 5704 Penn Office, LLC. (the "Landlord"), to lease approximately 38,000 square feet of office space located at Liberty East at 141 South Saint Clair Street, Pittsburgh, Pennsylvania (the “Premises”) for additional office space.”

Diamondback Energy, Inc. amended revolving credit of increased the total revolving loan commitments under the Revolving Credit Agreement from $1.6 billion to $2.5 billion with Wells Fargo Bank, National Association at remains unchanged.

“increased the total revolving loan commitments under the Revolving Credit Agreement from $1.6 billion to $2.5 billion (such increased amount, the "Increased Commitment")”

Diamondback Energy, Inc. incurred term loan of up to $1.5 billion with Citibank, N.A. at alternate base rate or the adjusted Term SOFR rate, in each case, plus an applic.

“The Term Loan Agreement provides the Borrower with the ability to borrow up to $1.5 billion (comprised of $1 billion of "Tranche A Loans" and $500 million of "Tranche B Loans") on an unsecured basis”

Owens Corning amended debt of $300.0 million with PNC Bank, National Association maturing February 28, 2025.

“increase the A/R Facility limit from $280.0 million to $300.0 million, extend the scheduled maturity date from April 26, 2024 to February 28, 2025”

Owens Corning amended revolving credit of $1.0 billion with Wells Fargo Bank, National Association at applicable margin plus Adjusted Term SOFR, Base Rate, Eurocurrency Rate, SONIA, maturing March 1, 2029.

“The Credit Agreement provides for a senior revolving credit facility (the “Senior Revolving Credit Facility”) in an aggregate principal amount of $1.0 billion”

THERALINK TECHNOLOGIES, INC. reported a default on convertible notes of $20.1 million with holders of the Debentures at 16% per annum maturing February 29, 2024.

“o that certain Security Agreement, dated November 29, 2022 by and among the Company, the holders of the Debentures and Cavalry Fund I Management LLC as the Collateral Agent.”

HALLMARK VENTURE GROUP, INC. incurred loan of $100,000 with Alpha Strategies Trading Software, Inc. at 6% maturing August 28, 2024.

“issued a $100,000, 6% Demand Promissory note (the “Note”) to Alpha Strategies Trading Software, Inc.”

Greystone Housing Impact Investors LP incurred credit facility of $10,000,000 with BankUnited, N.A.; Bankers Trust Company; NexBank at not specified maturing not specified.

“Credit Agreement”). In connection with the Fifth Amendment, the Partnership executed a Promissory Note payable to the order of NexBank with an original principal amount of up to $10,000,000 (the “Note”). The material amendment to the Amended Credit Agreement accomplished by the Fifth Amendment was the addition of NexBank’s commitment of up to $10.0 million, which”

USBC, Inc. incurred convertible notes of $4,800,000 with Lind Global Fund II, LP at Notes do not carry any interest.

“issued to Lind an initial Note with an outstanding principal amount of Four Million Eight Hundred Thousand Dollars ($4,800,000) in exchange for a purchase price of Four Million Dollars ($4,000,000)”

KILROY REALTY CORP incurred term loan of $200 million with JPMorgan Chase Bank, N.A., as administrative agent and a lender, and certain other financial institutions at SOFR-based rate option plus a credit spread adjustment of 0.10% per annum and an.

“Term Loan Facility On March 6, 2024, the Operating Partnership, as borrower, entered into a term loan agreement (the “Term Loan Agreement”) with JPMorgan Chase Bank, N.A., as administrative agent and a lender, and certain other financial institutions party thereto as lenders. The Term Loan Agreement provides for a $200 million senior unsecured term loan facility (the “Term Loan Facility”), the full amount of which was borrowed at closing.”

KILROY REALTY CORP incurred credit facility of $1.1 billion with JPMorgan Chase Bank, N.A., as administrative agent and a lender, and certain other financial institutions at SOFR plus a credit spread adjustment of 0.10% per annum and an applicable margin maturing July 31, 2028.

“Revolving Credit Facility On March 6, 2024, Kilroy Realty, L.P. (the “Operating Partnership”), as borrower, entered into a fourth amended and restated credit agreement (the “Credit Agreement”) with JPMorgan Chase Bank, N.A., as administrative agent and a lender, and certain other financial institutions party thereto as lenders, which amends and restates and replaces in its entirety that certain third amended and restated credit agreement, dated as of April 20, 2021, by and among the Operating Partnership, JPMorgan Chase Bank, N.A., as administrative agent and a lender, and the other lenders named therein. The Credit Agreement provides for a senior unsecured revolving credit facility (the “Credit Facility”) that permits borrowings of up to $1.1 billion”

AMERICAS CARMART INC amended credit facility of $340 million with group of lenders comprising BMO Harris Bank N.A., Axos Bank, BOKF, NA, MUFG Union Bank, N.A., First Horizon Bank, Commerce Bank, Arvest Bank at 1.0% plus base rate for base rate revolver loans and 3.5% plus adjusted Term SOF maturing September 30, 2025.

“Amendment No. 6 to the Agreement (the “Amendment”) extends the term of the Company’s revolving credit facilities to September 30, 2025 and reduces the total permitted borrowings from $600 million to $340 million, including a reduction in the Colonial revolving line of credit from $570 million to $310 million.”

ALLIANT ENERGY CORP incurred term loan of $300 million with U.S. Bank National Association maturing March 3, 2025.

“the initial principal amount available under the Credit Agreement is $300 million, with a maturity on March 3, 2025.”

Atlas Energy Solutions Inc. amended credit facility of increased the revolving credit commitment amount under the ABL Credit Agreement from $75 million to $125 million with Bank of America, N.A. at Not explicitly stated maturing extended the maturity date of the ABL Credit Agreement from February 22, 2028 to February 26, 2029.

“Among other things, the ABL Amendment (a) increased the revolving credit commitment amount under the ABL Credit Agreement from $75 million to $125 million and extended the maturity date of the ABL Credit Agreement from February 22, 2028 to February 26, 2029 and (b) modified certain other terms of the ABL Credit Agreement.”

Atlas Energy Solutions Inc. incurred debt of original aggregate principal amount of $111.8 million with Hi-Crush Stockholders at 5.00% per annum if paid in cash, or 7.00% per annum if paid in kind maturing January 31, 2026.

“Purchaser issued the Deferred Cash Consideration Note in favor of the Hi-Crush Stockholders in the original aggregate principal amount of $111.8 million and payable in cash or in kind, at Purchaser's election. The Deferred Cash Consideration Note will mature on January 31, 2026 and will bear interest at a rate of 5.00% per annum if paid in cash, or 7.00% per annum if paid in kind.”

SK Growth Opportunities Corp incurred loan of total principal amount of up to nine hundred thousand dollars ($900,000) with Auxo Capital Managers LLC at does not bear interest maturing upon closing of the Company's initial business combination.

“issued an unsecured convertible promissory note in the total principal amount of up to nine hundred thousand dollars ($900,000)”

Enphys Acquisition Corp. incurred loan of an aggregate of $100,000 with Enphys Acquisition Sponsor LLC at twelve percent (12%) per annum maturing the date on which the Company consummates an initial business combination, but if not by December 31, 2024, then cancellation.

“On March 31, 2024, the Company issued a promissory note (the “Variable Rate Promissory Note”) to the Payee, pursuant to which the Company may borrow an aggregate of $100,000 from the Payee in order to fund costs and expenses related to the Company’s daily operations and due diligence in connection with a potential business combination and which the Company shall repay on the date on which the Company consummates an initial business combination.”