Debt Financings

Onconetix, Inc. incurred loan of principal amount of $58,823.53 with Keystone Capital Partners, LLC maturing upon the earlier of (i) the Company's receipt of sufficient proceeds from its equity line of credit with Keystone ... and (ii) May 28, 2026.

“I, LLC, an affiliate of Keystone (the “ KCP Note ”, and together with the Keystone Note, the “ Notes ”) each with original issue discount of $8,823.53 and a principal amount of $58,823.53. The Notes are due and payable upon the earlier of (i) the Company’s receipt of sufficient proceeds from its equity line of credit with Keystone (the “ ELOC ”) and (ii) May 28,”

MSD Investment Corp. amended revolving credit of from $450.0 million to $595.0 million with JPMorgan Chase Bank, N.A., as administrative agent, and the other lenders party thereto at SOFR in effect, plus an applicable margin of 1.75% per annum maturing November 19, 2029.

“the aggregate commitments under the Revolving Credit Facility increased from $450.0 million to $595.0 million”

SOUNDTHINKING, INC. amended credit facility of $25.0 million to $40.0 million with Umpqua Bank maturing extend the maturity date from October 15, 2025 to October 15, 2027.

“On August 28, 2025, SoundThinking, Inc. entered into a Seventh Amendment to Credit Agreement with Umpqua Bank (the “Amendment”), which amends the terms of that certain Credit Agreement, dated as of September 27, 2018 (as amended, the “Credit Agreement”), to extend the maturity date from October 15, 2025 to October 15, 2027 and increase the revolving credit commitment from $25.0 million to $40.0 million.”

Rocky Mountain Chocolate Factory, Inc. amended credit facility of $600,000 with RMC Credit Facility, LLC at 12% per annum maturing September 30, 2027.

“RMC agreed to make an additional advance to the Company in the principal amount of $600,000”

Rocky Mountain Chocolate Factory, Inc. incurred loan of $1,200,000 with RMCF2 Credit, LLC at 12% per annum maturing September 30, 2027.

“RMCF2 agreed to make an advance to the Company in the principal amount of $1,200,000”

CATERPILLAR INC incurred revolving credit of $5.0 billion maturing August 28, 2030.

“The Three-Year Facility Agreement, among other things, extends the expiration date of the 2022 Three-Year Facility to August 28, 2028 and provides for an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.0 billion, and the Five-Year Facility Agreement, among other things, extends the expiration date of the 2022 Five-Year Facility to August 28, 2030 and provides for an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $5.0 billion.”

CATERPILLAR INC incurred revolving credit of $3.0 billion maturing August 28, 2028.

“the expiration date of the 2022 Three-Year Facility to August 28, 2028 and provides for an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.0 billion, and the Five-Year Facility Agreement, among other things, extends the expiration date of the 2022 Five-Year Facility to August 28, 2030 and provides for an unsecured revolving”

CATERPILLAR INC incurred revolving credit of $3.5 billion with Citibank, N.A. maturing August 27, 2026.

“On August 28, 2025, Caterpillar Inc. (“Caterpillar”) entered into a Credit Agreement (the “364-Day Facility”) among Caterpillar, Caterpillar Financial Services Corporation (“Cat Financial”), Caterpillar International Finance Designated Activity Company (“CIF”), Caterpillar International Finance Luxembourg S.à r.l. (“CIF LUX”) and Caterpillar Finance Kabushiki Kaisha (“CFKK” and, together with Caterpillar, Cat Financial, CIF and CIF LUX, the “Borrowers”), certain financial institutions named therein (the “Banks”), Citibank, N.A. (the “Agent”), Citibank Europe plc, UK Branch (the “Local Currency Agent”), and MUFG Bank, Ltd. (the “Japan Local Currency Agent”), which provides an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.5 billion (the “364-Day Aggregate Commitment”) that expires on August 27, 2026.”

FRIEDMAN INDUSTRIES INC amended credit facility of reduce the aggregate commitments under the A&R Credit Agreement from $150 million to $125 million with JPMorgan Chase Bank, N.A., as administrative agent at prime rate plus a margin of -1.45% or adjusted Term SOFR plus a margin of 1.55% maturing August 29, 2030.

“Harris Bank N.A. is replaced as a lender under the A&R Credit Agreement with Wells Fargo Bank, N.A., (iii) reduce the aggregate commitments under the A&R Credit Agreement from $150 million to $125 million, (iv) provide for revolving borrowings either at prime rate plus a margin of -1.45% or adjusted Term SOFR plus a margin of 1.55%, (v) extend the maturity date to”

FRIEDMAN INDUSTRIES INC incurred senior notes of $3.5 million with Sellers of Century Metals & Supplies, Inc. maturing five-year maturity date.

“a note issued by the Company with a principal amount of $3.5 million with a five-year maturity date”

CATERPILLAR FINANCIAL SERVICES CORP amended revolving credit of up to $5.0 billion maturing August 28, 2030.

“extends the expiration date of the 2022 Five-Year Facility to August 28, 2030 and provides for an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $5.0 billion”

CATERPILLAR FINANCIAL SERVICES CORP amended revolving credit of up to $3.0 billion maturing August 28, 2028.

“extends the expiration date of the 2022 Three-Year Facility to August 28, 2028 and provides for an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.0 billion”

CATERPILLAR FINANCIAL SERVICES CORP incurred revolving credit of up to $3.5 billion with Citibank, N.A. maturing August 27, 2026.

“which provides an unsecured revolving credit facility to the Borrowers in an aggregate amount of up to $3.5 billion (the “364-Day Aggregate Commitment”) that expires on August 27, 2026.”

RADIAN GROUP INC amended credit facility of $500 million with JPMorgan Chase Bank, National Association maturing August 27, 2026.

“to JPMorgan Chase Bank, National Association (“JPMorgan”), as administrative agent, effective as of July 22, 2024) to finance the acquisition of mortgage loans and related mortgage loan assets (the “JP Morgan MRA”).”

COMFORT SYSTEMS USA INC amended revolving credit of $1.1 billion with Wells Fargo Bank, National Association, as administrative agent at term SOFR plus 1.25% at closing maturing October 1, 2030.

“on the Company’s assets related to projects subject to surety bonds. The revolving line of credit to the Company was increased from $850 million under the Prior Facility, to $1.1 billion under the Facility. The Facility includes an option to increase the Facility by an amount up to the greater of (a) $500 million and (b) 1.0x the Company’s Consolidated EBITDA (as”

CHARTER COMMUNICATIONS, INC. /MO/ incurred senior notes of $1,250,000,000 of 5.850% Senior Secured Notes due 2035 and $750,000,000 of 6.700% Senior Secured Notes due 2055 with Charter Communications Operating, LLC and Charter Communications Operating Capital Corp. (Issuers) at 5.850% per annum for 2035 Notes; 6.700% per annum for 2055 Notes maturing 2035 Notes due 2035; 2055 Notes due 2055.

“On September 2, 2025 (the "Closing Date"), Charter Communications Operating, LLC ("CCO") and Charter Communications Operating Capital Corp. (together with CCO, the "Issuers") issued (i) $1,250,000,000 aggregate principal amount of 5.850% Senior Secured Notes due 2035 (the "2035 Notes") and (ii) $750,000,000 aggregate principal amount of 6.700% Senior Secured Notes due 2055 (the "2055 Notes," and together with the 2035 Notes, the "Notes").”

Beacon Financial Corp incurred senior notes of $4,900,000 with Brookline Bancorp at Fixed/floating rate maturing June 26, 2033.

“ompletes Merger of Equals between Berkshire Hills Bancorp and Brookline Bancorp Boston, September 2, 2025 – Beacon Financial Corporation, Inc. (NYSE: BBT) today announced the completion of the merger of equals between Berkshire Hills”

Beacon Financial Corp incurred senior notes of $4,900,000 with Brookline Bancorp at Floating rate maturing March 17, 2034.

“In addition, the Company assumed Brookline’s obligations with respect to Brookline’s outstanding trust preferred securities and subordinated notes, consisting of (i) $4.9 million of floating rate junior subordinated deferrable interest debenture due March 17, 2034 (the “2034 Debenture”)”

Beacon Financial Corp incurred senior notes of $75,000,000 with Brookline Bancorp at 6.000% Fixed-to-Floating Rate maturing September 15, 2029.

“In connection with the Holdco Merger, the Company assumed $75.0 million of 6.000% Fixed-to-Floating Rate Subordinated Debentures due September 15, 2029 (the “Notes”) of Brookline.”

DYNARESOURCE, INC. incurred credit facility of $15 million with Ocean Partners UK Limited at 3-month Secured Overnight Financing Rate (SOFR) + 6.75%.

“as a joint buyer thereunder, with full rights and obligations as set out therein. • To provide for a Concentrate Credit Facility (the “Credit Facility”) in the amount of $15 million to replace the $12.5 million line of credit under the prior Offtake Agreement amendment, the principal under the Credit Facility being repaid in equal monthly installments in”

SILVER STAR PROPERTIES REIT, INC reported a default on term loan of $50,322,130 with lender.

“remedies of lender under the Walgreens Loan Agreement that the outstanding principal balance shall accrue interest at the default rate. The outstanding balance of the Loan is $50,322,130. In addition to other terms and conditions set forth in the Walgreens Loan Agreement and the other documents executed in connection therewith, the Loan is secured by the”

SILVER STAR PROPERTIES REIT, INC reported a default on term loan of $50,322,130 with lender at 6.00% per annum maturing August 9, 2025.

“remedies of lender under the Walgreens Loan Agreement that the outstanding principal balance shall accrue interest at the default rate. The outstanding balance of the Loan is $50,322,130. In addition to other terms and conditions set forth in the Walgreens Loan Agreement and the other documents executed in connection therewith, the Loan is secured by the”

Phillips Edison & Company, Inc. amended credit facility with PNC Bank, National Association, as administrative agent at removing the credit spread adjustment to the Secured Overnight Financing Rate.

“The Third Amendment (i) modifies the applicable interest rate by removing the credit spread adjustment to the Secured Overnight Financing Rate and (ii) establishes and incorporates specified key performance indicators (“KPIs”) with respect to certain sustainability targets of the Company, whereby based on the Company’s performance against the KPIs, certain adjustments may be made to the applicable interest rate margin.”

Scorpius Holdings, Inc. incurred loan of $500,000 at 5.0% per annum maturing October 31, 2025.

“On August 29, 2025, the Company also issued a non-convertible promissory note (the “Note”) in the principal amount of Five Hundred Thousand Dollars ($500,000) to an institutional investor (the “Holder”).”

Enova International, Inc. amended revolving credit of $825,000,000 with Bank of Montreal at base rate plus 0.50% and from the SOFR rate plus 3.50% to the SOFR rate plus 3.2 maturing August 28, 2029.

“the Third Amendment increases the total commitment amount from $665,000,000 to $825,000,000, extends the maturity date from June 30, 2026 to August 28, 2029 and reduces the interest rate, as applicable, from the base rate plus 0.75% to the base rate plus 0.50% and from the SOFR rate plus 3.50% to the SOFR rate plus 3.25%”

WARRIOR MET COAL, INC. amended revolving credit of increases the aggregate commitments available to be borrowed under the Amended ABL Facility by $27.0 million to $143.0 m with Citibank, N.A. maturing the earlier of (x) August 28, 2030 and (y) 91 days prior to the maturity date of the Company's 7.875% Senior Notes due 2028.

“On August 28, 2025, Warrior Met Coal, Inc. (the “Company”) entered into that certain First Amendment to Second Amended and Restated Asset-Based Revolving Credit Agreement (the “Amendment”), by and among the Company and certain of its subsidiaries, as borrowers, the guarantors party thereto, the lenders party thereto and Citibank, N.A. as administrative agent, which amends the Company's existing Second Amended and Restated Asset-Based Revolving Credit Agreement (the “credit facility”, and the credit facility as amended by the Amendment, the “Amended ABL Facility”). The Amendment, among other things, (i) increases the aggregate commitments available to be borrowed under the Amended ABL Facility by $27.0 million to $143.0 million; (ii) extends the maturity date of the credit facility to the earlier of (x) August 28, 2030 and (y) 91 days prior to the maturity date of the Company's 7.875% Senior Notes due 2028 (if such notes are still outstanding as of such date); and (iii) amends certain b”

HPS Corporate Lending Fund amended credit facility of from $750,000,000 to $850,000,000 with Blackstone Asset Based Finance Advisors LP at reduction of the applicable margin from 2.30% per annum to 1.90% per annum maturing April 12, 2032.

“The Amendment provides for, among other things, (i) an increase in the aggregate commitments of the lenders under the Credit Agreement from $750,000,000 to $850,000,000, (ii) an extension of the reinvestment period end date from January 12, 2026 to January 12, 2028, (iii) an extension of the anticipated repayment date of the facility from January 11, 2030 to January 11, 2032, (iv) an extension of the stated maturity date of the facility from April 12, 2030 to April 12, 2032, and (v) a reduction of the applicable margin from 2.30% per annum to 1.90% per annum.”

SHF Holdings, Inc. incurred convertible notes of $562,500 with certain accredited investors maturing August 2026.

“closed an offering of Convertible Promissory Notes (the “Notes”) that were issued to certain accredited investors (the “Investors”) with a maturity date of August 2026, a 20% original issue discount and an aggregate principal sum of $562,500.”

AB Commercial Real Estate Private Debt Fund, LLC amended credit facility of $187,150,000 with HSBC Bank USA, National Association at Term SOFR plus a margin of 1.50% maturing July 9, 2027.

“The Amendment, among other changes, (i) extends the initial maturity date of borrowings under the HSBC Loan and Security Agreement to July 9, 2027 and (ii) provides for an additional loan under the HSBC Loan and Security Agreement of $92,250,000 (the “Additional Loan”), increasing the aggregate total borrowings under the HSBC Loan and Security Agreement to $187,150,000”

AB Commercial Real Estate Private Debt Fund, LLC incurred credit facility of $92,250,000 with HSBC Bank USA, National Association at Term SOFR plus a margin of 1.50% maturing July 9, 2027.

“The Amendment, among other changes, (i) extends the initial maturity date of borrowings under the HSBC Loan and Security Agreement to July 9, 2027 and (ii) provides for an additional loan under the HSBC Loan and Security Agreement of $92,250,000 (the “Additional Loan”), increasing the aggregate total borrowings under the HSBC Loan and Security Agreement to $187,150,000”

Aimfinity Investment Corp. I incurred loan of $55,823.8 with I-Fa Chang maturing September 28, 2025.

“On August 28, 2025, the Company issued an unsecured promissory note of $55,823.8 (the “Extension Note”) to I-Fa Chang, a member and manager of Aimfinity Investment LLC, the sponsor of the Company (the “Sponsor”), as the Sponsor’s designee, to evidence the payments made for $55,823.8 (the “New Monthly Extension Payment”) to be deposited into the Trust Account for the public shareholders, which enables the Company to extend the period of time it has to consummate the Business Combination by one month from August 28, 2025 to September 28, 2025 (the “New Extension”).”

Helio Corp /FL/ incurred loan of $275,000 with an accredited investor at 10% per annum maturing 12 months from the issue date.

“the Company issued a promissory note (the “Note”) in the aggregate principal amount of $275,000”

Digital Turbine, Inc. incurred credit facility of $430,000,000 with Blue Torch Finance LLC, as administrative agent and as collateral agent at term SOFR rate or a reference rate for U.S. dollar borrowings, plus an applicabl maturing four-year term from the Closing Date.

“The Financing Agreement (i) has a four-year term from the Closing Date and (ii) provides for three separate tranches of term loans in an aggregate principal amount of $430,000,000 (the “Loans”), all of which were borrowed in full by the Company on the Closing Date. The Loans are secured by substantially all of the assets of the Company and the Guarantors,”

CYANOTECH CORP amended credit facility of $4,000,000 to $4,600,000 with Skywords Family Foundation, Inc. maturing April 12, 2027.

“The Amendment increases the amount that the Company may borrow from time to time under the Note from $4,000,000 to $4,600,000 on a revolving basis (the "Revolver"), lowers the minimum draw amount from $250,000 to $200,000, and amends the maturity date of the Revolver from April 12, 2026 to April 12, 2027.”

AMERICAS CARMART INC incurred senior notes of $133,340,000 aggregate principal amount with Deutsche Bank National Trust Company at 5.01% maturing January 20, 2030.

“On August 28, 2025, affiliates of America’s Car-Mart, Inc. (the “Company”) completed a securitization transaction (the “Securitization Transaction”), which involved the issuance and sale in a private offering of $133,340,000 aggregate principal amount of 5.01% Class A Asset Backed Notes”

LIBERTY STAR URANIUM & METALS CORP. incurred convertible notes of $137,500 with FirstFire Global Opportunities Fund LLP. at 8% maturing one year from date of Agreement.

“Pursuant to the terms of the Securities Purchase Agreement, the Company agreed to issue a convertible promissory note (the “Note”) to FirstFire in the principal amount of $137,500 which includes an original issue discount of 10% (the “OID”). Effective August 25, 2025, the Company issued a Note to FirstFire consistent with the terms of the Securities”

RREEF Property Trust, Inc. amended revolving credit of decreases the maximum revolving commitment amount from $120,000,000 to $105,000,000 with Wells Fargo Bank, National Association maturing extends the maturity date from December 27, 2025 to April 1, 2028.

“The Amendment amends the Second Amended and Restated Revolving Loan Agreement and Omnibus Amendment to Loan Documents, dated January 27, 2023, as amended, by and among the Borrowers and Wells Fargo (the "Wells Fargo line of credit"). The Amendment includes the following: (a) it extends the maturity date from December 27, 2025 to April 1, 2028; (b) it amends the calculation of the Borrowing Base Value (described below) once the Borrower Base Value Trigger Date (described below) occurs; (c) it requires that the Company maintain a minimum liquidity amount of at least $1,000,000; (d) it decreases the maximum revolving commitment amount from $120,000,000 to $105,000,000; and (e) it revises or eliminates certain covenants.”

Vroom, Inc. amended revolving credit with Capital One, N.A., as administrative agent maturing July 25, 2027.

“renewed the Warehouse Credit Facility and amended the maturity date to July 25, 2027”

Hut 8 Corp. incurred revolving credit of up to $200 million with Two Prime Lending Limited at 7.99% per annum maturing 364 days after the date of the first borrowing.

“The Credit Agreement provides for a revolving credit facility of up to $200 million. Amounts borrowed under the Credit Agreement will bear interest at a rate equal to 7.99% per annum. The facility will mature 364 days after the date of the first borrowing”

XCF Global, Inc. faced acceleration on loan with Greater Nevada Credit Union.

“the acceleration of the full unpaid balances of the GNCU Loan pursuant to GNCU’s rights under the loan documents relating to the GNCU Loan. The acceleration notice indicated that the amount owing as of August 5, 2025, excluding applicable fees, costs, and penalties, is $130,671,882.10.”

XCF Global, Inc. reported a default on loan of $112,580,000 with Greater Nevada Credit Union.

“the Company’s existing sustainable aviation fuel (“SAF”) production facility in Reno, Nevada. New Rise Reno has four notes payable outstanding, in aggregate principal amount of $112,580,000, to Greater Nevada Credit Union (“GNCU”), as the successor to Jefferson Financial Federal Credit Union (the “GNCU Loan”). The GNCU Loan was underwritten by certain guarantees”

HORIZON BANCORP INC /IN/ incurred senior notes of $100.0 million with Wilmington Trust, National Association, as trustee at 7.00% Fixed-to-Floating maturing September 15, 2035.

“On August 29, 2025, Horizon Bancorp, Inc. (the “ Company ”) entered into a Subordinated Note Purchase Agreement (the “ Note Purchase Agreement ”) pursuant to which the Company issued and sold $100.0 million in aggregate principal amount of its 7.00% Fixed-to-Floating Rate Subordinated Notes due September 15, 2035”

CHS INC amended credit facility of $200 million to $250 million with Coöperatieve Rabobank U.A., New York Branch maturing August 26, 2026.

“The Omnibus Amendment extends the scheduled term of the Company’s repurchase financing facility under the Framework Agreement to August 26, 2026 and increases the Funding Limit (as defined in the Framework Agreement) from $200 million to $250 million.”

CHS INC amended credit facility with MUFG Bank, Ltd. maturing August 26, 2026.

“The Receivables Purchase Agreement Amendment further amends and restates the Receivables Purchase Agreement to add BBVA via joinder to the Receivables Purchase Agreement and other Transaction Documents as a Committed Purchaser (as defined in the Receivables Purchase Agreement) and a Purchaser Agent (as defined in the Receivables Purchase Agreement) and extend the term of the Company’s receivables and loans securitization facility provided under the Receivables Purchase Agreement to August 26, 2026, unless terminated earlier pursuant to the terms of the Receivables Purchase Agreement.”

Sarepta Therapeutics, Inc. incurred convertible notes of $602.0 million in aggregate principal amount with U.S. Bank Trust Company, National Association at 4.875% maturing September 1, 2030.

“party thereto agreed to exchange with the Company $700.0 million in aggregate principal amount of Existing Convertible Notes held by them for consideration consisting of (i) $602.0 million in aggregate principal amount of 4.875% Convertible Senior Notes due 2030 (the “New Convertible Notes”), (ii) an aggregate of 5,851,693 shares of the Company’s common stock, par”

Ingredion Inc incurred revolving credit of $1.0 billion with JPMorgan Chase Bank, N.A. and J.P. Morgan SE, as administrative agent at SOFR plus 1.00% or base rate plus 0.00% maturing August 27, 2030.

“described in Item 1.02 below, which was terminated. The Credit Agreement provides for a five-year unsecured revolving credit facility in an aggregate principal amount of $1.0 billion outstanding at any time (the “Revolving Credit Facility”), of which up to $25 million is available as swingline loans and up to $50 million as letters of credit. Loans under the”

BOEING CO incurred revolving credit of $3.0 billion with Citibank, N.A. as administrative agent, and a syndicate of lenders at Term SOFR plus between 1.250% and 1.700% per annum maturing August 24, 2026.

“On August 25, 2025, The Boeing Company (“Boeing”) entered into a $3.0 billion, 364-day revolving credit agreement (the “Agreement”) with Citibank, N.A. (“Citibank”) and JPMorgan Chase Bank, N.A. (“JPMorgan”) as joint lead arrangers and joint book managers, Citibank as administrative agent, JPMorgan as syndication agent, and a syndicate of lenders as defined in the Agreement.”

RideNow Group, Inc. incurred senior notes of $3,333,334 million of unsecured subordinated loans made by each Subordinated Lender to the Company with Stone House Capital Management, LLC, Face Canyon LLC, and Mark Tkach at 13.0% per annum maturing August 31, 2028.

“On August 25, 2025, RideNow Group, Inc. (the “Company”) issued separate unsecured subordinated promissory notes (collectively, the “Subordinated Notes”) payable to each of Stone House Capital Management, LLC, Face Canyon LLC, and Mark Tkach (collectively, the “Subordinated Lenders”) to evidence $3,333,334 million of unsecured subordinated loans made by each Subordinated Lender to the Company.”

AMERICAN REBEL HOLDINGS INC incurred loan of $152,950 with 1800 Diagonal Lending, LLC maturing November 30, 2026.

“On August 25, 2025, the Company entered into a Securities Purchase Agreement with 1800 Diagonal Lending, LLC, an accredited investor (the “Lender”), pursuant to which the Lender made a loan to the Company, evidenced by a promissory note in the principal amount of $152,950 (the “Note”).”

Permian Resources Corp faced acceleration on senior notes of all outstanding Notes with UMB Bank, N.A. at 3.25% maturing 2028.

“On August 28, 2025, Permian Resources Operating, LLC (the “ Issuer ”), a consolidated subsidiary of Permian Resources Corporation (the “ Company ”), issued a notice (the “ Redemption Notice ”) to holders of the Issuer’s 3.25% Exchangeable Senior Notes due 2028 (the “ Notes ”) calling for redemption (the “ Redemption ”) of all outstanding Notes.”