Governance Changes

International Land Alliance Inc.: Filed Certificate of Designations for Series D Convertible Preferred Stock, authorizing up to 20,000 shares (effective 2023-11-02).

“On November 2, 2023, the Company received notice of the effectiveness of its filing of a Certificate of Designations, Preferences and Rights of the Series D Shares with the Wyoming Secretary of State (the “Certificate of Designations”), authorizing the issuance of up to 20,000 shares of Series D Preferred Stock, par value $0.001 per share.”

Streamex Corp.: Adopted Amendment No. 3 to the Amended and Restated Bylaws, changing voting requirements for director elections to a plurality of votes cast and for other matters to a majority of votes cast (excluding abstentions and broker non-votes) (effective 2023-11-02).

“On November 2, 2023, the board of directors of BioSig Technologies, Inc. (the “ Company ”) adopted Amendment No. 3 to the Amended and Restated Bylaws of the Company, as amended (the “ Third Amendment ”), which became effective as of the same date.”

NEW RELIC, INC.: Amended and restated bylaws to match Merger Sub's bylaws.

“In addition, at the Effective Time, the Amended and Restated Bylaws of the Company, as in effect immediately prior to the Effective Time, were amended and restated in their entirety to be in the form of the bylaws of Merger Sub as in effect immediately prior to the Effective Time (the “Bylaws”).”

NEW RELIC, INC.: Amended and restated certificate of incorporation to match Merger Sub's charter.

“Pursuant to the Merger Agreement, at the Effective Time, the Amended and Restated Certificate of Incorporation of the Company was amended and restated in its entirety to be in the form of the certificate of incorporation of Merger Sub as in effect immediately prior to the Effective Time (the “Certificate of Incorporation”).”

ORTHOPEDIATRICS CORP: Amended and restated Bylaws to adopt universal proxy card rules under Rule 14a-19 and enhance disclosure requirements for director nominations and stockholder proposals (effective 2023-11-02).

“On November 2, 2023, the Board of Directors (the “Board”) of OrthoPediatrics Corp. (the “Company”) approved and adopted, effective as of such date, amended and restated Bylaws (as so amended and restated, the “Bylaws”). The Bylaws amend and restate the Company’s prior bylaws in their entirety to, among other things, address the adoption by the U.S. Securities and Exchange Commission of new “universal proxy card” rules, as set forth in newly adopted Rule 14a-19 of the Exchange Act (“Rule 14a-19”) in order to ensure that, from a procedural and mechanical perspective, the Bylaws function properly in the case of a contested election using a new universal proxy card.”

INTERCEPT PHARMACEUTICALS, INC.: Bylaws amended and restated in their entirety at the Effective Time pursuant to the merger agreement.

“Pursuant to the terms of the Merger Agreement, at the Effective Time, the Company’s bylaws, as in effect immediately prior to the Effective Time, were amended and restated in their entirety (the “Second Amended and Restated Bylaws”).”

INTERCEPT PHARMACEUTICALS, INC.: Certificate of incorporation amended and restated in its entirety at the Effective Time pursuant to the merger agreement.

“Pursuant to the terms of the Merger Agreement, as of the Effective Time, the Company’s certificate of incorporation, as in effect immediately prior to the Effective Time, was amended and restated in its entirety (the “Amended and Restated Certificate of Incorporation”).”

TANGER INC.: Amended Bylaws to reflect name change, universal proxy rules, exclusive forum, and other changes (effective 2023-11-16).

“Also effective November 16, 2023, the Board approved and adopted certain amendments (the “Amendments”) to the Company’s Bylaws (the Bylaws, as so amended and restated to incorporate the Amendments, the “Amended and Restated Bylaws”) to reflect the name change, to make certain limited changes in light of the universal proxy rules adopted by the U.S. Securities and Exchange Commission (the “SEC”) and to designate the sole and exclusive forum for certain actions or proceedings involving or relating to the Company.”

TANGER INC.: Name change to Tanger Inc. effective November 16, 2023 (effective 2023-11-16).

“On November 6, 2023, the Company filed with the North Carolina Secretary of State Articles of Amendment (the “Articles of Amendment”) to the Company’s Articles to change the Company’s name to Tanger Inc., as previously announced.”

TANGER INC.: Increased Ownership Limit from 4% to 9.8% of outstanding Common Shares (effective 2023-11-16).

“Effective November 16, 2023, pursuant to Article II, Section (B)(4)(j) of the Amended and Restated Articles of Incorporation, as amended (the “Articles”) of Tanger Factory Outlet Centers, Inc. (the “Company”), the Company’s board of directors (the “Board”) adopted resolutions increasing the Company’s Ownership Limit (as defined in the Articles) from 4% to 9.8% of the outstanding Common Shares (as defined in the Articles).”

LATTICE SEMICONDUCTOR CORP: Updated procedural and disclosure requirements for stockholder nominations and proposals, including Rule 14a-19 compliance, and various conforming changes to Delaware law (effective 2023-11-03).

“On November 3, 2023, the Board of Directors (the “Board”) of Lattice Semiconductor Corporation (the “Company”) approved amendments to the Company’s Amended and Restated Bylaws (the “Bylaws”), which became effective immediately.”

WASTE MANAGEMENT INC: Amended and restated bylaws updating procedural mechanics and disclosure requirements for stockholder proposals and nominations, including proxy card color requirement and alignment with Delaware law (effective 2023-11-06).

“the Board of Directors of Waste Management, Inc. (the “Company”) approved and adopted amended and restated by-laws of the Company (the “Amended and Restated By-laws”).”

INTERNATIONAL FLAVORS & FRAGRANCES INC: Amended bylaws to allow special meeting upon written request of holders of at least 25% of outstanding voting stock (effective 2023-11-01).

“On November 1, 2023, the board of directors (the “Board”) of International Flavors & Fragrances Inc. (the “Company”) adopted amended and restated bylaws (as amended, the “Bylaws”), effective immediately. The amendments effected by the Bylaws allow for a special meeting to be called upon the written request of the holders of at least 25 percent of the Company’s outstanding voting stock that are entitled to vote on the matters at such special meeting, subject to compliance with the other requirements as set forth in the Bylaws.”

COMTECH TELECOMMUNICATIONS CORP /DE/: Amended the Certificate of Designations of Series A Convertible Preferred Stock to update definition of 'Existing Credit Agreement' to reference the Amended Credit Facility (effective 2023-11-07).

“Effective November 7, 2023, in connection with: (i) the closing of the PST Sale (as defined in Item 7.01 below) and (ii) entering into the Amended Credit Facility, Comtech and the holders of the Company’s Series A Convertible Preferred Stock entered into the Second Amended and Restated Certificate of Designations of Series A Convertible Preferred Stock of Comtech to modify the defined term “Existing Credit Agreement” to mean the Amended Credit Facility.”

Apollo Infrastructure Co LLC: Amended and restated limited liability company agreement to increase board size from four to six directors, increase independent directors from two to three, add removal provision, and update indemnity/exculpation provisions (effective 2023-11-01).

“On November 1, 2023, the Company executed its Third Amended and Restated Limited Liability Company Agreement (the “Third A&R LLCA”), which amended and restated the Company’s Second Amended and Restated Limited Liability Company Agreement, dated as of April 12, 2023.”

Lexeo Therapeutics, Inc.: Adopted amended and restated bylaws effective upon the closing of the IPO (effective 2023-11-07).

“the Company adopted amended and restated bylaws (the “ Restated Bylaws ”) in connection with the closing of the IPO.”

Lexeo Therapeutics, Inc.: Filed amended and restated certificate of incorporation effective as of immediately prior to the closing of the IPO.

“the Company filed an amended and restated certificate of incorporation (the “ Restated Certificate ”) with the Secretary of State of the State of Delaware.”

Cartesian Growth Corp II: Extended the deadline to consummate a business combination from November 10, 2023 to up to November 10, 2024 via monthly extensions (effective 2023-11-06).

“the shareholders approved the proposal to amend the Company’s Charter (the “Charter Amendment”), to extend the date by which the Company has to consummate a business combination for an additional twelve months, from November 10, 2023 (the “Termination Date”) to up to November 10, 2024”

Ankam, Inc.: Amended and restated bylaws to increase the number of acting board members from 1 to 2 directors, who must perform duties according to the bylaws and in compliance with the instructions and counsel of the Company's President (effective 2023-11-06).

“Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On November 6, 2023, Bakur Kalichava, being the sole member of the Board of Directors, adopted and approved amended and restated bylaws of the Company (the “Amendment to Bylaws”) of Ankam, Inc. The number of the acting members of the Board was extended to 2 (two) directors instead of 1 (one). The Director shall perform their duties according to the Bylaws of the Company and in compliance with the instructions and counsel of the Company’s President.”

XAI Octagon Floating Rate & Alternative Income Trust: Adopted Appendix C to the Statement of Preferences to establish rights and preferences of Convertible Preferred Shares (effective 2023-10-06).

“On October 6, 2023, the Trust adopted Appendix C to the Statement of Preferences of Term Preferred Shares (the “Statement of Preferences”) establishing and fixing the rights and preferences of the Convertible Preferred Shares.”

Tenon Medical, Inc.: Certificate of Amendment to effect a 1-for-10 reverse stock split (effective 2023-11-02).

“filed on November 1, 2023 a Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, of the Company with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) that provides for a 1-for-10 reverse stock split (the “Split”) of its shares of common stock, par value $0.001 per share (the “Common Stock”) that became effective at 12:01 a.m. on November 2, 2023.”

Skye Bioscience, Inc.: Increased authorized shares of common stock from 20,000,000 to 100,000,000 (effective 2023-11-06).

“On November 6, 2023, Skye Bioscience, Inc., a Nevada corporation (the "Company") filed a Certificate of Amendment to the Company's Articles of Incorporation (the “Articles”), to amend Section 1 of Article IV of the Articles to increase the number of authorized shares of common stock from 20,000,000 to 100,000,000 (the “Charter Amendment”).”

SmartMetric, Inc.: Increased authorized common stock from 5,000,000,000 to 10,000,000,000 shares (effective 2023-11-03).

“the Company filed a Certificate of Amendment to its Articles of Incorporation with the Secretary of State of Nevada to increase its authorized shares of common stock, $0.001 par value per share, from 5,000,000,000 shares to 10,000,000,000 shares, which filing became effective on November 3, 2023”

CEVA INC: Amended advance notice provisions in Article II, Sections 2.9 and 2.10 of the amended and restated bylaws to update procedural and disclosure requirements for director nominations and other stockholder business (effective 2023-11-07).

“On November 7, 2023, the Board approved and adopted amendments to the advance notice provisions of Article II, Sections 2.9 and 2.10 of the Company’s amended and restated bylaws (the “Bylaws”) to update the procedural and disclosure requirements applicable to director nominations and other business submitted by stockholders”

Royalty Management Holding Corp: Ceased being a shell company as a result of the Business Combination.

“As a result of the Business Combination, the Company ceased being a shell company.”

Royalty Management Holding Corp: Adopted amended and restated bylaws (effective 2023-10-31).

“the Company adopted the Amended and Restated Certificate of Incorporation (as amended and restated, the “ Charter ”) and amended and restated bylaws (as amended and restated, the “ Bylaws ”).”

Royalty Management Holding Corp: Adopted Amended and Restated Certificate of Incorporation (effective 2023-10-31).

“The Charter became effective upon filing with the Secretary of State of the State of Delaware on October 31, 2023, and includes the amendments proposed by the Charter Proposals.”

Korro Bio, Inc.: Amended and restated the Code of Conduct and Ethics in connection with the Merger.

“the Board amended and restated our Code of Conduct and Ethics.”

Korro Bio, Inc.: Filed a second certificate of amendment to change the company name to 'Korro Bio, Inc.', effective upon filing on November 3, 2023 (effective 2023-11-03).

“we filed a second certificate of amendment to the Charter”

Korro Bio, Inc.: Approved and filed a certificate of amendment to effect a 1:50 reverse stock split, effective upon filing on November 3, 2023 (effective 2023-11-03).

“stockholders approved an amendment to our restated certificate of incorporation”

Tabula Rasa HealthCare, Inc.: Bylaws amended and restated in connection with the Merger (effective 2023-11-03).

“bylaws of the Company were each amended and restated in their entirety”

AMERICAN REBEL HOLDINGS INC: Designated new Series C Convertible Cumulative Preferred Stock with 3,100,000 shares, effective November 6, 2023 (effective 2023-11-06).

“The Series C Designation was filed by the Registrant with the Secretary of State of Nevada on November 3, 2023 (and effective on November 6, 2023) and designated 3,100,000 shares of Series C Preferred Stock, $0.001 par value per share.”

AMERICAN REBEL HOLDINGS INC: Amended and restated certificate of designation for Series A Convertible Preferred Stock to increase shares from 100,000 to 150,000 and allow conversion under certain conditions (effective 2023-10-31).

“Amended and Restated Series A Convertible Preferred Stock Effective October 31, 2023, the holders of shares of Series A Convertible Preferred Stock, upon the recommendation of the Registrant’s board of directors, approved amending and restating the certificate of designation of the Registrant’s Series A Convertible Preferred Stock to increase the number of shares from 100,000 to 150,000 and allow for the conversion of the Series A Preferred Stock under certain circumstances and vesting requirements set forth in the amended and restated certificate.”

Vital Energy, Inc.: Certificate of Amendment increased authorized shares of Convertible Preferred Stock from 4,977,272 to 10,000,000 (effective 2023-11-03).

“On November 3, 2023, the Company filed a Certificate of Amendment to the Certificate of Designations of 2.0% Cumulative Mandatorily Convertible Series A Preferred Stock of Vital Energy, Inc. (the “Certificate of Amendment”). The Certificate of Amendment increased the number of authorized shares designated as Convertible Preferred Stock from 4,977,272 to 10,000,000.”

MSCI Inc.: Amended Bylaws to clarify procedural and disclosure requirements for shareholder director nominations under universal proxy rules, plus other technical revisions (effective 2023-11-02).

“On November 2, 2023, the Board of Directors (the “Board”) of MSCI Inc. (the “Company”) approved and adopted amendments (the “Amendments”) to the Company’s Amended and Restated Bylaws (the “Bylaws”), effective as of November 2, 2023, to clarify and implement certain procedural and disclosure requirements for Company shareholders proposing director nominations for consideration at the Company’s annual or special meetings of shareholders in connection with the “universal proxy” rules adopted by the Securities and Exchange Commission pursuant to Rule 14a-19 of the Securities Exchange Act of 1934, as amended.”

Energy Transfer LP: Adopted Amendment No. 10 to the Third Amended and Restated Agreement of Limited Partnership to establish Series I Preferred Units with specific distribution, conversion, and voting rights, and amended and restated the partnership agreement in its entirety as the Fourth Amended and Restated Partnersh (effective 2023-11-03).

“executed Amendment No. 10 (the “ LPA Amendment ”) to the Third Amended and Restated Agreement of Limited Partnership of Energy Transfer, dated as of February 8, 2006 (the “ Third Amended and Restated Partnership Agreement ”).”

NEWMONT Corp /DE/: Amended and restated certificate of incorporation to increase authorized common stock from 1,280,000,000 shares to 2,550,000,000 shares (effective 2023-11-03).

“Newmont amended its amended and restated certificate of incorporation to increase its authorized shares of common stock from 1,280,000,000 shares to 2,550,000,000 shares, such share authorization having been approved at Newmont’s special meeting of stockholders held on October 11, 2023.”

BED BATH & BEYOND, INC.: Bylaws amended to reflect name change to Beyond, Inc (effective 2023-11-06).

“The Company also amended and restated its second amended and restated bylaws effective November 6, 2023 to reflect the Name Change.”

BED BATH & BEYOND, INC.: Name change from Overstock.com, Inc. to Beyond, Inc (effective 2023-11-06).

“Effective November 6, 2023, Overstock.com, Inc. (the “Company”) changed its corporate name to Beyond, Inc., pursuant to a certificate of amendment to the Company’s amended and restated certificate of incorporation filed with the Delaware Secretary of State (the “Name Change”).”

GULF ISLAND FABRICATION INC: Amended and restated bylaws to modify advance notice provisions for shareholder proposals and nominations, addressing Rule 14a-19 and making other ministerial and clarifying changes (effective 2023-11-02).

“On November 2, 2023, the Board of Directors (the “Board”) of Gulf Island Fabrication, Inc. (the “Company”) amended and restated the Company’s By-laws (as amended and restated, the “By-laws”), effective immediately, to modify the advance notice provisions for shareholder proposals and nominations to, among other things, address Rule 14a-19 and to make other ministerial, clarifying and conforming changes (principally in Sections 1.1, 2.8, 2.9, 3.1, 3.3, 4.1 and 5.2).”

ICU MEDICAL INC/DE: Amended bylaws to adopt universal proxy rules, enhance stockholder nomination procedures, require non-white proxy cards, and adopt exclusive forum provisions for Delaware and federal securities claims (effective 2023-10-30).

“On October 30, 2023, the Board of Directors (“Board”) of ICU Medical, Inc. (the “Company”) adopted amendments to the Company’s amended and restated bylaws (as amended, the “Amended and Restated Bylaws”), which became effective the same day.”

CADENCE DESIGN SYSTEMS INC: Adopted amended and restated bylaws implementing procedural and disclosure requirements for stockholder director nominations, conforming to Delaware law, removing restrictions on written consent, updating indemnification, and enhancing forum provisions (effective 2023-11-02).

“On November 2, 2023, the Board of Directors of Cadence Design Systems, Inc. (the “Company”) approved and adopted amended and restated bylaws (the “Amended and Restated Bylaws”), which became effective the same day.”

HWH International Inc.: Amended Article of Incorporation to extend business combination deadline from November 3, 2023 to February 3, 2024 (effective 2023-11-02).

“On November 2, 2023, as approved by the Company’s stockholders at a special meeting of stockholders, the Company amended the text of Paragraph (c) of Section 9.1 of the Company’s Certificate of Incorporation to extend the date by which the Company has to consummate a business combination, such extension being for an additional three (3) month period from November 3, 2023, to February 3, 2024.”

Aurora Innovation, Inc.: Amended and restated Code of Conduct and Ethics effective November 3, 2023, updating compliance and reporting procedures and protected categories in response to legislative developments (effective 2023-11-03).

“On November 3, 2023, the Board, acting upon the recommendation of the Board’s Audit Committee, approved and adopted an amended and restated Code of Conduct and Ethics (the “Code of Ethics”).”

Aurora Innovation, Inc.: Amended and restated bylaws effective November 3, 2023, updating advance notice procedures for stockholder meetings, conforming to recent DGCL amendments, removing expired share lock-up, updating forum selection and other provisions (effective 2023-11-03).

“On November 3, 2023, in connection with a periodic review of the Company’s bylaws as currently in effect, the Company’s board of directors (the “Board”), acting upon the recommendation of the Board’s Nominating and Corporate Governance Committee, approved and adopted amended and restated bylaws (the “Amended and Restated Bylaws”), to be effective on November 3, 2023.”

Goosehead Insurance, Inc.: Amended and restated by-laws to update advance notice provisions for director nominations and stockholder proposals, including conforming to Rule 14a-19, with technical and clarifying changes (effective 2023-11-03).

“On October 25, 2023 and on November 3, 2023, the Board of Directors (the “Board”) of Goosehead Insurance, Inc. (the “Company”) amended and restated the Company’s by-laws, in each case to update certain aspects of the advance notice by-laws.”

Target Hospitality Corp.: Adopted third amended and restated bylaws with changes to director nomination and proposal procedures, gender-neutral terms, and administrative updates (effective 2023-10-31).

“On October 31, 2023, the Board of Directors (the “ Board ”) of the Company adopted and approved, effective immediately, the third amended and restated bylaws of the Company (as amended and restated, the “ Amended and Restated Bylaws ”).”

HA Sustainable Infrastructure Capital, Inc.: Classified a series of preferred stock designated as Series A Preferred Stock via Articles Supplementary to the charter (effective 2023-11-02).

“In connection with the Company’s adoption of the Tax Benefits Preservation Plan referenced in Item 1.01 and 3.03 above, the Board classified a series of preferred stock designated as Series A Preferred Stock, on the terms set forth in the Articles Supplementary to the Company’s charter filed with the State Department of Assessments and Taxation of Maryland on November 2, 2023.”

Uber Technologies, Inc: Amended and Restated Bylaws to address universal proxy rules, emergency bylaws, and stockholder nomination thresholds (effective 2023-10-30).

“On October 30, 2023, as part of its periodic review of the governing documents of Uber Technologies, Inc. (the “Company”), the Board of Directors of the Company approved amendments to the Company’s Amended and Restated Bylaws (the “Amended and Restated Bylaws”), effective immediately. The amendments, among other things: (i) address matters relating to the universal proxy rules set forth in Rule 14a-19 under the Securities Exchange Act of 1934, as amended, including the procedural mechanics and disclosure requirements for stockholder nominations of directors, as well as submissions of stockholder proposals made in connection with annual and special meetings of stockholders; (ii) allow the Board to conduct business pursuant to emergency bylaws in the event of an emergency, as permitted under Section 110 of the Delaware General Corporation Law; and (iii) provide that a stockholder (or a group of up to 20 stockholders) continuously holding at least 3% of the Company’s voting securities for”

Aravive, Inc.: Amended quorum requirement to 34% of outstanding shares entitled to vote (effective 2023-11-02).

“on November 2, 2023, the board of directors of Aravive, Inc. (the “Company”) amended the Company’s amended and restated bylaws, effective November 2, 2023, in order to amend the quorum requirement of Article III, Section 8, of the amended and restated bylaws, such that the presence in person or by proxy of the holders of thirty-four percent (34%) of the outstanding shares of stock entitled to vote at the meeting shall constitute a quorum for the transaction of business at all meetings of the stockholders.”