Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.
Global Net Lease, Inc.: Filed Articles Supplementary establishing Series D Preferred Stock and Series E Preferred Stock (effective 2023-09-08).
“in connection with the consummation of the REIT Merger, on September 8, 2023, GNL filed Articles Supplementary for each of the Series D Preferred Stock and the Series E Preferred Stock with the SDAT.”
Global Net Lease, Inc.: Filed Articles Supplementary to declassify the board of directors, implementing the Declassification Election under MGCL (effective 2023-09-12).
“On September 12, 2023, GNL filed articles supplementary (the “Declassification Articles Supplementary”) with the State Department of Assessments and Taxation of Maryland (“SDAT”) to implement the Declassification Election.”
Global Net Lease, Inc.: Amended bylaws to remove requirement that board include two managing directors previously designated by the GNL Advisor.
“in connection with the REIT Merger, at the REIT Merger Effective Time, GNL amended its amended and restated bylaws (as so amended, the “Second Amended and Restated Bylaws”), to, among other things, remove the requirement that the GNL Board include two “managing directors” (which have previously been designated by the GNL Advisor).”
Avinger Inc: Certificate of Amendment to Amended and Restated Certificate of Incorporation to effect a 1-for-15 reverse stock split (effective 2023-09-12).
“the Board determined to set the reverse stock split ratio at 1-for-15 (the “Reverse Stock Split”). The Reverse Stock Split will become effective as of 5:00 p.m., Eastern Time on September 12, 2023 (the “Effective Time”), pursuant to a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware on September 11, 2023.”
Hamilton Lane INC: Board approved Amended and Restated Bylaws to align with universal proxy rules, changes to Delaware law, and other updates, effective September 7, 2023 (effective 2023-09-07).
“Also on September 7, 2023, the Company’s Board of Directors (the “Board”) approved the Amended and Restated Bylaws of the Company (the “Bylaws”), effective the same day, to account for the Securities and Exchange Commission’s recent adoption of universal proxy rules, recent changes to the Delaware General Corporation Law and the Board’s periodic review of the Bylaws.”
Hamilton Lane INC: Adopted amendments to the Amended and Restated Certificate of Incorporation to provide for exculpation of certain officers and to amend the exclusive forum provision, as approved at the 2023 Annual Meeting (effective 2023-09-07).
“On September 7, 2023, Hamilton Lane Incorporated (the “Company”) filed with the Secretary of State of the State of Delaware an Amended and Restated Certificate of Incorporation reflecting the amendments adopted at the 2023 Annual Meeting of Stockholders (the “Annual Meeting”) earlier that day.”
OOMA INC: Amended Bylaws to adopt Universal Proxy Rules, enhance stockholder proposal and director nomination procedures, and make other changes (effective 2023-09-08).
“On September 8, 2023, the Board of Directors (the “Board”) of Ooma, Inc. (the “Company”) approved amendments to the Company’s Amended and Restated Bylaws (as so amended, the “Amended Bylaws”), which became effective immediately.”
WORLD WRESTLING ENTERTAINMENT, LLC: Conversion of WWE from a Delaware corporation to a Delaware limited liability company.
“WWE converted into a Delaware limited liability company.”
LadRx Corp: Amended Article III, Sections 3 and 5 of By-Laws to declassify board and permit director removal under DGCL Section 141(k) (effective 2023-09-06).
“On September 6, 2023, the Company’s stockholders approved at the Annual Meeting, amendments (collectively, the “Amendments”) to the Company’s Amended and Restated By-Laws (the “By-Laws”), which were previously adopted by the Board on July 14, 2023.”
LadRx Corp: Amended Section 2 of Article Eighth of Restated Certificate of Incorporation to declassify the board of directors over three years (effective 2023-09-08).
“On September 8, 2023, the Company filed a Certificate of Amendment of Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to amend and restate in its entirety Section 2 of Article Eighth of the Company’s Restated Certificate of Incorporation, such that commencing with the election of directors at the 2024 annual meeting of stockholders, the director in Class I will be up for election for a one-year term ending at the 2025 annual meeting of stockholders, commencing with the election of directors at the 2025 annual meeting of stockholders, the director in Class III will be up for election for a one-year term ending at the 2026 annual meeting of stockholders, and following the 2026 annual meeting of stockholders, the Board shall no longer be classified and divided into classes and all directors will be elected for a term expiring at the following annual meeting of stockholders or, if earlier, their death or resignation.”
LINCOLN NATIONAL CORP: Increased the number of authorized Board members from eleven to twelve by amending Article II, Section 1 of the Bylaws (effective 2023-09-11).
“On September 11, 2023, the Corporation’s Board approved an amendment to the Amended and Restated Bylaws of the Corporation (the “Bylaws”), effective the same date, to modify the language in Article II, Section 1 of the Bylaws to increase the number of authorized Board members from eleven to twelve.”
Inception Growth Acquisition Ltd: Amended amended and restated certificate of incorporation to allow up to nine monthly extensions of business combination deadline to June 13, 2024 (effective 2023-09-08).
“the Company filed the first amendment to the amended and restated certificate of incorporation on September 8, 2023 (the “Charter Amendment”), giving the Company the right to extend the date by which the Company has to consummate a business combination to June 13, 2024.”
VSEE HEALTH, INC.: Amended certificate of incorporation to expand methods to avoid penny stock rules (effective 2023-09-08).
“Digital Health Acquisition Corp., a Delaware corporation (the “Company”), filed an amendment to its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State on September 8, 2023 (the “Charter Amendment”), to expand the methods that the Company may employ to not become subject to the “penny stock” rules of the Securities and Exchange Commission (the “SEC”).”
Leafly Holdings, Inc. /DE: Reverse stock split via Certificate of Amendment to Second Amended and Restated Certificate of Incorporation (effective 2023-09-12).
“On September 8, 2023, Leafly Holdings, Inc. (the “Company”) filed a Certificate of Amendment to its Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect a one-for-twenty (1-for-20) reverse stock split (the “Reverse Stock Split”) of its common stock, par value $0.0001 (the “Common Stock”), effective on September 12, 2023 at 12:01 am Eastern Time (the “Effective Time”).”
AMERICAN BATTERY TECHNOLOGY Co: Filed a Certificate of Change to effect a one-for-fifteen reverse stock split of common and preferred stock (effective 2023-09-11).
“On August 31, 2023, American Battery Technology Company (the “Company”) filed a Certificate of Change to the Company’s Articles of Incorporation, as amended, with the Secretary of State of the State of Nevada (the “Certificate of Change”), which unless earlier modified or terminated, shall effect, at 6:00 a.m. Pacific Time on September 11, 2023, a one-for-fifteen (1:15) reverse stock split (the “Reverse Stock Split”) of both the Company’s issued and outstanding shares of common stock, $0.001 par value per share (the “Common Stock”), and the authorized shares of preferred stock, $0.001 par value per share (the “Preferred Stock”) (collectively, the Common Stock and Preferred Stock are the “Securities”).”
RenovoRx, Inc.: Reduced stockholder meeting quorum requirement from a majority to one-third of voting power and enhanced procedural mechanics for stockholder nominations and proposals, including Universal Proxy Rule compliance (effective 2023-09-07).
“On September 7, 2023, in connection with the adoption of Rule 14a-19 (the “Universal Proxy Rules”) under the Securities Exchange Act of 1934, as amended, certain recent changes to the Delaware General Corporation Law (the “DGCL”), and a periodic review of the bylaws of RenovoRx, Inc. (the “Company”), the Board of Directors of the Company (the “Board”) adopted amended and restated bylaws (the “Amended and Restated Bylaws”), effective immediately”
Avinger Inc: Reverse stock split at a 1-for-15 ratio via Certificate of Amendment to the Amended and Restated Certificate of Incorporation (effective 2023-09-11).
“the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation to effect a reverse split of the Company’s common stock, par value $0.001 (the “Common Stock”) and authorized the Board of Directors (the “Board”) to, at their sole discretion, select a ratio of between 1-for-5 and 1-for-20, inclusive. The Board determined to set the reverse stock split ratio at 1-for-15 (the “Reverse Stock Split”). The Reverse Stock Split will become effective as of 5:00 p.m., Eastern Time on September 11, 2023 (the “Effective Time”), pursuant to a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Amended and Restated Certificate of Incorporation filed with the Secretary of State of the State of Delaware on September 11, 2023.”
Two Hands Corp: Amendment to Certificate of Incorporation to effect a 1-for-1,000 reverse stock split, with the amendment filed on August 22, 2023, and an effective date of September 8, 2023 (effective 2023-09-08).
“On August 22, 2023, pursuant to stockholder consent, our Board of Directors authorized an amendment (the "Amendment") to our Certificate of Incorporation, as amended, to affect a reverse stock split of the issued and outstanding shares of our common stock, par value $0.0001, on a 1 for 1,000 basis (the "Reverse Stock Split") with an effective date of September 8, 2023.”
HOOKER FURNISHINGS Corp: Board approved amendments to the Bylaws on and effective September 5, 2023, expanding shareholder disclosure requirements for director nominations and other proposals, clarifying proxy solicitation rules, and making other updates (effective 2023-09-05).
“On and effective September 5, 2023, the Board of Directors of Hooker Furnishings Corporation (the “Company”), as part of a periodic review of the Company’s governance documents, approved changes to the Company’s Bylaws (as amended and restated, the “Bylaws”).”
DMK PHARMACEUTICALS Corp: Amended and restated its Amended and Restated Bylaws to reflect the name change to DMK Pharmaceuticals Corporation (effective 2023-09-06).
“On the effective date of the Name Change the Company also amended and restated its Amended and Restated Bylaws (the “Amended and Restated Bylaws”), to reflect the Name Change.”
DMK PHARMACEUTICALS Corp: Company changed its corporate name from Adamis Pharmaceuticals Corporation to DMK Pharmaceuticals Corporation via a certificate of amendment to the restated certificate of incorporation (effective 2023-09-06).
“Effective September 6, 2023, Adamis Pharmaceuticals Corporation (the “Company”) changed its corporate name to DMK Pharmaceuticals Corporation (the “Name Change”) pursuant to a certificate of amendment to the Company’s restated certificate of incorporation (the “Charter Amendment”) filed with the Secretary of State of Delaware.”
ACORN ENERGY, INC.: Board of Directors approved amendment of Sections 1, 2 and 3 of Article X of the Bylaws to provide for shares to be issued in uncertificated or certificated form (effective 2023-09-05).
“On September 5, 2023, the Company’s Board of Directors approved amendment of Sections 1, 2 and 3 of Article X of the Company’s By-laws, to be effective upon consummation of the reverse split, in order to more clearly provide for shares of the Company ’ s capital stock to be issued in either uncertificated or certificated form.”
ACORN ENERGY, INC.: Filed Certificate of Amendment to effect a 1-for-16 reverse stock split of common stock (effective 2023-09-07).
“On September 6, 2023, Acorn Energy, Inc. (the “Company”) filed a Certificate of Amendment to the Restated Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) to effect a 1-for-16 reverse stock split (the “reverse stock split”) of the shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”) on September 7, 2023 at 5:00 pm EDT.”
Dine Brands Global, Inc.: Adopted amended and restated bylaws with updates including remote communication for meetings, proxy mechanics, enhanced stockholder nomination and proposal procedures, and other ministerial changes (effective 2023-09-06).
“On September 6, 2023, the board of directors (the “Board”) of Dine Brands Global, Inc. (the “Company”) adopted amended and restated bylaws of the Company (the bylaws, as so amended and restated, the “Amended and Restated Bylaws”), effective immediately.”
Orion Properties Inc.: Amended and restated Bylaws to address matters related to Rule 14a-19 under the Exchange Act (Universal Proxy Rule), including requirements for stockholders soliciting proxies, nomination procedures, and proxy card color (effective 2023-09-07).
“On September 7, 2023, the Board of Directors of Orion Office REIT Inc. (the “Company”) amended and restated the Bylaws of the Company (as amended and restated, the “Bylaws”), effective immediately.”
ALPHA MODUS HOLDINGS, INC.: The Company filed a Second Amendment to its Amended and Restated Certificate of Incorporation to extend the deadline to consummate a business combination from September 7, 2023 to June 7, 2024, subject to deposit of funds into the trust account (effective 2023-09-06).
“As approved by its stockholders at the annual meeting of stockholders held on September 6, 2023 (the “Annual Meeting”), Insight Acquisition Corp. (the “Company”) filed a Second Amendment (the “Second Amendment”) to its Amended and Restated Certificate of Incorporation (the “Charter”) with the Delaware Secretary of State on September 6, 2023 to modify the terms and extend the date (the “Business Combination Period”) by which the Company has to consummate an initial business combination (the “Business Combination”) from September 7, 2023 to June 7, 2024, provided that the Company deposits the lesser of $20,000 and $0.02 for each outstanding share of common stock sold in the Company’s initial public offering into the Trust Account, as defined”
Unity Software Inc.: The Board of Directors approved amendments to the Amended and Restated Bylaws, updating advance notice provisions for stockholder nominations and other business, addressing Rule 14a-19, requiring specific representations and documentation, mandating exclusive use of white proxy cards for the Board, (effective 2023-09-07).
“On September 7, 2023, the Board of Directors (the “ Board ”) of Unity Software Inc. (“ Unity ” or the “ Company ”) approved amendments to the Company’s Amended and Restated Bylaws (the “ Bylaws ”), which became effective the same day.”
IMAC Holdings, Inc.: Amendment to Certificate of Incorporation to effect a 1-for-30 reverse stock split (effective 2023-09-07).
“the Company’s Board of Directors approved an amendment to the Company’s Certificate of Incorporation (the “ Amendment ”) to effectuate a reverse stock split of the Company’s Common Stock, affecting the issued and outstanding number of such shares by a ratio of one-for-thirty (the “ Reverse Stock Split ”). The Company filed the Amendment to its Certificate of Incorporation with the State of Delaware effectuating the Reverse Stock Split on September 6, 2023. The Reverse Stock Split became effective in the State of Delaware at 11:59 P.M. ET on Thursday, September 7, 2023.”
Super League Enterprise, Inc.: Amended certificate of incorporation to change company name to Super League Enterprise, Inc. and effect a 1-for-20 reverse stock split (effective 2023-09-11).
“On September 7, 2023, Super League Gaming, Inc. (the “ Company ”) filed an amendment (the “ Amendment ”) to the Company’s Second Amended and Restated Certificate of Incorporation, as Amended (the “ Charter ”), to change the name of the Company from Super League Gaming, Inc. to Super League Enterprise, Inc. (the “ Name Change ”) and to effect a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share ( “ Common Stock ”) at a ratio of 1-for-20 (the “ Reverse Split ”).”
Spyre Therapeutics, Inc.: Filed Certificate of Amendment to Restated Certificate of Incorporation to effect a 1-for-25 reverse stock split and reduction of authorized shares from 500,000,000 to 20,000,000 (effective 2023-09-08).
“To effect the Reverse Stock Split and the Authorized Shares Reduction, on September 7, 2023, the Company filed a Certificate of Amendment to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the “Amendment”).”
RemSleep Holdings Inc.: Amended and Restated Certificate of Designations of Series C Preferred Shares filed on July 24, 2023, specifying voting rights and conversion terms (effective 2023-07-24).
“On July 24, 2023, the Company filed an Amended and Restated Certificate of Designations of Series C Preferred Shares, a copy of which is filed as Exhibit 3.1 hereto and incorporated by reference herein.”
Neptune Wellness Solutions Inc.: Filed Articles of Amendment to effect a 1-for-40 share consolidation of common shares (effective 2023-09-06).
“On September 6, 2023, the Company filed Articles of Amendment to the Articles of Incorporation of the Company to effect a 1-for-40 share consolidation (the "share consolidation") of the common shares of the Company (the "Common Shares").”
Cellectar Biosciences, Inc.: Filed Certificate of Designation designating 1,225 shares of Series E-1, 1,225 shares of Series E-2, 2,205 shares of Series E-3, and 1,715 shares of Series E-4 Convertible Voting Preferred Stock, each with a stated value of $20,000 per share, setting forth rights, preferences and limitations (effective 2023-09-07).
“On September 7, 2023, the Company filed the Certificate of Designation with the Delaware Secretary of State designating 1,225 shares of its authorized and unissued preferred stock as Series E-1 Convertible Voting Preferred Stock, 1,225 shares as Series E-2 Convertible Voting Preferred Stock, 2,205 shares as Series E-3 Convertible Voting Preferred Stock and 1,715 shares as Series E-4 Convertible Voting Preferred Stock (all such series of preferred stock referred to herein collectively as “ Series E Preferred Stock ”), each with a stated value of $20,000 per share (the “ Original Per Share Price ”).”
Cellectar Biosciences, Inc.: Filed Amendment No. 1 to Certificate of Designation of Series D Preferred Stock decreasing authorized shares from 1,519 to 111.1111 (effective 2023-09-07).
“On September 7, 2023, the Company filed with the Delaware Secretary of State an Amendment No. 1 to Certificate of Designation of the Series D Preferred Stock, which, effective upon filing, decreased the authorized number of shares of Series D Preferred Stock from 1,519 to 111.1111 (the “ Amendment No. 1 to Certificate of Designation of the Series D Preferred Stock ”).”
Cellectar Biosciences, Inc.: Filed Certificate of Elimination eliminating all matters set forth in the Certificates of Designations for Series A, Series B, and Series C Convertible Preferred Stock (effective 2023-09-07).
“On September 7, 2023, the Company filed with the Delaware Secretary of State a Certificate of Elimination to the Certificate of Incorporation of the Company which, effective upon filing, eliminated all matters set forth in the applicable Certificates of Designations with respect to the Company’s Series A Convertible Preferred Stock, the Company’s Series B Convertible Preferred Stock and the Company’s Series C Convertible Preferred Stock (the “ Certificate of Elimination ”).”
TRINITY INDUSTRIES INC: Reduced the authorized number of directors from nine to eight (effective 2023-09-06).
“On September 6, 2023, the Board of Directors (the “Board”) of Trinity Industries, Inc. (the “Company”) amended Section 1 of Article III of the Company’s Bylaws to reduce the number of directors constituting the Board from nine (9) to eight (8), effective immediately.”
SAN JUAN BASIN ROYALTY TRUST: First Amendment to the Conveyance (Net Overriding Royalty Conveyance) to modify terms regarding expenses for saltwater disposal facilities (effective 2023-08-30).
“Effective August 30, 2023, the Trustee, in its capacity as Trustee of the Trust, and Hilcorp, entered into a First Amendment to the Conveyance (the “Amendment”) to amend the Net Overriding Royalty Conveyance dated effective November 1, 1980, from Southland Royalty Company to the original trustee, The Fort Worth National Bank (the “Conveyance”). The Amendment was entered into pursuant to the terms of the Settlement Agreement to modify certain terms of the Conveyance with respect to expenses associated with the operator’s saltwater disposal facilities.”
NORTHERN REVIVAL ACQUISITION Corp: Amended charter to remove net tangible asset requirement (effective 2023-08-31).
“to remove the net tangible asset requirement from the charter in order to expand the methods that the company may employ so as not to become subject to the “penny stock” rules of the Securities and Exchange Commission”
NORTHERN REVIVAL ACQUISITION Corp: Amended charter to extend deadline for initial business combination from September 4, 2023 to February 4, 2024 (effective 2023-08-31).
“the company may either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination (the “ initial business combination ”), from September 4, 2023 to February 4, 2024”
ELUTIA INC.: Company amended and restated its bylaws to reflect the name change to Elutia Inc (effective 2023-09-06).
“The Company also amended and restated its bylaws to reflect the Name Change.”
ELUTIA INC.: Company changed its corporate name from Aziyo Biologics, Inc. to Elutia Inc. by an amendment to its restated certificate of incorporation (effective 2023-09-06).
“On September 6, 2023, Aziyo Biologics, Inc. (the “Company”) changed its corporate name to Elutia Inc., by an amendment to its restated certificate of incorporation filed with the Delaware Secretary of State (the “Name Change”).”
FORUM MARKETS Inc: On September 4, 2023, the Board adopted Second Amended and Restated Bylaws making multiple changes including reducing quorum to one-third of voting power, removing stockholder list posting requirement, updating proxy rules per SEC Rule 14a-19, clarifying procedures for adjourned meetings and stockho (effective 2023-09-04).
“On September 4, 2023, the Board of Directors (the “ Board ”) of 180 Life Sciences Corp. (the “ Company ”), approved and adopted Second Amended and Restated Bylaws (the “ Second Amended and Restated Bylaws ”), which became effective the same day. The Second Amended and Restated Bylaws amend the prior bylaws of the Company to, among other things (a) reduce the number of shares required to constitute a quorum at a stockholders meeting of the holders of shares of outstanding capital stock of the Company to provide that stockholders holding one-third of the voting power of all outstanding shares of capital stock of the Company entitled to vote at such meeting shall constitute a quorum (Section 2.4); (b) remove the requirement to post the list of stockholders of the Company at meetings of stockholders (consistent with certain recent Delaware General Corporation Law rule changes)(Section 2.5(a)); (c) update the bylaws to address certain recent Securities and Exchange Commission rule changes i”
BriaCell Therapeutics Corp.: Amended notice of articles and articles to effect share exchange pursuant to arrangement agreement (effective 2023-08-31).
“On August 31, 2023, 2023, BriaCell Therapeutics Corp. (the “Company”) amended its articles pursuant to the previously disclosed arrangement agreement (the “Agreement”).”
Skye Bioscience, Inc.: Reverse stock split at a ratio of one-for-250 and reduction of authorized shares from 5,000,000,000 to 20,000,000, effective via Certificate of Change and Certificate of Correction (effective 2023-09-08).
“On September 6, 2023, Skye Bioscience, Inc. (the “Company”) filed a Certificate of Change and Certificate of Correction with the Secretary of State of the State of Nevada, which will effect a reverse stock split (the “Reverse Split”), at a ratio of one-for-250, of the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”).”
BATTALION OIL CORP: Filing incorporates a Certificate of Designations for Series A-1 Preferred Stock by reference but states the description does not purport to be complete; no substantive description of the change is provided.
“The foregoing description of the Certificate of Designations does not purport to be complete and is qualified in its entirety by reference to the complete text of the Certificate of Designations, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.”
APPLIED OPTOELECTRONICS, INC.: Increased authorized common stock from 45M to 80M shares and total authorized capital stock from 50M to 85M shares (effective 2023-09-07).
“As approved by its stockholders at the Special Meeting of Stockholders held on September 7, 2023 (the “Special Meeting”), Applied Optoelectronics, Inc. (the “Company”) filed an amendment to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on September 7, 2023 (the “Charter Amendment”) to increase the number of authorized shares of the Company’s common stock, $0.001 par value per share, from 45,000,000 to 80,000,000, and the total number of authorized shares of the Company’s capital stock of all classes from 50,000,000 to 85,000,000.”
PharmaCyte Biotech, Inc.: Increased authorized common stock from 133,333,334 to 200,000,000 shares (effective 2023-09-06).
“the Company’s stockholders approved an amendment (the “Amendment”) to the Company’s Articles of Incorporation, as amended (the “Charter”), to increase the total number of authorized shares of the Company’s common stock from 133,333,334 to 200,000,000. On September 6, 2023, the Company filed the Amendment with the Secretary of State of the State of Nevada with immediate effect.”
Trump Media & Technology Group Corp.: Filed amendment to extend deadline to consummate initial business combination up to 12 additional months (effective 2023-09-06).
“On September 6, 2023, Digital World Acquisition Corp., a Delaware corporation (the “ Company ”), filed an amendment to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the “ Extension Amendment ”).”
Akoya Biosciences, Inc.: Amended and restated bylaws to adopt Rule 14a-19 (Universal Proxy Rules), reflect recent changes to Delaware General Corporation Law, and make other updates (effective 2023-08-31).
“On August 31, 2023, in connection with the adoption of Rule 14a-19 (the “Universal Proxy Rules”) under the Securities Exchange Act of 1934, as amended, certain recent changes to the Delaware General Corporation Law (the “DGCL”), and a periodic review of the bylaws of Akoya Biosciences, Inc. (the “Company”), the Board of Directors of the Company (the “Board”) adopted amended and restated bylaws (the “Amended and Restated Bylaws”), effective immediately.”
Amplify Commodity Trust: Amended Declaration of Trust to revise Event of Withdrawal definition, clarify unit issuance, change sponsor withdrawal notice period from 90 to 30 days, and allow successor sponsor to avoid dissolution upon Event of Withdrawal (effective 2023-09-01).
“Effective September 1, 2023, ETF Managers Capital LLC (“ETFMG”) executed an amendment to the Amended and Restated Declaration of Trust and Trust Agreement (“Declaration of Trust”) of the ETF Managers Group Commodity Trust I (the “Trust”), which amended certain provisions as follows: 1. The definition of “Event of Withdrawal” was revised to state that the sponsor’s actual withdrawal, and not the provision of notice of withdrawal, constitutes an Event of Withdrawal. 2. Section 4.2(a) was amended to clarify that each series within the Trust can issue, and has issued, units in accordance with the terms of the Declaration of Trust. 3. Section 5.12(a) was revised to change the notice period for a withdrawal of the sponsor from ninety days to thirty days. 4. Section 14.1(a) was revised to add that an Event of Withdrawal will not cause the dissolution of the Trust, if prior to the Event of Withdrawal, the Sponsor appoints a successor sponsor that agrees to carry on the business of the Trust.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.