Equity Issuances

NightFood Holdings, Inc. issued 6,000,000 shares of Common Stock of warrant to Mast Hill Fund, L.P. for exercise price of $0.10.

“the Company issued a warrant (the “Warrant”) to the Investor to purchase 6,000,000 shares of Common Stock at an exercise price of $0.10”

NightFood Holdings, Inc. issued up to an aggregate of $25 million in newly issued common stock of common stock to Mast Hill Fund, L.P..

“the Company agreed to issue and sell to the Investor in a private placement (the “Private Placement”) up to an aggregate of $25 million (the “Commitment Amount”) in newly issued common stock”

Beneficient issued 101,294,288 shares of Class A Common Stock of common stock to certain holders of Preferred Series A Subclass 1 Unit Accounts for converted $52.6 million of such Preferred A-1 Unit Accounts.

“On October 15, 2025, certain holders of Preferred Series A Subclass 1 Unit Accounts (“Preferred A-1 Unit Accounts”) of Beneficient Company Holdings, L.P. (“BCH”), a subsidiary of Beneficient (the “Company”), that were issued prior to the Company’s initial listing on The Nasdaq Stock Market, LLC, elected to convert $52.6 million of such Preferred A-1 Unit Accounts for Class S Ordinary Units of BCH, which were subsequently contemporaneously exchanged for shares of Class A common stock, par value $0.001 per share, of the Company (the “Class A Common Stock”) (such transaction, the “Limited Conversion”). The Limited Conversion resulted in the issuance of 101,294,288 shares of Class A Common Stock”

Blackstone Private Credit Fund issued 17,616,499 of common stock for $ 439,883,982.

“the shares sold: Date of Unregistered Sale Amount of Class I Common Shares Consideration As of October 1, 2025 (number of shares finalized on October 20, 2025) 17,616,499 $ 439,883,982”

Kodiak AI, Inc. issued warrant.

“On October 21, 2025, Kodiak AI, Inc. (the “ Company ”) notified (the “ Warrant Adjustment Notice ”) the holders of its 24,999,990 publicly traded warrants and its 14,300,000 private placement warrants (collectively, the “ Warrants ”), each of which is exercisable to purchase shares of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), of the following adjustments (the “ Warrant Adjustments ”), which were effective after the close of trading on October 20, 2025: • an adjustment to the exercise price of the Warrants from $11.50 per share to $9.28 per share of Common Stock (representing 115% of the Market Value (as defined below)); and • an adjustment of the $18.00 per share redemption trigger price described in Section 6.1 of the Warrant Agreement (as defined below) to $14.53 per share of Common Stock (representing 180% of the Market Value).”

Onex Direct Lending BDC Fund issued 7,989 unregistered common shares of common stock to investors, including feeder vehicles for $172,000.

“table details the shares sold: Date of Unregistered Sale Amount of Common Shares Consideration October 1, 2025 (number of Common Shares finalized on October 17, 2025) 7,989 $ 172,000”

ARES STRATEGIC INCOME FUND issued 9,524,376 shares of common stock for $259.9 million.

“During October 2025, Ares Strategic Income Fund (the “Fund”) sold Class I common shares of beneficial interest. The number of shares to be issued was finalized on October 20, 2025. The purchase price per Class I common share equaled the Fund’s net asset value (“NAV”) per Class I common share as of September 30, 2025.”

KKR FS Income Trust Select issued 2,055,411.852 Class S shares of common stock to accredited investors for aggregate consideration of $52.762 million.

“On October 1, 2025, KKR FS Income Trust Select (the “Company”) issued and sold 2,055,411.852 Class S shares (the “Class S Shares”) of the Company’s common shares of beneficial interest (the “Shares”) (with the final number of Class S Shares issued being determined on October 21, 2025) pursuant to subscription agreements entered into with the participating investors for aggregate consideration of $52.762 million”

AB Private Lending Fund issued 250,527.947 of common stock to feeder vehicles primarily created to hold the Fund's Class I shares for $6,339,359.15.

“details the shares sold: Date of Unregistered Sale Amount of Class I shares Consideration As of October 1, 2025 (number of shares finalized on October 20, 2025) 250,527.947 $ 6,339,359.15”

Safe Pro Group Inc. issued 2,000,000 shares of common stock to certain investors for purchase price of $7.00 per share.

“On October 17, 2025, Safe Pro Group Inc. (the “Company”) entered into certain Securities Purchase Agreements (each, an “Agreement”) with certain investors (the “Investors”), pursuant to which the Investors purchased an aggregate of 2,000,000 shares of the Company’s common stock (“Common Stock”) at a purchase price of $7.00 per share.”

Stone Point Credit Income Fund issued 137,501.694 of the Fund’s common shares of common stock to accredited investors for at a net asset value of $25.0906 per share, for an aggregate offering price of $3,450,000.00.

“On October 1, 2025 (with the final number of shares being determined on October 17, 2025), Stone Point Credit Income Fund (the “Fund”) issued and sold 137,501.694 of the Fund’s common shares, par value $0.001 per share (the “Common Shares”), at a net asset value of $25.0906 per share, pursuant to the subscription agreements entered into by the Fund and its investors, for an aggregate offering price of $3,450,000.00.”

Ares Core Infrastructure Fund issued 7,328,020 of common stock for $182.5 million.

“On October 1, 2025, Ares Core Infrastructure Fund (the “Fund”) sold common shares of beneficial interest (“Common Shares”) for an aggregate purchase price of $182.5 million.”

Blackstone Private Real Estate Credit & Income Fund issued 9,313,155 of common stock to participating investors for $240,000,000.

“The following table details the Common Shares sold: Date of Unregistered Sale Amount of Common Shares Consideration As of October 1, 2025 (number of Common Shares finalized on October 21, 2025) 9,313,155 $240,000,000”

CitroTech Inc. issued warrants to purchase up to 323,276 shares of Common Stock of warrant to certain accredited investors for included in PIPE offering price of $15.00 per share of Series C Preferred Stock.

“and (ii) warrants (the “PIPE Warrants”) to purchase up to 323,276 shares of Common Stock at an offering price of $15.00 per share of Series C Preferred Stock and accompanying PIPE Warrant”

CitroTech Inc. issued 193,967 shares of Series C Convertible Preferred Stock of preferred stock to certain accredited investors for aggregate purchase price of $2,909,515.

“On October 21, 2025, General Enterprise Ventures, Inc. (the “Company”) entered into Securities Purchase Agreements (the “Securities Purchase Agreements”) with certain investors (the “Investors”) for the issuance and sale (the “PIPE Offering”) of (i) 193,967 shares of its Series C Convertible Preferred Stock par value $0.0001 per share for an aggregate purchase price of $2,909,515 (the “Series C Preferred Stock”), each convertible into 3.3333 shares of the Company’s common stock”

Stablecoin Development Corp issued common stock.

“At the Annual Meeting of Stockholders held on October 16, 2025, the stockholders of the Company approved a proposal granting the board of directors of the Company (the “Board”) full authority to effect a reverse stock split (the “Reverse Stock Split”) of all outstanding (or held in treasury) shares of Common Stock at a ratio of not less than 1-for-2 and not more than 1-for-10, with the exact ratio to be determined by the Board within such range.”

Stablecoin Development Corp issued 5,405,406 shares of the Company's common stock of warrant to R01 and Framework for $1.10 per Pre-Funded Warrant.

“Pre-Funded Warrants On October 16, 2025, the Company issued and sold pre-funded warrants (the “Pre-Funded Warrants”) to purchase an aggregate of 5,405,406 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), to R01 and Framework in two transactions for aggregate gross proceeds of approximately $6,000,000. The purchase price was $1.10 per Pre-Funded Warrant, representing 110% of the closing price of the Common Stock on the day before the issuance, less the $0.01 exercise price for each such Pre-Funded Warrant.”

Stablecoin Development Corp issued 268,750 shares of the Company's Series E Non-Voting Convertible Preferred Stock of preferred stock to R01 Fund LP, Framework Ventures IV L.P. for aggregate purchase price of $2,150,000.

“On October 16, 2025, pursuant to the SPA, the Company filed the certificate of designations relating to the Series E Preferred Stock and, on October 17, 2025, following the payment to the Company of $2,150,000 by the Purchasers, issued 268,750 shares of the Series E Preferred Stock to the Purchasers.”

Stablecoin Development Corp issued 441,325 shares of the Company's Series D Non-Voting Convertible Preferred Stock of preferred stock to David Elliot Lazar, R01 Fund LP, Framework Ventures IV L.P. for aggregate purchase price of $9,850,000.

“On October 9, 2025, David Elliot Lazar (“Lazar”), the former Chief Executive Officer and director of NovaBay Pharmaceuticals, Inc. (the “Company”), entered into a Securities Purchase Agreement (the “SPA”) with R01 Fund LP and Framework Ventures IV L.P. (“Framework,” and together with R01, the “Purchasers”). Pursuant to the SPA, Mr. Lazar received an aggregate purchase price of $9,850,000 to (i) sell to the Purchasers an aggregate of 441,325 shares of the Company’s Series D Non-Voting Convertible Preferred Stock, par value $0.01 per share (the “Series D Preferred Stock”)”

Veritex Holdings, Inc. issued common stock.

“As of the Effective Time, each holder of a certificate or book-entry share representing any shares of Veritex Common Stock ceased to have any rights with respect thereto, except the right to receive the consideration as described above and subject to the terms and conditions set forth in the Merger Agreement.”

Wheeler Real Estate Investment Trust, Inc. issued 55,000 shares of its common stock of common stock to unafficiated holder of the Company's securities for exchange for 5,000 shares of the Company's Series D Cumulative Convertible Preferred Stock and 10,000 shares of the Company's Series B Convertible Preferred Sto.

“On October 15, 2025, Wheeler Real Estate Investment Trust, Inc. (the “Company”) agreed to issue 55,000 shares of its common stock, $0.01 par value per share (the “Common Stock”), to an unaffiliated holder of the Company’s securities (the “Investor”) in exchange for 5,000 shares of the Company’s Series D Cumulative Convertible Preferred Stock (the “Series D Preferred Stock”) and 10,000 shares of the Company's Series B Convertible Preferred Stock (the “Series B Preferred Stock””

Edgemode, Inc. issued total of 404,005,115 shares of restricted common stock of common stock to Simon Wajcenberg, the Chief Financial Officer and member of the board of directors for options exercised at $0.005 per share; net exercise withholding 38,786,973 shares.

“to the following grants: · Option issued on January 31, 2022, as amended on January 25, 2023 and April 2, 2025 to purchase 31,979,352 shares of common stock exercisable at $0.005 per share; · Option issued September 12, 2022, as amended on March 3, 2023 and April 2, 2025 to purchase 76,619,603 shares of common stock exercisable at $0.005 per share; ·”

GRAIL, Inc. issued prefunded warrants to purchase shares of Common Stock of warrant to the purchasers named therein (the "Investors") for $70.05 per Share (or per Pre-Funded Warrants in lieu thereof, less the nominal exercise price of $0.001 per share).

“prefunded warrants to purchase shares of Common Stock, with an exercise price of $0.001 per share (the “Pre-Funded Warrants”), at a price of $70.05 per Share (or per Pre-Funded Warrants in lieu thereof, less the nominal exercise price of $0.001 per share)”

GRAIL, Inc. issued 4,639,543 shares of common stock to the purchasers named therein (the "Investors") for $70.05 per Share.

“investors in lieu of Common Stock, prefunded warrants to purchase shares of Common Stock, with an exercise price of $0.001 per share (the “Pre-Funded Warrants”), at a price of $70.05 per Share (or per Pre-Funded Warrants in lieu thereof, less the nominal exercise price of $0.001 per share) for aggregate gross proceeds of approximately $325.0 million, before”

Monroe Capital Income Plus Corp issued 7,273,996 shares of common stock to accredited investors for $10.03 per share, aggregate $72,958,182.

“On October 1, 2025, Monroe Capital Income Plus Corporation (the "Company") issued an aggregate of 7,273,996 shares of its common stock, par value $0.01 per share (the “Common Stock”), at a price per share of $10.03 (with the final number of shares being determined on October 20, 2025), for an aggregate offering price of $72,958,182.”

Greenlane Holdings, Inc. issued 15,504,902 shares of Common Stock of warrant to accredited investors for BERA valued at $1.9477 or $0.9836.

“pre-funded warrants (the "Cryptocurrency Pre-Funded Warrants" and, together with the Cash Pre-Funded Warrants, the "Pre-Funded Warrants" ) to purchase 15,504,902 shares of Common Stock (the "Cryptocurrency Pre-Funded Warrant Shares" and, together with the Cash Pre-Funded Warrant Shares, the "Pre-Funded Warrant Shares" ) which the native digital asset of the Berachain blockchain, referred to as BERA (" BERA "), will be valued for purposes of the Cryptocurrency Subscription Agreements at $1.9477 for Cryptocurrency Subscribers (based on the seven day trailing VWAP using Binance 1-hour Kline data), or $0.9836 in the case of the Berachain Foundation (representing a 49.5% discount)”

Greenlane Holdings, Inc. issued 10,045,000 shares of Common Stock of warrant to accredited investors for $3.83 per Pre-Funded Warrant.

“aggregate offering of (i) 3,068,012 shares (the “Cash Shares” ) of Class A common stock of the Company, par value $0.01 per share (the “Common Stock” ), at an offering price of $3.84 per share (the “ Cash Purchase Price ”), and (ii) pre-funded warrants (the “Cash Pre-Funded Warrants” and, together with the Common Stock, the “Cash Securities” ) to purchase”

Greenlane Holdings, Inc. issued 3,068,012 shares of common stock to accredited investors for $3.84 per share.

“On October 20, 2025, Greenlane Holdings, Inc. (the "Company" ) entered into subscription agreements (the "Cash Subscription Agreements" ) with certain accredited investors (the "Cash Subscribers" ) pursuant to which the Company agreed to sell and issue to the Cash Subscribers in a private placement offering (the "Cash Offering" ) an aggregate offering of (i) 3,068,012 shares (the "Cash Shares" ) of Class A common stock of the Company, par value $0.01 per share (the "Common Stock" ), at an offering price of $3.84 per share (the " Cash Purchase Price ")”

ExchangeRight Income Fund issued 2,024 of common stock to unknown for $55,000.

“Rule 506(c) of Regulation D promulgated thereunder. The following table details the shares sold: Number of Gross Share Class Shares Sold Proceeds Class D Common Shares 2,024 $ 55,000 Forward-Looking Statements Certain statements contained in this Current Report on Form 8-K other than historical facts may be considered “forward-looking statements,” and, as”

Steele Creek Capital Corp issued 24,415.693 shares of common stock for aggregate offering price of $218,124.91, and a per share purchase price of $8.9338.

“On October 1, 2025, the Company sold 24,415.693 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), for an aggregate offering price of $218,124.91, and a per share purchase price of $8.9338.”

Bakkt, Inc. issued approximately 655,500 shares would be issued to ICE and 69,750 to Mr. Naheta of common stock to ICE and Akshay Naheta for cash equal to the respective TRA amount, net-settled; price per share representing the Minimum Price as defined in NYSE Rule 312.04(h).

“NewCo will issue NewCo Class A Common Stock to ICE and Mr. Naheta, at a price per share representing the “Minimum Price” as defined in NYSE Rule 312.04(h).”

Dragonfly Energy Holdings Corp. issued $25 million of shares of newly created Series B preferred stock of preferred stock to the Lenders for in exchange for $25 million outstanding principal amount of the loan.

“the Company has agreed to issue $25 million of shares of newly created Series B preferred stock of the Company (the “Preferred Stock”) in exchange for $25 million outstanding principal amount of the loan, which Preferred Stock will be issued following the filing of a certificate of designation for the Preferred Stock with the Secretary of State of the State of Nevada”

Barings Private Credit Corp issued 5,328,516.314 of common stock to participating investors for approximately $109.4 million.

“As of October 1, 2025, Barings Private Credit Corporation (the “Company”) sold 5,328,516.314 unregistered shares (the “Sold Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (with the number of Sold Shares issued being determined on October 20, 2025) pursuant to subscription agreements entered into with the participating investors for aggregate consideration of approximately $109.4 million.”

Direct Digital Holdings, Inc. issued $10.0 million face amount of Series A Preferred Stock of preferred stock to Lafayette Square USA, Inc. for conversion and exchange of $10.0 million aggregate principal amount of term loans and other debt obligations.

“the parties agreed to convert and exchange term loans and other debt obligations with an aggregate principal amount of $10.0 million for newly authorized shares of Series A Preferred Stock, par value $0.001, of the Company (the “ Series A Preferred Stock ”), with an aggregate face amount of $10.0 million issued to Lafayette.”

Blue Owl Real Estate Net Lease Trust issued 5,047,285 shares of common stock to feeder vehicles primarily created to hold the Company’s Class I common shares for gross proceeds of approximately $52.8 million.

“As of October 1, 2025, Blue Owl Real Estate Net Lease Trust (the “ Company ”, “ we ”, or “ us ”) sold 5,047,285 shares of its Class I common shares (with the final number of shares being determined on October 16, 2025) to feeder vehicles primarily created to hold the Company’s Class I common shares for gross proceeds of approximately $52.8 million, based on net asset value (“ NAV ”) per share as of September 30, 2025.”

Ares Real Estate Income Trust Inc. issued common stock to Ares Apogee Finance HoldCo L.P. for $200,000,000.

“the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ ​ ​ Item 1.01 Entry into a Material Definitive Agreement . Subscription Agreement On October 17, 2025 (the “Purchase Date”), Ares Real Estate Income Trust Inc. (referred to herein as the “Company,” “we,” “our,” or “us”) entered into a subscription agreement (the “Subscription Agreement”) with Ares Apogee Finance HoldCo L.P. (“Apogee SPV”), an affiliate of Ares Commercial Real Estate Management LLC, the Company’s advisor (the “Advisor”), pursuant to which Apogee SPV agreed to purchase a number of shares (the “Securities”) of Class B common stock, par value $0.01 per share (the “Class B Common Shares”) of the Company in a purchase amount equal to $200,000,000 (the “Purchase”) capitalized by the sponsor of the Company and an institutional investor for the Securities to be issued by the Company on”

Transportation & Logistics Systems, Inc. issued an aggregate of 3,785 shares of preferred stock to certain holders (the Creditors) for settlement of an aggregate of $378,491.25 in Outstanding Liabilities.

“the Creditors agreed to settle an aggregate of $378,491.25 in Outstanding Liabilities, in exchange for the issuance of an aggregate of 3,785 shares of the Company’s Series J Senior Convertible Preferred Stock”

American Resources Corp issued 5,181,374 pre-funded warrants of warrant to certain investors for $5.0999 per warrant.

“(ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to 5,181,374 shares of Common Stock at an exercise price equal to $0.0001 per share (the “Pre-Funded Warrant Shares”), at the offering price of $5.0999 per share”

American Resources Corp issued 2,661,764 shares of common stock to certain investors for $5.10 per share.

“the Company agreed to sell and issue to the Purchasers in a private placement offering (the “Offering”) an aggregate of (1) 2,661,764 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”) at the offering price of $5.10 per Share”

Sphere 3D Corp. issued up to 8,736,422 common shares of warrant to an accredited investor for $0.94 per share exercise price.

“offer letter (the "Inducement Agreement") with the Purchaser whereby the Company offered the Purchaser the ability to exercise its Existing Warrants at an exercise price of $0.94 per share. In addition, pursuant to the Inducement Agreement, the Company offered to issue new warrants (the "New Warrants") to purchase a number of shares equal to 200% of the”

SKYX Platforms Corp. issued convertible note to one of its lead existing investors for $2 million in additional capital.

“the Company restructured and extended the maturity date of four outstanding convertible promissory notes with an aggregate principal balance of $7.6 million by 5 years to October 17, 2030, and secured $2 million in additional capital from one of its lead existing investors, pursuant to a Securities Purchase Agreement”

AMERICAN REBEL HOLDINGS INC issued 4,053,452 shares of common stock of common stock to CEDE & Co..

“On October 14, 2025, in connection with the round lot share rounding associated with the reverse stock split, the Company issued 4,053,452 shares of common stock to CEDE & Co. for distribution to stockholders effected by the rounding.”

AMERICAN REBEL HOLDINGS INC issued 5,000 shares of common stock of common stock.

“On October 6, 2025, the same holder converted an additional 1,000 shares of Series D Convertible Preferred Stock into 5,000 shares of common stock.”

AMERICAN REBEL HOLDINGS INC issued 25,000 shares of common stock of common stock.

“On October 3, 2025, a holder of 5,000 shares of Series D Convertible Preferred Stock converted such shares into 25,000 shares of common stock.”

Blackstone Real Estate Income Trust, Inc. issued 2,949,001 of common stock to a feeder vehicle primarily created to hold the Company's Class I common stock and Class C common stock for $46,387,790.

“feeder vehicle: Date of Unregistered Sale Number of Class C Common Shares Issued to Feeder Vehicle Consideration September 15, 2025 12,703 $198,522 October 14, 2025 2,949,001 $46,387,790 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto”

Blackstone Real Estate Income Trust, Inc. issued 12,703 of common stock to a feeder vehicle primarily created to hold the Company's Class I common stock and Class C common stock for $198,522.

“table details the Shares sold to such feeder vehicle: Date of Unregistered Sale Number of Class C Common Shares Issued to Feeder Vehicle Consideration September 15, 2025 12,703 $198,522 October 14, 2025 2,949,001 $46,387,790 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on”

Volato Group, Inc. issued convertible note to an institutional investor for aggregate original principal amount of up to $36,000,000.

“the Company agreed to issue 10% original issue discount senior unsecured convertible promissory notes (“Notes”) in an aggregate original principal amount of up to $36,000,000, which, once issued, will be convertible into shares of the Company’s Class A common stock, par value $0.0001 per share. The closing of the first tranche was consummated on”

Rani Therapeutics Holdings, Inc. issued Warrants to purchase up to 12,500,000 shares of Class A Common Stock (or Pre-Funded Warrants in lieu thereof) of warrant to Avenue Venture Opportunities Fund, L.P. for part of conversion of $6.0 million of outstanding Loans.

“On October 16, 2025, the Company, Rani LLC and Avenue entered into an amendment to the Loan Agreement (the “LSA Amendment”), effective as of September 30, 2025, pursuant to which Avenue agreed to convert $6.0 million of outstanding Loans into 12,500,000 Shares (or Pre-Funded Warrants in lieu thereof) in connection with the Private Placement and will receive Warrants to purchase up to 12,500,000 shares of Class A Common Stock (or Pre-Funded Warrants in lieu thereof), on the same terms as the Purchasers.”

Rani Therapeutics Holdings, Inc. issued 12,500,000 Shares (or Pre-Funded Warrants in lieu thereof) of common stock to Avenue Venture Opportunities Fund, L.P. for conversion of $6.0 million of outstanding Loans.

“On October 16, 2025, the Company, Rani LLC and Avenue entered into an amendment to the Loan Agreement (the “LSA Amendment”), effective as of September 30, 2025, pursuant to which Avenue agreed to convert $6.0 million of outstanding Loans into 12,500,000 Shares (or Pre-Funded Warrants in lieu thereof) in connection with the Private Placement and will receive Warrants to purchase up to 12,500,000 shares of Class A Common Stock (or Pre-Funded Warrants in lieu thereof), on the same terms as the Purchasers.”

Rani Therapeutics Holdings, Inc. issued pre-funded warrants to purchase up to an aggregate of 82,366,667 shares of Class A Common Stock of warrant to institutional and accredited investors, and Mir Imran for $0.4799 per Pre-Funded Warrant.

“of 82,366,667 shares of Class A Common Stock (the “Pre-Funded Warrants”). Pursuant to the Purchase Agreement, the purchase price of the Shares to the Institutional Investors is $0.48 per share; and the Purchase Price of the Shares to the Affiliated Investor is $0.605 per share, which reflects the consolidated closing bid price of our Class A Common Stock on”