Debt Financings

Hempacco Co., Inc. incurred convertible notes of $277,777.78 with FirstFire Global Opportunities Fund, LLC at 10% per annum maturing 12 months following the issue date.

“the Company sold to FirstFire Global Opportunities Fund, LLC, a Delaware limited liability company (“ FirstFire ”), (i) a convertible promissory note in the principal amount of $277,777.78, (ii) warrants to purchase 120,370 shares of Common Stock, and (iii) 27,777 shares of Common Stock, for an aggregate purchase price of $250,000, and the Company granted FirstFire”

Kairous Acquisition Corp. Ltd incurred senior notes of $50,000 with Kairous Asia Limited at does not bear interest maturing matures upon the closing of a business combination by the Company.

“On December 15, 2023, the Company issued an unsecured promissory note in the aggregate principal amount of $50,000 (the “Note”) to Kairous Asia Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination.”

OCA Acquisition Corp. incurred loan of $90,000 with OCA Acquisition Holdings LLC at does not bear interest maturing matures upon closing of the Company’s initial business combination.

“On December 13, 2023, the board of directors of OCA Acquisition Corp., a Delaware corporation (the “ Company ”), approved a draw of an aggregate of $90,000 (the “ Extension Funds ”) pursuant to the Promissory Note, dated as of January 19, 2023, between the Company and OCA Acquisition Holdings LLC (the “ Note ”), which Extension Funds the Company deposited into the Company’s trust account for its public stockholders on December 19, 2023.”

Palmer Square Capital BDC Inc. amended credit facility of increase the facility amount from $150,000,000 to $175,000,000 with Wells Fargo Bank, National Association maturing December 18, 2028.

“The Credit Facility Amendment amends the Credit Facility to, among other things: (i) increase the facility amount from $150,000,000 to $175,000,000, (ii) extend the facility maturity date from December 18, 2025 to December 18, 2028 and (iii) extend the reinvestment period end date from December 18, 2023 to December 18, 2026 (subject to other provisions of the Credit Facility).”

Surgery Partners, Inc. incurred revolving credit of $703.75 million with Jefferies Finance LLC at Term SOFR plus 3.25% per annum maturing December 19, 2028.

“providing for a $1,400 million senior secured term loan (the “Term Loan”) and a $703.75 million revolving credit facility (the “Revolver””

Surgery Partners, Inc. incurred term loan of $1,400 million with Jefferies Finance LLC at Term SOFR plus 3.50% per annum maturing December 19, 2030.

“r the “Company”), entered into a credit agreement with Jefferies Finance LLC, as administrative agent and collateral agent, and the other financial institutions party thereto from time to time (the “Credit Agreement”), providing for a $1,400 million”

STORE CAPITAL LLC amended credit facility of increased capacity for uncommitted incremental term loans and revolving commitments from up to $2.5 billion to up to $3. with KEYBANK NATIONAL ASSOCIATION, AS ADMINISTRATIVE AGENT AND THE LENDERS PARTY THERETO at not changed maturing not changed.

“The First Amendment increased the capacity for uncommitted incremental term loans and revolving commitments, whether in the form of additional facilities or an increase to the existing facilities, from an aggregate amount for all revolving commitments and term loans under the Unsecured Credit Agreement of up to $2.5 billion to an aggregate amount for all revolving commitments and term loans under the Unsecured Credit Agreement of up to $3.2 billion.”

IMPEL PHARMACEUTICALS INC faced acceleration on credit facility with Oaktree Fund Administration, LLC.

“The commencement of the Chapter 11 Cases described in Item 1.03 above constitutes an event of default that accelerated the Company’s Credit Agreement and Guaranty, dated March 17, 2022, by and among the Company, the subsidiary guarantors from time to time party thereto, the lenders from time to time party thereto, and Oaktree Fund Administration, LLC, as administrative agent as amended, restated, supplemented or otherwise modified from time to time (together with all amendments thereto, the “Debt Instruments”).”

BIODESIX INC incurred term loan of $10.0 million with Perceptive Credit Holdings IV, LP at greater of (a) forward-looking one-month term SOFR as posted by CME Group Inc. a maturing November 21, 2027.

“On December 15, 2023, the Company exercised its ability to draw the Tranche B loan for $10.0 million (the Tranche B Loan) pursuant to the Credit Agreement and Guaranty (the Credit Agreement) with Perceptive Credit Holdings IV, LP as the lender and administrative agent (the Lender), executed on November 16, 2022.”

XOMA Royalty Corp incurred credit facility of up to $140 million with Blue Owl Capital Inc. at 9.875% per annum maturing December 15, 2038.

“dated December 15, 2023, with the lenders from time to time party thereto (the “ Lenders ”) and Blue Owl Capital Corporation, as administrative agent (the “ Administrative Agent ”), pursuant to which the lenders extended certain senior secured credit facilities to the Subsidiary (the “ Loan ”) in an aggregate principal amount of up to $140 million (the “ Loan Amount ”).”

MOOG INC. amended credit facility of $125 million with Wells Fargo Bank, N.A. maturing December 11, 2026.

“(the “Company”), as seller, the Company, as master servicer, Wells Fargo Bank, N.A., as administrative agent (the “Agent”), and certain purchasers (collectively, the “Purchasers”) entered into the Third Amendment to the Amended and Restated Receivables Purchase Agreement (the “Amendment”).”

Starwood Credit Real Estate Income Trust incurred credit facility of up to $250 million with Citibank, N.A. at Term SOFR Reference Rate plus a margin maturing December 14, 2025, subject to three (3) one (1) year extension options.

“wned special-purpose financing subsidiaries of Starwood Credit Real Estate Income Trust, a Maryland statutory trust (the “Company”), entered into a Master Repurchase Agreement (together with the related transaction documents, the “Repurchase Agreement”), with Citibank, N.A. (“Citibank”), to finance the acquisition and origination by the Sellers of eligible loans as more particularly described in the Repurchase Agreement.”

Barings Private Credit Corp amended revolving credit of $215,000,000 with Sumitomo Mitsui Banking Corporation at replaced CDOR with CORRA plus 0.29547% for one-month tenor, 0.32138% for three-m.

“thereto and Sumitomo Mitsui Banking Corporation, as Administrative Agent. The First Amendment, among other things, (i) increases the total facility amount from $165,000,000 to $215,000,000, including an initial term commitment of $25,000,000, (ii) converts a portion of the existing revolver availability into term loan availability and (iii) replaces the interest rate”

Zoomcar Holdings, Inc. incurred convertible notes of $2,027,840 with Innovative International Sponsor I LLC at no interest maturing 90 days after the consummation of the Business Combination.

“with extensions of the date by which IOAC must consummate an initial business combination (such promissory notes, the “Existing Notes”). As of the date hereof, (i) approximately $2,027,840 is outstanding under the Existing Notes payable to Ananda Small Business Trust (“Ananda Trust”), payable on the date of the consummation of the Business Combination, and of such”

Catalent, Inc. incurred term loan of $600 million aggregate principal amount with JPMorgan Chase Bank, N.A. at term SOFR rate plus 3.00% or base rate plus 2.00%.

“and the lenders and other parties thereto (as amended, including by Amendment No. 11, the “Credit Agreement”). Pursuant to Amendment No. 11, the Operating Company incurred $600 million aggregate principal amount of new incremental dollar term B-4 loans (the “Incremental Term Loans”), which was upsized due to lender demand, under the Credit Agreement. The”

Gatos Silver, Inc. incurred revolving credit of $50.0 million with Bank of Montreal, Chicago Branch, as administrative agent at a variable index-based rate per year together with a margin based on the Company maturing December 31, 2026.

“financial institutions from time to time, as lenders. The Restated Credit Agreement continues to provide for a revolving line of credit (the “Revolver”) in a principal amount of $50.0 million while increasing the amount of the Revolver’s accordion feature to provide up to an additional $50.0 million under the Revolver, subject to certain conditions. The Restated”

LFTD PARTNERS INC. incurred loan of $910,000 with Surety Bank at 10% fixed annual interest maturing five years.

“On December 14, 2023, LFTD Partners Inc. (“LIFD”) (OTCQB: LIFD), and its wholly owned subsidiary Lifted Liquids, Inc., dba Lifted Made (“Lifted Made”) (together the “Borrower”), jointly borrowed a total of $3,910,000 from Surety Bank, of DeLand, Florida (“Lender”). The Lender made two five-year loans to the Borrower, as joint borrowers: (1) a working capital loan of $3,000,000 at 9.5% fixed annual interest, and (2) a $910,000 loan at 10% fixed annual interest”

LFTD PARTNERS INC. incurred credit facility of $3,000,000 with Surety Bank at 9.5% fixed annual interest maturing five years.

“On December 14, 2023, LFTD Partners Inc. (“LIFD”) (OTCQB: LIFD), and its wholly owned subsidiary Lifted Liquids, Inc., dba Lifted Made (“Lifted Made”) (together the “Borrower”), jointly borrowed a total of $3,910,000 from Surety Bank, of DeLand, Florida (“Lender”). The Lender made two five-year loans to the Borrower, as joint borrowers: (1) a working capital loan of $3,000,000 at 9.5% fixed annual interest, and (2) a $910,000 loan at 10% fixed annual interest”

ARES CAPITAL CORP amended revolving credit of increased the commitments under the BNP Funding Facility from $790 million to $865 million.

“The BNP Amendment among other things (a) increased the commitments under the BNP Funding Facility from $790 million to $865 million”

SUNPOWER CORP reported a default on credit facility of $65.3 million with Atlas Securitized Products Holdings, L.P..

“Due to the delay in delivery of the Q3 Financials, there is an event of default under the Atlas Credit Agreement, which could be read to result in the immediate acceleration of debt under the Atlas Credit Agreement. If accelerated, the total accelerated amount would be equal to the principal, accrued interest, interest at the default rate (as applicable) and all other obligations payable under the Atlas Credit Agreement, which would be equal to approximately $65.3 million .”

CalAmp Corp. amended convertible notes with Lynrock Lake Master Fund LP.

“in favor of the holders of the Convertible Notes. The Convertible Notes will rank pari passu, or equal in right of payment, with the Term Loan.”

CalAmp Corp. incurred term loan of $45,000,000 with Lynrock Lake Master Fund LP at secured overnight financing rate (SOFR) plus 6.75% maturing December 15, 2027.

“the “Borrowers”), entered into a Credit Agreement (the “Credit Agreement”) with Lynrock Lake Master Fund LP (“Lynrock” or “Lender”) under which the Borrowers have borrowed $45,000,000 (the “Term Loan”). Amounts owing under the Credit Agreement are guaranteed by the Borrowers and certain existing and future subsidiaries of the Company, and will be secured by”

Embrace Change Acquisition Corp. incurred loan of $100,000 with Zheng Yuan at no interest maturing upon the consummation of the Company’s initial business combination.

“On December 15, 2023, Embrace Change Acquisition Corp. (the “Company”) issued an unsecured promissory note (the “Extension Fee Note”), in an amount of $100,000 to Zheng Yuan, the Company’s Chief Financial Officer, for the $100,000 Ms. Yuan deposited into the Company’s trust account to extend the period of time the Company has to complete a business combination for an additional one (1) month period, from December 12, 2023 to January 12, 2024.”

Lucy Scientific Discovery, Inc. incurred convertible notes of up to a total of $1.8 million with accredited investors at 10.0% per annum maturing 12 months thereafter.

“On December 12, 2023, Lucy Scientific Discovery, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with three (3) accredited investors (collectively, the “Investors”), pursuant to which the Investors may lend up to a total of $1.8 million to the Company.”

QT IMAGING HOLDINGS, INC. incurred loan of $66,360 with GigAcquisitions5, LLC at no interest maturing upon the consummation of a business combination.

“On December 13, 2023, the Company issued an additional unsecured non-convertible promissory note to the Sponsor for a collective principal amount of $66,360 (the “Non-Convertible Working Capital Note”).”

QT IMAGING HOLDINGS, INC. incurred convertible notes of $1,500,000 with GigAcquisitions5, LLC at no interest maturing upon the consummation of a business combination.

“On December 13, 2023, the Company further amended and restated the Convertible Working Capital Note (the “Eleventh Restated Working Capital Note”) to reflect an additional principal amount of $53,640 extended by the Sponsor to the Company for a collective principal amount under the Eleventh Restated Working Capital Note of $1,500,000.”

Bolt Projects Holdings, Inc. incurred loan of $104,029 with Golden Arrow Sponsor, LLC at no interest maturing the date of the consummation of the Company's initial business combination.

“issued an unsecured promissory note in the aggregate amount of $104,029 (the “Note”) to Golden Arrow Sponsor, LLC (the “Sponsor”).”

urban-gro, Inc. incurred revolving credit of $10,000,000 with Gemini Finance Corp. at monthly rate of one and seventy-five hundredths percent (1.75%) maturing September 12, 2024.

“On December 13, 2023, UG Construction, Inc. d/b/a Emerald Construction Management, Inc. (“ UG Construction ”), a wholly owned subsidiary of urban-gro, Inc. (the “ Company ”), entered into an interest only asset based revolving Loan Agreement (the “ Line of Credit ”) with Gemini Finance Corp. (“ Lender ”) pursuant to which Lender extended to the Company a secured line of credit in an amount not to exceed $10,000,000”

Avangrid, Inc. incurred guarantee of initial aggregate amount of approximately $57 million with J.P. Morgan Chase, Bank of America, and Wells Fargo.

“the Corporation issued a parent guaranty in favor of the Tax Equity Investors (the “Tax Equity Guaranty”) in the initial aggregate amount of approximately $57 million.”

XPLR Infrastructure, LP incurred senior notes of $750 million with The Bank of New York Mellon at 7.250% maturing January 15, 2029.

“On December 15, 2023, NextEra Energy Operating Partners, LP (NEP OpCo), a direct subsidiary of NextEra Energy Partners, LP (NEP), issued $750 million in aggregate principal amount of 7.250% senior unsecured notes due 2029 (the notes).”

GLADSTONE LAND Corp amended revolving credit with Metropolitan Life Insurance Company maturing December 15, 2033.

“The Amendment extends the maturity date of the Company’s revolving lines of credit under the Credit Facility from April 5, 2024 to December 15, 2033.”

ADMA BIOLOGICS, INC. incurred credit facility of $130 million in total senior secured credit facilities with Ares Capital Corporation and certain credit funds affiliated with Ares Capital Corporation (collectively, “Ares”) at adjusted Term SOFR for a three‐month tenor plus 6.50% for the Initial Term Loan maturing December 20, 2027.

“On December 18, 2023, (the “Ares Closing Date”), ADMA Biologics, Inc. (the “Company”) and all of the Company’s subsidiaries entered into a Credit Agreement (the “Ares Credit Agreement”) with Ares Capital Corporation and certain credit funds affiliated with Ares Capital Corporation (collectively, “Ares”). The Ares Credit Agreement provides for $130 million in total senior secured credit facilities (the “Ares Credit Facilities”), consisting of (a) an initial term loan in the aggregate principal amount of $62,500,000 (the “Initial Term Loan Facility”) and (b) a revolving credit facility in the aggregate principal amount of up to $72,500,000 (the “Revolving Facility”).”

bluebird bio, Inc. incurred debt of up to $100,000,000.00 with Alterna Capital Solutions LLC at prime rate plus 1.35% maturing 12 months.

“The factoring facility provides for the Company to have access to up to $100,000,000.00 (the “Maximum Credit”) on a revolving basis”

CHOICE HOTELS INTERNATIONAL INC /DE incurred term loan of $500 million with Wells Fargo Bank, National Association at SOFR (subject to a credit spread adjustment of 0.10% and a 0.00% floor) plus a m maturing December 16, 2024.

“On December 18, 2023, the Company entered into the Credit Agreement, which provides for a $500 million unsecured term loan (the “Term Loan”) with a scheduled maturity date of December 16, 2024, subject to an optional one-year extension that can be requested by the Company prior to the initial maturity date.”

Hyperscale Data, Inc. incurred term loan of $38,918,919 aggregate principal amount of secured promissory notes with JGB Capital, LP, JGB Partners, LP, JGB (Cayman) Buckeye Ltd. at not specified maturing not specified.

“On the Closing Date, the Company, along with its wholly owned subsidiaries Sentinum, Inc. (“ Sentinum ”), Third Avenue Apartments LLC (“ Third Avenue ”), Alliance Cloud Services, LLC (“ Alliance Cloud ”), BNI Montana, LLC (“ BNI Montana ”), Ault Lending, LLC (“ Ault Lending ”), Ault Aviation, LLC (“ Ault Aviation ”) and Ault Global Real Estate Equities, Inc. (“ AGREE ” and collectively with the Company, Sentinum, Third Avenue, Alliance Cloud, BNI Montana, Ault Lending and Ault Aviation, the “ Guarantors ”) entered into a Loan and Guaranty Agreement (the “ Loan Agreement ”) with the Lenders, pursuant to which the Purchaser borrowed $36 million and issued secured promissory notes to the Lenders in the aggregate amount of $38,918,919 (collectively, the “ Notes ”; and the transaction, the “ Loan ”).”

GERON CORP incurred term loan of $30,000,000 with Silicon Valley Bank and Hercules Capital Inc. at the greater of: (x) 9.0%, or (y) the sum of (A) the Prime Rate (as reported in T.

“tranches, subject to certain terms and conditions. The Amended Loan Agreement also provides that (i) the fourth tranche of the Term Loan has been increased from $10,000,000 to $30,000,000, (ii) the commitment period for the fifth tranche of the Term Loan of $20 million, which is available subject to achievement of a regulatory milestone and satisfaction of certain”

REPLIGEN CORP incurred senior notes of $600 million aggregate principal amount with Wilmington Trust, National Association at 1.00% per annum maturing December 15, 2028.

“On December 14, 2023, in connection with the consummation of previously announced private exchange and subscription transactions, Repligen Corporation (the “Company”) issued $600 million aggregate principal amount of its 1.00% Convertible Senior Notes due 2028 (the “New Notes”) under an Indenture, dated December 14, 2023 (the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee.”

Invesco Commercial Real Estate Finance Trust, Inc. incurred revolving credit of up to a maximum aggregate availability of $100 million with Goldman Sachs Bank USA at one-month Term SOFR plus 2.90% maturing 30 days prior to the last date on which the Company can issue capital calls to the Investors to repay obligations under the Credit Agreement.

“On December 11, 2023, Invesco Commercial Real Estate Finance Trust, Inc. (the “Company”), INCREF Borrower, LLC, and Invesco Advisers, Inc. (the "Adviser"), entered into a revolving credit facility agreement with Goldman Sachs Bank USA ("Goldman"), as administrative agent and lender (the "Credit Agreement"). The Credit Agreement provides for revolving loans of up to a maximum aggregate availability of $100 million.”

GE HealthCare Technologies Inc. incurred revolving credit of $1.0 billion with Citibank, N.A., as administrative agent at alternate base rate or adjusted Term SOFR rate plus an applicable margin maturing December 11, 2024.

“On December 13, 2023, GE HealthCare Technologies Inc. (the “Company”) entered into a 364-Day Revolving Credit Agreement (the “364-Day Revolving Credit Agreement”) among the Company, Citibank, N.A., as administrative agent, and the lenders named therein (the “Lenders”), which provides for a 364-day senior unsecured revolving credit facility in an aggregate committed amount of $1.0 billion.”

Blue Owl Technology Finance Corp. II incurred term loan of $200 million with a financial institution at three-month term SOFR plus 2.85% maturing January 20, 2036.

“The Class A-L Loans were borrowed under a credit agreement (the “Class A-L Credit Agreement”), dated as of the Closing Date, by and among the Issuer, as borrower, a financial institution, as lender, and State Street Bank and Trust Company, as collateral trustee and loan agent.”

Blue Owl Technology Finance Corp. II incurred senior notes of $24 million with State Street Bank and Trust Company at three-month term SOFR plus 4.95% maturing January 20, 2036.

“$24 million of A(sf) Class C Notes, which bear interest at three-month term SOFR plus 4.95%”

Blue Owl Technology Finance Corp. II incurred senior notes of $7.5 million with State Street Bank and Trust Company at 7.25% maturing January 20, 2036.

“The CLO Transaction was executed by (A) the issuance of the following classes of notes and preferred shares pursuant to an indenture and security agreement dated as of the Closing Date (the “Indenture”), by and among the Issuer and State Street Bank and Trust Company: (i) $40 million of AAA(sf) Class A Notes, which bear interest at three-month term SOFR plus 2.85%, (ii) $16.5 million of AA(sf) Class B-1 Notes, which bear interest at three-month term SOFR plus 3.95%, (iii) $7.5 million of AA(sf) Class B-2 Notes, which bear interest at 7.25% and (iv) $24 million of A(sf) Class C Notes, which bear interest at three-month term SOFR plus 4.95% (together, the “Secured Notes”) and (B) the borrowing by the Issuer of $200 million under floating rate Class A-L loans (the “Class A-L Loans” and together with the Secured Notes, the “Debt”).”

Blue Owl Technology Finance Corp. II incurred senior notes of $16.5 million with State Street Bank and Trust Company at three-month term SOFR plus 3.95% maturing January 20, 2036.

“$16.5 million of AA(sf) Class B-1 Notes, which bear interest at three-month term SOFR plus 3.95%”

Blue Owl Technology Finance Corp. II incurred senior notes of $40 million with State Street Bank and Trust Company at three-month term SOFR plus 2.85% maturing January 20, 2036.

“$40 million of AAA(sf) Class A Notes, which bear interest at three-month term SOFR plus 2.85%”

Embrace Change Acquisition Corp. incurred loan of $10,000 with Wuren Fubao Inc., the Company’s sponsor at bears no interest maturing upon the consummation of the Company’s business combination.

“the Company issued an unsecured promissory note (the “Extension Fee Note”), effective as of September 8, 2023, in an amount of $10,000 to the Sponsor. The Extension Fee Note bears no interest and is repayable in full upon the consummation of the Company’s business combination.”

byNordic Acquisition Corp incurred loan of $1,700,000 with DDM Debt AB at no interest maturing upon the consummation of the Company's initial business combination.

“On December 15, 2023, byNordic Acquisition Corporation (the " Company ") issued a promissory note (the " Note ") in the principal amount of $1,700,000 to DDM Debt AB (the " Lender ")”

Kiromic Biopharma, Inc. incurred senior notes of $2,000,000 with an accredited investor at 25% per annum maturing December 12, 2024.

“2023, Kiromic BioPharma, Inc. (the “Company”) issued a 25% Senior Secured Convertible Promissory Note (the “Note”) to an accredited investor. The Note has a principal amount of $2,000,000, bears interest at a rate of 25% per annum (the “Stated Rate”) and matures on December 12, 2024 (the “Maturity Date”), on which the principal balance and accrued but unpaid”

Harbor Custom Development, Inc. reported a default on loan of $14,178,673.86 with BankUnited, N.A. at default rate from December 4, 2023, which rate floats at the contract rate plus maturing due and payable immediately upon bankruptcy filing.

“● the Loan Agreement with BankUnited, N.A., dated March 7, 2022 and the Amendment to the Loan Agreement, dated February 22, 2023, in the principal amount of $14,178,673.86 (according to BankUnited, N.A.) plus accrued interest thereon, including interest at the default rate from December 4, 2023, which rate floats at the contract rate plus 3%, until the debt is paid in full”

Harbor Custom Development, Inc. reported a default on loan of $2,500,000.00 with North Carolina Empowering Kids & Communities Foundation, Inc. at interest at a rate equal to 4% greater than the current rate of 10% since defaul maturing due and payable immediately upon bankruptcy filing.

“● the Loan Agreement with North Carolina Empowering Kids & Communities Foundation, Inc., dated November 1, 2022, in the principal amount of $2,500,000.00 plus accrued interest thereon, including interest at a rate equal to 4% greater than the current rate of 10% since default thereon”

Harbor Custom Development, Inc. reported a default on loan of $3,500,000.00 with 222, Limited Liability Company; Cynthia A. Blair; Michael A. Raquiza; William Chunyk at interest at a rate equal to 4% greater than the current rate of 10% since defaul maturing due and payable immediately upon bankruptcy filing.

“● the Loan Agreement with 222, Limited Liability Company; Cynthia A. Blair; Michael A. Raquiza; and William Chunyk, dated September 19, 2022, in the principal amount of $3,500,000.00 plus accrued interest thereon, including interest at a rate equal to 4% greater than the current rate of 10% since default thereon”