Debt Financings

CALIFORNIA WATER SERVICE GROUP incurred revolving credit of $200.0 million unsecured revolving credit facility with Bank of America, N.A. at Term SOFR, plus an applicable margin of 0.800% to 1.250% maturing March 31, 2028.

“The Holdco Credit Agreement provides for a $200.0 million unsecured revolving credit facility”

Veris Residential, L.P. amended debt with Rockpoint.

“On April 5, 2023, upon the completion of the Harborside Transaction, the Company delivered notice to Rockpoint that VRT was exercising its right to purchase and redeem the Put/Call Interests from Rockpoint”

CERUS CORP incurred revolving credit of up to $20.0 million with MidCap Funding IV Trust, as agent and a lender at Term SOFR rate (subject to a floor of 1.00%) plus 3.75% maturing March 1, 2028.

“Exit Fee in connection with any prepayment. The Revolving Loan Credit Agreement provides a secured revolving credit facility in an initial aggregate principal amount of up to $20.0 million. The Company may request an increase in the total commitments under the Revolving Loan Credit Agreement by up to an additional $15.0 million, subject to agent and lender approval”

CERUS CORP incurred term loan of up to $75.0 million with MidCap Financial Trust, as agent and a lender at Term SOFR rate (subject to a floor of 1.00%) plus 6.50%.

“2019, as amended (the “Existing Revolving Loan Credit Agreement”). The Term Loan Credit Agreement provides a secured term loan facility in an aggregate principal amount of up to $75.0 million. The Company borrowed the first advance of $40.0 million (“Tranche 1”) and the second advance of $15.0 million (“Tranche 2”) on the Closing Date to refinance the term loans under”

AMERICAN ELECTRIC POWER CO INC amended credit facility of $1,000,000,000 with Wells Fargo Bank, National Association at variable interest rate maturing March 2025.

“On March 31, 2023, American Electric Power Company, Inc. (“AEP”) amended and extended an existing credit agreement, a two-year $1,000,000,000 facility, by extending the maturity from March 2024 to March 2025 (the “Credit Agreement”).”

Kalera Public Ltd Co incurred loan of $5.1 million with Sandton Credit Solutions Master Fund V, L.P..

“On April 4, 2023, Sandton (in such capacity, the “DIP Provider”) has agreed to provide to the Debtor debtor-in-position financing, pursuant to which, and subject to the satisfaction of certain customary conditions, including the approval of the Bankruptcy Court (which has not been obtained at this time), the DIP Provider agreed to provide loans in an aggregate principal amount of $5.1 million.”

Kalera Public Ltd Co faced acceleration on loan with Sandton Credit Solutions Master Fund V, L.P..

“The commencement of the Chapter 11 Case constituted an Event of Default that accelerates Kalera’s obligations under the Loan Agreement. The Loan Agreement provides that upon the Chapter 11 Case filing the unpaid principal and interest due under the Loan Agreement are automatically due and payable.”

Virgin Orbit Holdings, Inc. faced acceleration on convertible notes of $10.9 million with Virgin Investments Limited.

“• the Senior Secured Convertible Note, dated March 30, 2023, between the Company and Virgin Investments Limited, for an aggregate principal amount of $10.9 million, plus accrued and unpaid interest thereon (together with the November 2022 Note, the December 2022 Note, the January 2023 Note and the February 2023 Note, the “VIL Notes”);”

Virgin Orbit Holdings, Inc. faced acceleration on convertible notes of $5.0 million with Virgin Investments Limited.

“• the Senior Secured Convertible Note, dated February 28, 2023, between the Company and Virgin Investments Limited, for an aggregate principal amount of $5.0 million, plus accrued and unpaid interest thereon (the “February 2023 Note”);”

Virgin Orbit Holdings, Inc. faced acceleration on convertible notes of $10.0 million with Virgin Investments Limited.

“• the Senior Secured Convertible Note, dated January 30, 2022, between the Company and Virgin Investments Limited, for an aggregate principal amount of $10.0 million, plus accrued and unpaid interest thereon (the “January 2023 Note”);”

Virgin Orbit Holdings, Inc. faced acceleration on convertible notes of $20.0 million with Virgin Investments Limited.

“• the Senior Secured Convertible Note, dated December 19, 2022, between the Company and Virgin Investments Limited, for an aggregate principal amount of $20.0 million, plus accrued and unpaid interest thereon (the “December 2022 Note”);”

Virgin Orbit Holdings, Inc. faced acceleration on convertible notes of $25.0 million with Virgin Investments Limited.

“the filing of the Chapter 11 Cases constitutes an event of default that accelerated obligations under the following material debt instruments and agreements: • the Senior Secured Convertible Note, dated November 4, 2022, between the Company and Virgin Investments Limited, for an aggregate principal amount of $25.0 million, plus accrued and unpaid interest thereon (the “November 2022 Note”);”

HPS Corporate Lending Fund incurred revolving credit of $250 million with BNP Paribas, as administrative agent at Term SOFR plus the Applicable Margin of 2.90% per annum maturing March 31, 2028.

“of March 31, 2028, the applicable margin on any remaining outstanding advances will be increased by 2.00% per annum. The initial maximum principal amount under the Agreement is $250 million. Proceeds from borrowings under the Revolving Credit Facility may be used to fund portfolio investments by HLEND Holdings, to pay certain fees and expenses and to make”

MSP Recovery, Inc. incurred credit facility of aggregate $80 million term loan credit facility, consisting of a Term Loan A commitment to fund up to $30 million (in mu with affiliates of Hazel, as the lender and administrative agent at Term Secured Overnight Financing Rate for 12-month interest period, plus an appl maturing March 31, 2026.

“the Company entered into an Amended and Restated Credit Agreement (the “ Working Capital Credit Agreement ”) with affiliates of Hazel, as the lender and administrative agent with respect to an aggregate $80 million term loan credit facility, consisting of a Term Loan A commitment to fund up to $30 million (in multiple installments) in proceeds and a Term Loan B Commitment to fund up to $18 million (in multiple installments)”

MSP Recovery, Inc. incurred term loan of $250 million with Hazel Holdings I LLC (together with its affiliates, Hazel) at 20% per annum maturing March 31, 2026.

“was funded by (i) the proceeds from the Claims Sale (as defined below), and (ii) a purchase money loan between Hazel, as lender, and the Company, as borrower, in the amount of $250 million (the " Purchase Money Loan "). In a separate transaction on March 29, 2023, the Company entered into an investment agreement and a membership interest purchase agreement (the "”

Baudax Bio, Inc. amended credit facility with Wilmington Trust, National Association.

“LLC, Baudax Bio Limited, Wilmington Trust, National Association, solely in its capacity as administrative and collateral agent and the lenders party and (ii) the Company entered into an Asset Transfer Agreement with Alkermes Pharma Ireland Limited (the “Transfer Agreement”), each as described in greater detail in the Original 8-K.”

Apollo Endosurgery, Inc. faced acceleration on debt of approximately $1.9 million with Solar Capital LTD..

“As previously disclosed in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, approximately $1.9 million is due and payable by the Company to Solar Capital LTD. in connection with the consummation of the Merger.”

Neuronetics, Inc. incurred loan of $6,000,000 with TMS Neurohealth Centers Inc. at Daily Simple SOFR plus 7.65% per annum maturing March 31, 2027.

“On March 31, 2023, the Company entered into a Secured Promissory Note and Guaranty Agreement (the “Promissory Note”) with TMS Neurohealth Centers Inc. (the “Maker”) and Greenbrook TMS Inc. and its subsidiaries, excluding the Maker (the “Guarantors"), in the principal amount of $6,000,000.”

Neuronetics, Inc. incurred term loan of $2.5 million with SLR Investment Corp. at greater of (a) 3.95% or (b) Daily Simple SOFR for a term of one month, plus 5.65 maturing March 29, 2028.

“On March 29, 2023, the Company borrowed an aggregate amount of $2.5 million under the Term B Loan portion of the Solar Facility.”

Neuronetics, Inc. amended credit facility with SLR Investment Corp. at greater of (a) 3.95% or (b) Daily Simple SOFR for a term of one month, plus 5.65 maturing March 29, 2028.

“On March 29, 2023, Neuronetics, Inc. (the “Company”) entered into that certain Fourth Amendment to Loan and Security Agreement (the “Amendment”) with SLR Investment Corp. (formerly known as Solar Capital Ltd.) (“Solar"), as collateral agent, and the lenders listed on the signature pages thereto (the “Lenders”).”

GROWLIFE, INC. incurred convertible notes of $150,000 with ONE44 Capital LLC at 10% per annum maturing March 28, 2024.

“with ONE44 Capital LLC, (“ONE44”), pursuant to which ONE44 purchased a convertible promissory note (the “Note”) from the Company in the aggregate principal amount of $150,000, such principal and the interest thereon convertible into shares of the Company’s common stock at the option of ONE44. The transaction contemplated by the Purchase Agreement”

BRAND HOUSE COLLECTIVE, INC. incurred revolving credit of $90 million senior secured revolving credit facility with Bank of America, N.A., as administrative agent and collateral agent, and lender at forward-looking Secured Overnight Financing Rate (“SOFR”) plus a margin ranging maturing March 2028.

“The 2023 Credit Agreement expands the 2019 Credit Agreement from a $75 million senior secured revolving credit facility to a $90 million senior secured revolving credit facility.”

Riley Exploration Permian, Inc. amended credit facility of $1.0 billion with Truist Bank.

“On the Closing Date, the Company entered into the fourteenth amendment (the “Fourteenth Amendment”) to the credit facility dated September 28, 2017 (the “Credit Facility”) with Truist Bank, as Administrative Agent, and the lenders party thereto. The Fourteenth Amendment to the Credit Facility increased the maximum facility amount to $1.0 billion and increased the borrowing base to $325 million.”

Riley Exploration Permian, Inc. incurred senior notes of $200 million at 10.50% maturing due 2028.

“On the Closing Date, the Company (as “Issuer”) completed its issuance of $200 million aggregate principal amount of 10.50% Senior Unsecured Notes due 2028 (the “Senior Notes”)”

RLI CORP incurred revolving credit of $100 million with PNC Bank, National Association, as Lender at Adjusted Term SOFR rate for the applicable interest period plus the applicable m maturing May 29, 2026.

“The Credit Agreement provides for an unsecured $100 million revolving credit facility, with a termination date of May 29, 2026.”

Crane NXT, Co. incurred term loan of $350 million.

“On March 31, 2023, Crane NXT drew down the full $350 million available under the Term Loan.”

Crane Co incurred term loan of $300 million.

“On April 3, 2023, the Company drew down the full $300 million available under the Term Loan.”

Boxed, Inc. faced acceleration on convertible notes with U.S. Bank, N.A. at 7.00% maturing due 2026.

“• The Indenture, dated as of December 8, 2021, between the Company (f/k/a Seven Oaks Acquisition Corp.), as issuer, and U.S. Bank, N.A., as Trustee (the “Convertible Note Indenture”), pursuant to which the Company issued 7.00% Convertible Senior Notes due 2026.”

Boxed, Inc. faced acceleration on credit facility with Wilmington Savings Fund Society, FSB.

“• The Second Lien Credit Agreement, dated as of January 20, 2023, between Boxed, LLC, as borrower, the Company, as parent, the lenders party thereto, and Wilmington Savings Fund Society, FSB, as administrative agent (the “Second Lien Credit Agreement”);”

Boxed, Inc. faced acceleration on credit facility with Alter Domus (US) LLC.

“• The Credit Agreement, dated as of August 4, 2021, as amended by the First Amendment to Credit Agreement, dated as of January 20, 2023, between Boxed, LLC, as borrower, the Company, as Parent, the lenders party thereto and Alter Domus (US) LLC, as administrative agent (the “First Lien Credit Agreement”);”

Eucrates Biomedical Acquisition Corp. incurred loan of $150,000 with Eucrates LLC at does not bear any interest.

“On March 31, 2023, the Company drew an additional $150,000 on the Promissory Note.”

STEM, INC. incurred convertible notes of $240 million aggregate principal amount with U.S. Bank Trust Company, National Association at 4.25% maturing April 1, 2030.

“sold to Morgan Stanley & Co. LLC and Evercore Group L.L.C., as initial purchasers (the “Initial Purchasers”), and the Initial Purchasers purchased from the Company, $240 million aggregate principal amount of the Company’s 4.25% Green Convertible Senior Notes due 2030 (the “Notes”)”

TPT GLOBAL TECH, INC. incurred convertible notes of $500,000 with Michael A. Littman, Atty Defined Benefit Plan at 6% per annum maturing 180 days from March 24, 2023.

“TPT entered into a $500,000 convertible promissory note (“Convertible Promissory Note”) with Michael A. Littman, Atty Defined Benefit Plan (“MAL-Plan”) pursuant to the above referenced Securities Purchase Agreement. The Convertible Promissory Note is due 180 days from March 24, 2023 and pays interest at the rate of 6% per annum.”

EnLink Midstream, LLC incurred senior notes of $300.0 million aggregate principal amount with initial purchasers (Wells Fargo Securities, LLC, as representative) at 6.500% fixed maturing September 1, 2030.

“On April 3, 2023, EnLink Midstream, LLC (“ENLC”) completed the sale of an additional $300.0 million aggregate principal amount of 6.500% senior notes due 2030 (the “Additional Notes”) pursuant to the terms of the purchase agreement, dated March 30, 2023 (the “Purchase Agreement”), among ENLC, EnLink Midstream Partners, LP, a subsidiary of ENLC (“ENLK”) , as guarantor, and Wells Fargo Securities, LLC, as representative of the several initial purchasers named therein (the “Initial Purchasers”).”

Physicians Realty Trust amended credit facility of up to an additional $500 million with KeyBank National Association, as administrative agent at secured overnight financing rate (“SOFR”) based benchmark rates.

“The Amendment, among other things, (i) expands the accordion feature, which allows the Operating Partnership to increase borrowing capacity under the Amendment Credit Agreement by up to an additional $500 million, to include additional term loans as a borrowing option, subject to the terms and conditions of the Amended Credit Agreement, (ii) replaces the LIBOR-based benchmark rates and related LIBOR-based mechanics applicable to borrowings under the Amended Credit Agreement with secured overnight financing rate (“SOFR”) based benchmark rates and related SOFR-based mechanics, (iii) removes the LIBOR transition language from the Amended Credit Agreement and (iv) updates certain other provisions of the Amended Credit Agreement to reflect the transition from LIBOR to SOFR.”

CrossAmerica Partners LP amended revolving credit of $925 million with Citizens Bank, N.A. at SOFR plus a margin ranging from 1.75% to 2.75% per annum maturing March 31, 2028.

“The A&R Credit Agreement provides for an increase of the senior secured revolving credit facility from $750 million to $925 million and extends the maturity date from April 1, 2024 to March 31, 2028.”

Skyward Specialty Insurance Group, Inc. incurred credit facility of $150.0 million with Truist Bank at term SOFR plus a margin, which will range from 150 basis points to 190 basis poi maturing March 29, 2028.

“parties thereto (each a “Lender” and collectively, the “Lenders”), Truist Bank as Administrative Agent (the “Agent”). The initial maximum principal amount of the Facility is $150.0 million. The Facility provides that the Company may utilize a portion of the maximum principal amount, not to exceed $30.0 million, for the issuance of one or more letters of credit.”

Pacira BioSciences, Inc. incurred credit facility of $150.0 million with JPMorgan Chase Bank, N.A., as administrative agent and certain lenders at Alternate Base Rate plus a spread ranging from 2.00% to 2.75% maturing March 31, 2028.

“The Credit Agreement provides for a single-advance term loan A facility in the principal amount of $150.0 million, which is secured by substantially all of the Company's and any subsidiary guarantor's assets and is scheduled to mature on March 31, 2028”

Tennessee Valley Authority amended credit facility with Royal Bank of Canada, as Administrative Agent, Letter of Credit Issuer, and a Lender, Truist Bank, Barclays Bank PLC, Wells Fargo Bank, N.A., Regions Bank, and BNP Paribas at Secured Overnight Financing Rate (SOFR) benchmark.

“On March 29, 2023, TVA also executed an amendment to its Second Amended and Restated September Maturity Credit Agreement Dated as of September 21, 2021, Among TVA, as the Borrower, Royal Bank of Canada, as Administrative Agent, Letter of Credit Issuer, and a Lender, Truist Bank, Barclays Bank PLC, Wells Fargo Bank, N.A., Regions Bank, and BNP Paribas.”

Tennessee Valley Authority amended credit facility with Truist Bank, as Administrative Agent, Letter of Credit Issuer, and a Lender, United Community Bank, Regions Bank, Pinnacle Bank, First Horizon Bank, SmartBank, HomeTrust Bank, and First National Bank at Secured Overnight Financing Rate (SOFR) benchmark maturing March 29, 2026.

“On March 29, 2023, the Tennessee Valley Authority (“TVA”) executed an amendment to the December Maturity Community Bank Credit Agreement Dated as of December 12, 2016, and Amended as of December 11, 2018 and February 9, 2021, Among TVA, as the Borrower, Truist Bank, as Administrative Agent, Letter of Credit Issuer, and a Lender, United Community Bank, Regions Bank, Pinnacle Bank, First Horizon Bank, SmartBank, HomeTrust Bank, and First National Bank.”

BlackRock Finance, Inc. amended revolving credit of $5,000,000,000 with Wells Fargo Bank, National Association at 10 bps (0.10%) per annum for all SOFR-based loans maturing March 31, 2028.

“institutions referred to therein. Among other things, Amendment No. 13 (i) increases the commitments under the revolving facility by $300,000,000 to an aggregate commitment of $5,000,000,000, (ii) extends the maturity date (the “Maturity Date”) of the revolving facility to March 31, 2028 without utilizing BlackRock’s option to request extensions of the Maturity Date”

SUPERNUS PHARMACEUTICALS, INC. incurred credit facility of $93 million with UBS Bank USA at variable rate.

“On March 30, 2023 the Company borrowed $93 million pursuant to the credit line agreement with UBS Bank USA ("UBS") dated as of February 8, 2023 (the "Credit Line").”

CONSTELLATION ENERGY GENERATION LLC incurred senior notes of $435,470,000 with various investors at 4.100% to 4.450% maturing unknown.

“On April 3, 2023, Constellation Energy Generation, LLC (Constellation) completed separate reofferings for six issues of tax-exempt pollution control revenue refunding bonds (the Bonds) totaling, in the aggregate, $435,470,000 in principal amount, which were issued by various issuers and for which Constellation is the primary obligor.”

WOLF ENERGY SERVICES INC. entered an off-balance-sheet arrangement for debt of aggregate purchased amount of $480,000 with institutional financing parties.

“Cash Advance and Future Receipts Agreements Effective March 29 2023, Pinnacle Frac Transport LLC, a wholly owned subsidiary of the Company (“Pinnacle Frac”), entered into separate agreements with an institutional financing parties (each, a “Purchaser”) to provide an aggregate net financing amount of approximately $350,000 prior to expenses and fees of approximately $12,500.”

WOLF ENERGY SERVICES INC. incurred convertible notes of $184,800 with accredited investor at twelve percent (12%) maturing March 27, 2024.

“sold the Investor a promissory note in the principal amount of $184,800 (the “Note”). The Note carries a one-time interest charge of twelve percent (12%) which was applied on the issuance date to the principal (22% upon the occurrence of an event of default) and has a maturity date of March 27, 2024.”

MOTORCAR PARTS OF AMERICA INC incurred convertible notes of $32,000,000 in aggregate principal amount with Bison Capital Partners VI, L.P. and Bison Capital Partners VI-A, L.P. at 10.0% per annum maturing March 30, 2029.

“On March 31, 2023, Motorcar Parts of America, Inc. (the “Company”) entered into a note purchase agreement (the “Note Purchase Agreement”) with Bison Capital Partners VI, L.P. and Bison Capital Partners VI-A, L.P. (collectively, the “Purchasers”) and Bison Capital Partners VI, L.P., as the purchaser representative (the “Purchaser Representative”), relating to the issuance and sale by the Company to the Purchasers of $32,000,000 in aggregate principal amount of the Company’s 10% Convertible Notes due 2029 (the “Notes”).”

INFINITE GROUP INC incurred debt of $250,000 with James V. Leonardo at ten percent (10%) per annum maturing September 30, 2023.

“On March 17, 2023, Infinite Group, Inc. (the “Company”), as borrower, entered into an Amended and Restated Line of Credit Note and Agreement (the “New Note”) effective as of October 1, 2022, which amended and restated that certain Line of Credit Note and Agreement dated March 14, 2016 (the “Original Note”) by and between the Company and James V. Leonardo (the “Holder,” together with the Company the “Parties”). The New Note has a principal amount of $250,000 (the ‘Principal Amount”) and accrues interest on the unpaid Principal Amount at a rate of ten percent (10%) per annum.”

IDEANOMICS, INC. incurred convertible notes of $1,400,000 with YA II PN, LTD. at 8%.

“repaid. Under the amended Secured Debenture Purchase Agreement, the Buyer purchased an additional debenture with substantially the same terms in the principal amount of $1,400,000. Subject to the satisfaction of the terms and conditions of this Agreement, on each Closing Date, (i) the Buyer shall deliver to the Company the Purchase Price for the”

General Motors Financial Company, Inc. amended revolving credit of $10 billion, $4.1 billion, and $2.0 billion with JPMorgan Chase Bank, N.A., Citibank, N.A., and other lenders at Interest rates based on Term SOFR, Daily Simple SOFR, or alternative base rate, maturing 5-year facility matures March 31, 2028; 3-year facility matures March 31, 2026; 364-day facility matures March 30, 2024.

“agent, Citibank, N.A., as syndication agent, and the other lenders named therein (collectively, the “Facilities”). The Facilities are unsecured and consist of a five-year $10 billion facility (the “5-year Facility”), a three-year, $4.1 billion facility (the “3-Year Facility”) and a 364-day, $2.0 billion facility (the “364-Day Facility”). The 5-Year Facility”

FIRST CITIZENS BANCSHARES INC /DE/ incurred credit facility of $70 billion with FDIC at Secured Overnight Financing Rate plus 25 basis points (but in no event less than maturing five-year.

“FCB and the FDIC also entered into a binding term sheet pursuant to which the FDIC is providing a five-year, $70 billion line of credit to FCB (the “Credit Facility”).”