Debt Financings

Trinseo PLC amended debt of $150.0 million with HSBC Bank plc at 1.65% on outstanding borrowings plus variable commercial paper or other benchmar maturing November 18, 2025.

“reland Global IHB Limited, an indirect wholly owned subsidiary of Trinseo PLC (the “Company”) entered into an Deed of Amendment, Restatement and Accession with Styron Receivables Funding Designated Activity Company, Regency Assets Designated Activity Company, HSBC Bank plc, TMF Administration Services Limited and The Law Debenture Trust Corporation P.L.C.”

Otter Tail Corp incurred senior notes of $60,000,000 with purchasers named in Note Purchase Agreement at 5.77% maturing April 1, 2054.

“pursuant to which the Company issued to the Purchasers, in a private placement transaction, $120,000,000 aggregate principal amount of the Company’s senior unsecured notes consisting of $60,000,000 in aggregate principal amount of its 5.48% Series 2024A Senior Unsecured Notes due April 1, 2034 (the “Series 2024A Notes”) and $60,000,000 in aggregate principal amount of its 5.77% Series 2024B Senior Unsecured Notes due April 1, 2054 (the “Series 2024B Notes”) (collectively, the “Notes”).”

Otter Tail Corp incurred senior notes of $60,000,000 with purchasers named in Note Purchase Agreement at 5.48% maturing April 1, 2034.

“pursuant to which the Company issued to the Purchasers, in a private placement transaction, $120,000,000 aggregate principal amount of the Company’s senior unsecured notes consisting of $60,000,000 in aggregate principal amount of its 5.48% Series 2024A Senior Unsecured Notes due April 1, 2034 (the “Series 2024A Notes”) and $60,000,000 in aggregate principal amount of its 5.77% Series 2024B Senior Unsecured Notes due April 1, 2054 (the “Series 2024B Notes”) (collectively, the “Notes”).”

SILVER STAR PROPERTIES REIT, INC reported a financing event involving guarantee.

“The Company entered into guaranty agreements in favor of the Senior Lender and Junior Lender (each as defined below), whereby the Company, as guarantor, unconditionally guaranties the full and timely performance of the obligations set forth in the loan agreements and all other loan documents, including the payment of all indebtedness and obligations due under the loan agreements.”

SILVER STAR PROPERTIES REIT, INC incurred term loan of $15,000,000 with RMWC Silver Star Lending LLC at one-month CME term SOFR plus 15.00%.

“On March 27, 2024, CRE and CRE II, as co-borrowers, and RMWC Silver Star Lending LLC (“Junior Lender”) entered into a junior term loan agreement (“Junior Loan Agreement”). Pursuant to the Junior Loan Agreement, the Junior Lender made a term loan to CRE and CRE II in the principal amount of $15,000,000.”

SILVER STAR PROPERTIES REIT, INC incurred term loan of $120,000,000 with BSPRT CRE Finance, LLC at one-month CME term SOFR plus 9.38% maturing April 9, 2026.

“On March 27, 2024, CRE and CRE II, as co-borrowers, and BSPRT CRE Finance, LLC (“Senior Lender”) entered into a term loan agreement (“Senior Loan Agreement”). Pursuant to the Senior Loan Agreement, the Senior Lender made a term loan to CRE and CRE II in the principal amount of $120,000,000.”

ONCOR ELECTRIC DELIVERY CO LLC incurred revolving credit of $280 million aggregate principal amount with Wells Fargo Bank, National Association at term secured overnight financing rate for the interest period relevant to such b maturing February 21, 2027.

“On March 28, 2024, Oncor borrowed $280 million aggregate principal amount under the Credit Agreement.”

ONCOR ELECTRIC DELIVERY CO LLC incurred senior notes of $50,000,000 aggregate principal amount of 5.49% Senior Secured Notes, Series G at 5.49% maturing May 1, 2054.

“$50,000,000 aggregate principal amount of 5.49% Senior Secured Notes, Series G, due May 1, 2054”

ONCOR ELECTRIC DELIVERY CO LLC incurred senior notes of $100,000,000 aggregate principal amount of 5.00% Senior Secured Notes, Series F at 5.00% maturing May 1, 2029.

“to the Note Purchase Agreement, on or about April 24, 2024, Oncor intends, subject to the satisfaction of the certain customary closing conditions specified therein, to issue $100,000,000 aggregate principal amount of 5.00% Senior Secured Notes, Series F, due May 1, 2029 (the “Series F Notes”) and $50,000,000 aggregate principal amount of 5.49% Senior Secured”

REED'S, INC. amended senior notes with Wilmington Savings Fund Society, FSB at 10% maturing March 31, 2023.

“On April 1, 2024, Reed’s, a Delaware corporation (“Reed’s” or the “company”), each holder of its 10% Secured Convertible Notes (the “Notes”) and Wilmington Savings Fund Society, FSB, holder representative and collateral agent, entered into an Amendment (“Amendment”) to Limited Waiver, Deferral, and Amendment and Restatement Agreement dated February 12, 2024”

BRUKER CORP incurred term loan of CHF 150 million seven-year term loan facility with Bank of America, N.A. at SARON plus a margin ranging from 1.250% to 1.750% maturing seven-year.

“the Seven-Year Term Loan Agreement provides for a CHF 150 million seven-year term loan facility”

BRUKER CORP incurred term loan of CHF 150 million five-year term loan facility with Bank of America, N.A. at SARON plus a margin ranging from 1.000% to 1.500% maturing five-year.

“On March 29, 2024 (the “Effective Date”), the Company, as borrower, entered into (i) a term loan agreement with Bank of America, N.A., as administrative agent, BofA Securities, Inc., JPMorgan Chase Bank, N.A., TD Bank, N.A.”

BRUKER CORP incurred term loan of CHF 150 million three-year term loan facility with Bank of America, N.A. at SARON plus a margin ranging from 1.000% to 1.500% maturing three-year.

“The Three- and Five-Year Term Loan Agreement provides for a (i) CHF 150 million three-year term loan facility”

Acorda Therapeutics, Inc. faced acceleration on senior notes.

“The filing of the Chapter 11 Cases constitutes an event of default that accelerated obligations under the Indenture governing the Company’s 2024 Notes.”

ATLANTIC AMERICAN CORP amended revolving credit with Truist Bank at Adjusted Term SOFR rate plus 2.00% maturing March 22, 2027.

“On March 22, 2024, Atlantic American Corporation (the “Company”) entered into a First Amendment (the “Amendment”) to its Revolving Credit Agreement (as amended, the “Credit Agreement”) with Truist Bank as the lender (the “Lender”).”

ASTRONICS CORP amended term loan with Great Rock Capital Partners Management, LLC, as Agent.

“The Company also entered into Amendment No. 2 (the “Term Loan Amendment”) to Credit Agreement (the “Term Loan Agreement”) on March 27, 2024, with Great Rock Capital Partners Management, LLC, as Agent, and the lenders signatory thereto. The Term Loan Amendment implemented the Covenant Changes with respect to the Term Loan Agreement.”

ASTRONICS CORP amended revolving credit of from $115 million to $120 million with HSBC Bank USA, National Association, as Agent.

“The ABL Amendment increased the maximum aggregate amount that the Company can borrow under the revolving credit line by $5 million, from $115 million to $120 million, with borrowings subject to a borrowing base determined primarily by inventory and accounts receivable.”

GARTNER INC incurred revolving credit of $1.0 billion senior unsecured five-year revolving facility with JPMorgan Chase Bank, N.A. at Loans under the Credit Agreement bear interest at a rate equal to, at the Compan maturing March 26, 2029.

“On March 26, 2024, the Company entered into a Credit Agreement (the “Credit Agreement”) among the Company, as borrower, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent (the “Administrative Agent”). The Credit Agreement provides for a $1.0 billion senior unsecured five-year revolving facility.”

PUBLIC SERVICE CO OF NEW HAMPSHIRE incurred senior notes of $300,000,000 with U.S. Bank Trust Company, National Association at 5.35%.

“On April 1, 2024, Public Service Company of New Hampshire, doing business as Eversource Energy (the “Company”), issued an additional $300,000,000 aggregate principal amount of its 5.35% First Mortgage Bonds, Series X, Due 2033 (the “Bonds”)”

New Mountain Guardian IV Income Fund, L.L.C. amended credit facility of maximum of $52,800,000 with BMO Bank N.A..

“the Amount of Maximum Credit (as defined therein) available under the Loan Agreement was increased to a maximum of $52,800,000, instead of a maximum of $35,000,000 in effect prior to the Amendment”

Golub Capital BDC 4, Inc. incurred credit facility of up to $250.0 million with Deutsche Bank AG, New York Branch at applicable base rate plus 2.35% per annum maturing earliest of (i) three (3) years from the last day of the Revolving Period, (ii) the date on which the Company ceases to exist or (iii) the occurrence of an even.

“the lenders have agreed to extend credit to GBDC 4 Funding in an aggregate principal amount of up to $250.0 million”

Direct Selling Acquisition Corp. incurred loan of $1,580,000 with DSAC Partners LLC maturing upon closing of DSAQ’s initial business combination.

“on April 1, 2024, DSAQ issued an unsecured promissory note in the principal amount of $1,580,000 (the “ Note ”) to the Sponsor.”

Mister Car Wash, Inc. amended credit facility of $925.0 million in first lien term commitments, consisting of: a. $901.2 million to refinance outstanding term loans b. $ with Bank of America, N.A. at Term SOFR or Base Rate, at the Borrower's option, plus an applicable margin (3.0 maturing March 27, 2031.

“by Amendment No. 5, the “Credit Agreement”). Defined terms used herein and not defined have the meaning set forth in the Credit Agreement. The Credit Agreement provides for: 1. $925.0 million in first lien term commitments, consisting of: a. $901.2 million to refinance outstanding term loans b. $23.8 million in additional incremental term commitments (collectively,”

GXO Logistics, Inc. incurred revolving credit of $800 million with Bank of America N.A. at alternate base rate or Term SOFR plus applicable margin, Term CORRA plus applica maturing five-year.

“The Revolving Credit Agreement is a five-year unsecured, multicurrency revolving facility. Initially, the aggregate commitment of all lenders under the Revolving Credit Agreement will be equal to $800 million”

GXO Logistics, Inc. incurred term loan of £250 million with Bank of America N.A. at alternate base rate or Term SOFR plus applicable margin, Daily Simple SONIA Rate maturing three-year.

“The Term Loan Credit Agreement provides for a three-year multicurrency £250 million unsecured term facility”

Airspan Networks Holdings Inc. faced acceleration on convertible notes of approximately $11.83 million with Golden Wayford Limited.

“Amended and Restated Convertible Promissory Note, dated as of November 28, 2017 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time), by and between Airspan Networks Inc. and Golden Wayford Limited with respect to approximately $11.83 million of borrowings outstanding, plus accrued and unpaid interest thereon”

Airspan Networks Holdings Inc. faced acceleration on term loan of approximately $46.4 million with Softbank Group Capital Limited.

“Term Loan Agreement dated as of February 9, 2016 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time) by and among Airspan Networks Inc. and Softbank Group Capital Limited with respect to approximately $46.4 million of borrowing, plus accrued and unpaid interest thereon”

Airspan Networks Holdings Inc. faced acceleration on credit facility with DBFIP ANI LLC.

“Sixth Amended and Restated Credit Agreement, dated as of March 7, 2024 (as amended, restated, amended and restated, supplemented, modified or replaced, extended or refinanced from time to time), by and among Airspan Networks Inc., the Company, certain subsidiaries of the Company, the lenders party thereto, and DBFIP ANI LLC, as collateral agent and administrative agent”

Airspan Networks Holdings Inc. faced acceleration on convertible notes with DBFIP ANI LLC.

“Senior Secured Convertible Note Purchase and Guarantee Agreement, dated as of July 30, 2021 (as amended, restated, amended and restated, supplemented, modified or replaced, extended or refinanced from time to time), by and among Airspan Networks Holdings Inc., a Delaware corporation, certain of its subsidiaries as guarantors, the purchasers party thereto, DBFIP ANI LLC, a Delaware limited liability company, as collateral agent and administrative agent, and the convertible notes issued thereunder”

MSP Recovery, Inc. incurred loan of approximately $30.0 million with Nomura Securities International, Inc. maturing September 30, 2025.

“On March 26, 2024, the Company further amended and restated the Nomura Note (the ”A&R Note“) to: (i) increase the principal amount to approximately $30.0 million, and (ii) extend the maturity date to September 30, 2025.”

MSP Recovery, Inc. amended debt with MSP Recovery, Inc. and Virage Capital Management, LP and Virage Recovery Master, LP maturing September 30, 2025.

“On April 1, 2024, the Company entered into the MTA Amendment No. 3 and Amendment No. 2 to the Amended and Restated Security Agreement (”Third Virage MTA Amendment“), which: (i) extended the VRM Full Return (as defined in the MTA) maturity date to September 30, 2025”

Serina Therapeutics, Inc. incurred convertible notes of an additional $2.4 million with Juvenescence Limited.

“pursuant to which AgeX drew an additional $2.4 million of its credit available under the 2022 Convertible Note”

Vistra Corp. incurred term loan of $700,000,000.00 with Citibank, N.A., as Administrative Agent and Collateral Agent at Term SOFR plus 2.75% per annum or ABR plus 1.75% per annum maturing April 30, 2031.

“the meanings given to such terms in the Credit Agreement. The Credit Agreement provides for a senior secured term loan “B” (the “Term Loan”) in an aggregate principal amount of $700,000,000.00 (the “Principal Amount”), which the Borrower borrowed in its entirety on the Effective Date. The Term Loan matures on April 30, 2031 and will amortize in equal quarterly”

Cardlytics, Inc. incurred convertible notes of $172.5 million with U.S. Bank Trust Company, National Association at 4.25% per annum maturing April 1, 2029.

“On April 1, 2024, Cardlytics, Inc. (the “Company”) completed its previously announced private offering (the “Offering”) of $172.5 million principal amount of its 4.25% Convertible Senior Notes due 2029”

Gevo, Inc. amended senior notes with Citibank, N.A..

“the Original Indenture was amended by a First Supplemental Indenture dated as of April 1, 2024”

Eiger BioPharmaceuticals, Inc. reported a default on loan with Innovatus Life Sciences Lending Fund I, LP.

“The filing of the Bankruptcy Petitions described in Item 1.03 above constitutes an event of default that accelerated the Company’s obligations under that certain Loan and Security Agreement, dated as of June 1, 2022, by and among Innovatus Life Sciences Lending Fund I, LP, a Delaware limited partnership, as collateral agent, and the Lenders listed on Schedule 1.1 thereto or otherwise a party thereto from time to time including Innovatus Life Sciences Lending Fund I, LP in its capacity as a Lender, and the Company, EB Pharma, LLC, a Delaware limited liability company and EBPI Merger, Inc., a Delaware corporation (the “ Innovatus Loan ”).”

VAPOTHERM INC incurred term loan of $4.0 million senior secured term loan B facility with SLR Investment Corp., as Collateral Agent, and the lenders party thereto at floating rate per annum equal to the sum of (a) 0.10%, plus (b) 8.30% plus (c) t maturing July 26, 2024.

“lenders party thereto (the “Seventh Amendment,” together with the Loan and Security Agreement, the “Amended Loan and Security Agreement”). The Seventh Amendment established a $4.0 million senior secured term loan B facility (the “Term Loan B Facility”). Borrowings under the Term Loan B Facility shall bear interest at a at a floating rate per annum equal to the sum”

Applied Digital Corp. incurred convertible notes of $40 million with YA II PN, LTD. at zero percent (0%) maturing April 8, 2025.

“On March 27, 2024, Applied Digital Corporation, a Nevada corporation (the “Company”) entered into a Prepaid Advance Agreement (the “PPA”) with YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). In accordance with the terms of the PPA, the Investor has agreed to advance up to $50 million to the Company pursuant to two convertible unsecured promissory notes (the “Promissory Notes”). The Company issued the first Promissory Note on March 27, 2024, in the principal amount of $40 million”

Veradigm Inc. amended credit facility with JPMorgan Chase Bank, N.A. at highest pricing category in the leveraged-based pricing grid.

“(v) applies the highest pricing category in the leveraged-based pricing grid in the Credit Agreement during the relief period.”

GUARANTY BANCSHARES INC /TX/ incurred revolving credit of $25,000,000 with Frost Bank at prime rate published in the Wall Street Journal; provided, however, in no event maturing March 31, 2025.

“On March 31, 2024, Guaranty Bancshares, Inc., (“Guaranty”) and Frost Bank extended Guaranty’s right to request and receive monies from Frost Bank on Guaranty’s existing line of credit until March 31, 2025. On that date, Guaranty executed and delivered to Frost Bank a Revolving Promissory Note in the principal amount of $25,000,000 (the “Note”), and Guaranty and Frost Bank entered into a new Loan Agreement (the "Loan Agreement"), which superseded the loan agreement between Guaranty and Frost Bank previously entered into on March 31, 2017.”

Bitcoin Depot Inc. incurred term loan of $15,700,000 with the Lenders at 17.0% per annum maturing June 23, 2026.

“Amendment No. 1 to the Amended and Restated Credit Agreement On March 26, 2024, Bitcoin Depot Operating LLC, a Delaware limited liability company (“BT OpCo”) and BT HoldCo LLC, a Delaware limited liability company (“BT HoldCo”) entered into that certain Amendment No. 1 (the “Amendment”) to the Amended and Restated Credit Agreement, dated June 23, 2023 (the “Credit Agreement”) with the Lenders (as defined in the Credit Agreement). The Amendment, among other things, provides for an additional Tranche B Term Loan (the “Tranche B Term Loan”) to BT OpCo in an aggregate principal amount of $15,700,000. Pursuant to the Amendment, BT OpCo borrowed the Tranche B Term Loan on the same terms as the existing term loan under the Credit Agreement, with a Maturity Date of June 23, 2026 (the “Maturity Date”) and interest bearing at a rate of 17.0% per annum.”

Constellation Acquisition Corp I incurred loan of $55,000 with Constellation Sponsor LP at does not bear interest maturing matures upon closing of the Company’s initial business combination.

“On March 28, 2024, Constellation Acquisition Corp I (the “Company”) drew an aggregate of $55,000 (the “Extension Funds”), as approved by unanimous resolution of the extension committee of the Company’s board of directors (the “Board”), dated March 28, 2024, pursuant to the unsecured promissory note, dated January 30, 2024 between the Company and Constellation Sponsor LP (the “Note”), which Extension Funds the Company deposited into the Company’s trust account for its public shareholders.”

VIP Play, Inc. incurred debt of $350,000 with Excel Family Partners, LLLP at 15.0%.

“ine Of Credit Demand Note with Excel Family Partners, LLLP, a Florida limited liability limited partnership (“ Excel ”)”

Greenbrook TMS Inc. incurred term loan of US$2,614,213 with Madryn Fund Administration, LLC (as administrative agent) and the lenders party thereto at 9.0% plus 3-month term SOFR (floor 1.5%) plus 0.10% per annum maturing 63 months, interest-only for 4 years, principal due in five equal quarterly installments beginning September 30, 2026.

“Pursuant to the Amendment, the Company borrowed US$2,614,213 in senior secured term loans (the “ New Loan ”), the proceeds of which are expected to be used by the Company for general corporate and working capital purposes. After giving effect to the Amendment and the borrowing of the New Loan, the aggregate principal amount outstanding under the Credit Agreement is approximately US$94 million (collectively, the “ Loans ”). The Loans accrue interest at a rate per annum equal to 9.0% plus the 3-month term Secured Overnight Financing Rate (subject to a floor of 1.5%) plus 0.10%.”

Monroe Capital Income Plus Corp incurred credit facility of up to $100 million with Goldman Sachs Bank USA at Adjusted Term SOFR plus 2.95% per annum maturing April 5, 2029.

“The Credit Facility will allow the SPV to borrow an aggregate principal amount of up to $100 million. The maturity date of the Credit Facility is on or around April 5, 2029, unless there is an earlier termination of the Credit Facility or event of default thereunder . Borrowings under the Credit Facility will bear interest at the Adjusted Term Secured Overnight Financing Rate (“SOFR”) plus an applicable margin rate of 2.95% per annum.”

NetBrands Corp. incurred convertible notes of $187,777 with Cove Funding LP at 12% per annum maturing July 21, 2024.

“issued Cove Funding a 12% Senior Secured Convertible Promissory Note (the “Convertible Note”) to evidence the Cove Loan. The initial principal amount of the Convertible Note is $187,777 (the “First Tranche”), from which the Company received net proceeds of $150,000 (after deducting a 5% commitment fee, a 5% diligence fee, and Cove Funding’s fees and”

Celcuity Inc. amended credit facility of up to $75.0 million with Innovatus Life Sciences Lending Fund I, L.P..

“Amendment, shall be collectively referred to herein as the “Amended Loan Agreement”). As previously disclosed, the Amended Loan Agreement may provide the Company with up to $75.0 million through funding of up to five term loans. Funding of the first $15.0 million term loan occurred on April 8, 2021 in connection with entering into the original Loan”

MAGNACHIP SEMICONDUCTOR Corp incurred term loan of KRW 40,000,000,000 (approximately $28.9 million) with Korea Development Bank at 3-month CD rate quoted by KDB, plus 1.21% maturing March 26, 2027.

“The Loan Agreement provides for a working capital term loan (the “Term Loan”) of KRW 40,000,000,000 (approximately $28.9 million based on the KRW/USD exchange rate of KRW 1,340.7:$1 as of March 26, 2024 as quoted by KEB Hana Bank), which was funded in full to MSK on March 26, 2024.”

Big Digital Energy, Inc. reported a default on loan of $20 million with a principal balance of $8 million with Celsius Mining LLC at from 12% to 14% per annum maturing expired in 2023.

“A subsidiary of the Company, Luna Squares LLC ("Luna"), a Delaware Limited Liability Company, had a Secured Promissory Note with Celsius Mining LLC ("Celsius") of $20 million with a principal balance of $8 million as of December 31, 2023 (the "Celsius Promissory Note). The Celsius Promissory Note expired in 2023, and the parties did not extend the maturity date with principal and interest balance remaining unpaid. On August 23, 2023, Celsius claims that the maturing of the Celsius Promissory Note on August 23, 2023 may have triggered an event of default which could have the effect of increasing interest from 12% to 14% per annum.”

Big Digital Energy, Inc. reported a default on loan of principal balance of AUD$12.07 million (USD$8.22 million) with Marshall Investments MIG Pty Ltd at from 12% to 17% per annum maturing expired in 2024.

“An Australian subsidiary of the Company, MIG No.1 Pty Ltd, had a secured loan facility with Marshall Investments MIG Pty Ltd as trustee for the Marshall Investments MIG Trust with a total loan facility of AUD$20 million (USD$13.62 million), with a principal balance of AUD$12.07 million (USD$8.22 million) as of December 31, 2023. This loan facility expired in 2024, and the parties did not extend the maturity date with a principal and interest balance remaining unpaid. Marshall claims an event of default occurred on April 30, 2022, which could have the effect of increasing interest from 12% to 17% per annum and other potential charges.”