Bankruptcy and receivership events disclosed under 8-K Item 1.03.
20230930-DK-Butterfly-1, Inc. entered chapter 11 in Bankruptcy Court (petition 2023-06-15).
“Item 1.03. Bankruptcy or Receivership. DIP Credit Agreement On June 15, 2023, the Bankruptcy Court issued a final order (the "Final Order") pursuant to the Bankruptcy Court authorizing, on a final basis, among other things: (1) entry into a senior secured super-priority debtor in possession term loan credit facility”
LANNETT CO INC entered chapter 11 (petition 2023-06-16).
“On June 16, 2023, the Debtors filed a Notice of (I) Entry of Order Approving the Disclosure Statement for, and Confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Lannett Company, Inc. and its Debtor Affiliates, and (II) Occurrence of the Effective Date [Docket No. 260].”
SURGALIGN HOLDINGS, INC. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-06-19).
“On June 19, 2023 (the “Petition Date”), Surgalign Holdings, Inc. (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Debtors”), commenced voluntary proceedings under chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”).”
DIEBOLD NIXDORF, Inc entered chapter 15 in U.S. Bankruptcy Court for the Southern District of Texas (petition 2023-06-12).
“On June 12, 2023, Diebold Dutch filed a voluntary petition for relief under chapter 15 of the U.S. Bankruptcy Code (the “Recognition Petition”) in the U.S. Bankruptcy Court seeking recognition of the Dutch Scheme Proceedings and related relief.”
DIEBOLD NIXDORF, Inc entered chapter 11 in U.S. Bankruptcy Court for the Southern District of Texas (petition 2023-06-01).
“on June 1, 2023, Diebold Nixdorf, Incorporated (the “Company”) and certain of its subsidiaries (collectively, the “Debtors”) filed voluntary petitions in the U.S. Bankruptcy Court for the Southern District of Texas (the “U.S. Bankruptcy Court”) seeking relief under chapter 11 of title 11 of the U.S. Code (the “U.S. Bankruptcy Code”).”
ONCOSEC MEDICAL Inc entered chapter 7 in United States Bankruptcy Court for the District of New Jersey (petition 2023-06-14).
“OncoSec Medical Incorporated, a Nevada corporation (the “Company”), filed a voluntary petition for relief (the “Petition”) under the provisions of Chapter 7 of Title 11 of the United States Code, 11 U.S.C. §§ 101 et seq. (the “Code”) in the United States Bankruptcy Court for the District of New Jersey (the “Bankruptcy Court”) on June 14, 2023.”
LANNETT CO INC entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-05-02).
“filed voluntary petitions (the “Chapter 11 Cases”) under chapter 11 of title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) . The Chapter 11 Cases are being jointly administered under the caption In re Lannett Company, Inc., et al. , Case No. 23-10559 (JKS).”
Tricida, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-01-11).
“On January 11, 2023, Tricida, Inc. (the “Company”) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the “Court”), thereby commencing a Chapter 11 case for the Company (Case No. 23-10024).”
UNICO AMERICAN CORP entered receivership in Superior Court of California, Los Angeles County, Department 32 (petition 2023-05-31).
“the Company also announced that it has received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that as a result of filing by the Commissioner of the Verified Petition For Order Appointing the Insurance Commissioner as the Conservator of Crusader on May 31, 2023”
POLARITYTE, INC. entered chapter 11 in United States Bankruptcy Court for the District of Utah (petition 2023-06-06).
“On June 6, 2023, PolarityTE, Inc., a Delaware corporation (the “Company”), and its subsidiaries, PolarityTE, Inc., a Nevada Corporation (“PTE Nevada”), and PolarityTE MD, Inc., a Nevada corporation (“PTE MD” and together with the Company and PTE Nevada, the “Debtors”), filed voluntary petitions for relief under Chapter 11 of 11 U.S.C. §§ 101 et seq. of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Utah (the “Bankruptcy Court”) under the captions In re PolarityTE, Inc., a Delaware corporation (Case No. 23-bk-22358-KRA) (Bankr. D. Utah), In re PolarityTE, MD Inc., a Nevada corporation (Case No. 23-bk-22360-KRA) (Bankr. D. Utah), and In re PolarityTE, Inc., a Nevada corporation (Case No. 23-bk-22361-KRA) (Bankr. D. Utah) (collectively, the “Chapter 11 Cases”).”
Cyxtera Technologies, Inc. entered chapter 11 in U.S. Bankruptcy Court for the District of New Jersey (petition 2023-06-04).
“On June 4, 2023 (the “ Petition Date ”), Cyxtera Technologies, Inc. (the “ Company ”) and certain of its direct and indirect subsidiaries (collectively, the “ Debtors ”) filed voluntary cases (the “ Chapter 11 Cases ”) under chapter 11 of title 11 of the United States Code (the “ Bankruptcy Code ”) in the U.S. Bankruptcy Court in the District of New Jersey (the “ Bankruptcy Court ”).”
HTG MOLECULAR DIAGNOSTICS, INC entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-06-05).
“On June 5, 2023 (the “Petition Date”), HTG Molecular Diagnostics, Inc. (the “Company”) filed a voluntary petition (Case No. 23-10732) for relief under Chapter 11 of the United States Bankruptcy Code (the “Code”) in the United States Bankruptcy Court for the District of Delaware”
UNICO AMERICAN CORP entered receivership in Superior Court of California, Los Angeles County, Central District (petition 2023-05-31).
“the Insurance Commissioner of the State of California (the “Commissioner”) filed a Verified Petition For Order Appointing the Insurance Commissioner as the Conservator of the principal operating subsidiary of the Company, Crusader Insurance Company (“Crusader”) on May 31, 2023 (the “Petition”).”
DIEBOLD NIXDORF, Inc entered chapter 11 in U.S. Bankruptcy Court (petition 2023-06-01).
“On June 1, 2023, the Debtors commenced the Chapter 11 Cases in the U.S. Bankruptcy Court and filed the prepackaged Chapter 11 Plan with the U.S. Bankruptcy Court.”
QualTek Services Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-05-24).
“On May 24, 2023 (the "Petition Date"), the Company Parties filed the Chapter 11 Cases in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") and filed the Plan .”
American Virtual Cloud Technologies, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-01-11).
“As previously disclosed, on January 11, 2023, American Virtual Cloud Technologies, Inc. (the “Company”) and two of its subsidiaries (collectively, the “Debtors”) filed voluntary petitions under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware”
PLx Pharma Winddown Corp. entered chapter 11 in United States Bankruptcy Court (petition 2023-05-26).
“Item 1.03 Bankruptcy or Receivership. The information set forth under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference.”
Tricida, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-01-11).
“As previously disclosed, on January 11, 2023, Tricida, Inc. (the “Company”) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the “Court”), thereby commencing a Chapter 11 case for the Company (Case No. 23-10024).”
Athenex, Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-05-14).
“On May 14, 2023 (the “Petition Date”), Athenex, Inc. (the “Company”) together with certain of its subsidiaries (collectively, the “Debtors”) filed voluntary petitions for relief under Chapter 11 of the United States Bankruptcy Code (the “Code”) with the United States Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”).”
ALLIED HEALTHCARE PRODUCTS INC entered chapter 11 in United States Bankruptcy Court for the Eastern District of Missouri (petition 2023-05-08).
“On May 8, 2023 (the “Petition Date”), the Company filed a voluntary petition (Case No. 23-41607) (the “Chapter 11 Case”) for relief under Chapter 11 of title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Eastern District of Missouri (the “Bankruptcy Court”).”
LANNETT CO INC entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-05-02).
“on May 2, 2023 (the “Petition Date”), the Company Parties filed the Chapter 11 Cases in the United States Bankruptcy Court for the District of Delaware”
INVACARE HOLDINGS Corp entered chapter 11 in U.S. Bankruptcy Court for the Southern District of Texas (petition 2023-01-31).
“As previously disclosed, on January 31, 2023 (the “Petition Date”), Invacare Corporation (the “Company”) and two of its U.S. direct subsidiaries (collectively, the “Debtors” or “Company Parties”) filed voluntary petitions under chapter 11 of the U.S. Bankruptcy Code (the “Bankruptcy Code”) in the U.S. Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”).”
20230930-DK-Butterfly-1, Inc. entered chapter 11 in U.S. Bankruptcy Court for the District of New Jersey (petition 2023-04-23).
“On April 23, 2023 (the “Petition Date”), Bed Bath and Beyond, Inc. (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Company Parties”) filed a voluntary petition (the “Chapter 11 Cases”) under Chapter 11 of the U.S. Bankruptcy Code (the “Bankruptcy Code”) in the U.S. Bankruptcy Court for the District of New Jersey (the “Bankruptcy Court”).”
PLx Pharma Winddown Corp. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-04-13).
“On April 13, 2023, PLx Pharma Inc. (the “Company”) and its wholly-owned subsidiary, PLx Opco Inc. (together with the Company, the “Debtors”), filed voluntary petitions (Case Nos. 23-10456 and 23-10457) (the “Chapter 11 Cases”) for relief under Chapter 11 of title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”).”
National CineMedia, Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-04-11).
“On April 11, 2023, National CineMedia, LLC (“NCM LLC”), the operating company for National CineMedia Inc., (“NCM, Inc.” or the “Company”), filed a voluntary petition for reorganization (the “Chapter 11 Case”) in the United States Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”) seeking relief under Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”).”
Rockley Photonics Holdings Ltd entered chapter 11 in United States Bankruptcy Court for the Southern District of New York (petition 2023-01-23).
“Rockley Photonics Holdings Limited (the “ Company ”) filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York”
Pear Therapeutics, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-04-07).
“On April 7, 2023 (the " Petition Date "), the Company and its wholly-owned direct subsidiary, Pear US (together with the Company, the “ Debtors ”), each commenced a voluntary case under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the “ Bankruptcy Court ”).”
REVLON INC /DE/ entered chapter 11 in United States Bankruptcy Court for the Southern District of New York (petition 2022-06-15).
“on June 15, 2022 (the “ Petition Date ”) and June 16, 2022, Revlon, Inc. (“ Revlon ”) and certain subsidiaries, including Revlon Consumer Products Corporation (“ Products Corporation ” and together with Revlon, the “ Company ”) (the chapter 11 filing entities collectively, the “ Debtors ”), filed voluntary petitions for reorganization under Chapter 11 of the United States Bankruptcy Code (the “ Bankruptcy Code ”) in the United States Bankruptcy Court for the Southern District of New York (the “ Bankruptcy Court ”). The cases (the “ Chapter 11 Cases ”) are being administered under the caption In re Revlon, Inc., et al. (Case No. 22-10760 (DSJ)).”
Kalera Public Ltd Co entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-04-04).
“On April 4, 2023, Kalera, Inc. ("Kalera" or the "Debtor") an indirect wholly owned subsidiary of Kalera Public Limited Company ("Kalera PLC" or the "Company") filed a voluntary petition (the "Chapter 11 Case") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code (the "Bankruptcy Code"). The Chapter 11 Case is being administered under the caption In re Kalera, Inc. , Case No. 23-90290”
Virgin Orbit Holdings, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-04-04).
“On April 4, 2023 (the “Petition Date”), Virgin Orbit Holdings, Inc. (the “Company”) and its domestic subsidiaries”
Boxed, Inc. entered chapter 11 (petition 2023-04-02).
“On April 2, 2023, the Company and its subsidiaries, Ashbrook Commerce Solutions LLC, Boxed, LLC, Boxed Max LLC and Jubilant LLC (together with the Company, the “Debtors”), filed voluntary petitions (Case Nos. 23-10397, 23-10398, 23-10399, 23-10400 and 23-10401) (the “Chapter 11 Cases”) for relief under Chapter 11 of title 11 of the Bankruptcy Code in the Bankruptcy Court.”
Codiak BioSciences, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-03-27).
“On March 27, 2023, Codiak BioSciences, Inc. (the “Company”) filed a voluntary petition (the “Bankruptcy Petition”) for relief under Chapter 11 of Title 11 (“Chapter 11”) of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”), thereby commencing a Chapter 11 case for the Company (Case No. 23-10350).”
SVB FINANCIAL GROUP entered chapter 11 in United States Bankruptcy Court for the Southern District of New York (petition 2023-03-17).
“On March 17, 2023, SVB Financial Group (the “Company”) announced that it had filed a voluntary petition in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”) for relief under the provisions of Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”) on March 17, 2023.”
SVB FINANCIAL GROUP entered receivership (petition 2023-03-10).
“On March 10, 2023, SVB Financial Group’s (the “Company”) wholly owned subsidiary, Silicon Valley Bank (the “Bank”) was closed by the California Department of Financial Protection and Innovation, and the Federal Deposit Insurance Corporation was appointed as receiver.”
Loyalty Ventures Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-03-10).
“on the Petition Date, the Debtors filed the Chapter 11 Cases in the Bankruptcy Court. The Debtors are requesting joint administration of the Chapter 11 Cases under the case number 23-90111 (CML).”
HC LIQUIDATING, INC. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-02-24).
“On February 24, 2023, HyreCar Inc. (the “Company”) filed a voluntary petition (the “Bankruptcy Filing”) for relief under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”).”
Clarus Therapeutics Holdings, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2022-09-05).
“Clarus Therapeutics Holdings, Inc., or Clarus, and its wholly-owned subsidiary Clarus Therapeutics, Inc., or OpCo, filed voluntary petitions for bankruptcy protection under Chapter 11 of Title 11 of the United States Bankruptcy Code. The filing was made in the United States Bankruptcy Court for the District of Delaware, or the Court (Case No. 22-10845).”
LexaGene Holdings Inc. entered chapter 7 in United States Bankruptcy Court for the District of Massachusetts (petition 2023-02-24).
“On February 24, 2023, LexaGene Holdings Inc. (the “ Company ”) filed for liquidation under Chapter 7 of Title 11 of the United States Code (the “ Bankruptcy Code ”) in the United States Bankruptcy Court for the District of Massachusetts (the “ Bankruptcy Court ”), located in Boston, Massachusetts.”
Sorrento Therapeutics, Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-02-13).
“On February 13, 2023, Sorrento Therapeutics, Inc. (“Sorrento” or the “Company”) and its wholly-owned direct subsidiary, Scintilla Pharmaceuticals, Inc. (together with the Company, the “Debtors”), commenced voluntary proceedings under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”).”
Lucira Health, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-02-22).
“On February 22, 2023, Lucira Health, Inc. (the “Company”) filed a voluntary petition for relief under chapter 11 of title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”).”
Quotient Ltd entered chapter 11 (petition 2023-02-15).
“On February 15, 2023, the Bankruptcy Court entered the Confirmation Order confirming the Plan.”
Starry Group Holdings, Inc. entered chapter 11 in United States Bankruptcy Court for the District of Delaware (petition 2023-02-20).
“commenced voluntary chapter 11 proceedings under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware”
TUESDAY MORNING CORP/DE entered chapter 11 in United States Bankruptcy Court for the Northern District of Texas, Fort Worth Division (petition 2023-02-14).
“as previously disclosed, on February 14, 2023, Tuesday Morning Corporation (the “Company”) and certain of its direct and indirect subsidiaries (collectively with the Company, the “Debtors”) filed voluntary petitions (the “Chapter 11 Cases”) under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Northern District of Texas, Fort Worth Division (the “Bankruptcy Court”). The Chapter 11 Cases are being administered jointly under the caption “In re: Tuesday Morning Corporation, et. al., Case No. 23-90001”.”
TUESDAY MORNING CORP/DE entered chapter 11 in United States Bankruptcy Court for the Northern District of Texas, Fort Worth Division (petition 2023-02-14).
“On February 14, 2023 (the “Petition Date”), Tuesday Morning Corporation (the “Company”) and certain of its direct and indirect subsidiaries (collectively with the Company, the “Debtors”) filed voluntary petitions (the “Chapter 11 Cases”) under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Northern District of Texas, Fort Worth Division (the “Bankruptcy Court”).”
Avaya Holdings Corp. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-02-14).
“On February 14, 2023 (the " Petition Date "), the Company Parties commenced the Chapter 11 Cases in the United States Bankruptcy Court for the Southern District of Texas (the " Bankruptcy Court ").”
Sorrento Therapeutics, Inc. entered chapter 11 in United States Bankruptcy Court for the Southern District of Texas (petition 2023-02-13).
“on February 13, 2023, the Company and its wholly-owned direct subsidiary, Scintilla Pharmaceuticals, Inc. (together with the Company, the “Debtors”), commenced voluntary proceedings under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the Southern District of Texas (the “Bankruptcy Court”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.