Governance Changes

PetIQ, Inc.: Amended and restated the certificate of incorporation upon completion of the merger.

“Effective upon completion of the Merger, the certificate of incorporation of the Company, as in effect immediately prior to the Merger, was amended and restated to be in the form of the certificate of incorporation attached as Exhibit 3.1 hereto.”

WARRIOR MET COAL, INC.: Amended and restated bylaws to require non-white proxy card color, update advance notice provisions, implement proxy access for stockholders owning 3%+ for 3 years, and make administrative changes (effective 2024-10-25).

“On October 25, 2024, the Board of Directors (the “Board”) of Warrior Met Coal, Inc. (the “Company”) approved and adopted an amendment and restatement of the Amended and Restated Bylaws of the Company (as amended and restated, the “Bylaws”), effective on such date.”

Corvex, Inc.: Amendment to Certificate of Incorporation to effect a one-for-fifteen reverse stock split (effective 2024-10-29).

“On October 25, 2024, Company filed with the Secretary of State of the State of Delaware an amendment to the Certificate of Incorporation to effect the Reverse Stock Split (the “Amendment”), to be effective at 12:01 a.m. Eastern Time on October 29, 2024.”

FOXO TECHNOLOGIES INC.: Reduced shareholder quorum requirement from a majority to one-third (effective 2024-10-21).

“the Amended and Restated Bylaws of the Company (the “ Amended Bylaws ”). The Amended Bylaws, which revise the quorum requirements for a meeting of the Company’s shareholders from a majority to one-third, amend Section 2.4”

Healthcare Triangle, Inc.: Filed Certificate of Designations for Series B Convertible Preferred Stock, establishing preferences, limitations, and relative rights of the new series (effective 2024-10-22).

“On October 22, 2024, in relation to the Asset Transfer Agreement, the Company filed a Certificate of Designations of Preferences, Rights and Limitations of Series B Convertible Preferred Stock (the “ Series B Certificate of Designations ”) with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the Series B Convertible Preferred Stock (the “ Series B Convertible Preferred Stock ”).”

Oaktree Acquisition Corp. III Life Sciences: Adopted Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2024-10-23).

“On October 23, 2024 and in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”

Aldel Financial II Inc.: Amended and restated memorandum and articles of association filed and effective upon IPO (effective 2024-10-21).

“On October 21, 2024, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on October 21, 2024.”

COOPER COMPANIES, INC.: Amended and restated bylaws to address universal proxy rules, update advance notice disclosure requirements, add candidate background information requirements, require additional information on proposed business and related agreements, and adopt exclusive forum requirements (effective 2024-10-22).

“On October 22, 2024, the Board of Directors (the “Board”) of The Cooper Companies, Inc. (the “Company”) approved and adopted an amendment and restatement of the Company’s Amended and Restated By-Laws (as so amended, the “By-Laws”).”

Dime Community Bancshares, Inc. /NY/: Amended and restated bylaws to revise director election voting standard and remove expired Article VIII (effective 2024-10-24).

“On October 24, 2024, the Board of Directors (the “Board”) of Dime Community Bancshares, Inc. (the “Company”) approved amended and restated Bylaws of the Company (the “Amended and Restated Bylaws”), effective as of such date.”

BALL Corp: Decreased the number of directors from twelve to eleven (effective 2024-10-23).

“On October 23, 2024, the Board of Directors of the Ball Corporation (the “Company”) amended the Bylaws of the Company to decrease the number of directors from twelve to eleven.”

Applied Digital Corp.: Terminated designations of Series A, B, and D Convertible Preferred Stock by filing Withdrawals of Designation with the Nevada Secretary of State, removing those provisions from the Articles of Incorporation (effective 2024-10-21).

“On October 21, 2024, the Company filed Withdrawals of Designation relating to the Preferred Stock (the “Withdrawals of Designation”) with the Secretary of State of the State of Nevada and terminated the designations of the Preferred Stock.”

TFS Financial CORP: Increased board size from eleven members to twelve members (effective 2024-10-24).

“The Board of Directors has approved an amendment to the Company's Bylaws, effective October 24, 2024, to increase the size of the Board from eleven members to twelve members.”

Voip-pal.com Inc: Increased authorized Series A preferred stock from 800,000 to 1,000,000 shares via amendment to Certificate of Designation (effective 2024-10-09).

“On October 9, 2024, VoIP-Pal.Com Inc. (the “Company”) filed an amendment to a Certificate of Designation dated May 25, 2022, as previously amended on March 6, 2023 (together, the “Certificate of Designation”), with the Nevada Secretary of State in order to designate an additional 200,000 shares of the Company’s authorized preferred stock, par value $0.01 per share (the “Preferred Stock”), as Series A preferred stock (the “Series A Stock”), thereby increasing the total number of shares of Preferred Stock designated as Series A Stock from 800,000 to 1,000,000.”

Myseum.AI, Inc.: Amended Article II, Section 2.7 of bylaws to clarify shareholders entitled to vote on proposals at meetings (effective 2024-10-23).

“On October 23, 2024, the board of directors (the “Board”) of DatChat, Inc. (the “Company”) approved an amendment (the “Amendment”) to the Company’s Amended and Restated Bylaws (the “Bylaws”). The Amendment amends and restates in its entirety Article II, Section 2.7 of the Bylaws to clarify the shareholders entitled to vote on proposals at a meeting of the Company’s shareholders.”

RENASANT CORP: Amended and restated bylaws to replace Nasdaq references with NYSE, eliminate requirement that special meetings be held at principal offices, incorporate existing amendments, and make ministerial changes (effective 2024-10-22).

“On October 22, 2024, the Board of Directors of Renasant Corporation (“Renasant”) approved and adopted Amended and Restated Bylaws of Renasant Corporation (the “Bylaws”), which became effective immediately. The amendment and restatement of the Bylaws (1) replaced references to the Nasdaq Marketplace Rules with references to New York Stock Exchange listing rules, (2) eliminated the required that special meetings of Renasant shareholders be held at Renasant’s principal offices in Tupelo, Mississippi, and (3) incorporated existing amendments into the body of the Bylaws and made certain other ministerial, non-substantive changes designed to enhance the readability of the Bylaws.”

GOLDMAN SACHS GROUP INC: Certificate of Elimination filed to remove all references to Series P Preferred Stock from the Restated Certificate of Incorporation, following redemption of that series; Restated Certificate of Incorporation also filed reflecting elimination of Series P and addition of Series Y designations (effective 2024-10-23).

“On October 23, 2024, the Company filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware eliminating from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its 5.00% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series P”

Lipocine Inc.: Filed Certificate of Amendment to Certificate of Designation of Series A Junior Participating Preferred Stock to reflect reverse stock split (effective 2024-10-22).

“On October 22, 2024, in connection with the adoption of the Third Amended and Restated Stockholder Rights Agreement, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Certificate of Designation of the Series A Junior Participating Preferred Stock (the “Certificate of Amendment”) to reflect the impact of the Company’s reverse stock split effected on May 11, 2023.”

FOXO TECHNOLOGIES INC.: Filed a Certificate of Designation establishing Series A Cumulative Convertible Redeemable Preferred Stock, authorizing up to 35,000 shares with specified rights, preferences, and limitations (effective 2024-10-18).

“On October 18, 2024, FOXO Technologies Inc., a Delaware corporation (the “ Company ”), filed an amendment to the Company’s Certificate of Incorporation (the “ Certificate of Incorporation ”), in the form of a Certificate of Designation (the “ Designation ”) that authorized for issuance of up to 35,000 shares of a new series of Preferred Stock, par value $0.0001 per share, of the Company designated “Series A Cumulative Convertible Redeemable Preferred Stock” (the “ Series A Preferred Stock ”) and established the rights, preferences and limitations thereof.”

Clover Leaf Capital Corp.: Amended charter to extend deadline for initial business combination from October 22, 2024 to October 22, 2025 (effective 2024-10-21).

“On October 21, 2024, Clover Leaf Capital Corp. (the “ Company ”) held a special meeting of its stockholders (the “ Meeting ”). At the Meeting, the Extension Amendment Proposal (as defined below) to amend the Company’s amended and restated certificate of incorporation, as previously amended on October 20, 2022, July 20, 2023, January 22, 2024 and July 22, 2024 (the “ Charter ” and such new amendment, the “ Fifth Extension Amendment ”), was approved. Under Delaware law, the Fifth Extension Amendment took effect upon the filing of the Fifth Extension Amendment with the Secretary of State of the State of Delaware on October 21, 2024.”

AGL Private Credit Income Fund: Amended Joint Code of Ethics to clarify parties with oversight authority for various portions of the Code (effective 2024-10-18).

“On October 18, 2024, the Company adopted an amended Joint Code of Ethics (as amended, the “Code”) applicable to, among others, the Company, the Adviser, and affiliates of the Adviser. The Code was amended to, among others, clarify the parties with oversight authority for the various portions of the Code.”

JABIL INC: Reduced ownership threshold to call special meeting from majority to 25% and updated procedural mechanics (effective 2024-10-17).

“On October 17, 2024, the Board of Directors (“Board”) of Jabil Inc. (the “Company”), approved and adopted Amended and Restated Bylaws, which became effective immediately. The Amended and Restated Bylaws were revised to reduce the ownership threshold necessary to call a special meeting of stockholders from a majority of shares entitled to vote at the meeting to shares representing at least twenty-five percent of the voting power of the stock entitled to vote on the matter and to clarify and update related procedural mechanics.”

STRATTEC SECURITY CORP: Adoption of Amended and Restated By-Laws revising advance notice periods for shareholder proposals and nominations, and conforming director election terms to annual elections (effective 2024-10-23).

“On October 23, 2024, the Board of Directors adopted Amended and Restated By-Laws which (i) incorporated certain amendments to the Company’s By-Law as adopted by the Board of Directors on August 21, 2024, which amended Section 2.01 of Article II of the By-Laws to revise the periods during which advance notice of certain shareholder proposals and certain shareholder nominations of directors must be provided in connection with annual and certain special meetings of shareholders, and (ii) revised Section 3.02 to provide for annual terms of elections of directors.”

STRATTEC SECURITY CORP: Amendment to Articles of Incorporation to eliminate classified board of directors, making all directors elected annually (effective 2024-10-23).

“On October 23, 2024, the shareholders of the Company approved and the Board of Directors adopted an Amendment to the Amended and Restated Articles of Incorporation which eliminates the classification of the Board of Directors so that each director will stand for election annually.”

NISOURCE INC.: Amended and restated bylaws to update provisions related to stockholder meetings, proxies, advance notice for director nominations, and other administrative changes (effective 2024-10-21).

“On October 21, 2024, in connection with a periodic review of the bylaws of NiSource Inc. (the “Company”), the Company’s board of directors (the “Board”) adopted amended and restated bylaws (the “Bylaws”), effective immediately.”

NISOURCE INC.: Eliminated all matters related to Series A Junior Participating Preferred Stock from the Certificate of Incorporation (effective 2024-10-21).

“On October 21, 2024, the Company filed a Certificate of Elimination (“Series A Certificate of Elimination”) to its Certificate of Incorporation with the Secretary of State of the State of Delaware to eliminate from the Certificate of Incorporation all matters set forth in the Certificate of Incorporation related to the Series A Junior Participating Preferred Stock (the “Series A Junior Stock”)”

NISOURCE INC.: Eliminated all matters related to Series C Mandatory Convertible Preferred Stock from the Certificate of Incorporation (effective 2024-10-21).

“On October 21, 2024, NiSource Inc. (the “Company”) filed a Certificate of Elimination (“Series C Certificate of Elimination”) to its Certificate of Incorporation with the Secretary of State of the State of Delaware to eliminate from the Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its Series C Mandatory Convertible Preferred Stock (the “Series C Preferred Stock”).”

Opus Genetics, Inc.: Amended the Restated Certificate of Incorporation to change the corporate name to Opus Genetics, Inc., effective October 23, 2024, and updated the Bylaws accordingly (effective 2024-10-23).

“Corporate Name Change to Opus Genetics, Inc. On October 22, 2024, following the Merger, Ocuphire filed an amendment to its Restated Certificate of Incorporation to change its name to “Opus Genetics, Inc.”, effective October 23, 2024.”

Opus Genetics, Inc.: Filed a Certificate of Designation for Series A Non-Voting Convertible Preferred Stock, establishing the preferences, rights, and limitations of the new series (effective 2024-10-22).

“Series A Preferred Stock On October 22, 2024, Ocuphire filed a Certificate of Designation of Preferences, Rights and Limitations of the Series A Non-Voting Convertible Preferred Stock with the Secretary of State of the State of Delaware (the “ Certificate of Designation ”) in connection with the Merger referenced in Item 1.01 above.”

GENWORTH FINANCIAL INC: The company adopted amended and restated bylaws modifying procedural mechanics for stockholder nominations, special meetings, proxy card color, meeting presiding officer, and other updates (effective 2024-10-18).

“On October 18, 2024, the board of directors (the “ Board ”) of Genworth Financial, Inc. (the “ Company ”) unanimously adopted Amended and Restated Bylaws of the Company (the bylaws, as so amended and restated, the “ Amended and Restated Bylaws ”), effective immediately.”

Sonendo, Inc.: Filed Certificate of Amendment to effect a 1-for-200 reverse stock split of common stock, effective October 18, 2024 (effective 2024-10-18).

“On October 16, 2024, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a 1-for-200 split of its common stock, par value $0.001 per share (the “Reverse Stock Split”). The Reverse Stock Split became effective as of October 18, 2024 (the “Effective Time”).”

Sharecare, Inc.: Amendment and restatement of the Second Amended and Restated Bylaws in their entirety to be in the form of Merger Sub's bylaws, with name references changed, in connection with the Merger.

“Additionally, pursuant to the terms of the Merger Agreement, at the Effective Time, the Company’s Second Amended and Restated Bylaws, as in effect immediately prior to the Effective Time, were amended and restated in their entirety to be in the form of the bylaws of Merger Sub as in effect immediately prior to the Effective Time of the Merger, except that references to Merger Sub’s name were replaced with references to the Company’s name (the “ Bylaws ”).”

Sharecare, Inc.: Amendment and restatement of the Fourth Amended and Restated Certificate of Incorporation as the Fifth Amended and Restated Certificate of Incorporation in connection with the Merger.

“Pursuant to the terms of the Merger Agreement, at the Effective Time, the Company’s Fourth Amended and Restated Certificate of Incorporation, as in effect immediately prior to the Effective Time, was amended and restated in its entirety as the Fifth Amended and Restated Certificate of Incorporation of the Company (the “ Charter ”).”

Advanced Flower Capital Inc.: Filed amendment to articles of incorporation to change company name from AFC Gamma, Inc. to Advanced Flower Capital Inc (effective 2024-10-22).

“On October 22, 2024, the Company filed an amendment to its Articles of Amendment with the State Department of Assessments and Taxation of Maryland to change its name from “AFC Gamma, Inc.” to “Advanced Flower Capital Inc.” (the “Amendment”).”

Advanced Flower Capital Inc.: Amended and restated bylaws to reflect name change and add Universal Proxy Rules requirements (effective 2024-10-22).

“the Company amended and restated its Amended and Restated Bylaws (the “Second Amended and Restated Bylaws”), to reflect the name change and to address matters relating to Rule 14a-19 under the Securities Exchange Act of 1934 (the “Universal Proxy Rules”) by requiring stockholders intending to use the Universal Proxy Rules to, among other things, provide evidence of compliance with Rule 14a-19 to the Company.”

VISIUM TECHNOLOGIES, INC.: Increased authorized shares of common stock from 1,000,000,000 to 3,000,000,000 (effective 2024-10-21).

“On September 18, 2024 the Company adopted and on October 21, 2024 filed the Articles of Amendment to its Articles of Incorporation to increase the number of authorized shares of $0.0001 par value Common Stock from 1,000,000,000 shares to 3,000,000,000 shares.”

HeartSciences Inc.: Company amended its Amended and Restated Certificate of Formation to change its corporate name to HeartSciences Inc (effective 2024-10-11).

“On October 11, 2024, the Company changed its corporate name to HeartSciences Inc. pursuant to the Certificate of Amendment (the “Certificate of Amendment”) to its Amended and Restated Certificate of Formation, filed with the Secretary of State of the State of Texas on the same date (the “Name Change”).”

TuHURA Biosciences, Inc./NV: Kintara ceased to be a shell company as a result of the Merger.

“As a result of the Merger, Kintara ceased to be a shell company (as defined in Rule 12b-2 of the Exchange Act) as of the closing of the Merger.”

TuHURA Biosciences, Inc./NV: Company changed its fiscal year end from June 30 to December 31.

“In connection with the closing of the Merger, the Company changed its fiscal year end from June 30 to December 31, the fiscal year end of TuHURA prior to the Merger.”

bioAffinity Technologies, Inc.: Amended quorum requirement to 34% of outstanding shares entitled to vote (effective 2024-10-17).

“On October 17, 2024, the Board amended the Company’s Amended and Restated By-Laws, effective October 17, 2024, in order to amend the quorum requirement of Article II, Section 2.07 of the Amended and Restated By-Laws, such that thirty-four percent (34%) of the outstanding shares of stock of the Company entitled to vote at the meeting, present in person or represented by proxy, shall constitute a quorum for the transaction of business at all meetings of the stockholders.”

Triller Group Inc.: Adopted new Certificate of Incorporation and By-laws upon domestication as a Delaware corporation (effective 2024-10-15).

“Adoption of Certificate of Incorporation and Bylaws The information set forth in Item 3.03 of this Current Report on Form 8-K is incorporated herein by reference.”

CHEETAH NET SUPPLY CHAIN SERVICE INC.: Filed Fourth Amended and Restated Articles of Incorporation to effect a 1-for-16 reverse stock split (effective 2024-10-21).

“The Reverse Stock Split took effect at 9:00 a.m., Eastern Time, on October 21, 2024 (the “Effective Time”). To implement the Reverse Stock Split, the Company filed its Fourth Amended and Restated Articles of Incorporation with the Secretary of State of North Carolina on October 8, 2024.”

Everus Construction Group, Inc.: Increased authorized shares of common and preferred stock and effected a stock split of outstanding common stock (effective 2024-10-21).

“The Split Amendment increased the number of authorized shares of Common Stock and preferred stock, par value $0.01, of the Company, and effected a stock split of the outstanding shares of Common Stock.”

Algorhythm Holdings, Inc.: Reduced the quorum requirement for stockholder meetings from a majority to thirty-three and one-third percent (effective 2024-10-18).

“On October 18, 2024, the Company amended its Amended By-laws (the “By-law Amendment”), for the purpose of reducing the quorum required to hold meetings of the stockholders of the Company (the “Quorum Requirement”). The By-law Amendment reduced the Quorum Requirement from a majority to thirty-three and one-third percent (33 1/3%) of the voting power of the shares of stock issued and outstanding and entitled to vote at the meeting.”

DORCHESTER MINERALS, L.P.: Amended Second A&R LLCA to increase board size from eight to nine managers and make other immaterial updates (effective 2024-10-15).

“Effective as of October 15, 2024, the members of DMMGP entered into the Second Amended and Restated Limited Liability Agreement of DMMGP (the “Second A&R LLCA”) to increase the size of the Board from eight to nine managers, with the additional manager to be appointed by CMP in accordance with the Letter Agreement and to make certain other immaterial updates to the Second A&R LLCA (the “Amendments”).”

GENWORTH FINANCIAL INC: Adopted Amended and Restated Bylaws modifying procedural mechanics for stockholder nominations and proposals, proxy card color requirement, meeting presiding officer, and other updates (effective 2024-10-18).

“On October 18, 2024, the board of directors (the “ Board ”) of Genworth Financial, Inc. (the “ Company ”) unanimously adopted Amended and Restated Bylaws of the Company (the bylaws, as so amended and restated, the “ Amended and Restated Bylaws ”), effective immediately.”

SANUWAVE Health, Inc.: Filing of Certificate of Amendment to Articles of Incorporation to implement a 1-for-375 reverse stock split of Common Stock (effective 2024-10-18).

“On October 15, 2024, the Company filed a Certificate of Amendment to its Articles of Incorporation, as amended (the "Certificate of Amendment"), to implement a 1-for-375 reverse stock split (the "Reverse Stock Split") of Common Stock.”

AIR LEASE CORP: Filed Certificate of Elimination to cancel the Certificate of Designations for Series A Preferred Stock after redemption of all outstanding shares, reclassifying authorized preferred shares as undesignated (effective 2024-10-17).

“On October 17, 2024, Air Lease Corporation (the “ Company ”) filed a Certificate of Elimination (the “ Certificate of Elimination ”) with the Secretary of State of the State of Delaware effecting the elimination of the Certificate of Designations (the “ Certificate of Designations ”) relating to the Company’s 6.150% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A (the “ Series A Preferred Stock ”).”

NEWMARK GROUP, INC.: Amended and restated certificate of incorporation to add officer exculpation provision as permitted by Delaware law (effective 2024-10-17).

“On October 17, 2024, the Company filed the Second Amended and Restated Certificate of Incorporation with the Secretary of State of Delaware. It was effective upon filing.”

Ensysce Biosciences, Inc.: Reduced stockholder meeting quorum requirement from majority to 1/3 of total votes entitled to be cast (effective 2024-11-01).

“On October 17, 2024, Ensysce Biosciences, Inc. (the “ Company ” or “ we ”) amended its bylaws, effective November 1, 2024, to reduce the number of shares needed to constitute a quorum at meetings of stockholders from a majority of the total votes entitled to be cast to 1/3 rd of the total votes entitled to be cast.”

Pioneer Bancorp, Inc./MD: Changed fiscal year end from June 30 to December 31 (effective 2024-10-15).

“approved an amendment to Article VI, Section 5 of its Bylaws to change its fiscal year from June 30 to December 31”