Equity Issuances

Jefferies Credit Partners BDC Inc. issued 7,312,125.384 of common stock to a certain third-party investor for $105,000,000.

“As of March 27, 2026 (number of Shares finalized on April 21, 2026) 7,312,125.384 $ 14.35971 $ 105,000,000”

NEONC TECHNOLOGIES HOLDINGS, INC. issued 277,777 Shares of common stock for approximately $2,000,000.

“The initial closing further to this fourth Securities Purchase Agreement took place on April 20, 2026, and consisted of the issuance of an aggregate of 277,777 Shares and Warrants to purchase 277,777 shares of Common Stock to one investor at a purchase price of approximately $2,000,000.”

NEONC TECHNOLOGIES HOLDINGS, INC. issued 138,889 Shares of common stock for $1,000,000.

“The initial closing further to this third Securities Purchase Agreement took place on March 20, 2026, and consisted of the issuance of an aggregate of 138,889 Shares and Warrants to purchase 138,889 shares of Common Stock to one investor at a purchase price of $1,000,000.”

NEONC TECHNOLOGIES HOLDINGS, INC. issued 201,390 Shares of common stock for $1,450,004.

“The initial closing further to this second Securities Purchase Agreement took place on February 25, 2026, and consisted of the issuance of an aggregate of 201,390 Shares and Warrants to purchase 201,390 shares of Common Stock to four investors at a combined purchase price of $1,450,004.”

NEONC TECHNOLOGIES HOLDINGS, INC. issued 86,361 Shares of common stock for $621,804.11.

“The subsequent closing further to the Agreement consisted of the issuance of 86,361 Shares and Warrants to purchase 86,361 shares of Common Stock to three investors at an aggregate purchase price of $621,804.11.”

NEONC TECHNOLOGIES HOLDINGS, INC. issued 1,388,888 shares of common stock to a single institutional investor for $10 million.

“The initial closing further to the Agreement consisted of the issuance of 1,388,888 Shares and Warrants to purchase 1,388,888 shares of Common Stock to a single institutional investor at a purchase price of $10 million.”

TPG Private Equity Opportunities, L.P. issued 1,841,095 Class R-I of unit to third-party investors for aggregate consideration of $89.2 million.

“On April 1, 2026, TPG Private Equity Opportunities, L.P., a Delaware limited partnership (the “Fund” or “T-POP”), sold unregistered limited partnership units (the “Units”) of the Fund as part of its continuous private offering for aggregate consideration of $89.2 million.”

Mitesco, Inc. issued convertible note to a new institutional investor for $50,000 purchase price.

“On April 23, 2026 Mitesco, Inc. (the “Company”) received funding from a new institutional investor in the Company using the 2026 Bridge Note previously executed with other of its historical investors. The 10% Original Issue Discount Convertible Promissory Note (the “2026 Bridge Note”) has a $50,000 purchase price.”

Idaho Copper Corp issued Warrants to purchase shares equal to 10% of the number of shares issuable upon conversion of the Notes of warrant to ThinkEquity LLC for Placement agent services.

“In connection with the Offering, the Company engaged ThinkEquity LLC (“ThinkEquity”) as exclusive placement agent. In consideration for ThinkEquity’s services as placement agent, the Company paid customary placement agent fees and agreed to issue warrants to purchase shares of the Company’s common stock.”

Idaho Copper Corp issued Warrants to purchase up to 226,332 shares of common stock at $7.50 per share of warrant to Accredited investors for Issued in connection with purchase of Notes, no separate consideration.

“A total of $1,357,947 in principal amount of Notes was issued in the Offering, together with Warrants to purchase up to 226,332 shares of common stock.”

Idaho Copper Corp issued Conversion shares equal to principal amount divided by $6.00 per share, with total principal of $1,357,947 of convertible note to Accredited investors for Cash consideration of $1,357,947, with $102,947 portion from conversion of existing notes.

“principal amount of the Notes purchased divided by $6.00. The Warrants have an exercise price of $7.50 per share, subject to adjustment, and a term of five (5) years. A total of $1,357,947 in principal amount of Notes was issued in the Offering, together with Warrants to purchase up to 226,332 shares of common stock. Each investor in the Offering entered into a”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 161,661 of common stock to Brookfield and its affiliates for $1,676,840.

“affiliates during the month of April 2026. Date of Unregistered Sale Number of Class I Common Shares Issued to Brookfield and its Affiliates Consideration April 20, 2026 161,661 $1,676,840 On April 1, 2026, the Company also sold Class E common shares to certain employees of Brookfield and its affiliates in one or more private offerings. These shares were issued at”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 9,261 of common stock to feeder vehicle (non-U.S. persons) for $96,027.

“to the feeder vehicle during the month of April 2026. Date of Unregistered Sale Number of Class I Common Shares Issued to Feeder Vehicles Consideration April 20, 2026 9,261 $96,027 On April 20, 2026, the Company also issued unregistered Class I common shares pursuant to the Company’s distribution reinvestment plan to Brookfield and its affiliates. These”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 105,505 unregistered Class I common shares of common stock to Brookfield REIT Adviser LLC for $1,094,361.

“the Company issued 105,505 unregistered Class I common shares to the Adviser in satisfaction of the March 2026 management fee of $1,094,361”

Catheter Precision, Inc. issued 3,470 shares of preferred stock to the purchasers signatory thereto for aggregate gross proceeds of $3,470,000.

“Issuance of Series C-2 Convertible Preferred Stock On April 21, 2026, Catheter Precision, Inc. (the "Company") consummated the closing (the "Series C-2 Closing") of its previously disclosed sale and issuance of an aggregate of 3,470 shares of the Company's newly designated Series C-2 Convertible Preferred Stock, par value $0.0001 per share and stated value of $1,000 per share (the "Series C-2 Preferred Stock"), for aggregate gross proceeds of $3,470,000.”

Blue Owl Credit Income Corp. issued 349,381 of common stock to feeder vehicles primarily created to hold the Company's Class I shares for $3,182,863.

“sold: Date of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of April 1, 2026 (number of shares finalized on April 23, 2026) 349,381 $ 3,182,863”

Apollo Debt Solutions BDC issued 741,238 of common stock for $17,712,545.

“details the shares sold: Date of Unregistered Sale Amount of Class I Common Shares Consideration As of April 1, 2026 (number of shares finalized on April 23, 2026) 741,238 $ 17,712,545”

Brand Engagement Network Inc. issued an aggregate 25,492 shares of common stock to Ben Capital Fund I, LLC for $39.25 per share.

“Securities Purchase Agreement (the “SPA”) with Ben Capital Fund I, LLC for a private placement of an aggregate 25,492 shares of the Company’s common stock at a purchase price of $39.25 per share (the “Purchase Price”), for total gross proceeds of $1,000,561. The Purchase Price represents 120% of the closing price of the Company’s common stock on April 21, 2026.”

Blue Owl Technology Income Corp. issued 319,230 of common stock to feeder vehicles primarily created to hold the Company’s Class I shares for $3,134,834.

“sold: Date of Unregistered Sale Approximate Number of Shares of Class I Common Stock Consideration As of April 1, 2026 (number of shares finalized on April 23, 2026) 319,230 $ 3,134,834”

Athena Technology Acquisition Corp. II issued 1,000,000 shares of common stock of New Ace Green of common stock to PIPE Investors.

“The PIPE Investors will also each receive a pro rata portion of 1,000,000 shares of common stock of New Ace Green issued as additional consideration for participating in the PIPE Investment.”

Athena Technology Acquisition Corp. II issued warrants to purchase 5,000,000 shares of common stock of warrant to PIPE Investors for $32,000,000 aggregate purchase price.

“the PIPE Investors agreed to purchase (i) a total of 3,333,333 shares of New Ace Green's 12.0% Series A Cumulative Convertible Preferred Stock, par value of $0.0001 per share (the "Series A Preferred Stock"), which will be convertible into shares of common stock of New Ace Green at an initial conversion price of $12.00 per share, subject to certain adjustments and limitations, and (ii) warrants to purchase 5,000,000 shares of common stock of New Ace Green at an initial exercise price of $12.00 per share (the "PIPE Warrants") for an aggregate purchase price of $32,000,000 (the "PIPE Investment") .”

Athena Technology Acquisition Corp. II issued 3,333,333 shares of preferred stock to PIPE Investors for $32,000,000 aggregate purchase price.

“the PIPE Investors agreed to purchase (i) a total of 3,333,333 shares of New Ace Green's 12.0% Series A Cumulative Convertible Preferred Stock, par value of $0.0001 per share (the "Series A Preferred Stock"), which will be convertible into shares of common stock of New Ace Green at an initial conversion price of $12.00 per share, subject to certain adjustments and limitations, and (ii) warrants to purchase 5,000,000 shares of common stock of New Ace Green at an initial exercise price of $12.00 per share (the "PIPE Warrants") for an aggregate purchase price of $32,000,000 (the "PIPE Investment") .”

Stellus Private Credit BDC issued 660,941 common shares of common stock to investors for $10,000,000 aggregate.

“On April 17, 2026, Stellus Private Credit BDC (the “Company”) delivered a capital drawdown notice to its investors relating to the sale of 660,941 common shares of beneficial interest (the “Shares”) of the Company for an aggregate offering price of $10,000,000.”

Lord Abbett Private Credit Fund issued 1,752,181 Common Shares of common stock to shareholders for approximately $43.4 million.

“As of April 1, 2026, Lord Abbett Private Credit Fund (“we”, the “Company” or the “Fund”) issued and sold approximately 1,752,181 of the Company’s common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $43.4 million, reflecting a purchase price of $24.79 per Common Share (with the final number of Common Shares being determined on April 17, 2026).”

Blackstone Infrastructure Strategies L.P. issued 5,474,701 Class I, 2,188,095 Class S, and 209,898 Class D Units of unit to accredited investors and qualified purchasers for aggregate consideration of approximately $224.0 million.

“On April 1, 2026, Blackstone Infrastructure Strategies L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $224.0 million”

Lord Abbett Private Credit Fund S issued approximately 377,517 of the Company’s common shares of common stock to accredited investors for aggregate offering price of approximately $9.3 million, reflecting a purchase price of $24.73 per Common Share.

“As of April 1, 2026, Lord Abbett Private Credit Fund S (“we”, the “Company” or the “Fund”), issued and sold approximately 377,517 of the Company’s common shares of beneficial interest (the “Common Shares”) for an aggregate offering price of approximately $9.3 million, reflecting a purchase price of $24.73 per Common Share (with the final number of Common Shares being determined on April 17, 2026).”

Carlyle Private Equity Partners Fund, L.P. issued Class E-A 116,686; Class E-I 319,242; Class E-S 1,731; Class C 16,898 of unit to accredited investors and an affiliate of the general partner for aggregate consideration of approximately $13.2 million.

“On April 1, 2026, Carlyle Private Equity Partners Fund, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) to certain investors for aggregate consideration of approximately $13.2 million.”

TuHURA Biosciences, Inc./NV issued common stock to Parkview Holdings One LLC for conversion price per share equal to $2.662.

“convert all outstanding principal plus accrued and unpaid interest into shares of Company common stock (“Conversion Shares”) at a conversion price per share equal to $2.662”

TuHURA Biosciences, Inc./NV issued 1,878,287 shares of common stock to Parkview Holdings One LLC for commitment fee equal to ten percent (10%) of the total commitment.

“pay a one-time loan commitment fee equal to ten percent (10%) of the total commitment under the Loan Agreement (resulting in a commitment fee of $5.0 million), which the Company has elected to pay by the issuance of an aggregate of 1,878,287 shares of Company common stock (the “Loan Fee Shares”) to Parkview”

Hepion Pharmaceuticals, Inc. issued 17,500,000 shares of common stock of common stock to certain accredited investors for $0.04 per share for gross proceeds of $700,000.

“On April 21, 2026, Hepion Pharmaceuticals, Inc. (the “Company”) entered into securities purchase agreements (the “Agreements”) with certain accredited investors (the “Investors”) pursuant to which the Company agreed to sell and issue to the Investors in a private placement offering (the “Offering”), an aggregate offering of 17,500,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at an offering price of $0.04 per share for gross proceeds of $700,000.”

FreeCast, Inc. issued 484,354 Shares of common stock to Nextelligence for $1,714,052 of outstanding principal.

“Nextelligence elected to convert an aggregate of $1,714,052 of outstanding principal into a total of 484,354 Shares, at conversion prices of $3.51 with regards to 455,841 Shares and $4.00 with regards to 28,513 Shares.”

Cottonwood Communities, Inc. issued 169,021 shares of preferred stock to accredited investors for purchase price of $10.00 per share.

“$150,000,000 in shares of our Series 2025 Preferred Stock (the "Series 2025 Private Offering"). The Series 2025 Preferred Stock is being offered for cash at a purchase price of $10.00 per share (with discounts available to certain categories of purchasers). Sales of Series 2025 Preferred Stock During the period from April 1, 2026 through April 21, 2026, we”

HIVE Digital Technologies Ltd. issued 44,792,833 Common Shares of convertible note to initial purchasers for $115 million aggregate principal amount.

“Bermuda 2026 Ltd., a Bermuda exempted company limited by shares (the “ Issuer ”) that is a wholly-owned subsidiary of HIVE Digital Technologies Ltd. (the “ Company ”), issued $115 million aggregate principal amount of 0% exchangeable senior notes due 2031 (the “ Notes ”), which amount includes the exercise in full of the initial purchasers’ (collectively, the “”

SunPower Inc. issued $10,000,000 aggregate principal amount of Notes of convertible note to Chicken Parm Pizza LLC for exchange of the promissory note originally issued by the Company to Chicken Parm Pizza LLC.

“$10,000,000 aggregate principal amount of Notes issuable in connection with the exchange of the promissory note originally issued by the Company to Chicken Parm Pizza LLC”

SunPower Inc. issued $6,000,000 principal amount of Notes of convertible note to entity affiliated with Thurman John “T.J.” Rodgers for $6,000,000 previously funded to the Company pursuant to simple agreements for future equity.

“$6,000,000 principal amount of Notes issuable to an entity affiliated with Thurman John “T.J.” Rodgers”

SunPower Inc. issued $25,000,000 aggregate principal amount of Notes of convertible note to qualified institutional buyers for $25,000,000 aggregate principal amount.

“private offering (the “ Offering ”) of $41,000,000 aggregate principal amount of the Company’s 10.00% Convertible Senior Secured Notes due 2029 (the “ Notes ”), including: (i) $25,000,000 aggregate principal amount of Notes issuable to qualified institutional buyers; (ii) $6,000,000 principal amount of Notes issuable to an entity affiliated with Thurman John “T.J.””

Volato Group, Inc. issued 5,407,499 shares of the Company's Class A common stock of common stock to Charcoal Hill Family Limited Partnership, Douglas Cole, Clearthink Capital Partners, LLC (collectively, the Investors) for aggregate of 48,044,912 shares of M2i Global common stock.

“the “Agreements”) with Clearthink Capital Partners, LLC, a Delaware limited liability company, (all investors collectively, the “Investors”). The Investors are shareholders of M2i Global, Inc., a Nevada corporation (“M2i Global”), whose common stock is publicly traded on the OTCQB Venture Market of OTC Markets Group, Inc. under the symbol “MTWO”. Pursuant”

Blaize Holdings, Inc. issued common stock.

“On April 22, 2026, Blaize Holdings, Inc. (the “ Company ”) entered into a Rights Agreement between the Company and Continental Stock Transfer & Trust Company as Rights Agent (as amended from time to time, the “ Rights Agreement ”) that was previously approved by the Board of Directors of the Company. In connection with the Rights Agreement, a dividend was declared of one preferred stock purchase right (individually, a “ Right ” and collectively, the “ Rights ”) for each share of common stock, par value $0.0001 per share (the “ Common Stock ”), of the Company outstanding at the close of business on May 6, 2026 (the “ Record Date ”).”

Eagle Point Trinity Senior Secured Lending Co issued 29,669.53 of its common shares of beneficial interest of common stock for aggregate proceeds to the Fund of $303,062.50.

“On April 1, 2026, Eagle Point Trinity Senior Secured Lending Company (the “Fund”) issued and sold 29,669.53 of its common shares of beneficial interest (the “Shares”), for aggregate proceeds to the Fund of $303,062.50.”

EQT Infrastructure Co LLC issued 4,193,983 of common stock for $107,914,632.

“following table provides details on the Investor Shares sold by the Company: Class Aggregate Number of Shares Sold (1, 2) Aggregate Consideration (1) Class A-I Shares 4,193,983 $ 107,914,632 Class A-S Shares 642,606 16,524,000 Total 4,836,590 $ 124,438,632 (1) Share and dollar amounts are rounded to the nearest whole number and may not sum to totals due to such”

EQT Private Equity Co LLC issued 2,151,612 of common stock to third-party investors for aggregate consideration of approximately $61,470,873.

“As of April 1, 2026, EQT Private Equity Company LLC (the “Company”) sold unregistered shares (the “Investor Shares”) of the Company to third-party investors for cash for aggregate consideration of approximately $61,470,873, at a price per Investor Share equal to transactional net asset value (“Transactional Net Asset Value”) per share for the applicable class, which corresponds to the price at which the Company sells and repurchases its shares.”

SCHWAB CHARLES CORP issued preferred stock.

“CSC filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware, establishing the voting rights, powers, preferences and privileges, and the relative, participating, optional or other rights, and the qualifications, limitations or restrictions thereof, of the Series L Preferred Stock on April 22, 2026.”

MMEX Resources Corp issued units of preferred membership units of preferred stock to certain accredited investors for up to $5.0 million of preferred units; as of April 20, 2025, accepted subscriptions in the aggregate amount of $500,000.

“LLC & Trans Permian Energy, LLC subsidiaries have offered for sale units of preferred membership units to certain accredited investors in a private offering. We may accept up to $5.0 million of preferred units in connection with this offering. Each investment represents the ownership of an equal number of preferred units in each subsidiary. The preferred units are”

NEXGEL, INC. issued warrant to certain sales representatives of Celularity for conversion of approximately $500,000 of such assumed Sales Rep Obligations.

“certain sales representatives of Celularity whose obligations were assumed by the Company as part of the License Agreement agreed to convert approximately $500,000 of such assumed Sales Rep Obligations into Notes and Warrants issued on identical terms to those issued in the Offering.”

NEXGEL, INC. issued convertible note to certain sales representatives of Celularity for conversion of approximately $500,000 of such assumed Sales Rep Obligations.

“certain sales representatives of Celularity whose obligations were assumed by the Company as part of the License Agreement agreed to convert approximately $500,000 of such assumed Sales Rep Obligations into Notes and Warrants issued on identical terms to those issued in the Offering.”

NEXGEL, INC. issued convertible note to Celularity Inc. for original principal amount of $5,000,000.

“a convertible promissory note issued by the Company to Celularity in the original principal amount of $5,000,000”

NEXGEL, INC. issued exercisable for an aggregate of 5,750,000 shares of Common Stock of warrant to accredited investors (the Buyers) for aggregate gross proceeds to the Company of $6,900,000.

“On April 17, 2026, the Company entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Buyers ”), pursuant to which the Company issued and sold to the Buyers (i) unsecured convertible promissory notes in the aggregate original principal amount of $6,900,000 (the “ Notes ”) and (ii) warrants to purchase shares of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), exercisable for an aggregate of 5,750,000 shares of Common Stock (the “ Warrants ”), in a private placement (the “ Offering ”) for aggregate gross proceeds to the Company of $6,900,000.”

NEXGEL, INC. issued convertible note to accredited investors (the Buyers) for $6,900,000 aggregate gross proceeds.

“On April 17, 2026, the Company entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain accredited investors (the “ Buyers ”), pursuant to which the Company issued and sold to the Buyers (i) unsecured convertible promissory notes in the aggregate original principal amount of $6,900,000 (the “ Notes ”) and (ii) warrants to purchase shares of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), exercisable for an aggregate of 5,750,000 shares of Common Stock (the “ Warrants ”), in a private placement (the “ Offering ”) for aggregate gross proceeds to the Company of $6,900,000.”

Monroe Capital Income Plus Corp issued 2,014,437 shares of its common stock of common stock for price per share of $9.78, aggregate offering price of $19,701,191.

“On April 1, 2026, Monroe Capital Income Plus Corporation (the "Company") issued an aggregate of 2,014,437 shares of its common stock, par value $0.01 per share (the “Common Stock”), at a price per share of $9.78 (with the final number of shares being determined on April 21, 2026), for an aggregate offering price of $19,701,191.”

NeoVolta Inc. issued 1,200,000 shares of common stock to PotiSedge Technology Pte Ltd. for services under the Management Services Agreement.

“NeoVolta agreed to issue to Potisedge 1,200,000 shares of NeoVolta’s common stock”