Equity Issuances

Carlyle Private Equity Partners Fund, L.P. issued 85,889 Class E-A Units, 215,015 Class E-I Units, 16,584 Class C Units of unit to certain investors (including through CPEP Feeder, L.P.) for aggregate consideration of approximately $9.3 million.

“On May 1, 2026, Carlyle Private Equity Partners Fund, L.P. (the “Fund”) sold unregistered limited partnership units (the “Units”) to certain investors for aggregate consideration of approximately $9.3 million.”

NL INDUSTRIES INC issued each outstanding share of common stock, par value $.125 per share, of the Predecessor Corporation (“Predecessor Common Stock”) automatically converted into one of common stock.

“each outstanding share of common stock, par value $.125 per share, of the Predecessor Corporation (“Predecessor Common Stock”) automatically converted into one share of common stock, par value $.125 per share, of the Company (“Company Common Stock”).”

AMASS BRANDS issued 7,000 shares of Series C Convertible Preferred Stock of preferred stock to Streeterville Capital, LLC for aggregate purchase price of $6,990,000.00.

“At the Second Closing, the Company issued and sold to the Investor 7,000 shares of Series C Convertible Preferred Stock, par value $0.00001 per share (the “ Initial Preferred Shares ”), for an aggregate purchase price of $6,990,000.00 (the “ Initial Purchase Price ”), net of a $30,000 transaction expense amount payable to the Investor.”

TEN Holdings, Inc. issued 500,000 shares of common stock of common stock to the Investor for gross proceeds of approximately $500,000.

“On May 22, 2026, TEN Holdings, Inc. (the “ Company ”) entered into a Stock Purchase Agreement (the “ Purchase Agreement ”) with the purchaser named therein (the “ Investor ”), pursuant to which the Company issued 500,000 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), for gross proceeds of approximately $500,000.”

Apollo Infrastructure Co LLC issued Series I A-II Shares 164,708; F-I Shares 2,471; E Shares 87; I Shares 8,963; Series II A-II Shares 1,005,580; F-I Shares 8,812; I Shares 12,314 of securities to third party investors for $4,673,375; $68,950; $2,500; $250,000; $29,012,800; $250,000; $349,648.

“As of May 1, 2026, Apollo Infrastructure Company LLC (the “Company”) issued and sold the following unregistered shares of the Company (with the final number of shares being determined on May 26, 2026) to third party investors for cash (unless otherwise noted): Type Number of Shares Sold Aggregate Consideration Series I A-II Shares 164,708 $ 4,673,375 F-I Shares 2,471 68,950 E Shares 87 2,500 I Shares 8,963 250,000 Series II A-II Shares 1,005,580 $ 29,012,800 F-I Shares 8,812 250,000 I Shares 12,314 349,648”

Goldman Sachs Private Credit Corp. issued 40,546 shares of common stock to accredited investors and/or Non-U.S. Persons for $1,000 (in 000s).

“to Section 4(a)(2) thereof, Regulation D thereunder and/or Regulation S thereunder. The following table details the shares sold: Share Class Amount of Shares Consideration (in 000s) Class I Shares 3,372,858 $ 83,185 Class S Shares 40,546 $ 1,000 Class D Shares — $ — The sale of shares shown in the table above was made pursuant to subscription agreements”

Goldman Sachs Private Credit Corp. issued 3,372,858 shares of common stock to accredited investors and/or Non-U.S. Persons for $83,185 (in 000s).

“to Section 4(a)(2) thereof, Regulation D thereunder and/or Regulation S thereunder. The following table details the shares sold: Share Class Amount of Shares Consideration (in 000s) Class I Shares 3,372,858 $ 83,185 Class S Shares 40,546 $ 1,000 Class D Shares — $ — The sale of shares shown in the table above was made pursuant to subscription agreements”

Golub Capital Private Income Fund S issued 11,570 Common Shares of common stock for $279,650 aggregate consideration.

“of Common Shares sold and consideration therefore: Date of Unregistered Sale Amount of Common Shares NAV per Common Share Consideration (1) As of May 1, 2026 11,570 $ 24.17 $ 279,650 (1) No underwriting discounts or commissions have been or will be paid in connection with the sale of such Common Shares. Although the Fund does not charge investors any upfront”

Polar Power, Inc. issued common stock to Mammoth Crest Capital, LLC.

“On the Effective Date, the Company shall issue to MCC (or its designee) a number of shares of the Company’s Common Stock (the “Shares”) such that, after giving effect to the issuance of the Shares, the Shares represent 4.5% of the issued and outstanding shares of common stock of the Company on the Effective Date.”

Polar Power, Inc. issued convertible note to Monroe Street Capital Partners, LP for $340,000 purchase price.

“the Company issued to Monroe a 6% convertible redeemable note in the aggregate principal amount of $370,600 (the “Monroe Note”). The purchase price of the Monroe Note was $340,000, and the Company received net proceeds of $307,100, after deducting $12,500 to cover Monroe’s legal fees and a $20,400 payment to Craft. The Monroe Note has an interest rate of 6%”

Polar Power, Inc. issued convertible note to CFI Capital LLC for $546,000 purchase price.

““Issue Date”), the Company issued to CFI a 6% convertible redeemable note in the aggregate principal amount of $600,000 (the “CFI Note”). The purchase price of the CFI Note was $546,000, and the Company received net proceeds of $500,000, after deducting $10,000 to cover CFI’s legal fees and a $36,000 payment to Craft Capital Management, LLC (“Craft”) as a”

Aperture AC issued 311,000 units of unit to the Sponsor and the Underwriters for $10.00 per Private Placement Unit for an aggregate purchase price of $3,110,000.

“Simultaneously with the closing of the IPO, pursuant to the Sponsor Private Placement Units Purchase Agreement and the Underwriters’ Private Placement Units Purchase Agreement, the Company completed the private sale of an aggregate of 311,000 units (the “Private Placement Units”) to the Sponsor and the Underwriters at a price of $10.00 per Private Placement Unit for an aggregate purchase price of $3,110,000.”

FOXO TECHNOLOGIES INC. issued 400 shares of preferred stock to J.H. Darbie & Co., Inc..

“In connection with the Settlement Agreement, the Company issued 400 shares of Series D Preferred Stock to J.H. Darbie, convertible into shares of Class A Common Stock in accordance with the Series D Preferred Stock Certificate of Designation.”

AKAMAI TECHNOLOGIES INC issued convertible note to each of J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, BofA Securities, Inc. and Goldman Sachs & Co. LLC as representatives of the several initial purchasers for $1.75 billion aggregate principal amount of 2030 Notes and $1.75 billion aggregate principal amount of 2032 Notes.

“The Notes were sold in a private placement under a purchase agreement, dated as of May 19, 2026, entered into by and between Akamai and each of J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, BofA Securities, Inc. and Goldman Sachs & Co. LLC as representatives of the several initial purchasers named therein (collectively, the “Initial Purchasers”), for resale to persons reasonably believed to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).”

Ares Sports, Media & Entertainment Opportunities LP issued unit to accredited investors and qualified purchasers for aggregate consideration of approximately $27.5 million.

“On May 1, 2026, Ares Sports, Media and Entertainment Opportunities LP (the “Fund”) sold unregistered limited partnership units (the “Units”) for aggregate consideration of approximately $27.5 million.”

American Assets Trust, Inc. issued common stock.

“the Board (i) increased the 2011 Excepted Holder Limit to 21.9% (in value or in number, whichever is more restrictive) of the outstanding shares of Common Stock (the “2026 Excepted Holder Limit”) and (ii) decreased each of the Aggregate Stock Ownership Limit and the Common Stock Ownership Limit (each as defined in the Charter) to 6.775% (in value or number, whichever is more restrictive).”

Evolution Metals & Technologies Corp. issued convertible note to YA II PN, LTD. (Yorkville) for $100,000,000 aggregate principal amount.

“The first Convertible Debenture (the “First Debenture”) in the principal amount of $20,000,000 was issued on May 7, 2026.”

Shreya Acquisition Group issued 191,750 units of unit to the Sponsor for $10.00 per Private Unit, generating total proceeds of $1,917,500.

“Simultaneously with the closing of the IPO, the Company consummated a private placement (the “Private Placement”) of an aggregate of 191,750 units (the “Private Units”) to the Sponsor, at a price of $10.00 per Private Unit, generating total proceeds of $1,917,500.”

HNO International, Inc. issued up to 385,000 shares of Common Stock of warrant to Monroe Street Capital Partners, LP for exercise price of $0.25 per share.

“in connection with the MSC Purchase Agreement, the Company issued to the MSC Buyer a Common Stock Purchase Warrant to purchase up to 385,000 shares of Common Stock at an exercise price of $0.25 per share”

HNO International, Inc. issued convertible note to Monroe Street Capital Partners, LP for principal amount of $67,500.

“On May 5, 2026, HNO International, Inc. (the "Company") entered into a Securities Purchase Agreement (the "MSC Purchase Agreement") with Monroe Street Capital Partners, LP, a Delaware limited partnership (the "MSC Buyer"), pursuant to which the Company issued to the MSC Buyer a Convertible Promissory Note in the principal amount of $67,500 (the "MSC Note")”

Knight-Swift Transportation Holdings Inc. issued convertible note to initial purchasers for $1.5 billion aggregate principal amount.

“On May 8, 2026, Knight-Swift Transportation Holdings Inc. (the "Company") completed its previously announced private offering (the "Offering") of $1.5 billion aggregate principal amount of 1.00% Convertible Senior Notes due 2031 (the "Notes"), including the exercise in full of the initial purchasers' option to purchase up to an additional $200.0 million principal amount of the Notes.”

Chiron Real Estate Inc. issued up to 1,000,000 shares of Series C Preferred Stock of preferred stock to Maewyn XRN LP and each other purchaser that may become a party to this Investment Agreement from time to time (collectively, the "Purchasers") for $100.00 per share, for aggregate gross proceeds of up to $100.0 million.

“the Company agreed to issue and sell to the Purchasers a total of 1,000,000 shares of a new series of 6.00% Series C Convertible Perpetual Preferred Stock, par value $0.001 per share (the “Series C Preferred Stock”), at a purchase price of $100.00 per share, for aggregate gross proceeds of up to $100.0 million (the “Commitment Amount”) (the “Private Placement”).”

ModuLink Inc. issued 3,750 shares of Series A Preferred Stock of preferred stock to three investors for aggregate gross proceeds of approximately $300,000.

“As of the date hereof, the Company has sold an aggregate of 3,750 shares of Series A Preferred Stock for aggregate gross proceeds of approximately $300,000 in the Offering.”

AMERICAN REBEL HOLDINGS INC issued 2,790,436 shares of common stock to Streeterville for at a per share price of $0.272.

“On May 6, 2026, the Company issued Streeterville 2,790,436 shares of common stock pursuant to the Note Exchange set forth in Item 1.01 above at a per share price of $0.272.”

AMERICAN REBEL HOLDINGS INC issued 1,020,832 shares of common stock to Streeterville for at a per share price of $0.24.

“On May 5, 2026, the Company issued Streeterville 1,020,832 shares of common stock pursuant to the exchange set forth in Item 1.01 above at a per share price of $0.24.”

AMERICAN REBEL HOLDINGS INC issued 534,375 shares of common stock to Streeterville for at a per share price of $0.32.

“On May 4, 2026, the Company issued Streeterville 534,375 shares of common stock pursuant to the exchange set forth in Item 1.01 above at a per share price of $0.32.”

AMERICAN REBEL HOLDINGS INC issued 542,902 shares of common stock to Streeterville for at a per share price of $0.378.

“On May 1, 2026, the Company issued Streeterville 542,902 shares of common stock pursuant to the exchange set forth in Item 1.01 above at a per share price of $0.378.”

AMERICAN REBEL HOLDINGS INC issued 816,299 shares of common stock to Streeterville for at a per share price of $0.396.

“On April 30, 2026, the Company issued Streeterville 816,299 shares of common stock pursuant to the exchanges set forth in Item 1.01 above at a per share price of $0.396.”

Xometry, Inc. issued 1,049,759 shares of common stock to Siemens Beteiligungen Inland GmbH (SBI GmbH), an affiliate of Siemens Industry Software Inc. for aggregate purchase price of approximately $50,000,000.

“On May 6, 2026, in connection with its entry into the Collaboration Agreement (as defined below), Xometry, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with Siemens Beteiligungen Inland GmbH (“SBI GmbH”), an affiliate of Siemens Industry Software Inc. (“Siemens”), pursuant to which the Company agreed to issue and sell 1,049,759 shares (the “Shares”) of the Company’s Class A common stock, par value $0.000001 per share (“Common Stock”), to SBI GmbH for an aggregate purchase price of approximately $50,000,000 in a private placement exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended.”

Calidi Biotherapeutics, Inc. issued up to 17,391,304 (unvested) shares of common stock of warrant to an accredited investor.

“On May 6, 2026, Calidi Biotherapeutics, Inc. (the “Company”) issued a warrant (the “Warrant”) to purchase up to 17,391,304 (unvested) shares of common stock of the Company, par value $0.0001 per share (the “Common Stock”), with an exercise price of $0.23 to an accredited investor in a private placement transaction.”

Brag House Holdings, Inc. issued 3,000,000 shares of Common Stock of common stock to accredited investors.

“The Commitment Shares will consist of an aggregate of 3,000,000 shares of Common Stock to be issued to the Purchasers as a commitment fee.”

Brag House Holdings, Inc. issued convertible note to accredited investors for aggregate subscription amount of $1,875,000.

“May 4, 2026 (collectively, the “Notes”), in an aggregate original principal amount of $2,500,000 (the “Offering”). The aggregate subscription amount funded by the Purchasers was $1,875,000, reflecting a 25% original issue discount. The Notes were offered and sold in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act of”

SUJA LIFE, INC. issued 14,836,312 shares of Class V common stock of common stock to LP Unitholders.

“the Company issued to the LP Unitholders (as defined in the Prospectus) 14,836,312 shares of Class V common stock, par value $0.0001 per share (the "Class V Common Stock")”

Black Hawk Acquisition Corp issued convertible note to Black Hawk Management LLC for principal amount of up to $300,000.

“On May 4, 2026, Black Hawk Acquisition Corp., a Cayman Islands exempted company (the “Company”), issued a convertible promissory note (the “Note”) in the principal amount of up to $300,000 to Black Hawk Management LLC (the “Sponsor”).”

NextTrip, Inc. issued 100,000 shares of the Common Stock of warrant to an accredited investor for $2.7550 per share.

“the Company issued and sold (a) an aggregate of 368,421 restricted shares of newly designated Series B Convertible Preferred Stock, par value $0.001, of the Company (the “Series B Preferred Shares”) plus 40,000 additional Series B Preferred Shares as an issuance fee; and (b) a five-year warrant (the “Warrant”) to purchase 100,000 shares of the Common Stock, par value $0.001 per share, of the Company (“Common Stock”) (the “Series B Offering”) at a purchase price of $2.7550 per share representing the Nasdaq Minimum Price plus $0.125 as of the date of the Purchase Agreement.”

NextTrip, Inc. issued 368,421 restricted shares of newly designated Series B Convertible Preferred Stock of preferred stock to an accredited investor for $2.7550 per share.

“the Company issued and sold (a) an aggregate of 368,421 restricted shares of newly designated Series B Convertible Preferred Stock, par value $0.001, of the Company (the “Series B Preferred Shares”) plus 40,000 additional Series B Preferred Shares as an issuance fee; and (b) a five-year warrant (the “Warrant”) to purchase 100,000 shares of the Common Stock, par value $0.001 per share, of the Company (“Common Stock”) (the “Series B Offering”) at a purchase price of $2.7550 per share representing the Nasdaq Minimum Price plus $0.125 as of the date of the Purchase Agreement.”

Healthcare Realty Trust Inc issued 43.4660 shares of common stock per $1,000 principal amount of convertible note to initial purchasers for $700,000,000 aggregate principal amount (including $100,000,000 from full exercise of greenshoe).

“Agreement Indenture and Notes On May 7, 2026, Healthcare Realty Holdings, L.P. (the “ Issuer ”), a subsidiary of Healthcare Realty Trust Incorporated (the “ Company ”), issued $700,000,000 aggregate principal amount of its 3.00% Exchangeable Senior Notes due 2032 (the “ Notes ”). The Notes were issued pursuant to, and are governed by, an indenture (the “ Indenture”

Ocugen, Inc. issued convertible note to initial purchaser for $115.0 million aggregate principal amount.

“On May 7, 2026, Ocugen, Inc. (the “Company”) completed its previously announced private offering (the “offering”) of $115.0 million aggregate principal amount of 6.75% Convertible Senior Notes due 2034 (the “notes”).”

Dare Bioscience, Inc. issued 195,010 Investor Units, each consisting of one share of Series A Convertible Preferred Stock and two Investor Warrants to purchase up to 390,020 shares of commo of unit to public investors in Regulation A offering for at an offering price of $5.00 per unit.

“completed closings of its previously announced Regulation A offering of up to 4,854,000 units (each, an “Investor Unit” and collectively the “Investor Units”), each consisting of one share of Series A Convertible Preferred Stock (the “Series A Preferred Stock”) and two warrants, each to purchase one share of our common stock (“Investor Warrants”), with each Investor Unit being offered at an offering price of $5.00 (the “Offering”). The closings occurred on each of May 1, 4, 5 and 6, 2026. In connection therewith, we issued an aggregate of 195,010 Investor Units consisting of 195,010 shares of Series A Preferred Stock and Investor Warrants to purchase up to 390,020 shares of our common stock.”

KALA BIO, Inc. issued common stock.

“KALA BIO , Inc. (NASDAQ: KALA) (“KALA BIO” or the “Company”), today announced that it intends to effect a reverse stock split of its common stock, par value $0.001 per share (the “common stock”) at a ratio of 1 post-split share for every 50 pre-split shares.”

ProPetro Holding Corp. issued a maximum of 40,949,499 shares of the Company's Common Stock may be issued upon conversion of the Notes of convertible note to qualified institutional buyers for $690 million aggregate principal amount of its 0.00% Convertible Senior Notes due 2031.

“financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 1.01 Entry Into or Amendment of a Material Definitive Agreement Indenture On May 7, 2026, ProPetro Holding Corp. (the “ Company ”), issued $690 million aggregate principal amount of its 0.00% Convertible Senior Notes due 2031 (the “ Notes ”), which included the”

Cottonwood Communities, Inc. issued 214,833 shares of Series A Convertible Preferred Stock of preferred stock to accredited investors for aggregate proceeds of $2,116,000.

“During the period from April 29, 2026 through May 6, 2026, we issued and sold 214,833 shares of Series A Convertible Preferred Stock in the Series A Convertible Private Offering and received aggregate proceeds of $2,116,000.”

Kodiak AI, Inc. issued Warrants exercisable for an aggregate of 15,384,609 shares of Common Stock of warrant to Investors (including affiliate of Ares Management Corporation) for Included in the per-share purchase price of $6.50; no separate consideration.

“On May 7, 2026, Kodiak AI, Inc. (the “ Company ”) entered into subscription agreements (the “ Subscription Agreements ” and each a “ Subscription Agreement ”) with the investors named therein (all investors together, the “ Investors ”), which investors include new institutional investors, certain existing Company stockholders and an affiliate of Ares Management Corporation (“ Ares ”), relating to the private placement (the “ Private Placement ”) of an aggregate of 15,384,609 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), at a price per share of $6.50, and accompanying warrants (the “ Warrants ,” and together with the Shares, the “ Securities ”) exercisable for an aggregate of 15,384,609 shares of Common Stock (the “ Underlying Shares ”).”

Kodiak AI, Inc. issued 15,384,609 shares of Common Stock of common stock to Investors (including affiliate of Ares Management Corporation) for $6.50 per share; total gross proceeds approximately $100.0 million.

“On May 7, 2026, Kodiak AI, Inc. (the “ Company ”) entered into subscription agreements (the “ Subscription Agreements ” and each a “ Subscription Agreement ”) with the investors named therein (all investors together, the “ Investors ”), which investors include new institutional investors, certain existing Company stockholders and an affiliate of Ares Management Corporation (“ Ares ”), relating to the private placement (the “ Private Placement ”) of an aggregate of 15,384,609 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), at a price per share of $6.50, and accompanying warrants (the “ Warrants ,” and together with the Shares, the “ Securities ”) exercisable for an aggregate of 15,384,609 shares of Common Stock (the “ Underlying Shares ”).”

Amprius Technologies, Inc. issued common stock to institutional holders of the company's public warrants for Exchange Public Warrants exchanged for Exchange Shares.

“The issuance by the Company of the Exchange Shares in exchange for the surrender and cancellation of the Exchange Public Warrants is being made in reliance on Section 4(a)(2) of the Securities Act of 1933”

Cohen & Steers Income Opportunities REIT, Inc. issued Class P: 823,007; Class B: 106,371; Class R-I: 186,088; Class R-S: 17,035 of common stock to unregistered for Aggregate Consideration: Class P $9,750,000; Class B $1,215,000; Class R-I $2,127,000; Class R-S $195,000.

“On May 1, 2026, Cohen & Steers Income Opportunities REIT, Inc. issued the following shares: Common Shares Number of Shares Sold Aggregate Consideration (1) Class P 823,007 $9,750,000 Class B 106,371 $1,215,000 Class R-I 186,088 $2,127,000 Class R-S 17,035 $195,000”

EQT Exeter Real Estate Income Trust, Inc. issued 302,236.472 of common stock to accredited investors for aggregate purchase price of approximately $3.31 million.

“On May 1, 2026, the Company issued 302,236.472 Class A-II shares of common stock at a price per share of $10.94 to accredited investors in a private placement for an aggregate purchase price of approximately $3.31 million.”

EQT Exeter Real Estate Income Trust, Inc. issued 10,325.917 of common stock to accredited investors for aggregate purchase price of approximately $0.11 million.

“On April 10, 2026, the Company issued 10,088.874 shares of Class A-I common stock at a price per share of $10.83 for an aggregate purchase price of approximately $0.11 million and 10,325.917 shares of Class A-II common stock at a price per share of $10.79 for an aggregate purchase price of approximately $0.11 million.”

EQT Exeter Real Estate Income Trust, Inc. issued 10,088.874 of common stock to accredited investors for aggregate purchase price of approximately $0.11 million.

“On April 10, 2026, the Company issued 10,088.874 shares of Class A-I common stock at a price per share of $10.83 for an aggregate purchase price of approximately $0.11 million and 10,325.917 shares of Class A-II common stock at a price per share of $10.79 for an aggregate purchase price of approximately $0.11 million.”

EQT Exeter Real Estate Income Trust, Inc. issued 219.352 of common stock to two of the Company’s independent directors for aggregate purchase price of approximately $2.56 thousand.

“On April 10, 2026, EQT Exeter Real Estate Income Trust, Inc. (the “Company”) issued 219.352 shares of Class E common stock at a price per share of $11.68 to two of the Company’s independent directors, for an aggregate purchase price of approximately $2.56 thousand.”