Debt Financings

CENTERPOINT ENERGY INC incurred senior notes of $180,000,000 5.75% First Mortgage Bonds, Series 2023B, Tranche A due 2029 with certain institutional investors in the private placement market at 5.75% per annum maturing March 15, 2029.

“(the “Company”), and certain institutional investors in the private placement market (“Purchasers”) entered into a Bond Purchase Agreement (“Bond Purchase Agreement”), under which SIGECO agreed to sell, and each Purchaser agreed to severally purchase on October 13, 2023, $180,000,000 5.75% First Mortgage Bonds, Series 2023B, Tranche A due 2029 (the “Tranche A Bonds”), $105,000,000 5.91% First Mortgage Bonds, Series 2023B, Tranche B due 2030 (the “Tranche B Bonds”) and $185,000,000 6.00% First Mortgage Bonds, Series 2023B, Tranche C due 2034 (the “Tranche C Bonds”, and together with the Tranche A Bonds and the Tranche B Bonds, the “Bonds”) in the series and tranche as set forth in the Bond Purchase Agreement.”

PILGRIMS PRIDE CORP incurred senior notes of $500.0 million aggregate principal amount with Regions Bank at 6.875% maturing due 2034.

“On October 12, 2023, Pilgrim’s Pride Corporation, a Delaware corporation (the “Company”), issued $500.0 million aggregate principal amount of its 6.875% senior notes due 2034 (the “Notes”).”

Cartesian Growth Corp II incurred loan of 500,000 with CGC II Sponsor LLC at does not bear interest maturing earlier of the date on which the Company consummates its initial business combination and the date that the winding up of the Company is effective.

“On October 12, 2023, Cartesian Growth Corporation II (the “Company”) issued an unsecured promissory note (the “Note”) in the principal amount of 500,000 to CGC II Sponsor LLC (the “Sponsor”).”

Battery Future Acquisition Corp. incurred loan of $250,000 with Pala Investments Limited at zero percent maturing the earlier of (i) the date on which the business combination is consummated and (ii) the date of the Company’s liquidation.

“nsecured convertible promissory note (the “Pala Note”) to Pala Investments Limited (“Pala”) with each advance not to exceed $500,000. Pursuant to the Pala Note, BFAC agreed to repay the outstanding principal”

Embrace Change Acquisition Corp. incurred loan of $100,000 with Zheng Yuan at bears no interest maturing upon the consummation of the Company's initial business combination.

“the Company issued an unsecured promissory note (the “Extension Fee Note”), effective as of October 10, 2023, in an amount of $100,000 to Ms. Yuan.”

Black Mountain Acquisition Corp. incurred loan of $160,000 with Black Mountain Sponsor LLC at no interest maturing upon the earlier to occur of (i) the date on which the Company consummates a merger, capital stock exchange, asset acquisition, stock purchase, reorganization o.

“On October 13, 2023, Black Mountain Acquisition Corp. (the "Company") issued an unsecured promissory note (the "Note") to Black Mountain Sponsor LLC (the "Sponsor") in the principal amount of $160,000 in connection with the Extension (as defined below).”

Stardust Power Inc. incurred loan of aggregate of $150,000 with Global Partner Sponsor II LLC at does not bear interest maturing matures upon closing of the Company's initial business combination.

“On October 13, 2023, Global Partner Acquisition Corp II (the “Company”) drew an aggregate of $150,000 (the “Extension Funds”), as approved by unanimous director resolution, dated October 13, 2023, pursuant to the Promissory Note, dated January 13, 2023 between the Company and Global Partner Sponsor II LLC (the “Note”)”

APi Group Corp incurred term loan of approximately $1,407 million with Citibank, N.A. at base rate plus a reduced applicable margin equal to 1.50% or Term SOFR rate (adj maturing January 3, 2029.

“2026 (the “Initial Term Loan”) outstanding under the Credit Agreement as of the date of the closing of Amendment No. 4 (the “Amendment No. 4 Closing Date”) and (b) approximately $1,407 million (the “Repriced 2021 Incremental Term Loan”, and together with the Repriced Initial Term Loan, collectively the “Repriced Term Loans”), which were used to pay off the outstanding”

APi Group Corp incurred term loan of approximately $505 million with Citibank, N.A. at base rate plus a reduced applicable margin equal to 1.25% or Term SOFR rate (adj maturing October 1, 2026.

“Amendment No. 4 provides for the refinancing of existing term loans denominated in U.S. dollars, by borrowing principal amounts under the Credit Agreement of (a) approximately $505 million (the "Repriced Initial Term Loan")”

Avalon GloboCare Corp. incurred senior notes of $350,000.00 with Firstfire Global Opportunities Fund, LLC at 13%.

“Firstfire acquired the Notes with principal amount of $350,000.00 and paid the purchase price of $332,500.00 after an original issue discount of $17,500.00”

Avalon GloboCare Corp. incurred senior notes of $350,000.00 with Mast Hill Fund, L.P. at 13%.

“Mast Hill acquired the Notes with principal amount of $350,000.00 and paid the purchase price of $332,500.00 after an original issue discount of $17,500.00”

PagerDuty, Inc. incurred convertible notes of $402.5 million with U.S. Bank Trust Company, National Association at 1.50% maturing October 15, 2028.

“On October 13, 2023, PagerDuty, Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $402.5 million aggregate principal amount of 1.50% Convertible Senior Notes due 2028”

FITLIFE BRANDS, INC. incurred term loan of $10.0 million with First Citizens Bank at 2.75% above the one-month forward-looking term rate (the "Applicable Rate"), bas maturing October 10, 2028.

“the Bank provided the Company with a Term Loan B for the principal amount of $10.0 million”

BUNGELTD incurred revolving credit of $1.75 billion with Crédit Agricole Corporate and Investment Bank, as agent at daily simple or term SOFR plus a credit spread adjustment, which will vary from maturing October 6, 2026.

“3 Year Revolving Facility Agreement On October 6, 2023, Bunge Finance Europe B.V. (“ BFE ”), a wholly owned subsidiary of Bunge Limited (“ Bunge ”), entered into an unsecured $1.75 billion (the “ Total Commitment ”) revolving credit facility (the “ Revolving Credit Facility ”), with Crédit Agricole Corporate and Investment Bank, as agent, and certain lenders party”

SWK Holdings Corp amended credit facility of from $45.0 million to $60.0 million with First Horizon Bank.

“WK Funding LLC, First Horizon Bank and the financial institutions party thereto entered into a First Amendment to Credit Agreement (the”

ACURA PHARMACEUTICALS, INC incurred loan of $250,000 with Abuse Deterrent Pharma, LLC at 5.25% maturing December 31, 2023.

“On October 11, 2023 we received a $250,000 loan from Abuse Deterrent Pharma, LLC ("AD Pharma"). This loan combined with previous loans made to the Company and with the $2,319,279 under the November 10, 2022 Amended Consolidated and Restated Secured Promissory Note, now totals $4,419,279, bears interest at 5.25% and matures on December 31, 2023, at which time all principal and interest is due.”

W.W. GRAINGER, INC. incurred revolving credit of $1,250,000,000 with JPMorgan Chase Bank, N.A. at Relevant Rate plus a margin determined with reference to the rating on the Compa maturing October 11, 2028.

“its subsidiaries (collectively, the “ Borrowers ”) may obtain loans in various currencies on a revolving basis in an aggregate amount not exceeding the U.S. Dollar equivalent of $1,250,000,000, which amount may be increased from time to time up to $1,875,000,000 at the request of the Company, subject to obtaining additional commitments and other customary conditions.”

Acri Capital Acquisition Corp incurred debt of $75,000 with Acri Capital Sponsor LLC at non-interest bearing maturing earlier of (i) consummation of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“o its sponsor, Acri Capital Sponsor LLC (the “ Sponsor ”). The Note is non-interest bearing and payable (subject to the waiver against trust provisions) on the earlier of (i) consummation of the Company’s”

Kairous Acquisition Corp. Ltd incurred loan of $120,000 with Kairous Asia Limited maturing upon the closing of a business combination by the Company.

“On October 10, 2023, Kairous Acquisition Corp. Limited (the “Company”) issued an unsecured promissory note in the aggregate principal amount of $120,000 (the “Note”) to Kairous Asia Limited, the Company’s initial public offering sponsor (“Sponsor”) in exchange for Sponsor depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination.”

Aris Water Solutions, Inc. incurred revolving credit of $350 million with Wells Fargo Bank, National Association at ABR rate plus a margin of 1.75% to 2.75% per annum, or SOFR rate plus a margin o maturing four-year.

“the Credit Agreement provides for a $350 million four-year senior secured revolving credit facility (the “Facility”).”

Apollo Debt Solutions BDC incurred credit facility of $80 million with Morgan Stanley Senior Funding, Inc., as administrative agent and as a lender, and Deutsche Bank National Trust Company, as collateral agent at Term SOFR plus a spread of (x) to and excluding October 6, 2025, 1.60%, (y) from maturing October 6, 2026.

“principal amount of the Merlin Funding Credit Agreement , which can be drawn upon by Merlin Funding subject to certain conditions in the Merlin Funding Credit Agreement, is $ 80 million as of the Closing Date, and can be increased up to $ 450 million following the pricing date of the Merlin Funding Debt Securitization. The Merlin Funding Credit Agreement”

POWERSCHOOL HOLDINGS, INC. incurred revolving credit of $400 million with Barclays Bank PLC, as the administrative agent at prime rate, plus a margin ranging from 1.75% to 2.25%, based on Holdings' consol maturing May 2, 2027.

“incurred new revolving commitments in an aggregate principal amount of $400 million (the "2023 Refinancing Revolving Commitments")”

POWERSCHOOL HOLDINGS, INC. incurred term loan of approximately $838 million with Barclays Bank PLC, as the administrative agent at prime rate, plus a margin ranging from 2.00% to 2.25%, based on Holdings' consol maturing August 1, 2027.

“the Borrowers (i) incurred term loans in an aggregate principal amount of approximately $838 million (the "2023 Refinancing Term Loans")”

System1, Inc. incurred term loan of $10.0 million with Onyx Asset Finance Limited at 8.5% per annum maturing October 6, 2024.

“On October 6, 2023, Total Security Limited (“Total Security”), an indirect wholly-owned subsidiary of the Company, entered into a Secured Facility Agreement providing for a $10.0 million term loan (the “Secured Facility”) with Onyx Asset Finance Limited, a company organized under the laws of England & Wales (“Onyx” or the “Secured Lender”) and a subsidiary of Just Develop It Limited, one of the Company’s significant shareholders, in a private transaction approved by the independent and non-interested members of the Company’s Board.”

System1, Inc. incurred term loan of $2.5 million with Openmail2, LLC at SOFR plus 5.75% per annum maturing December 31, 2024.

“On October 6, 2023, Orchid Merger Sub II, LLC (“Orchid Sub”), a wholly-owned subsidiary of System1, Inc. (the “Company”), entered into a $2.5 million Term Loan Note (the “Term Note”) with Openmail2, LLC, a Delaware limited liability company (“OM2” or the “Term Lender”), which is principally owned and managed by trusts established for the benefit of the Company’s co-founders, Michael Blend and Charles Ursini, in a private transaction approved by the independent and non-interested members of the Company’s Board of Directors (the “Board”).”

IronNet, Inc. reported a default on loan of secured promissory note in the aggregate principal amount of $500,000 outstanding as of October 12, 2023 with Korr Acquisitions Group, Inc. at not disclosed maturing not disclosed.

“the secured promissory note dated July 21, 2023 issued to Korr Acquisitions Group, Inc. in the aggregate principal amount of $500,000 outstanding as of October 12, 2023”

IronNet, Inc. reported a default on loan of secured promissory notes in the aggregate principal amount of approximately $8,475,000 outstanding as of October 12, 202 with eight lenders including seven directors or entities affiliated with directors at not disclosed maturing not disclosed.

“the secured promissory notes issued in December 2022, April 2023, May 2023 and August 29, 2023 to a total of eight lenders, including seven lenders who are either directors of the Company or entities affiliated with directors of the Company in the aggregate principal amount of approximately $8,475,000 outstanding as of October 12, 2023, and the amended and restated security agreement related thereto”

IronNet, Inc. reported a default on convertible notes of senior unsecured convertible note in the principal amount of $7,553,333.33 with 3i, LP at not disclosed maturing September 15, 2022.

“including (collectively, the “ Outstanding Indebtedness ”): • the senior unsecured convertible note issued to 3i, LP (“ 3i ”) on September 15, 2022 in the principal amount of $7,553,333.33 and the other transaction documents entered into in connection therewith, including the Securities Purchase Agreement and Registration Rights Agreement dated September 14, 2022; •”

American Bitcoin Corp. amended convertible notes of $1,500,000 with MJ Acquisition Corp..

“Note dated April 28, 2023 by and between Akerna and MJA (the ‘Original Note”), whereby Akerna promises to pay to the order of MJA or its registered assigns the amount of $1,500,000. The Amended and Restated Note amended the Original Note to: (A) increase the principal amount of the Original Note from $1,000,000 to $1,500,000; (B) provide for the”

Party City Holdco Inc. incurred credit facility of $545 million senior secured asset-based revolving loan facility (with a $60 million sublimit for the issuance of letters with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent at adjusted term SOFR rate, subject to a floor of 0.00%, plus an applicable margin maturing October 12, 2028.

“from time to time, and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent (in such capacities, the “ABL Agent”). The ABL Credit Agreement provides for a $545 million senior secured asset-based revolving loan facility (with a $60 million sublimit for the issuance of letters of credit thereunder) (the “ABL Revolving Facility” and the loans”

NightFood Holdings, Inc. incurred loan of $62,000.00 with Mast Hill Fund, L.P. maturing the 12-month anniversary of the Effective Date.

“On October 6, 2023, Nightfood Holdings, Inc. (the “Company”) consummated the transactions pursuant to a Securities Purchase Agreement (the “Purchase Agreement”) dated as of October 5, 2023 (the “Effective Date”) and issued and sold to Mast Hill Fund, L.P. (“Mast Hill”), a Promissory Note (the “Note”) in the principal amount of $62,000.00”

BJ's Wholesale Club Holdings, Inc. incurred term loan of $400,000,000 with Nomura Corporate Funding Americas, LLC, as administrative agent and collateral agent at SOFR plus 2.00% per annum maturing February 3, 2029.

“the Fourth Amendment, among other things, provides for a new tranche of term loans in an aggregate principal amount of $400,000,000 (the “2023 Term Loans”), which refinances and replaces in full the existing Tranche B Term Loans outstanding under the First Lien Term Loan Credit Agreement immediately prior to the effectiveness of the Fourth Amendment”

First Guaranty Bancshares, Inc. incurred credit facility of Term Loan of $40.3 million and revolving Line of Credit of up to $21.0 million with Summit Community Bank, Inc. at Term Loan: Prime Index Rate (Wall Street Journal) minus 0.50% per annum, reset q maturing Term Loan matures October 5, 2033; Line of Credit matures October 5, 2024.

“On October 5, 2023, First Guaranty Bancshares, Inc. (the “Company”) entered into a Loan Agreement (the “Loan Agreement”) with Summit Community Bank, Inc. (“Lender”) pursuant to which Lender will make (i) a term loan in the principal amount of $40.3 million (the “Term Loan”), and (ii) a revolving line of credit in the maximum principal amount of up to $21.0 million (the “Line of Credit,” and, together with the Term Loan, the “Loans”).”

Main Street Capital CORP amended revolving credit of Total commitments under the SPV Credit Agreement increased from $255 million to $355 million with Western Alliance Bank.

“On October 5, 2023, Main Street Capital Corporation (the “Company”), through its wholly owned subsidiary MSCC Funding I, LLC (“MSCC Funding”), entered into a lender joinder agreement (the “Western Alliance Joinder Agreement”) to the Revolving Credit and Security Agreement by and among MSCC Funding, as borrower, the lenders from time to time party thereto, the Company, as collateral manager, Truist Bank (“Truist”), acting as administrative agent and swingline lender, CitiBank, N.A., acting as collateral agent, document custodian and custodian and Virtus Group, L.P., as collateral administrator (the “SPV Credit Agreement”), to add Western Alliance Bank as Syndication Agent and as a lender and increase total commitments under the SPV Credit Agreement from $255 million to $355 million.”

Koppers Holdings Inc. amended term loan of $399,000,000 with PNC Bank, National Association at 3.50% with a floor of 50 basis points (0.50%), in the case of adjusted Term SOFR maturing April 10, 2030.

“Amendment No. 2 reduces the interest rate margins applicable to the $399,000,000 senior secured term loan facility under the Credit Agreement (the “Term Loan B”) by 50 basis points from 4.00% with a floor of 50 basis points (0.50%) to 3.50% with a floor of 50 basis points (0.50%), in the case of adjusted Term SOFR Rate or adjusted Daily Simple SOFR loans, and from 3.00% with a floor of 1.50% to 2.50% with a floor of 1.50%, in the case of alternate base rate loans.”

CoreCivic, Inc. incurred credit facility of $400 million with Alter Domus Products Corp. maturing October 11, 2028.

“the Company’s Third Amended and Restated Credit Agreement dated May 12, 2022. New Bank Credit Facility The New Bank Credit Facility is in the aggregate principal amount of $400 million, consisting of a $125 million term loan and a $275 million revolving credit facility that has a $25 million sublimit for swingline loans and a $100 million sublimit for the”

Pursuit Attractions & Hospitality, Inc. amended revolving credit of increasing the principal amount of the revolving commitments under the initial revolving credit facility by $70,000,000 with Bank of America, N.A., as administrative agent at 3.00%.

“The Amendment modifies the Credit Agreement by, among other things, (i) increasing the principal amount of the revolving commitments under the initial revolving credit facility by $70,000,000 (to a total of $170,000,000 principal amount of revolving commitments under the initial revolving credit facility)”

ROYAL CARIBBEAN CRUISES LTD amended revolving credit of from $2.3 billion to $3.536 billion at reduce pricing maturing October 2026 and October 2028 for $1.575 billion each; remaining $242 million at April 2025 and $145 million at April 2024.

“facilities, each due April 2025 (collectively, the “Revolving Credit Facilities”). The Amendments, among other things: · increase our aggregate revolving credit commitments from $2.3 billion to $3.536 billion; · extend the maturity date or termination date for $1.575 billion of the aggregate commitments to October 2026; · extend the maturity date or termination date”

POWELL INDUSTRIES INC amended revolving credit of $150,000,000 with Bank of America, N.A., as Administrative Agent, Swingline Lender, L/C Issuer and a Lender.

“Amendment amended the U.S. Revolver by, among other things, (i) increasing the amount of the revolving line of credit extended to the Company thereunder from $125,000,000 to $150,000,000, (ii) adding Texas Capital Bank as Syndication Agent and a lender , (iii) amending certain terms related to the calculation of the Company’s consolidated net leverage ratio to”

ECD Automotive Design, Inc. incurred senior notes of $15,819,209 with an institutional investor at Prime Interest rate plus 5% per annum.

“the Company entered into a securities purchase agreement (the “SPA”) with an institutional investor (the “Lender”) pursuant to which the Company agreed to execute and deliver to the Lender a senior secured convertible note (the “Note”), a copy of which is an exhibit to the SPA, in exchange for a loan in the principal amount of $15,819,209.”

Semnur Pharmaceuticals, Inc. incurred convertible notes of up to $450,000 with FutureTech Capital LLC maturing upon the earlier of (i) the closing of the Company’s initial business combination and (ii) the date of the liquidation of the Company.

“issued a convertible promissory note (the “Convertible Promissory Note”) in the total principal amount of up to $450,000 to FutureTech Capital LLC”

iCoreConnect Inc. incurred loan of $1.2 million with Preferred Dental Development, LLC at 12% per annum maturing October 31, 2023.

“the Company would deliver to the Seller a promissory note and the amount of $1.2 million bearing an interest rate of 12% per annum payable on October 31, 2023”

Lakeshore Acquisition II Corp. incurred loan of aggregate principal amount of $80,000 with Nature's Miracle maturing matures upon the earlier of (i) the closing of the Company's initial business combination and (ii) December 11, 2023.

“On October 11, 2023, Lakeshore Acquisition II Corp., a Cayman Islands exempted company (the “Company” or “Lakeshore”) issued an unsecured promissory note dated October 11, 2023, in the aggregate principal amount of $80,000 (the “Note”) to Nature’s Miracle”

Vistra Corp. amended revolving credit of increased from $1.350 billion to $1.575 billion with Citibank, N.A. maturing October 2, 2024.

“the aggregate Revolving Credit Commitments increased from $1.350 billion to $1.575 billion”

Orion S.A. amended revolving credit of €300,000,000 of commitments with Goldman Sachs Bank USA maturing September 24, 2028.

“as amended by the Thirteenth Amendment, the “Credit Agreement”). On the Closing Date, pursuant to the Thirteenth Amendment, the Borrower Representative, inter alia, (i) obtained €300,000,000 of commitments under an Incremental Revolving Facility (as defined in the Credit Agreement), which Incremental Revolving Facility refinanced and replaced the existing Revolving”

EXPRO GROUP HOLDINGS N.V. amended revolving credit of $250,000,000 with DNB Bank ASA, London Branch, as agent, and other financial institutions as lenders at Term SOFR (subject to a 0.00% floor) plus an applicable margin of 3.75% maturing extend the maturity ... for a further 36 months.

“in order to, among other things, (i) extend the maturity of the Facility Agreement for a further 36 months, (ii) increase the Total Commitments under the Facility Agreement to $250,000,000, (iii) amend the pricing of the facility and (iv) make a number of updates to the terms and conditions”

CION Investment Corp incurred senior notes of $33.7 million in aggregate principal amount with Mishmeret Trust Company Ltd. at SOFR plus a credit spread of 3.82% per year maturing August 31, 2026.

“On October 10, 2023, CĪON Investment Corporation (“CION”) issued approximately $33.7 million in aggregate principal amount of its additional Series A Unsecured Notes due 2026 (the “Additional Notes”) to institutional investors in Israel.”

Transocean Ltd. amended senior notes.

“The description above does not purport to be complete and is qualified in its entirety by the Indenture filed herewith as Exhibit 4.1 to this Current Report on Form 8-K.”

Transocean Ltd. incurred senior notes of U.S. $325 million in aggregate principal amount of 8.000% Senior Secured Notes due 2028 at 8.000% maturing due 2028.

“On October 11, 2023, in connection with the closing of the previously announced offering by Transocean Aquila Limited (the “Issuer”), a wholly owned indirect subsidiary of Transocean Ltd. (the “Company”), of U.S. $325 million in aggregate principal amount of 8.000% Senior Secured Notes due 2028 (the “Notes”), the Issuer entered into an indenture (the “Indenture”) with the Company, Transocean Inc. (“TINC”) and Transocean DWA Limited (“TDWA” and, together with TINC and the Company, the “Guarantors”), and Truist Bank, as trustee and collateral agent.”

Bionano Genomics, Inc. incurred senior notes of up to an additional $25.0 million aggregate principal amount of Private Placement Notes with High Trail Special Situations LLC maturing 2025.

“and together with the Registered Notes, the “Notes”). Pursuant to the Purchase Agreement, the Company also granted the Purchaser an option to purchase up to an additional $25.0 million aggregate principal amount of Private Placement Notes initially convertible into 8,729,813 shares of the Company’s common stock (the “Subsequently Purchased Notes”) and warrants”