Debt Financings

Bristow Group Inc. incurred term loan of GBP 55,000,000 with National Westminster Bank Plc at Sterling Overnight Index Average plus 2.75% per annum maturing March 31, 2036.

“On January 24, 2024 (the “ Facility Agreement Signing Date ”), Bristow Helicopters Limited (“ BHL ”), a subsidiary of Bristow Group Inc. (the “ Company ”), entered into a Facility Agreement (the “ BHL Facility Agreement ”) among BHL, as borrower, the lenders from time to time party thereto and National Westminster Bank Plc, as arranger, agent and security trustee, pursuant to which the lenders have agreed to provide commitments in respect of a senior secured term loan facility in an aggregate principal amount of up to GBP 55,000,000 (the “ BHL Term Loan Facility ” and the term loans thereunder, collectively the “ BHL Term Loan ”).”

Strategic Realty Trust, Inc. reported a default on loan of principal balance outstanding of approximately $18.0 million with PFP Holding Company, LLC maturing January 9, 2024.

“and 388 Fulton Street) as well as the Company’s Silverlake Collection located in Los Angeles and as of September 30, 2023, had a principal balance outstanding of approximately $18.0 million. On January 18, 2024, the SRT Lender notified the Company that it was in default on the SRT Loan following its failure to pay the amount of the debt outstanding and due to the”

Warner Music Group Corp. incurred term loan with JPMorgan Chase Bank, N.A., as administrative agent, and the other financial institutions and lenders at Term SOFR ... plus 2.00% per annum maturing January 24, 2031.

“The information contained in Item 1.01 concerning Acquisition Corp.’s direct financial obligations under the Senior Term Loan Credit Agreement Amendment is incorporated herein by reference.”

Healthier Choices Management Corp. incurred loan of $1.889 million with institutional investors at 10% per annum maturing the earlier of (1) at the closing of the IPO, (2) January 18, 2025 or (3) the time at which the balance is due and payable upon an event of default.

“(the “SPA”) with institutional investors (the “Purchasers”) pursuant to which HCWC agreed to issue (1) unsecured promissory notes with an aggregate principal amount of $1.889 million (the “Notes”) and (2) shares of HCWC Class A common stock (the “Bridge Shares,” and together with the Notes, the “Securities”) in an aggregate amount equal to $1.889 million”

CONNECTICUT LIGHT & POWER CO incurred mortgage of $350,000,000 aggregate principal amount with BofA Securities, Inc., BNY Mellon Capital Markets, LLC, Goldman Sachs & Co. LLC, Mizuho Securities USA LLC, TD Securities (USA) LLC and Wells Fargo Securities, LLC, as representatives of the underwriters at 4.65% maturing 2029.

“On January 23, 2024, The Connecticut Light and Power Company, doing business as Eversource Energy (the “Company”), issued $350,000,000 aggregate principal amount of its 4.65% First and Refunding Mortgage Bonds, 2024 Series A, due 2029 (the “Bonds”)”

Strong Global Entertainment, Inc. incurred credit facility of CAD$6,000,000 with Canadian Imperial Bank of Commerce.

“consists of a demand operating credit and a business credit card facility. Under the demand operating credit, with certain conditions, the credit limit is the lesser of (a) CAD$6,000,000 or (b) the sum of (i) 80% of Receivable Value, which includes all North American accounts receivable of Strong/MDI Screen Systems Inc., a British Columbia entity and Strong”

Datavault AI Inc. incurred loan of $1,000,000 with four accredited investors maturing July 17, 2024.

“On January 22, 2024, WiSA Technologies, Inc. (the “Company”) entered into a Securities Purchase Agreements (the “Purchase Agreements”), with each of four accredited investors (each an “Investor” and together the “Investors”), pursuant to which the Company agreed to issue to the Investors promissory notes in the aggregate principal amount of $1,000,000 (the “Promissory Note”)”

Purple Innovation, Inc. incurred term loan of $61.0 million with Coliseum Capital Partners, L.P., Blackwell Partners LLC – Series A, Harvest Small Cap Partners Master, Ltd., Harvest Small Cap Partners, L.P., and HSCP Strategic IV, L.P. at secured overnight financing rate as administered by the Federal Reserve Bank of maturing December 31, 2026.

“Agreement and, pursuant to the Second Amendment and the Amended and Restated Credit Agreement, have agreed to refinance existing obligations with a term loan in the amount of $61.0 million, to Purple Innovation, LLC, an operating subsidiary of the Company (“Purple LLC”). Immediately preceding the transaction, net liquidity, including cash and cash equivalents as”

GoDaddy Inc. incurred term loan of $1,752 million with Royal Bank of Canada at 2.00% for the Replacement Term Loans that are SOFR Loans and (i) 1.00% for the R maturing 2029.

“The Tenth Amendment provides for a new $1,752 million tranche of term loans maturing in 2029 (the "Replacement Term Loans"), the proceeds of which were used to refinance all outstanding Existing Tranche B-5 Term Loans.”

Sight Sciences, Inc. incurred term loan of up to $65.0 million with Hercules Capital, Inc at greater of (i) 10.35% or (ii) the Wall Street Journal prime rate plus 2.35% maturing July 1, 2028.

“Sight Sciences, Inc. (“Company” and collectively with any Company affiliates that are made party to the Loan Agreement, “Borrower”) entered into a Loan and Security Agreement (the “Loan Agreement”) with Hercules Capital, Inc (“Hercules” or “Agent”) and certain affiliates of Hercules (collectively with Hercules, the “Lender”), which provides for a senior secured term loan facility in the aggregate principal amount of up to $65.0 million (the “Term Loan Facility”).”

BLACKSTAR ENTERPRISE GROUP, INC. reported a default on convertible notes of $33,682 with GS Capital Partners LLC at not specified maturing October 11, 2021.

“The lawsuit relates to a claim regarding the purported unavailability of shares to convert against the remaining principal and interest on a Promissory Note entered into on October 11, 2021, which had a remaining principal balance of $33,682.”

KBR, INC. incurred term loan of $1.0 billion with Bank of America, N.A., as administrative agent, swing line lender and a letter of credit issuer, the lenders party thereto maturing January 19, 2031.

“On January 19, 2024, the Company borrowed the full $1.0 billion principal amount available under this additional loan”

ARES CAPITAL CORP incurred senior notes of $1,000,000,000 with U.S. Bank Trust Company, National Association at 5.875% maturing March 1, 2029.

“On January 23, 2024, Ares Capital Corporation (the “Company”) and U.S. Bank Trust Company, National Association, as successor in interest to U.S. Bank National Association (the “Trustee”), entered into an Eighteenth Supplemental Indenture (the “Eighteenth Supplemental Indenture”) to the Indenture, dated October 21, 2010, between the Company and the Trustee (the “Indenture”). The Eighteenth Supplemental Indenture relates to the Company’s issuance, offer and sale of $1,000,000,000 aggregate principal amount of its 5.875% notes due 2029 (the “Notes”).”

WINNEBAGO INDUSTRIES INC incurred convertible notes of $350.0 million with U.S. Bank National Association at 3.250% maturing January 15, 2030.

“the Initial Purchasers notified the Company of their election to purchase an additional $50.0 million in aggregate principal amount of Notes pursuant to the Option. A total of $350.0 million in aggregate principal amount of Notes was issued by the Company to the Initial Purchasers on January 23, 2024. The Purchase Agreement includes customary representations,”

ADTRAN Holdings, Inc. amended credit facility of $400.0 million with Wells Fargo Bank, National Association, as administrative agent.

“Credit Parties will grant mortgages in favor of the Administrative Agent over certain owned real estate assets. The Credit Agreement continues to provide for borrowings of up to $400.0 million in aggregate principal amount, as well as an additional $50 million delayed draw term loan A tranche that would be available upon a Springing Covenant Event. It also continues to”

REDWOOD TRUST INC incurred senior notes of $60.0 million aggregate principal amount with Wells Fargo Securities, LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Keefe, Bruyette & Woods, Inc. at 9.125% per year maturing March 1, 2029.

“On January 22, 2024, Redwood Trust, Inc. (the “Company”) completed its registered underwritten public offering of $60.0 million aggregate principal amount of the Company’s 9.125% Senior Notes due 2029 (the “Notes”)”

Babcock & Wilcox Enterprises, Inc. incurred credit facility of up to $150 million asset-based revolving credit facility with Axos Bank at SOFR plus 5.25% if the outstanding principal amount of loans is equal to or less maturing January 18, 2027.

“(the “Credit Agreement”). Capitalized terms used but not defined herein have the meaning given to them in the Credit Agreement. The Credit Agreement provides for an up to $150 million asset-based revolving credit facility (with availability subject to a borrowing base calculation), including a $100 million letter of credit sublimit. The obligations of the”

BRC Group Holdings, Inc. incurred guarantee of $150,000,000 with Axos Bank at 2.00%.

“the Company has guaranteed certain obligations of the Borrower (subject to certain limitations) under the Credit Agreement, including the obligation to repay outstanding loans and letters of credit and to pay earned interest, fees costs and expenses of enforcing the Guaranty, provided however, that the Company’s obligations with respect to the principal amount of credit extensions and unreimbursed letter of credit obligations under the Credit Agreement shall not at any time exceed $150,000,000 in the aggregate”

MIMEDX GROUP, INC. incurred term loan of $20.0 million senior secured term loan facility with Citizens Bank, N.A. at Alternate Base Rate plus an applicable margin ranging from 1.25% and 2.50% or Te maturing January 19, 2029.

“On January 19, 2024, the Company borrowed $30.0 million under the Revolving Credit Facility and $20.0 million under the Term Loan Facility.”

MIMEDX GROUP, INC. incurred revolving credit of $75.0 million senior secured revolving credit facility with Citizens Bank, N.A. at Alternate Base Rate plus an applicable margin ranging from 1.25% and 2.50% or Te maturing January 19, 2029.

“a customary security agreement. The Credit Agreement provides for senior secured credit facilities in an aggregate principal amount of up to $95.0 million consisting of: (i) a $75.0 million senior secured revolving credit facility (the “Revolving Credit Facility”) with a $10.0 million letter of credit sublimit and a $10.0 million swingline loan sublimit, and (ii) a”

Aircastle LTD incurred senior notes of $650 million aggregate principal amount with Computershare Trust Company, N.A. at 5.950% per annum maturing February 15, 2029.

“issued $650 million aggregate principal amount of the Company’s 5.950% Senior Notes due 2029”

MKS INC incurred term loan of €250 million with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent.

“borrowed additional Euro senior secured tranche B term loans (the "Incremental Euro Tranche B Loans" and together with the Incremental USD Tranche B Loans, the "Incremental Tranche B Loans") in an aggregate principal amount of €250 million”

MKS INC incurred term loan of $490 million with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent.

“borrowed additional U.S. Dollar senior secured tranche B term loans (the "Incremental USD Tranche B Loans") in an aggregate principal amount of $490 million”

NovAccess Global Inc. reported a default on convertible notes of $243,770 in the aggregate with 1800 Diagonal Lending LLC.

“LLC four convertible promissory notes on April 11, April 28, June 20, and August 17, 2023 (collectively, the “Notes”). Pursuant to the Notes, 1800 Diagonal loaned NovAccess $243,770 in the aggregate. Each of the Notes has a provision that requires us to make all filings with the Securities and Exchange Commission required by the Securities Exchange Act of”

NovAccess Global Inc. faced acceleration on convertible notes of $276,000 (150% of the $184,000 currently outstanding) with 1800 Diagonal Lending LLC.

“On January 16, 2024, 1800 Diagonal notified us of the default and demanded payment in full of the Notes in the amount of $276,000 (150% of the $184,000 currently outstanding under the Notes).”

EVERSOURCE ENERGY incurred senior notes of $650,000,000 aggregate principal amount with BofA Securities, Inc., BNY Mellon Capital Markets, LLC, Goldman Sachs & Co. LLC, Mizuho Securities USA LLC, TD Securities (USA) LLC and Wells Fargo Securities, LLC at 5.50% maturing Due 2034.

“(ii) $650,000,000 aggregate principal amount of its 5.50% Senior Notes, Series EE, Due 2034”

EVERSOURCE ENERGY incurred senior notes of $350,000,000 aggregate principal amount with BofA Securities, Inc., BNY Mellon Capital Markets, LLC, Goldman Sachs & Co. LLC, Mizuho Securities USA LLC, TD Securities (USA) LLC and Wells Fargo Securities, LLC at 5.00% maturing Due 2027.

“On January 19, 2024, Eversource Energy issued (i) $350,000,000 aggregate principal amount of its 5.00% Senior Notes, Series DD, Due 2027”

EQT Corp incurred senior notes of $750.0 million with J.P. Morgan Securities LLC, MUFG Securities Americas Inc., TD Securities (USA) LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters at 5.750% per annum maturing February 1, 2034.

“Wells Fargo Securities, LLC, as representatives of the several underwriters named in Schedule 1 thereto (the “Underwriters”), relating to the offer and sale (the “Offering”) of $750.0 million in aggregate principal amount of EQT’s 5.750% senior notes due 2034 (the “Notes”). The Underwriting Agreement contains customary representations and warranties, agreements and”

ITT INC. incurred credit facility of €275 million with BNP Paribas, Italian Branch at EURIBOR rate for Euros, plus a ratings based margin ranging from 0.80% to 1.50% maturing three years.

“On January 12, 2024, ITT Italia S.r.l. (“ITT Italia”), an indirect wholly owned subsidiary of ITT Inc. (the “Company”), entered into a facility agreement (the “ITT Italia Credit Agreement”), among the Company, as a guarantor, ITT Italia, as borrower, and BNP Paribas, Italian Branch, as bookrunner, sole underwriter and global coordinator, mandated lead arranger and agent. The ITT Italia Credit Agreement has a maturity of three years and provided for a term loan commitment of up to €300.0 million, €275 million of which commitment has been borrowed to finance the Company’s previously announced acquisition of Svanehøj Group A/S referenced under Item 8.01 below and the remaining €25.0 million of which has been cancelled.”

Hut 8 Corp. amended credit facility of loan D facility of $15.0 million with Coinbase Credit, Inc. at federal funds rate on the date of the applicable borrowing and (ii) 3.25%, plus maturing 364 days after the date of the first borrowing.

“Agreement amends and restates the 2023 Credit Agreement to, among other things: (i) make available to the Borrower for drawing during the applicable period a loan D facility of $15.0 million; (ii) establish a right for Coinbase to deliver a partial repayment notice to the Borrower if the price of Bitcoin on Coinbase’s digital currency exchange platform (the”

5E Advanced Materials, Inc. amended convertible notes with BEP Special Situations IV LLC, Ascend Global Investment Fund SPC, Meridian Investments Corporation at 4.50% per annum, payable semi-annually, or 10.00% per annum if the Company elect maturing August 15, 2028.

“On January 18, 2024, in connection with its previously announced restructuring transactions, 5E Advanced Materials, Inc. (the “ Company ”) entered into the Amended and Restated Note Purchase Agreement (the “ Amended and Restated Note Purchase Agreement ”) by and among the Company, BEP Special Situations IV LLC (“ Bluescape ”), Ascend Global Investment Fund SPC, for and on behalf of Strategic SP (“ Ascend ”), and Meridian Investments Corporation (“ Meridian ”), related to the Company’s 4.50% senior secured convertible notes (the “ Convertible Notes ”).”

Thunder Power Holdings, Inc. incurred loan of $100,000 with Thunder Power at bears no interest maturing the earlier to occur of (i) the consummation of the Company's business combination, or (ii) the date of expiry of the term of the Company.

“the Company issued an unsecured promissory note of $100,000 (the “ Note ”) to Thunder Power, to evidence the payments made for the January Monthly Extension Payment.”

Cartesian Growth Corp II incurred loan of $250,000 with CGC II Sponsor LLC maturing on the earlier to occur of (i) the date on which the Company consummates its initial business combination and (ii) the date that the winding up of the Company i.

“On January 19, 2024, Cartesian Growth Corporation II (the “Company”) issued an unsecured promissory note (the “Note”) in the principal amount of $250,000 to CGC II Sponsor LLC (the “Sponsor”).”

CSLM ACQUISITION CORP. amended loan of $2,000,000 with Consilium Acquisition Sponsor I, LLC at 4.75% per annum maturing the earlier to occur of (i) the date by which the Company has to complete a business combination or (ii) the effective date of a business combination.

“On January 18, 2024, CSLM Acquisition Corp. (the “ Company ”) issued an amended and restated promissory note (the “ A&R Note ”) to Consilium Acquisition Sponsor I, LLC (“ Sponsor ”), to replace the initial promissory note issued to the Sponsor on February 28, 2023 for working capital, allowing the Company to borrow up to $1,500,000. The A&R Note is unsecured, increases the amount the Company may borrow to $2,000,000, bears interest at a rate of 4.75% per annum, and is payable on the earlier to occur of (i) the date by which the Company has to complete a business combination or (ii) the effective date of a business combination.”

Allarity Therapeutics, Inc. incurred convertible notes of $440,000 with 3i, LP at 8% per annum maturing January 18, 2025.

“we issued and sold to the Purchaser a senior convertible promissory note in an aggregate principal amount of $440,000 (the “Principal Amount”) due on January 18, 2025”

Embrace Change Acquisition Corp. incurred loan of $100,000 with Zheng Yuan at no interest maturing upon the consummation of the Company's initial business combination.

“On January 17, 2024, Embrace Change Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Extension Fee Note”), in an amount of $100,000 to Zheng Yuan, the Company’s Chief Financial Officer”

Serina Therapeutics, Inc. incurred convertible notes of $500,000 with Juvenescence Limited maturing February 14, 2024.

“On January 16, 2024, AgeX drew $500,000 of its credit available under the Amended and Restated Secured Convertible Promissory Note, as amended, (“Secured Note”) with Juvenescence Limited (“Juvenescence”).”

Alcoa Corp amended revolving credit of $1.25 billion in commitments with JPMorgan Chase Bank, N.A., as administrative agent at minimum interest coverage ratio reduced from 4.00 to 1.00 to 3.00 to 1.00 for 20.

“The aggregate amount of commitments under the Amended Revolving Credit Agreement remains at $1.25 billion.”

Blue Owl Capital Corp amended credit facility with Natixis, New York Branch.

“On January 17, 2024 (the “ Amendment Date ”), ORCC Financing II LLC (“ ORCC Financing II ”), a subsidiary of Blue Owl Capital Corporation (the “ Company ”), entered into Amendment No. 9 (the “ Amendment ” and the facility as amended, the “ Secured Credit Facility ”), which amended that certain Credit Agreement, dated as of May 22, 2018”

One World Products, Inc. reported a default on loan of $300,000 with AJB Capital Investments, LLC.

“The filing of the Restructuring Petition constituted an event of default that could have accelerated obligations under a promissory note in the amount of $300,000 which AJB Capital Investments, LLC (the “Lender”) advanced to the Company on June 23, 2023. Effective as of December 21, 2023, the Lender signed a letter waiving any events of default based on the filing of the Reorganization Proceeding”

Dave & Buster's Entertainment, Inc. incurred term loan of $897,750,000 with Deutsche Bank AG New York Branch at Term SOFR or ABR plus (i) in the case of SOFR loans, 3.25% per annum and (ii) in maturing 7 years from the original closing date of the Credit Agreement.

“provides for a new tranche of term loans in an aggregate principal amount of $897,750,000 (the “2024 Term B Loans”)”

iBio, Inc. incurred term loan of $1,071,572 with Loeb Term Solutions LLC at Prime Rate, as quoted in the Wall Street Journal plus 8.5%.

“On January 16, 2024, iBio, Inc. (the “Company”), entered into a credit and security agreement (the “Credit and Security Agreement”) with Loeb Term Solutions LLC, an Illinois limited liability company (“Lender”), for a term loan or equipment line of credit loan (the “Loan”) pursuant to which the Company issued to Lender a term promissory note in the principal amount of $1,071,572 (the “Term Note”) bearing interest at the Prime Rate, as quoted in the Wall Street Journal plus 8.5% (the “Effective Rate”), for proceeds of $1,027,455.23 after payment of $42,862.88 to Lender as an origination fee, $1,172.89 for appraisal costs, and $75.00 for bank wire fees.”

Extra Space Storage Inc. incurred senior notes of $600,000,000 aggregate principal amount with Computershare Trust Company, N.A. at 5.400% per annum maturing February 1, 2034.

“On January 19, 2024, Extra Space Storage LP (the “Issuer”), a Delaware limited partnership and subsidiary of Extra Space Storage Inc. (the “Company”), completed an underwritten public offering of $600,000,000 aggregate principal amount of its 5.400% Senior Notes due 2034 (the “Notes”).”

LIBERTY STAR URANIUM & METALS CORP. incurred convertible notes of $110,000 with 1800 Diagonal Lending LLC at 8%, with a 10% Original Issue Discount maturing October 30, 2024.

“to the terms of the Securities Purchase Agreement, the Company agreed to issue a convertible promissory note (the “Note”) to 1800 Diagonal in the aggregate principal amount of $110,000. Effective January 12, 2024, the Company issued the Note to 1800 Diagonal consistent with the terms of the Securities Purchase Agreement. The Note bears interest at 8%, with a”

BRUKER CORP amended credit facility of from $600 million to $900 million with several banks or other financial institutions or entities from time to time party thereto as lenders at SOFR plus a margin ranging from 1.000% to 1.500% maturing January 18, 2029.

“herein have the meanings given to them in the Amended and Restated Credit Agreement. The Amended and Restated Credit Agreement increases the aggregate principal amount from $600 million to $900 million and extends the maturity date to January 18, 2029, as may be further extended by the Company for the periods and on the terms set forth in the Amended and”

BREAD FINANCIAL HOLDINGS, INC. incurred senior notes of $300 million principal amount with U.S. Bank Trust Company, National Association at 9.750% maturing March 15, 2029.

“On January 19, 2024, Bread Financial Holdings, Inc. (the “Company”) closed its previously announced offering (the “Offering”) of $300 million principal amount of additional 9.750% Senior Notes due 2029”

TETRA TECHNOLOGIES INC incurred term loan of $190 million with Silver Point Finance, LLC at SOFR (adjusted to reflect any required bank reserves) for an interest period equ maturing January 12, 2030.

“The Term Loan Credit Agreement provides an initial term loan on the date of closing in the principal amount of $190 million (the “Initial Term Loan”) and the availability of delayed draw term loans, subject to the terms of the Term Loan Credit Agreement, up to an aggregate principal amount of $75 million (the “Delayed Draw Term Loans,” and together with the Initial Term Loan, the “Term Loan”).”

ARTIVION, INC. incurred credit facility of $190.0 million secured term loan facility, $100.0 million secured delayed draw term loan facility, and $60.0 million sec with Ares Capital Corporation at Term Loan Facilities: base rate plus 5.50% or SOFR plus 6.50%, stepping down to maturing January 18, 2030.

“On January 18, 2024 (the "Closing Date"), Artivion, Inc. ("Artivion") entered into a Credit and Guaranty Agreement (the "Credit Agreement"), among Artivion, as borrower, certain subsidiaries of Artivion, as guarantors, the lenders from time to time party thereto and Ares Capital Corporation, as administrative agent and collateral agent. The Credit Agreement provides for a $190.0 million secured term loan facility (the "Initial Term Loan Facility"), a $100.0 million secured delayed draw term loan facility (the "Delayed Draw Term Loan Facility" and, together with the Initial Term Loan Facility, the "Term Loan Facilities") and a $60.0 million "senior-priority" secured revolving credit facility (the "Revolving Credit Facility" and, together with the Term Loan Facilities, the "Credit Facilities").”

AVIS BUDGET GROUP, INC. amended credit facility of reduced by $400 million to $3.21 billion in the case of the Series 2010-6 Notes facility, and by $100 million to $279.3 with unknown at not specified maturing not specified.

“Pursuant to the amendments, the aggregate principal amounts of each facility will be reduced on February 28, 2024, by $400 million to $3.21 billion in the case of the Series 2010-6 Notes facility, and by $100 million to $279.3 million in the case of the Series 2015-3 facility.”

AVIS BUDGET GROUP, INC. incurred debt of $66 million with The Bank of New York Mellon Trust Company, N.A. at 8.427% maturing maturity of five years.

“million aggregate principal amount of Series 2024-1 5.85%, Class B notes and $97.8 million aggregate principal amount of Series 2024-1 6.48%, Class C notes. ABRCF also issued $66 million aggregate principal amount of Series 2024-1 8.427%, Class R notes, which are subordinated to the Class A notes, the Class B notes and the Class C notes and were issued to comply”