Equity Issuances

VistaOne, L.P. issued 330,820 Units; 1,048,819 Units; 991 Units of unit to third-party investors, including through VistaOne (TE), L.P. for aggregate consideration of approximately $42.1 million.

“As of March 1, 2026, VistaOne, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $42.1 million.”

Golub Capital Private Income Fund S issued 132,933 of common stock for $3,256,851.

“of Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of March 1, 2026 132,933 $ 24.50 $ 3,256,851 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Although the Fund does not charge investors any upfront”

Golub Capital Private Income Fund I issued 660,930 of common stock to accredited investors for $16,424,100.

“Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of February 1, 2026 660,930 $ 24.85 $ 16,424,100 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Investors are not charged any sales load or commission in”

Golub Capital Private Income Fund I issued 640,348 of common stock to accredited investors for $15,656,500.

“of Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of March 1, 2026 640,348 $ 24.45 $ 15,656,500 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Investors are not charged any sales load or commission in”

PEAPACK GLADSTONE FINANCIAL CORP issued 30,000 shares of preferred stock to Strategic Value Investors, LP, and Strategic Value Private Investors II, LP for gross proceeds of $30.0 million.

“On March 26, 2026, the Company closed a private placement of 30,000 shares of Preferred Stock, resulting in gross proceeds of $30.0 million.”

WYTEC INTERNATIONAL INC issued 124,000 warrants of warrant to Mr. Christopher Stuart for no cash proceeds.

“On March 24, 2026, in connection with the Amendment, Wytec issued the Warrants described above in Item 1.01 to Mr. Stuart.”

ARTELO BIOSCIENCES, INC. issued convertible note to Labrys Fund II, L.P. for aggregate purchase price of $300,000.00.

“On March 20, 2026, Artelo Biosciences, Inc. (the “Company”) entered into a Securities Purchase Agreement, dated as of March 20, 2026 (the “Purchase Agreement”), with Labrys Fund II, L.P., a Delaware limited partnership (“Labrys”), pursuant to which the Company issued a 10% promissory note in the aggregate principal amount of $315,000.00, which includes an original issue discount of $15,000.00, for an aggregate purchase price of $300,000.00 (the “Note”).”

ADDENTAX GROUP CORP. issued common stock.

“On March 24, 2026, the Company filed the Amendment with the Secretary of State of the State of Nevada to effect the Reverse Stock Split. The Amendment will become effective at 12:01 a.m. (Eastern Time) on March 30, 2026 (the “Effective Time”). As a result of the Reverse Stock Split, every fifteen (15) shares of common stock outstanding immediately prior to the Effective Time will be reclassified and combined into one share of common stock, without any change in the par value of $0.001 per share or the total number of authorized shares.”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 23,239 of common stock to Brookfield and its affiliates for $240,560.

“Date of Unregistered Sale Number of Class E Common Shares Issued to Brookfield and its Affiliates Consideration March 20, 2026 23,239 $240,560”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 160,316 of common stock to Brookfield and its affiliates for $1,660,902.

“Date of Unregistered Sale Number of Class I Common Shares Issued to Brookfield and its Affiliates Consideration March 20, 2026 160,316 $1,660,902”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 9,755 of common stock to feeder vehicle for $101,184.

“Date of Unregistered Sale Number of Class I Common Shares Issued to Feeder Vehicles Consideration March 20, 2026 9,755 $101,184”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 24,886 of common stock to feeder vehicle for $250,000.

“Date of Unregistered Sale Number of Class C Common Shares Issued to Feeder Vehicles Consideration March 2, 2026 24,886 $250,000”

BROOKFIELD REAL ESTATE INCOME TRUST INC. issued 106,210 unregistered Class I common shares of common stock to Brookfield REIT Adviser LLC for February 2026 management fee of $1,100,359.

“the Company issued 106,210 unregistered Class I common shares to the Adviser in satisfaction of the February 2026 management fee of $1,100,359.”

CXApp Inc. issued 10,028,891 shares of common stock of common stock to Avondale Capital, LLC for $0.199381, $0.1843, $0.163163, $0.156793, $0.156793, and $0.166075 per share.

“and Avondale. The shares of common stock were issued on February 17, 2026, February 23, 2026, March 2, 2026, March 13, 2026, March 19, 2026 and March 23, 2026, at a price of $0.199381, $0.1843, $0.163163, $0.156793, $0.156793, and $0.166075 per share, respectively. The offer and sale of these shares of common stock was made in reliance on Section 4(a)(2) of”

T Series Middle Market Loan Fund LLC issued approximately 1,652,893 shares of common stock for $30.0 million aggregate.

“On March 12, 2026, the Company delivered a capital drawdown notice to its unitholders relating to the sale of approximately 1,652,893 shares of the Company’s common units, par value $0.001 per share (the “Common Units”) for an aggregate offering price of $30.0 million. The sale closed on March 25, 2026.”

Blackstone Private Equity Strategies Fund L.P. issued 11,089,883 Class I Units Series I of common stock to accredited investors and qualified purchasers for $396,281,450.

“table details the Units sold by the Funds: Number of Units Sold (3) Consideration Blackstone Private Equity Strategies Fund L.P . Class I Units (2) Series I 11,089,883 $ 396,281,450 Series II — $ — Series III — $ — Class S Units 5,321,366 $ 186,682,041 Class D Units 182,886 $ 6,500,000 Class N Units 177,024 $ 5,000,000 Total $ 594,463,491 Blackstone Private”

Health In Tech, Inc. issued 5,600,000 shares of common stock to institutional investors for $1.25 per share.

“Health In Tech will issue an aggregate of 5,600,000 shares of common stock at a price of $1.25 per share”

New Mountain Private Credit Fund issued 124,843 of its common shares of common stock for approximately $3.0 million at a price per Share equal to $23.87.

“the Company sold an aggregate of 124,843 of its common shares of beneficial interest for the month of March (the “Shares”), for aggregate consideration of approximately $3.0 million at a price per Share equal to $23.87”

WOLFSPEED, INC. issued up to 2,000,000 shares of Common Stock of warrant to certain investors for $18.448 per Pre-Funded Warrant.

“On March 26, 2026, pursuant to the terms of the Securities Purchase Agreement, the Company issued and sold an aggregate of 3,250,030 shares of Common Stock (the “Shares”) and pre-funded warrants (the “Pre-Funded Warrants” and, together with the Shares and the Notes, the “Securities”) to purchase up to 2,000,000 shares of Common Stock. The price per Share was $18.458, and the price per Pre-Funded Warrant was $18.448, for aggregate gross proceeds of approximately $96.9 million.”

WOLFSPEED, INC. issued 3,250,030 shares of Common Stock of common stock to certain investors for $18.458 per Share.

“On March 26, 2026, pursuant to the terms of the Securities Purchase Agreement, the Company issued and sold an aggregate of 3,250,030 shares of Common Stock (the “Shares”) and pre-funded warrants (the “Pre-Funded Warrants” and, together with the Shares and the Notes, the “Securities”) to purchase up to 2,000,000 shares of Common Stock. The price per Share was $18.458, and the price per Pre-Funded Warrant was $18.448, for aggregate gross proceeds of approximately $96.9 million.”

WOLFSPEED, INC. issued convertible note for $379,000,000 aggregate principal amount.

“On March 26, 2026, Wolfspeed, Inc. (the “Company”) issued $379,000,000 aggregate principal amount of its 3.5% Convertible 1.5 Lien Senior Secured Notes due 2031 (the “Notes”) in a private placement (the “Notes Placement”).”

CarParts.com, Inc. issued 10,000,000 shares of common stock to certain investors for $0.80 per share.

“On March 21, 2026, CarParts.com, Inc. (the “Company”) entered into a Purchase Agreement (the “Purchase Agreement”) with certain investors (the “Purchasers”), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, an aggregate of 10,000,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (“Common Stock”), at a purchase price of $0.80 per share for gross proceeds of $8.0 million (the “Transaction”).”

Synergy CHC Corp. issued 3,000,000 shares of warrant to Acme Credit Partners Fund I, LP for exercise price of $0.00001 per share.

“on March 24, 2026 the Company issued a common stock purchase warrant (the “Lender Warrant”) to Acme Credit Partners Fund I, LP (the “Holder”), a lender under the Credit Agreement. The Lender Warrant provides the Holder the right to purchase 3,000,000 shares of the Company’s common stock at an exercise price of $0.00001 per share.”

Lifeward Ltd. issued warrant to Oramed and certain investors.

“On March 25, 2026, the Company issued: (i) $10,000,000.00 aggregate principal amount senior secured convertible notes (the “Initial Notes”), convertible into Ordinary Shares, and (ii) accompanying warrants to purchase Ordinary Shares (the “Initial Warrants”).”

Lifeward Ltd. issued convertible note to Oramed and certain investors for $10,000,000.00 aggregate principal amount.

“On March 25, 2026, the Company issued: (i) $10,000,000.00 aggregate principal amount senior secured convertible notes (the “Initial Notes”), convertible into Ordinary Shares, and (ii) accompanying warrants to purchase Ordinary Shares (the “Initial Warrants”).”

North Haven Private Income Fund LLC issued approximately 1,505,645 of the Company’s Class S units of unit to accredited investors for aggregate offering price of approximately $27.70 million, reflecting a purchase price of $18.40 per unit.

“sold approximately 1,505,645 of the Company’s Class S units (the “Units”) for an aggregate offering price of approximately $27.70 million, reflecting a purchase price of $18.40 per unit”

BlackRock Private Credit Fund issued 1,614,727.297 shares of common stock to feeder vehicles primarily created to hold the Fund’s Institutional Class Shares for $38,000,507.80.

“Date of Unregistered Sale Amount of Institutional Class Shares Sold Consideration March 2, 2026 (number of shares finalized on March 20, 2026) 1,614,727.297 $38,000,507.80”

26North BDC, Inc. issued approximately 5,799,428 shares of common stock to accredited investors or non-U.S. persons for gross proceeds of approximately $145.8 million.

“On March 23, 2026, 26North BDC, Inc. (the “Company”) issued and sold approximately 5,799,428 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), resulting in gross proceeds of approximately $145.8 million.”

KKR Private Equity Conglomerate LLC issued 99,742 of common stock to accredited investors for $ 3,379,365.

“On March 2, 2026, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on March 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 5,957,683 $ 204,913,895 Class U Shares 5,228,954 177,128,213 Class D Shares 546,206 18,647,192 Class S Shares 99,742 3,379,365 Total $ 404,068,665”

KKR Private Equity Conglomerate LLC issued 546,206 of common stock to accredited investors for $ 18,647,192.

“On March 2, 2026, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on March 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 5,957,683 $ 204,913,895 Class U Shares 5,228,954 177,128,213 Class D Shares 546,206 18,647,192 Class S Shares 99,742 3,379,365 Total $ 404,068,665”

KKR Private Equity Conglomerate LLC issued 5,228,954 of common stock to accredited investors for $ 177,128,213.

“On March 2, 2026, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on March 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 5,957,683 $ 204,913,895 Class U Shares 5,228,954 177,128,213 Class D Shares 546,206 18,647,192 Class S Shares 99,742 3,379,365 Total $ 404,068,665”

KKR Private Equity Conglomerate LLC issued 5,957,683 of common stock to accredited investors for $ 204,913,895.

“On March 2, 2026, KKR Private Equity Conglomerate LLC (the “Company”) sold the following unregistered shares (the “Investor Shares”) of the Company (with the final number of shares being determined on March 20, 2026) to investors for cash: Class Number of Shares Sold (1) Aggregate Consideration (1) Class I Shares 5,957,683 $ 204,913,895 Class U Shares 5,228,954 177,128,213 Class D Shares 546,206 18,647,192 Class S Shares 99,742 3,379,365 Total $ 404,068,665”

Jefferies Credit Partners BDC Inc. issued 6,095.445 of common stock to certain third-party investors for $88,000.00.

“As of March 2, 2026 (number of Class S Shares finalized on March 20, 2026) 6,095.445 $ 14.43701 $ 88,000.00”

Jefferies Credit Partners BDC Inc. issued 734,811.134 of common stock to certain third-party investors for $10,608,475.60.

“As of March 2, 2026 (number of Class I Shares finalized on March 20, 2026) 734,811.134 $ 14.43701 $ 10,608,475.60”

Apollo Infrastructure Co LLC issued Series I A-II Shares 240,964; F-I Shares 27,816; E Shares 1,847; I Shares 42,155; Series II A-II Shares 999,149; F-I Shares 20,664; E Shares 3,432; I Shares 23, of securities to third party investors for Aggregate Consideration $6,818,000; $775,000; $53,000; $1,175,068; $28,702,050; $584,450; $100,000; $657,000.

“final number of shares being determined on March 25, 2026) to third party investors for cash: Type Number of Shares Sold Aggregate Consideration Series I A-II Shares 240,964 $ 6,818,000 F-I Shares 27,816 775,000 E Shares 1,847 53,000 I Shares 42,155 1,175,068 Series II A-II Shares 999,149 $ 28,702,050 F-I Shares 20,664 584,450 E Shares 3,432 100,000 I Shares”

North Haven Private Income Fund A LLC issued approximately 224,727 of the Company's Class I units of unit to accredited investors for aggregate offering price of approximately $4.5 million.

“As of March 1, 2026, North Haven Private Income Fund A LLC ("we", the "Company" or the "Fund"), sold approximately 224,727 of the Company’s Class I units (the “Units”) for an aggregate offering price of approximately $4.5 million, reflecting a purchase price of $20.04 per unit (with the final number of Units being determined on March 23, 2026).”

LGAM Private Credit LLC issued approximately 522,962 of the Company’s Common Units of unit to unitholders for $19.90 per unit.

“sold approximately 522,962 of the Company’s Common Units (the “Units”) for an aggregate offering price of approximately $10.4 million, reflecting a purchase price of $19.90 per unit”

Apollo Asset Backed Credit Co LLC issued 14,974 F-I Shares, 5,587 P-S Shares, 29,212 T-I Shares, 65,594 T-S Shares, 74,563 I Shares, 677,451 A-I Shares, 707,776 F-I Shares, 247,901 P-S Shares, 8,541 E of common stock to third party investors for $381,000, $140,000, $750,000, $1,680,000, $1,908,850, $17,250,000, $18,143,686, $6,383,000, $215,000, $2,950,444, $5,126,100, $37,856,850, $4,072,535.

“on March 25, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-I Shares - $ - F-I Shares 14,974 $ 381,000 F-S Shares - $ - P-I Shares - $ - P-S Shares 5,587 $ 140,000 E Shares - $ - T-I Shares 29,212 $ 750,000 T-S Shares 65,594 $ 1,680,000 I Shares 74,563 $ 1,908,850 S Shares - $ -”

Eagle Point Trinity Senior Secured Lending Co issued 22,859.87 shares of common stock for $233,125.00 aggregate.

“On March 2, 2026, Eagle Point Trinity Senior Secured Lending Company (the “Fund”) issued and sold 22,859.87 of its common shares of beneficial interest (the “Shares”), for aggregate proceeds to the Fund of $233,125.00.”

Stone Point Credit Income Fund issued 933,048.462 shares of common stock to accredited investors for $24.8299 per share, aggregate offering price of $23,167,500.00.

“On March 1, 2026 (with the final number of shares being determined on March 20, 2026), Stone Point Credit Income Fund (the “Fund”) issued and sold 933,048.462 shares of the Fund’s common shares, par value $0.001 per share (the “Common Shares”), at a net asset value of $24.8299, pursuant to the subscription agreements entered into by the Fund and its investors, for an aggregate offering price of $23,167,500.00.”

TPG Private Equity Opportunities, L.P. issued unit to third-party investors for aggregate consideration of $132.6 million.

“On March 1, 2026, TPG Private Equity Opportunities, L.P., a Delaware limited partnership (the “Fund” or “T-POP”), sold unregistered limited partnership units (the “Units”) of the Fund as part of its continuous private offering for aggregate consideration of $132.6 million.”

Blue Water Acquisition Corp. IV issued 425,000 units of unit to Sponsor and BTIG for $10.00 per unit, total proceeds $4,250,000.

“Simultaneously with the closing of the IPO, the Company consummated a private placement (the “Private Placement”) of an aggregate of 425,000 units (the “Private Units”) to the Sponsor and BTIG, at a price of $10.00 per Private Unit, generating total proceeds of $4,250,000.”

BIOLARGO, INC. issued 500,000 shares of common stock to CLEARTHINK CAPITAL PARTNERS, LLC.

“we agreed to issue Clearthink 500,000 shares of our Common Stock (the “Commitment Shares”) upon the execution of the Purchase Agreement.”

SurgePays, Inc. issued 800,000 shares of common stock to Brian Cox for $1.25/share.

“On or about March 23, 2026, the Company issued 800,000 shares (the “ Shares ”) of Company common stock to Brian Cox, the Company’s CEO and Chairman, at $1.25/share as the Shares were issued in satisfaction of $1,000,000 owed by the Company to Mr. Cox under the consolidated promissory note issued on or about March 12, 2024.”

Karyopharm Therapeutics Inc. issued accompanying warrants to purchase 4,421,518 shares of Common Stock of warrant to RA Capital Management.

“(ii) accompanying warrants to purchase 4,421,518 shares of Common Stock with an exercise price of $10.00 per share (the “Common Stock Warrants”)”

Karyopharm Therapeutics Inc. issued pre-funded warrants to purchase up to 3,391,164 shares of Common Stock of warrant to RA Capital Management for $6.7849 per pre-funded warrant.

“in lieu of Common Stock, pre-funded warrants to purchase up to 3,391,164 shares of Common Stock (the “Pre-Funded Warrants”) at a purchase price of $6.7849 per pre-funded warrant”

Karyopharm Therapeutics Inc. issued 1,030,354 shares of common stock to RA Capital Management for $6.785 per share.

“the Company agreed to issue and sell (i) 1,030,354 shares (the “Shares”) of its common stock, par value $0.0001 per share (“Common Stock”), at a purchase price of $6.785 per share”

NightFood Holdings, Inc. issued convertible note to Mast Hill Fund, L.P. for aggregate principal amount of $1,176,470.58.

“the Company issued a senior secured promissory note in the aggregate principal amount of $1,176,470.58 (the “Note”), at an original issue discount of fifteen percent (15%), resulting in net proceeds to the Company of $1,000,000”

Avalon GloboCare Corp. issued 287,411 shares (Feb 19), 230,739 shares (Feb 24), 750,522 shares (Feb 26) of common stock to warrant holders for net-exercise basis, no proceeds received.

“On each of February 19, 2026, February 24, 2026 and February 26, 2026, the Company issued 287,411, 230,739 and 750,522 shares of its common stock, respectively upon exercise of existing warrants on a net-exercise basis. The February 24, 2026 issuance of warrant exercise shares triggered the disclosure requirement under this Item 3.02. No proceeds were received upon exercise.”

Avalon GloboCare Corp. issued Placement Agent Warrants to purchase up to 318,628 shares of Common Stock of warrant to H.C. Wainwright & Co., LLC (Placement Agent) for cash fee of 7.0% of aggregate gross proceeds plus management fee.

“H.C. Wainwright & Co., LLC as the exclusive placement agent in connection with the Private Placement (the “ Placement Agent ”), the Company paid the Placement Agent a cash fee of 7.0% of the aggregate gross proceeds raised in the Private Placement, plus a management fee equal to 1.0% of the gross proceeds raised in the Private Placement and reimbursement of”