Debt Financings

VERISIGN INC/CA incurred revolving credit of $200 million with JPMorgan Chase Bank, N.A. at Adjusted Term SOFR rate plus a margin of between 1.00% and 1.625% maturing December 6, 2028.

“administrative agent, and the lenders party thereto (the “ Terminated Credit Agreement ”), which is further discussed in Item 1.02 below. The New Credit Agreement provides for a $200 million (the “ Commitment Amount ”) committed unsecured revolving credit facility (the “ New Facility ”), under which the Company and certain designated subsidiaries may be borrowers”

PG&E Corp amended credit facility of the aggregate principal amount of term loans outstanding under the Term Loan Credit Agreement is $500,000,000 with JPMorgan Chase Bank, N.A., as administrative agent at reduce the applicable margin from 300 basis points to 250 basis points maturing extend the maturity date of the term loans outstanding thereunder to June 23, 2027.

“December 8, 2023, and after giving effect to the effectiveness of the Amendment, the aggregate principal amount of term loans outstanding under the Term Loan Credit Agreement is $500,000,000. The foregoing description of the Amendment and the Term Loan Credit Agreement is qualified in its entirety by reference to the full text of the Amendment and the Term Loan”

PENNSYLVANIA REAL ESTATE INVESTMENT TRUST amended credit facility of up to $15.0 million for Cherry Hill Borrowing and up to $15.0 million for Advisor Borrowing with Wilmington Savings Fund Society, FSB, as administrative agent, and the lenders that are signatories thereto at not specified maturing not specified.

“as of September 27, 2023 and the Amendment, the “ First Lien Credit Agreement ”). Pursuant to the Amendment, the First Lien Credit Agreement now permits (i) the use of up to $15.0 million of the proceeds of the First Lien Credit Agreement’s secured first lien revolving credit facility (the “ First Lien Revolving Facility ”) to make payments on the property level”

ITT INC. amended credit facility of up to €300.0 million with Bank of America, N.A..

“mpany”) entered into the Second Amendment (the “Amendment”) to the Company’s Credit Agreement, dated as of August 5, 2021 (as amended, the “Credit Agreement”), among the Company, certain subsidiaries of the Company party thereto, the lenders party thereto and Bank of America, N.A., as the administrative agent, the L/C issuer and a U.S. swingline lender.”

T Series Middle Market Loan Fund LLC amended credit facility of $335,000,000 (USD tranche) and $265,000,000 (multi-currency tranche) with Barclays Bank PLC at 2.28% per annum maturing December 5, 2034.

“Pursuant to the Second Amended Credit and Security Agreement (among other changes), (i) the final maturity date of the Barclays Funding Facility was extended to December 5, 2034 or, after December 5, 2028, an earlier date selected by Barclays as administrative agent in its sole discretion so long as, on such earlier date, the T Series SPV LLC has sufficient cash to repay all outstanding advances, accrued interest and accrued fees payable to the Lenders as of such date; (ii) Barclays’ commitment (including any person holding participation interests in such commitment) with respect to the USD tranche of loans was increased to $335,000,000 under the Barclays Funding Facility; (iii) Barclays’ commitment (including any person holding participation interests in such commitment) with respect to the multi-currency tranche of loans was increased to $265,000,000 under the Barclays Funding Facility; (iv) the spread over SOFR with respect to loans under the Barclays Funding Facility was amended to”

Nova Vision Acquisition Corp incurred loan of $69,763.37 with Nova Pulsar Holdings Limited maturing upon the closing of a business combination by the Company.

“On December 6, 2023, Nova Vision Acquisition Corp. (the “Company”) issued an unsecured promissory note in the aggregate principal amount of $69,763.37 (the “Note”) to Nova Pulsar Holdings Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination.”

DevvStream Corp. incurred loan of $1,500,000 with Focus Impact Sponsor, LLC at does not bear interest maturing matures upon closing of the Company's initial business combination.

“On December 1, 2023, Focus Impact Acquisition Corp. (the “ Company ”) issued an unsecured promissory note in the total principal amount of up to $1,500,000 (the “ Promissory Note ”) to Focus Impact Sponsor, LLC. The Promissory Note does not bear interest and matures upon closing of the Company’s initial business combination.”

Fortune Rise Acquisition Corp incurred loan of $100,000 with Water On Demand, Inc. at non-interest bearing maturing on the earlier of (i) consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“ompany issued an unsecured promissory note (the “ Note ”) to Water On Demand, Inc., a Nevada corporation and the entity which controls the Company’s sponsor.”

Sunlight Financial Holdings Inc. amended credit facility of $300,000,000 with Cross River Bank.

“Under the Third Loan Program Agreement, among other things, the maximum aggregate principal balance of the total loans held by CRB as of the last day of any calendar month has been revised to $300,000,000, revisions have been made to daily fees and monthly fees, an exit fee has been added for the sale of loans not retained by CRB, and the agreement provides that charge-off guidelines may be modified from time to time.”

Sunlight Financial Holdings Inc. incurred convertible notes of $20,000,000 with Cross River Bank at 15.0% per annum maturing five year anniversary of the effective date of the Note Purchase Agreement.

“The Plan also provides for the issuance of convertible notes in an aggregate principal amount not exceeding $20,000,000 pursuant to a Note Purchase Agreement (the “ Note Purchase Agreement ”) entered into by the Company, Sunlight and SL Holdings with CRB pursuant to which CRB will provide exit financing to the reorganized Company in the form of a convertible delayed-draw promissory note.”

Sunlight Financial Holdings Inc. amended term loan of $90,000,000 with Cross River Bank at ten percent (10.0%).

“Under the terms of the LS Agreement, in accordance with the terms of the Plan, the Original Credit Agreement is amended and restated to provide for Term Loans (as defined in the LS Agreement) in the aggregate principal amount of $90,000,000 such that CRB shall be deemed to have made a Term Loan to Sunlight on the Effective Date in an aggregate principal amount of $90,000,000”

CAPITAL SOUTHWEST CORP amended credit facility of $460 million with ING Capital LLC.

“The Incremental Agreement increases the total commitments under the Credit Agreement by $25 million from $435 million to $460 million.”

Evergy, Inc. incurred convertible notes of $1,400,000,000 aggregate principal amount with initial purchasers at 4.50% maturing December 15, 2027.

“On December 7, 2023, Evergy, Inc. (the “Company”) completed the sale of $1,400,000,000 aggregate principal amount of 4.50% Convertible Notes due 2027 (the “Notes”), which included an additional $200,000,000 aggregate principal amount of Notes purchased pursuant to the full exercise of the option granted to the Initial Purchasers (as defined herein) pursuant to the Purchase Agreement (as defined herein), in a private offering to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”

HA Sustainable Infrastructure Capital, Inc. incurred senior notes of $550,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association, as trustee at 8.00% per year maturing June 15, 2027.

“Hannon Armstrong Sustainable Infrastructure Capital, Inc., a Maryland corporation (the “Company”), through its indirect subsidiaries HAT Holdings I LLC, a Maryland limited liability company (“HAT I”), and HAT Holdings II LLC, a Maryland limited liability company (“HAT II”, and together with HAT I, the “Issuers”), issued $550,000,000 aggregate principal amount of 8.00% green senior unsecured notes due 2027 (the “Notes”)”

Troika Media Group, Inc. faced acceleration on credit facility of $71,718,750 with Blue Torch Finance LLC.

“thereto and Blue Torch Finance LLC, as administrative agent and collateral agent. As of December 1, 2023, the outstanding principal amount under the Financing Agreement was $71,718,750. The Financing Agreement provides that upon the filing of the Bankruptcy Petitions, the outstanding principal and all accrued and unpaid interest under the Financing Agreement”

Troika Media Group, Inc. incurred term loan of $11,000,000 with Blue Torch Finance LLC.

“the DIP Lenders provided the Debtors with a senior secured, superpriority debtor-in-possession term loan facility in the maximum aggregate amount of $11,000,000”

SMITH MIDLAND CORP incurred credit facility of up to $1,500,000 with Summit Community Bank at Wall Street Journal prime rate plus .5% maturing October 1, 2024.

“On November 29, 2023, the Company executed a Commitment Letter from the Bank to provide a guidance line of credit specifically to purchase business equipment up to $1,500,000.”

SMITH MIDLAND CORP incurred revolving credit of up to $5,000,000 with Summit Community Bank at Wall Street Journal prime rate with an initial rate of 8.500% and a floor of 4.9 maturing October 1, 2024.

“On November 29, 2023, Smith-Midland Corporation (the "Company") renewed its line of credit with Summit Community Bank (the “Bank”) for up to $5,000,000 under substantially the same terms and in the same amount.”

ACURA PHARMACEUTICALS, INC incurred loan of $250,000 loan with Abuse Deterrent Pharma, LLC at 5.25% maturing December 31, 2023.

“On December 4, 2023 we received a $250,000 loan from Abuse Deterrent Pharma, LLC (“AD Pharma”). This loan combined with previous loans made to the Company and with the $2,319,279 under the November 10, 2022 Amended Consolidated and Restated Secured Promissory Note, now totals $4,669,279, bears interest at 5.25% and matures on December 31, 2023, at which time all principal and interest is due (“Note”).”

Stepstone Private Credit Fund LLC incurred revolving credit of $250.0 million with Wells Fargo Bank, National Association at Daily Simple SOFR plus a margin of 2.65%, with a 0.0% floor on Daily Simple SOFR maturing December 1, 2028.

“Credit Facility”). The Company serves as collateral manager and equityholder under the Wells Fargo Loan and Security Agreement. The lenders have made aggregate commitments of $250.0 million under the Wells Fargo SPV III Credit Facility. Borrowings under the Wells Fargo SPV III Credit Facility will generally bear interest at a rate per annum equal to Daily Simple”

DIH HOLDING US, INC. incurred debt of $135,000 with ATAC Sponsor LLC at no interest maturing the earlier of (a) the date of the consummation of the Company’s initial business combination, or (b) the date of the Company’s liquidation.

“onnection with the Extensions, on July 31, 2023, the Company issued an unsecured promissory note to ATAC Sponsor LLC, sponsor of the Company (the “Sponsor”), with a principal amount equal to $810,000 (the “Extension Note”).”

Harbor Custom Development, Inc. reported a default on loan of $14,197,706.88 with BankUnited, N.A. at contract rate plus 3%.

“On December 4, 2023, the Company received a notice of event of default and acceleration of all amounts due under the Loan from the Lender. According to the Lender, the principal amount due is $14,197,706.88 plus interest of $111,992.10 as of December 4, 2023 (the “Debt”). The Debt will accrue additional interest at the default rate from December 4, 2023, which rate floats at the contract rate plus 3%, until the Debt is paid in full.”

Harbor Custom Development, Inc. reported a default on loan of $8,000,000 of principal with Fratelli's LLC at 18%.

“On November 30, 2023, Harbor Custom Development, Inc., a Washington corporation (the “Company”), received a notice of event of default for failure to make payment of $8,000,000 of principal and $55,555.56 of prorated interest due on November 25, 2023 pursuant to the Company’s Loan Agreement with Fratelli’s LLC (the “Lender”), dated May 23, 2022 (the “Loan”).”

BioXcel Therapeutics, Inc. amended term loan of The $30,000,000 in financing previously provided to the Company under the RIFA was converted to an outstanding loan unde with Lenders.

“Amendment, the Lenders agreed to permit the Company to invest up to a maximum of $30,865,000 at any time outstanding in OnkosXcel Therapeutics, LLC (“OnkosXcel”), increased from $30,000,000. In connection with the Second Amendment, the Company agreed to pay to the Lenders an exit fee equal to 0.25% of the loans under the Credit Agreement repaid upon maturity or”

LINDE PLC incurred revolving credit of $1,500,000,000 with Bank of America, N.A. maturing 364 days after the date of the Credit Agreement.

“circumstances, certain other subsidiaries of the Company may become subsidiary guarantors under the Credit Agreement. The Credit Agreement provides for total commitments of $1,500,000,000. The Credit Agreement is available for general corporate purposes of the Company and its subsidiaries. Revolving loans may be borrowed in U.S. Dollars, Pounds Sterling, Euros and”

Kinetik Holdings Inc. incurred senior notes of $500 million aggregate principal amount with Wells Fargo Securities, LLC and BofA Securities, Inc., as representatives of the several initial purchasers at 6.625% maturing December 15, 2028.

“Inc., as representatives of the several initial purchasers named therein (collectively, the “Initial Purchasers”), relating to the issuance and sale (the “Notes Offering”) of $500 million aggregate principal amount of 6.625% Sustainability-Linked Senior Notes due 2028 (the “Notes”). The Purchase Agreement contains customary representations and warranties of the”

Runway Growth Finance Corp. incurred credit facility of $500,000,000 to $550,000,000 with additional bank as a lender.

“The Lender Joinder joined an additional bank as a lender under the Credit Agreement, and accordingly increased the Facility Amount from $500,000,000 to $550,000,000”

Runway Growth Finance Corp. amended credit facility with KeyBank National Association.

“KeyBank National Association, as administrative agent for the Lenders and a Lender; CIBC Bank USA, as documentation agent; MUFG Bank, Ltd.”

Runway Growth Finance Corp. amended credit facility of $500,000,000 to $600,000,000 with KeyBank National Association.

“The Credit Facility Amendment amended the Credit Agreement to, among other things: (i) increase the maximum accordion amount under the Credit Agreement from $500,000,000 to $600,000,000”

Babcock & Wilcox Enterprises, Inc. amended credit facility of reduced from $110,000,000 to $100,000,000 with PNC Bank, National Association.

“Agreement, among other things, amends the terms of the Letter of Credit Agreement to (i) reduce the Commitment Amount (as defined in the Letter of Credit Agreement) from $110,000,000 to $100,000,000, (ii) in connection with such reduction, cause PNC as issuer to release $10,000,000 cash collateral (the “Pledged Cash Collateral”) previously pledged by The”

TPG Mortgage Investment Trust, Inc. amended convertible notes of approximately $86.3 million with Computershare Trust Company, National Association, as trustee at 6.75% maturing 2024.

“and all other amounts, if any, due and payable under the Convertible Notes. As of the Closing Date, the outstanding principal amount of the Convertible Notes was approximately $86.3 million. The foregoing description of the Base Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the form of Convertible Note and the transactions”

C-Bond Systems, Inc amended convertible notes of Balloon payment of $580,090 on the 36th month with Mercer Street Global Opportunity Fund, LLC at Standstill on interest due under the Note maturing 35 monthly payments of $15,000 with a balloon payment on the 36th month.

“into the Company’s common stock. The Company shall make the Payments on the 15th of every month. “Payments” shall mean $15,000 per month for 35 months with a balloon payment of $580,090 on the 36th month. Additionally, provided that the Company is in compliance with the Agreement, the Investor agreed to a standstill on the interest due under the Note beginning”

FENNEC PHARMACEUTICALS INC. incurred convertible notes of $5,000,000 with Petrichor Opportunities Fund I LP at greater of (a) US Prime Rate or (b) three and one-half percent (3.5%), plus the maturing August 19, 2027.

“On December 4, 2023, the Company closed a third tranche under the SPA in the amount of $5,000,000 and issued the Investor a Note in the same amount (the “Third Closing Note”).”

POWER SOLUTIONS INTERNATIONAL, INC. amended loan of $50 million with Weichai America Corp. at SOFR plus 4.05% per annum maturing November 30, 2024.

“On November 29, 2023, Power Solutions International, Inc. (the “Company” or “PSI”) amended and restated its $50 million shareholder’s loan agreement (the “Third Shareholder’s Loan Agreement”) with its majority stockholder, Weichai America Corp. (“Weichai”), to extend the loan maturity date to November 30, 2024.”

NISOURCE INC. incurred term loan of $400 million with Mizuho Bank, LTD and Bank of Montreal.

“Under the Credit Agreement, as modified by the Supplement, the Company borrowed $400 million on December 6, 2023, representing the aggregate commitments of the Augmenting Lenders thereunder.”

RiceBran Technologies incurred loan of $4,000,000 with Funicular Funds, LP at 13.50% maturing December 1, 2028.

“evidencing the loan made to the Company by Funicular in the aggregate principal amount of $4 million”

CROWN CASTLE INC. incurred senior notes of $750,000,000 aggregate principal amount of the Company's 5.600% Senior Notes due 2029 and $750,000,000 aggregate princip with The Bank of New York Mellon Trust Company, N.A. at 5.600% per annum on the 2029 Notes and 5.800% per annum on the 2034 Notes maturing June 1, 2029 for the 2029 Notes and March 1, 2034 for the 2034 Notes.

“On December 6, 2023, Crown Castle Inc. (“Company”) closed its previously announced public offering (“Debt Offering”) of $750,000,000 aggregate principal amount of the Company’s 5.600% Senior Notes due 2029 (“2029 Notes”) and $750,000,000 aggregate principal amount of the Company’s 5.800% Senior Notes due 2034 (“2034 Notes,” together with the 2029 Notes, “Notes”).”

UGI CORP /PA/ incurred senior notes of $75 million aggregate principal amount of 6.40% Senior Notes, Series C with certain persons (the "Utilities Note Purchasers") at 6.40% maturing November 30, 2053.

“$75 million aggregate principal amount of 6.40% Senior Notes, Series C, with a maturity date of November 30, 2053”

UGI CORP /PA/ incurred senior notes of $150 million aggregate principal amount of 6.10% Senior Notes, Series B with certain persons (the "Utilities Note Purchasers") at 6.10% maturing November 30, 2033.

“$150 million aggregate principal amount of 6.10% Senior Notes, Series B, with a maturity date of November 30, 2033”

UGI CORP /PA/ incurred senior notes of $25 million aggregate principal amount of 6.02% Senior Notes, Series A with certain persons (the "Utilities Note Purchasers") at 6.02% maturing November 30, 2030.

“On November 30, 2023, UGI Utilities, Inc. (“UGI Utilities”), a wholly owned subsidiary of UGI Corporation (the “Company”), entered into a Note Purchase Agreement (the “Utilities Note Purchase Agreement”) with certain persons (the “Utilities Note Purchasers”) relating to the private placement of $25 million aggregate principal amount of 6.02% Senior Notes, Series A, with a maturity date of November 30, 2030”

GRANITE CONSTRUCTION INC incurred term loan of $150 million with Bank of America, N.A. at term SOFR plus an applicable margin of between 1.25% and 2.25% maturing 2027-06-02.

“The Amendment amended the Original Credit Agreement to, among other things, provide for a $150 million senior secured term loan (the “Term Loan”), which was fully drawn on closing.”

NORTHWESTERN CORP incurred revolving credit of $200 million with Bank of America, N.A. at SOFR plus 100.0 to 175.0 basis points, plus a credit spread adjustment of 10.0 b maturing November 29, 2028.

“the Credit Facility, the Lenders are not required to make any revolving credit loans until the Reorganization occurs. Once the Reorganization occurs, the Credit facility has a $200 million base capacity, with base sublimits for NWE Group ($50 million) and NWE Public Service ($150 million), plus uncommitted features that allow NWE Group and NWE Public Service to”

NORTHWESTERN CORP amended revolving credit of $425 million with Bank of America, N.A. at SOFR plus 100.0 to 175.0 basis points, plus a credit spread adjustment of 10.0 b maturing November 29, 2028.

“On November 29, 2023, NW Corp entered into a second amendment and restatement of its existing $425 million revolving credit facility (the “ Amended Facility ”) to address the Reorganization and extend the maturity date of the Amended Facility to November 29, 2028 (from May 18, 2027).”

NorthWestern Energy Group, Inc. amended revolving credit of $425 million with Bank of America, N.A. at SOFR plus a credit spread adjustment of 10.0 basis points, plus a margin of 100. maturing November 29, 2028 (from May 18, 2027).

“NW Corp entered into a second amendment and restatement of its existing $425 million revolving credit facility (the " Amended Facility ") to address the Reorganization and extend the maturity date of the Amended Facility to November 29, 2028 (from May 18, 2027).”

NorthWestern Energy Group, Inc. incurred revolving credit of $200 million base capacity with Bank of America, N.A. at SOFR plus a credit spread adjustment of 10.0 basis points, plus a margin of 100. maturing November 29, 2028.

“the Credit Facility, the Lenders are not required to make any revolving credit loans until the Reorganization occurs. Once the Reorganization occurs, the Credit facility has a $200 million base capacity, with base sublimits for NWE Group ($50 million) and NWE Public Service ($150 million), plus uncommitted features that allow NWE Group and NWE Public Service to”

Eightco Holdings Inc. incurred loan of $2,000,000.

“The Subsequent Lenders advanced the Borrower a total of $2,000,000 in loan advances under the Series C Agreement.”

North Haven Private Income Fund LLC incurred senior notes of $163.5 million in aggregate principal amount of Series C Senior Notes, Tranche B at 9.07% per year maturing March 1, 2029.

“the issuance of $163.5 million in aggregate principal amount of Series C Senior Notes, Tranche B, due March 1, 2029 (the “Tranche B Notes” and, together with the Tranche A Notes, collectively, the “Series C Notes”) to certain qualified institutional investors in a private placement.”

North Haven Private Income Fund LLC incurred senior notes of $136.5 million in aggregate principal amount of Series C Senior Notes, Tranche A at 8.92% per year maturing March 1, 2027.

“On December 1, 2023, North Haven Private Income Fund LLC (the “Company”) entered into the First Supplement, dated as of December 1, 2023 (the “First Supplement”), to the Master Note Purchase Agreement dated as of August 10, 2023 (as supplemented by the First Supplement, the “Note Purchase Agreement”) governing the issuance of $136.5 million in aggregate principal amount of Series C Senior Notes, Tranche A, due March 1, 2027 (the “Tranche A Notes”)”

Twelve Seas Investment Co. II incurred loan of $202,410 with Twelve Seas Sponsor II LLC at no interest maturing the earlier of (a) the date of the consummation of the Business Combination or (b) the date of the liquidation of the Company.

“On December 1, 2023, Twelve Seas Investment Company II (the " Company ") issued a promissory note (the " Note ") in the principal amount of up to $202,410 to Twelve Seas Sponsor II LLC (the " Sponsor "), pursuant to which the Sponsor agreed to loan to the Company up to such amount in connection with the extension of the date by which the Company must either (i) consummate a business combination, (ii) cease all operations, or (iii) redeem or repurchase 100% of the Company’s outstanding Public Shares (as defined below), from December 2, 2023 to June 2, 2024 , or such earlier date as determined by the Company’s board of directors (the " Extension ").”

Blue Owl Credit Income Corp. incurred senior notes of $550 million aggregate principal amount at 7.750% maturing January 15, 2029.

“On December 4, 2023, Blue Owl Credit Income Corp. (the “Company”) completed its previously announced offering of $550 million aggregate principal amount of its 7.750% notes due 2029 (the “Notes”).”