Debt Financings

One World Products, Inc. incurred convertible notes of $1,300,000 with SDT Equities LLC at 12% per annum maturing January 19, 2025.

“(the “Company”) completed the sale of a 12% convertible promissory note to each of (a) SDT Equities LLC, a Delaware limited liability company (“SDT”) in the principal amount of $1,300,000 and for a purchase price of $1,196,000, and (b) AJB Capital Investments LLC, a Delaware limited liability company (“AJB”, and together with SDT, the “Investors”) in the principal”

Yale Transaction Finders, Inc. incurred convertible notes of $23,500 with Ironbound Partners Fund, LLC; Moyo Partners, LLC; Dakota Group, LLC at 5.0% per annum maturing December 31, 2024.

“On April 25, 2024, Yale Transaction Finders, Inc., a Delaware corporation (the “Company”), issued convertible promissory notes (the “April 2024 Notes”) in the principal amount of $23,500 to (i) Ironbound Partners Fund, LLC, an affiliate of the Company’s Chief Executive Officer, (ii) Moyo Partners, LLC, an affiliate of the Company’s President and Treasurer, and (iii) Dakota Group, LLC.”

CME GROUP INC. amended revolving credit of $7 billion with Bank of America, N.A., in its capacity as administrative agent, Citibank, N.A., in its capacity as collateral agent and collateral monitoring agent, and the banks party thereto maturing 364-day.

“Facility as amended by the Amendment is referred to as the “Amended Credit Facility.” The Amended Credit Facility is for a multi-currency revolving secured credit facility of $7 billion (which is eligible to be increased to $10 billion) and is intended to provide temporary liquidity to CME in the event of a clearing member default, a liquidity constraint or”

CARNIVAL PLC amended term loan of approximately $1.75 billion with JPMorgan Chase Bank, N.A. at SOFR with a 0.75% floor, plus a margin equal to 2.75% maturing 2028.

“The 2028 Repricing Amendment reprices approximately $1.75 billion of first-priority senior secured term loans maturing in 2028 (the “2028 Repriced Loans”) under the 2028 Term Loan Credit Agreement”

CARNIVAL PLC amended term loan of approximately $1 billion with JPMorgan Chase Bank, N.A. at SOFR with a 0.75% floor, plus a margin equal to 2.75% maturing 2027.

“The 2027 Repricing Amendment reprices approximately $1 billion of first-priority senior secured term loans maturing in 2027 (the “2027 Repriced Loans”) under the 2027 Term Loan Credit Agreement”

CARNIVAL PLC incurred senior notes of €500 million aggregate principal amount with U.S. Bank Trust Company, National Association at 5.750% per year maturing January 15, 2030.

“closed its previously announced private offering (the “Notes Offering”) of €500 million aggregate principal amount of 5.750% senior unsecured notes due 2030 (the “Notes”).”

GEO GROUP INC incurred senior notes of $650.0 million with qualified institutional buyers and non-U.S. persons at 8.625% per year maturing April 15, 2029.

“$650.0 million aggregate principal amount of 8.625% senior secured notes due 2029”

Third Coast Bancshares, Inc. amended credit facility of $55,000,000 with American National Bank & Trust at U.S. "Prime Rate" reported by The Wall Street Journal, less six hundred twenty-f maturing March 10, 2026.

“The Amendment, among other things, (i) extends the maturity date of the loan under the Loan Agreement from September 10, 2024 to March 10, 2026; (ii) increases the maximum commitment under the Loan Agreement from $50,000,000 to $55,000,000; (iii) amends the interest rate provision to provide that the interest rate per annum under the Loan Agreement shall be equal to the U.S. “Prime Rate” reported by The Wall Street Journal, less six hundred twenty-five thousandths percent (0.625%), subject a floor rate of five percent (5.00%); and (iv) modifies certain covenants under the Loan Agreement.”

Loop Media, Inc. amended credit facility of $2.2 million with several institutions and individuals as Lenders and RAT Investment Holdings, LP as Loan Administrator at 12% per year maturing January 13, 2025.

“a “ Lender ” and collectively, the “ Lenders ”) and RAT Investment Holdings, LP, as administrator of the loan (the “ Loan Administrator ”) for aggregate loans of up to $2.2 million (the “ Line of Credit ”), evidenced by a Non-Revolving Line of Credit Promissory Note, as amended as described below (the “ Note ”), also effective as of May 13, 2022. The Line”

STORE CAPITAL LLC incurred senior notes of $450,000,000 aggregate principal amount with qualified institutional investors at 5.76% (weighted average coupon rate) maturing April 2031.

“completed the issuance of $450,000,000 aggregate principal amount of STORE Master Funding Net-Lease Mortgage Notes, Series 2024-1”

ORION ENERGY SYSTEMS, INC. incurred mortgage of $3.525 million with Bank of America, N.A..

“The primary purpose of Amendment No. 2 was to add a $3.525 million mortgage loan facility to the LSA secured by the Company’s office headquarters property in Manitowoc, Wisconsin.”

ORION ENERGY SYSTEMS, INC. amended credit facility with Bank of America, N.A..

“Effective April 22, 2024, Orion Energy Systems, Inc. (the “Company”), with Bank of America, N.A. as lender, executed Amendment No. 2 (“Amendment No. 2”) to its Loan and Security Agreement dated December 29, 2020 and amended previously on November 4, 2022 (the “LSA”).”

Venus Concept Inc. incurred term loan of $2,237,906.85 with Madryn Health Partners, LP at 12% maturing May 26, 2024.

“the Lenders have agreed to provide the Borrower with bridge financing (the “Bridge Financing”) in the form of a term loan in the original principal amount of $2,237,906.85”

Appgate, Inc. incurred convertible notes of $5,851,703 maturing due 2026.

“On April 23, 2024, the Lenders exercised their option to purchase an aggregate amount of $5,851,703 of Additional Notes.”

Appgate, Inc. incurred convertible notes of $580,000 maturing due 2026.

“On April 19, 2024, the Lenders exercised their option to purchase an aggregate amount of $580,000 of Additional Notes.”

TUTOR PERINI CORP incurred senior notes of $400.0 million at 11.875% maturing mature on April 30, 2029.

“On April 22, 2024 (the “Closing Date”), Tutor Perini Corporation (the “Company”) completed the previously announced sale of $400.0 million in aggregate principal amount of 11.875% Senior Notes due 2029 (the “Notes”) at an issue price of 97.710% (the “Notes Offering”).”

SELECTIS HEALTH, INC. incurred credit facility of $750,000 with Southern Bank at 8.50% per annum maturing April 12, 2025.

“On April 12, 2024, Selectis Health, Inc., a Utah corporation (the "Company") entered into a Commercial Line of Credit Agreement and Note with Southern Bank for a line of credit in the principal amount limit of $750,000 at a fixed interest rate of 8.50% per annum with a Maturity Date of April 12, 2025.”

RICHTECH ROBOTICS INC. incurred convertible notes of $1,000,000 with YA II PN, Ltd. at 8% per annum maturing February 15, 2025.

“On April 15, 2024, Richtech Robotics Inc., a Nevada corporation (the “ Company ”) issued a promissory note in the principal amount of $1,000,000 (the “ Note ”) to YA II PN, Ltd. (the “ Investor ”) pursuant to the Standby Equity Purchase Agreement between the Company and the Investor, dated February 15, 2024, as amended by a letter agreement on March 14, 2024”

Alternus Clean Energy, Inc. incurred senior notes of $2,160,000 with institutional investor at 7% per annum (12% upon default) maturing April 20, 2025.

“On April 19, 2024, Alternus Clean Energy, Inc. (the “ Company ”), a company incorporated under the laws State of Delaware, entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), by and between the Company and an institutional investor (the “ Investor ”), pursuant to which the Company agreed to issue to the Investor a senior convertible note in the principal amount of $2,160,000, issued with an eight percent (8.0%) original issue discount (the “ Convertible Note ”), and a warrant (the “ Warrant ”) to purchase up to 2,411,088 shares of the Company’s common stock, $0.0001 par value per share (the “ Common Stock ”), equal to 50% of the face value of the Convertible Note divided by the volume weighted average price, at an exercise price of $0.480 per share (the “ Exercise Price ”).”

Tarsus Pharmaceuticals, Inc. incurred term loan of $75 million with funds managed by Pharmakon Advisors LP, BioPharma Credit Investments V (Master) LP and BPCR Limited Partnership, as lenders, and BioPharma Credit PLC, as collateral agent at 90-day average secured overnight financing rate ("SOFR"), plus a margin of 6.75% maturing April 19, 2029.

“The Loan Agreement provides for an initial term loan in the principal amount of $75 million (the "Tranche A Loan") which was funded on April 19, 2024 (the "Tranche A Closing Date").”

Morgan Stanley Direct Lending Fund amended revolving credit of $1,300,000,000 with Truist Bank, as Administrative Agent maturing April 19, 2029.

“The Fourth Amendment amended certain terms of the Facility, including, but not limited to amendments to (a) increase the size of the facility to $1,300,000,000, (b) extend the revolving period and maturity date of the Facility with respect to the loans and commitments held by the lenders who consented to the maturity extension until April 19, 2028 and April 19, 2029, respectively”

AMERICAN REBEL HOLDINGS INC incurred debt of $500,000 with an individual accredited investor at $50,000 per month until repurchase maturing continuing until all amounts are repurchased.

“On April 19, 2024, the Registrant entered into a Revenue Interest Purchase Agreement (the “ Revenue Interest Purchase Agreement ”) with an individual accredited investor, pursuant to which the investor purchased a revenue interest from the Registrant for $500,000. As consideration for such payment, commencing on June 1, 2024 and continuing thereafter until all amounts are repurchased by the Registrant pursuant to the terms of the Revenue Interest Purchase Agreement, the investor has a right to receive $50,000 per month from the Registrant generated from its operating subsidiaries (the “ Revenue Interest ”).”

Boxlight Corp incurred loan of $3,000,000 working capital bridge loan with Whitehawk Finance LLC maturing November 29, 2024.

“agreed to provide the Company with an additional $3,000,000 working capital bridge loan in June 2024”

Boxlight Corp incurred loan of $2,000,000 additional working capital bridge loan with Whitehawk Finance LLC maturing November 29, 2024.

“the Lender has provided the Company with a $2,000,000 additional working capital bridge loan on April 19, 2024”

Akebia Therapeutics, Inc. incurred term loan of $8.0 million with Kreos Capital VII (UK) Limited, which are funds and accounts managed by BlackRock Inc..

“tranche of $37.0 million, which was funded on the Closing Date. In addition to the initial tranche, the Term Loan Facility included additional tranches available as follows: $8.0 million available in a single draw through December 31, 2024 (the “Tranche B Loan”), and $10.0 million available in a single draw through December 31, 2024 (the “Tranche C Loan”). On”

BRANDYWINE OPERATING PARTNERSHIP, L.P. faced acceleration on senior notes of all of the outstanding aggregate principal amount of its 4.10% Guaranteed Notes due October 1, 2024 with The Bank of New York Mellon at 4.10% maturing October 1, 2024.

“gave notice under the Indenture, dated as of October 22, 2004 (as modified or supplemented from time to time, the “Indenture”), as supplemented by the First Supplemental Indenture dated as of May 25, 2005, and the Third Supplemental Indenture dated as of April 5, 2011, among the Company, the Operating Partnership and The Bank of New York Mellon (formerly known as The Bank of New York), as trustee, for the redemption of all of the outstanding aggregate principal amount of its 4.10% Guaranteed Notes due October 1, 2024”

FORD MOTOR CO amended revolving credit of $2.5 billion of commitments maturing on April 21, 2025 with JPMorgan Chase Bank, N.A., as administrative agent maturing April 21, 2025.

“er 29, 2021 (as amended, supplemented, or otherwise modified from time to time prior to April 22, 2024, the “Existing Credit Agreement”) among Ford, the subsidiary borrowers from time to time party thereto, the several lenders from time to time party thereto, JPMorgan Chase Bank, N.A., as administrative agent, and the other agents party thereto.”

FORD MOTOR CO amended revolving credit of $2.0 billion of commitments maturing on April 22, 2027 with JPMorgan Chase Bank, N.A., as administrative agent maturing April 22, 2027.

“er 29, 2021 (as amended, supplemented, or otherwise modified from time to time prior to April 22, 2024, the “Existing Credit Agreement”) among Ford, the subsidiary borrowers from time to time party thereto, the several lenders from time to time party thereto, JPMorgan Chase Bank, N.A., as administrative agent, and the other agents party thereto.”

FORD MOTOR CO amended credit facility of $25 million of commitments maturing on April 26, 2026, $3.4 billion of commitments maturing on April 22, 2027, $0.1 bill with JPMorgan Chase Bank, N.A., as administrative agent maturing April 20, 2029.

“er 29, 2021 (as amended, supplemented, or otherwise modified from time to time prior to April 22, 2024, the “Existing Credit Agreement”) among Ford, the subsidiary borrowers from time to time party thereto, the several lenders from time to time party thereto, JPMorgan Chase Bank, N.A., as administrative agent, and the other agents party thereto.”

Permex Petroleum Corp incurred convertible notes of $500,000 at 10% maturing the earlier of: (i) one-year from the date of issuance or (ii) three-months from the date of issuance if the Company does not enter into a securities exchange,.

“On April 16, 2024, Permex Petroleum Corporation (the “Company”) issued $500,000 in convertible debenture units (the “Units”) in a private placement offering (the “Offering”). Each Unit consists of one 10% Senior Secured Convertible Debenture (a “Debenture”) in the principal amount of US$1,000”

OSR Holdings, Inc. incurred loan of $50,000 with Bellevue Global Life Sciences Investors LLC at not interest bearing maturing December 31, 2024 or the date on which the Company consummates an initial business combination.

“On April 17, 2024, Bellevue Life Sciences Acquisition Corp. (the “ Company ”) issued an unsecured promissory note (the “ Promissory Note ”) in the principal amount of $50,000 to Bellevue Global Life Sciences Investors LLC (“ BGLSI ”), the sponsor of the Company.”

OCA Acquisition Corp. incurred loan of $90,000 with OCA Acquisition Holdings LLC at does not bear interest maturing upon closing of the Company's initial business combination.

“Arrangement or a Registrant. On April 19, 2024, the board of directors of OCA Acquisition Corp., a Delaware corporation (the “ Company ”), approved a draw of an aggregate of $90,000 (the “ Extension Funds ”) pursuant to the Promissory Note (the “ Note ”), dated as of January 11, 2024, between the Company and OCA Acquisition Holdings LLC (the “ Sponsor ”),”

Danimer Scientific, Inc. incurred revolving credit of $20,000,000 with ABL OPCO LLC (d/b/a Mountain Ridge Capital) at SOFR market index rate plus an applicable margin of 7.0% maturing April 19, 2027.

“The Credit Agreement provides for borrowings under a revolving commitment of $20,000,000”

Sezzle Inc. incurred revolving credit of up to $150.0 million with Bastion Funding VI LP at 3-month Term SOFR plus 6.75% maturing April 19, 2027.

“On April 19, 2024, Sezzle Funding SPE II, LLC (the Borrower), a wholly owned indirect subsidiary of Sezzle Inc. (the Company), entered into a senior secured asset-based revolving credit facility (the new revolving credit facility), with a borrowing capacity of up to $150.0 million, which is governed by a Revolving Credit and Security Agreement (the Credit Agreement) entered into by the Borrower, certain lenders party thereto and Bastion Funding VI LP, as administrative agent (the Agent).”

HERTZ GLOBAL HOLDINGS, INC amended debt of €1.20 billion to €1.468 billion.

“increase the aggregate maximum borrowings thereunder from €1.20 billion to €1.468 billion until November 31, 2024, and (ii) increase the core facility to €1.289 billon from December 1, 2024 through the maturity of the European ABS facility”

HERTZ GLOBAL HOLDINGS, INC amended debt with Deutsche Bank AG, New York Branch maturing April 10, 2026.

“extend, in the ordinary course, the commitment termination date for the Series 2021-A Variable Funding Rental Car Asset Backed Notes, Class A, issued thereunder by one year to April 10, 2026”

HERTZ GLOBAL HOLDINGS, INC amended credit facility with Barclays Bank PLC.

“arty thereto and Barclays Bank PLC, as administrative agent (the “Administrative Agent”) and the Revolving Lenders party”

Propanc Biopharma, Inc. incurred convertible notes of $27,500 with an investor at eight percent (8%) per annum maturing October 12, 2024.

“Effective April 16, 2024, Propanc Biopharma, Inc. (the “Company”) entered into and closed a securities purchase agreement (the “Purchase Agreement”) with an investor (the “Investor”), pursuant to which the Investor agreed to purchase a convertible promissory note from the Company in the aggregate principal amount of $27,500 (the “Note”), for a purchase price of $25,000.”

EXPRESS, INC. reported a default on credit facility.

“The filing of the Chapter 11 Cases constitutes an event of default that accelerated the Company’s obligations under the ABL Credit Agreement and the FILO Term Loan Agreement.”

KAMAN Corp amended convertible notes with U.S. Bank National Association.

“the right to convert each $1,000 principal amount of Convertible Senior Notes into Common Stock has been changed into the right to convert such principal amount solely into a number of units of Reference Property”

KAMAN Corp incurred revolving credit of $150,000,000 with Morgan Stanley Senior Funding, Inc..

“an initial senior secured revolving credit facility in an aggregate principal amount equal to $150,000,000”

KAMAN Corp incurred credit facility of $815,000,000 with Morgan Stanley Senior Funding, Inc..

“an initial senior secured term loan facility in an aggregate principal amount equal to $815,000,000”

ProSomnus, Inc. incurred convertible notes of $2,000,000 aggregate principal amount with certain existing ProSomnus investors at 9% per annum maturing December 6, 2025.

“On April 17, 2024, ProSomnus, Inc. (the “Company”) issued and sold to certain existing ProSomnus investors $2,000,000 aggregate principal amount of the Company’s Senior Secured Convertible Notes due December 6, 2025”

ARES STRATEGIC INCOME FUND amended credit facility of $1.75 billion with JPMorgan Chase Bank, N.A. (administrative agent) and the lenders party thereto at SOFR plus a credit spread adjustment of 0.10% plus an applicable spread of eithe maturing April 15, 2029.

“from December 20, 2026 and December 20, 2027, respectively, to April 15, 2028 and April 15, 2029, respectively, (b) increased the aggregate commitment from $800.0 million to $1.75 billion, and (c) modified certain covenant restrictions. The A&R Credit Facility also provides for a feature that allows the Fund, under certain circumstances, to increase the overall”

Blue World Acquisition Corp incurred loan of up to $320,000 with Blue World Holdings Limited at no interest maturing upon the consummation of BWAQ's business combination.

“On April 19, 2024, Blue World Acquisition Corporation (“ BWAQ ”) issued an unsecured promissory note (the “ Note ”) in the principal amount of up to $320,000 to Blue World Holdings Limited, the sponsor of the Company (the “ Sponsor ”).”

Greenbrook TMS Inc. incurred term loan of $2,030,457 with Madryn Fund Administration, LLC at 9.0% plus the 3-month term Secured Overnight Financing Rate (subject to a floor maturing over 63 months.

“On April 15, 2024, the Company entered into the thirtieth amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto. Pursuant to the Amendment, the Company borrowed US$2,030,457 in senior secured term loans (the “ New Loan ”), the proceeds of which are expected to be used by the Company for general corporate and working capital purposes.”

Digital Media Solutions, Inc. amended credit facility of $22 million with Truist Bank (as administrative agent and collateral agent) maturing February 25, 2026.

“The Second Amendment introduced new Tranche A term loan commitments in the amount of $22 million with a maturity date of February 25, 2026, increasing our total borrowing capacity under the Credit Facility from $275 million to $297 million.”

AQUABOUNTY TECHNOLOGIES INC incurred term loan of up to $10 million with JMB Capital Partners Lending, LLC at 15% maturing July 31, 2024.

“and Security agreement (the “Loan Agreement”) with JMB Capital Partners Lending, LLC (the “Lender”) to fund working capital of the Borrowers through a secured term loan of up to $10 million (the “Loan”) that matures on July 31, 2024 or, if earlier, upon the sale of certain collateral or upon an Event of Default (as defined therein) (the “Stated Maturity Date”). $5”

CNH Industrial N.V. incurred revolving credit of €3.25 billion with Citibank Europe Plc, UK Branch as facility agent and the other lenders named therein at Not specified maturing April 19, 2029.

“On April 19, 2024, CNH Industrial N.V. (the “Company” or “CNH”) entered into a multicurrency revolving credit agreement with Citibank Europe Plc, UK Branch as facility agent, and the other lenders named therein (the “Credit Agreement”). The Credit Agreement provides for an unsecured, committed revolving credit facility in an aggregate principal amount equal to €3.25 billion.”

ROCKETFUEL BLOCKCHAIN, INC. incurred convertible notes of $150,000 with a private investor at 10% per annum maturing April 11, 2025.

“pril 11, 2024, we issued to a private investor a convertible note in the face amount of $150,000. In exchange the investor paid”