Governance Changes

Cencora, Inc.: Company amended and restated its bylaws effective August 30, 2023 to reflect the name change (effective 2023-08-30).

“The Company also amended and restated its bylaws effective August 30, 2023 to reflect the Name Change.”

Cencora, Inc.: Company amended and restated its certificate of incorporation to change its name from AmerisourceBergen Corporation to Cencora, Inc (effective 2023-08-30).

“On August 30, 2023, AmerisourceBergen Corporation (the “Company”) changed its name to Cencora, Inc. pursuant to an amended and restated certificate of incorporation filed with the Secretary of State of the State of Delaware (the “Name Change”).”

RiceBran Technologies: Fixed the exact number of directors at five (effective 2023-08-30).

“On August 30, 2023, the Board of Directors of the Company approved an amendment to the Bylaws of the Company fixing the exact number of directors at five.”

Goldman Sachs Private Credit Corp.: Upon redemption of Series A Preferred Stock, the Company will file a Certificate of Elimination to remove the Series A Certificate of Designation from its Certificate of Incorporation, reverting those shares to authorized but unissued preferred stock (effective 2023-09-28).

“Following the redemption of all of the issued and outstanding shares of 12.0% Series A Cumulative Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”) of Goldman Sachs Private Credit Corp. (the “Company”) on or about September 28, 2023, as described below, the Company intends to file a Certificate of Elimination of 12.0% Series A Cumulative Preferred Stock (the “Certificate of Elimination”) to eliminate, remove and cancel the Certificate of Designation of 12.0% Series A Cumulative Preferred Stock (the “Series A Certificate of Designation”), including all of the rights, preferences, privileges and other matters set forth therein, from the Company’s Certificate of Incorporation.”

FARADAY FUTURE INTELLIGENT ELECTRIC INC.: Certificate of Elimination filed to remove designation of Series A Preferred Stock and restore the share to authorized but unissued preferred stock (effective 2023-08-24).

“On August 24, 2023, prior to the Company’s filing of the Certificate of Amendment with the office of the Secretary of State of the State of Delaware, the Company filed a Certificate of Elimination”

FARADAY FUTURE INTELLIGENT ELECTRIC INC.: Certificate of Amendment filed to effect a 1-for-80 reverse stock split and reduce authorized common shares to 154,437,500 (effective 2023-08-25).

“On August 24, 2023, the Company filed the Third Amended and Restated Certificate of Incorporation of the Company (“Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a reverse stock split at a ratio of 1:80”

Inhibitor Therapeutics, Inc.: The Board amended the Bylaws to increase the stockholder vote threshold for bringing business at annual meetings, expand CFO and Secretary roles, provide indemnification reimbursement, raise the amendment/repeal/removal vote threshold to 66 2/3%, and remove references to the Equity Holders Agreement (effective 2023-07-12).

“On July 12, 2023, the Board amended the Bylaws (the “ Amended and Restated Bylaws ”) to, among other things: (i) provide that stockholders holding an aggregate of at least 50% of the entire capital stock issued and outstanding and entitled to vote at the meeting are required in order to bring business to be conducted at an annual meeting; (ii) expand the roles and duties of a Chief Financial Officer and a Secretary of the Company; (iii) to provide for the reimbursement of indemnified individuals in accordance with the laws of Delaware; (iv) increased the threshold of stockholder votes required for the amendment, repeal, or removal of the Amended and Restated Bylaws from a majority of the stockholders entitled to vote at such meeting to sixty-six and two-thirds percent (66 2/3%) of the stockholders entitled to vote at such meeting, and (v) remove all references and requirements related to the Amended and Restated Equity Holders Agreement by and among the Corporation, Mayne Pharma Ventur”

RPT Realty: Adopted exclusive forum provisions for state and federal securities law claims in the bylaws (effective 2023-08-27).

“On August 27, 2023, RPT’s board of trustees approved an amendment (the “ Fourth Amendment ”) to RPT’s Amended and Restated Bylaws, as amended, to explicitly provide that the Circuit Court for Baltimore City, Maryland, or, if that Court does not have jurisdiction, the United States District Court for the District of Maryland, Northern Division, shall be the sole and exclusive forum for state law claims for (a) any Internal Corporate Claim”

Global Star Acquisition Inc.: Stockholders approved charter amendment eliminating the limitation that the Company shall not redeem public shares to the extent such redemption would cause net tangible assets to be less than $5,000,001 (effective 2023-08-28).

“Also at the Meeting, the Company’s stockholders approved the Charter Amendment to eliminate from the Articles the limitation that the Company shall not redeem Public Shares to the extent that such redemption would cause the Company’s net tangible assets to be less than $5,000,001 (the “ Redemption Limitation Amendment Proposal ”).”

Better Home & Finance Holding Co: Company ceased being a shell company as a result of the transactions.

“As a result of the Transactions, the Company ceased being a shell company.”

Better Home & Finance Holding Co: Adopted a new Code of Business Conduct and Ethics (effective 2023-08-22).

“on August 22, 2023, the Board approved and adopted a new Code of Business Conduct and Ethics applicable to all employees, officers and directors of Better Home & Finance.”

Better Home & Finance Holding Co: Adoption of new Bylaws.

“The material terms of the Amended and Restated Certificate of Incorporation and the Bylaws and the general effect upon the rights of holders of Better Home & Finance’s capital stock are discussed in the sections titled “ Domestication Proposal ” beginning on page 248 and “ Organizational Documents Proposal ” beginning on page 251, which are incorporated by reference herein.”

Better Home & Finance Holding Co: Filed Amended and Restated Certificate of Incorporation.

“Immediately prior to the consummation of the Business Combination, the Company filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware.”

BrightView Holdings, Inc.: Filed Certificate of Designations establishing Series A Preferred Stock (effective 2023-08-28).

“On August 28, 2023, the Company filed with the Secretary of State of the State of Delaware the Certificate of Designations establishing the powers, designations, preferences and relative, participating, optional or other special rights, and the qualifications, limitations and restrictions of the shares of Series A Preferred Stock.”

Starco Brands, Inc.: Board adopted Code of Business Conduct and Ethics, effective immediately, covering mission, values, ethical actions, compliance, conflicts, and insider trading (effective 2023-08-23).

“On August 23, 2023 the board of directors (the “Board”) of Starco Brands, Inc. (the “Company”), the Board approved the Code of Business Conduct and Ethics (the “Code of Ethics”).”

Nixxy, Inc.: Reverse stock split at 1-for-15 ratio and proportional decrease of authorized common shares from prior amount to 6,666,667 shares, effective August 25, 2023 (effective 2023-08-25).

“On August 22, 2023, Recruiter.com Group, Inc. (the “Company”) filed a Certificate of Change pursuant to Nevada Revised Statutes (“NRS”) 78.209 with the Nevada Secretary of State to effect a reverse stock split of the Common Stock, and the proportional decrease of the Company’s authorized shares of Common Stock at a ratio of one-for-fifteen (15) (the “Stock Split”).”

Sino Green Land Corp.: Company changed its fiscal year from December 31 to June 30, effective July 10, 2023 (effective 2023-07-10).

“the Board of Directors of Sino Green Land Corp.(the “Company”) approved a resolution changing the Company’s fiscal year from December 31 to June 30 of each calendar year, effective as of the same date”

Silvergate Capital Corp: Amended Bylaws to reduce minimum board size from seven to five and maximum board size from thirteen to seven following director departure (effective 2023-08-25).

“On August 25, 2023, the board of directors (the “ Board ”) of Silvergate Capital Corporation (the “ Company ”) amended the Company’s Amended and Restated Bylaws (the “ Bylaws ”), which amendment became effective on that date, in order to address the recent departure of Alan J. Lane, a former member of the Board, on August 15, 2023, by reducing the minimum size of the Board from seven to five and by reducing the maximum size of the Board from thirteen to seven.”

RIVERVIEW BANCORP INC: Decreased board size from 8 to 7 members (effective 2023-08-23).

“On August 23, 2023, Riverview Bancorp, Inc. (the "Company") and Riverview Bank’s (the "Bank") Boards of Directors voted to amend the Company’s and the Bank’s Bylaws to decrease the size of the board from eight (8) to seven (7) members.”

SpartanNash Co: Adopted Amended and Restated Bylaws effective immediately, updating procedural mechanics, disclosure requirements, and other governance provisions (effective 2023-08-23).

“On August 23, 2023, in connection with the new Securities and Exchange Commission rules regarding universal proxy cards and a periodic review of the bylaws of SpartanNash Company (the “Company”), the Company’s board of directors (the “Board”) unanimously adopted Amended and Restated Bylaws of the Company (the bylaws, as so amended and restated, the “Amended and Restated Bylaws”), effective immediately.”

MESA LABORATORIES INC /CO/: Shareholders approved and adopted Amended and Restated Articles of Incorporation to remove specific purposes, amend director exculpation provisions, and make non-substantive amendments (effective 2023-08-25).

“the shareholders approved and adopted amended and restated articles of incorporation of the Company (the “Amended and Restated Articles of Incorporation”) to: remove the specific purposes of the Company, amend the director exculpation provisions, and make certain non-substantive amendments to eliminate provisions that are no longer necessary.”

RAYMOND JAMES FINANCIAL INC: Amended and restated by-laws to update provisions regarding shareholder proposals, director nominations, and procedural rules for annual meetings (effective 2023-08-21).

“On August 21, 2023, the Board of Directors (the “Board”) of Raymond James Financial, Inc., a Florida corporation (the “Company”), approved a resolution to amend and restate the Company’s By-laws (the “By-laws”).”

Roadzen Inc.: Shareholders approved amended and restated memorandum and articles of association, including name change to Roadzen Inc., elimination of dual-class share structure, new shareholder meeting and director removal provisions, and increased quorum requirement.

“The Charter Proposal - a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the proposed amended and restated memorandum and articles of association of Vahanna (the “Proposed Charter”) that will be in effect upon the closing of the Merger (the “Closing”) and will, among other things, change Vahanna’s name to Roadzen Inc. (“New Roadzen”).”

Everest Consolidator Acquisition Corp: Stockholders approved and the Company filed an amendment to the Charter (Extension Amendment) to extend the Combination Period up to six additional months to February 28, 2024, and to eliminate the Redemption Limitation that had restricted redemptions to maintain net tangible assets above $5,000,001 (effective 2023-08-24).

“On August 24, 2023, to effectuate the Extension and the Redemption Limitation Amendment, the Company filed an amendment (the “Extension Amendment”) to the Company’s Amended and Restated Certificate of Incorporation (as amended, the “Charter”) with the Secretary of State of the State of Delaware.”

Better Home & Finance Holding Co: The Company adopted new Bylaws (included as Exhibit 3.2) effective upon the Domestication on August 21, 2023 (effective 2023-08-21).

“Copies of the Amended and Restated Certificate of Incorporation and the Bylaws are included as Exhibit 3.1 and 3.2, respectively, to this Report and are incorporated herein by reference.”

Better Home & Finance Holding Co: The Company filed an amended and restated certificate of incorporation following the Domestication on August 21, 2023, immediately prior to the Business Combination (effective 2023-08-21).

“Following the Domestication on August 21, 2023, immediately prior to the consummation of the Business Combination, the Company filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware.”

FARADAY FUTURE INTELLIGENT ELECTRIC INC.: Filed Certificate of Elimination to remove the designation of Series A Preferred Stock after its automatic redemption (effective 2023-08-24).

“On August 24, 2023, prior to the Company’s filing of the Certificate of Amendment with the office of the Secretary of State of the State of Delaware, the Company filed a Certificate of Elimination (the “Certificate of Elimination”) with the office of the Secretary of State of the State of Delaware with respect to the Company’s Series A Preferred Stock, par value $0.0001 per share (the “Series A Preferred Stock”), following the automatic redemption of all outstanding shares of Series A Preferred Stock after the conclusion of the Special Meeting.”

FARADAY FUTURE INTELLIGENT ELECTRIC INC.: Filed Certificate of Amendment to effect a 1-for-80 reverse stock split and reduce authorized common shares to 154,437,500 (effective 2023-08-25).

“On August 24, 2023, the Company filed the Third Amended and Restated Certificate of Incorporation of the Company (“Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a reverse stock split at a ratio of 1:80 (the “Reverse Stock Split”) and to set the number of authorized shares of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) to 154,437,500 (which is 12,355,000,000 divided by 80, the reverse stock split ratio determined by the Board).”

Ashford Inc.: Amendments to Bylaws to update advance notice procedures, including compliance with Rule 14a-19 under the Exchange Act (effective 2023-08-24).

“On August 24, 2023, the Board of Directors (the “ Board ”) of the Company approved amendments to the Amended and Restated Bylaws of the Company (the “ Bylaws ”), effective immediately.”

Finserv Acquisition Corp. II: The Company amended its certificate of incorporation to extend the deadline to consummate a business combination from August 22, 2023 to February 22, 2024, and to eliminate the limitation that the Company will only redeem public shares if its net tangible assets remain at least $5,000,001 after rede (effective 2023-08-18).

“the Company filed the Extension Amendment with the Secretary of State of the State of Delaware on August 18, 2023. The Company filed the Redemption Limitation Amendment with the Secretary of State of the State of Delaware on August 23, 2023.”

AVIAT NETWORKS, INC.: Amended and restated bylaws effective August 22, 2023, revising director nomination procedures, meeting adjournment procedures, stockholder list availability procedures, and making minor clarifying changes (effective 2023-08-22).

“On August 22, 2023, the Board of Directors of Aviat Networks, Inc. (the "Company") approved the amendment and restatement of the bylaws of the Company (the “Amended and Restated Bylaws”), effective as of such date. Among other matters, the Amended and Restated Bylaws (i) revise procedures and disclosure requirements, in line with market practice, for the nomination of directors to address new Rule 14a-19 of the Securities Exchange Act of 1934; (ii) update procedures for the adjournment of meetings of stockholders to reflect Section 222 of the Delaware General Corporation Law; (iii) update the procedures and disclosure requirements for stockholder list availability to reflect Section 219 of the Delaware General Corporation Law; and (iv) make minor clarifying changes.”

MICROCHIP TECHNOLOGY INC: Amended and restated bylaws to update stockholder nomination procedures, conform to Delaware law, revise director/committee/officer provisions, and add forum selection provisions (effective 2023-08-22).

“On August 22, 2023, the Board approved an amendment and restatement of the Company’s bylaws to, among other things: • modify provisions relating to stockholder nominees for election as a director to address the universal proxy rules adopted by the Securities and Exchange Commission and to update procedural mechanics and disclosure requirements in connection with stockholder nominations of directors and submissions of proposals regarding other business at Microchip’s annual meeting of stockholders, including requiring additional information regarding proposing stockholders, proposed nominees and business, and other persons related to a stockholder’s solicitation of proxies; • revise certain procedures related to stockholder meetings to conform to the provisions of the Delaware General Corporation Law, as recently amended, including provisions relating to electronic delivery of notices, voting, proxies, quorum, communications regarding adjourned stockholder meetings, conduct of business”

XCEL ENERGY INC: Amended Bylaws to adopt universal proxy card rules, delete Chairman as listed officer, add Controller as listed officer, and make gender-neutral changes (effective 2023-08-23).

“On August 23, 2023, the Board adopted amendments to Xcel Energy’s Bylaws to, among other things, make changes in connection with the SEC rules regarding universal proxy cards.”

99 Acquisition Group Inc.: Filed Amended and Restated Certificate of Incorporation in connection with IPO (effective 2023-08-17).

“On August 17, 2023, in connection with the IPO, the Company filed its Amended and Restated Certificate of Incorporation with the Delaware Secretary of State.”

ALLIENT INC: The board of directors amended the company's By-laws to reflect the corporate name change to 'Allient Inc.', effective August 23, 2023. No other changes were made (effective 2023-08-23).

“In connection the Company’s name change, the Company’s board of directors amended the Company’s By-laws (the “By-laws”) to reflect the corporate name Allient Inc., also effective on August 23, 2023. No other changes were made to the By-laws.”

ALLIENT INC: The company filed Articles of Amendment to its Amended and Restated Articles of Incorporation to change its corporate name from 'Allied Motion Technologies Inc.' to 'Allient Inc.', effective August 23, 2023 (effective 2023-08-23).

“Allied Motion Technologies Inc. (the “Company”) filed Articles of Amendment (the “Articles of Amendment”) to its Amended and Restated Articles of Incorporation reflecting its corporate name change to “Allient Inc.”, effective on August 23, 2023.”

Infinite Acquisition Corp.: Amended memorandum and articles of association to extend business combination deadline and allow monthly extensions, add Class B share conversion, and remove redemption limitation (effective 2023-08-22).

“On August 22, 2023, Infinite held the Extension Meeting to approve an amendment to Infinite’s amended and restated memorandum and articles of association (the “ Articles Amendment ”) (i) to extend the date (the “ Termination Date ”) by which Infinite has to consummate a Business Combination (the “ Articles Extension” ) from August 23, 2023 to September 23, 2023 (the “ Articles Extension Date ”) and to allow Infinite, without another shareholder vote, to elect to extend the Termination Date to consummate a Business Combination on a monthly basis for up to fourteen times by an additional one month each time after the Articles Extension Date, by resolution of Infinite’s board of directors, if requested by the Sponsor, in writing and upon five days’ advance notice prior to the applicable Termination Date, until November 23, 2024 or a total of up to fifteen months after August 23, 2023, unless the closing of a Business Combination shall have occurred prior thereto (the “ Extension Amendment”

Apexigen, Inc.: Amended and restated bylaws to be the same as the bylaws of Merger Sub, with name references changed.

“Apexigen’s amended and restated bylaws were further amended and restated to be the same as the bylaws of Merger Sub, as in effect immediately prior to the Effective Time, except that all references to the name of Merger Sub were changed to refer to the name of Apexigen.”

Apexigen, Inc.: Amended and restated certificate of incorporation to read as set forth in Exhibit B to the Merger Agreement.

“Apexigen’s second amended and restated certificate of incorporation was further amended and restated in its entirety to read as the certificate of incorporation set forth as Exhibit B to the Merger Agreement.”

Sunlight Financial Holdings Inc.: Certificate of Amendment to effect 1-for-20 reverse stock split of Class A and Class C common stock (effective 2023-08-22).

“On August 22, 2023, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) to effect a 1-for-20 reverse stock split of each of the Company’s issued and outstanding shares of Class A common stock and Class C common stock (the “Reverse Stock Split”). The Reverse Stock Split became effective as of 11:59 p.m. Eastern Time on August 22, 2023”

Cottonwood Communities, Inc.: Classified and designated 5,000,000 additional shares of authorized but unissued preferred stock as Series 2023 Preferred Stock, effective upon filing with SDAT (effective 2023-08-21).

“On August 21, 2023, Cottonwood Communities, Inc. (the “Company,” “we,” “our,” and “us”) filed with the State Department of Assessments and Taxation of Maryland (the “SDAT”) Articles Supplementary to classify and designate 5,000,000 additional shares of authorized but unissued preferred stock as shares of Series 2023 Preferred Stock”

Digital Brands Group, Inc.: One-for-25 reverse stock split effected by Certificate of Amendment to Sixth Amended and Restated Certificate of Incorporation (effective 2023-08-22).

“On August 21, 2023, Digital Brands Group, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) to its Sixth Amended and Restated Certificate of Incorporation (as amended to date, the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a one-for-twenty five (1-for-25) reverse stock split (the “Reverse Stock Split”) of its common stock, par value $0.0001 (the “Common Stock”).”

TIMBERLAND BANCORP INC: Board size decreased from nine to eight directors (effective 2023-08-22).

“On August 22, 2023, Timberland Bancorp, Inc.’s (the “Company”) Board of Directors amended the Company’s Bylaws by decreasing the number of directors from nine (9) to eight (8), effective immediately.”

LINDSAY CORP: Amended by-laws to revise director nomination procedures, universal proxy rules, meeting adjournment powers, and meeting conduct rules (effective 2023-08-17).

“On August 17, 2023, the Board of Directors of Lindsay Corporation (the “Company”) adopted certain amendments to the By-Laws of the Company to, among other things, (i) revise certain procedures and disclosure requirements for the nomination of directors and the submission of proposals for consideration at meetings of stockholders of the Company, including changes to address new universal proxy rules under Rule 14a-19 of the Securities Exchange Act of 1934, as amended, (ii) clarify the respective powers of the Board of Directors, the chairperson of a meeting of stockholders, and stockholders to postpone or adjourn meetings of stockholders, and (iii) clarify the respective powers of the Board of Directors and the chairperson of a meeting of stockholders to establish certain rules and regulations for, and make determinations with respect to, meetings of stockholders.”

Roadzen Inc.: Adopted amended and restated memorandum and articles of association to modify the monthly extension deposit amount and provide up to nine additional one-month extensions (effective 2023-08-22).

“As approved by its shareholders at the Meeting on August 22, 2023, the Company adopted its amended and restated memorandum and articles of association on August 22, 2023”

Currenc Group Inc.: Amended the charter to extend the deadline for an initial business combination from August 23, 2023 to February 23, 2024 (effective 2023-08-18).

“On or about August 22, 2023, in connection with the Extraordinary General Meeting (as defined below), INFINT Acquisition Corporation (the “Company”) will file an amendment (the “Extension Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association (the “Charter”) with the Registrar of Companies in the Cayman Islands to extend the date by which the Company must consummate its initial business combination from August 23, 2023 to February 23, 2024, or such earlier date as determined by the Company’s board of directors (the “Extended Date”).”

Moringa Acquisition Corp: Amended and Restated Articles of Association amended to extend business combination deadline to August 19, 2024 and to allow Class B ordinary shares to convert to Class A ordinary shares on a one-for-one basis at any time before closing (effective 2023-08-18).

“On August 18, 2023, the Company filed two amendments (the “Extension Amendment” and “Conversion Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association (the “Amended and Restated Articles”) with the Registrar of Companies in the Cayman Islands.”

Mountain Crest Acquisition Corp. V: Amended Charter Article Sixth to extend business combination period to November 16, 2024, eliminate the $5,000,001 net tangible book value requirement, and remove restrictions on share issuances prior to a business combination (effective 2023-08-21).

“Mountain Crest Acquisition Corp V (the “Company”) filed an amendment No. 3 to its Amended and Restated Certificate of Incorporation (the “Charter”) with the Delaware Secretary of State on August 21, 2023 (the “Amendment No. 3”), to (a) modify the terms and extend the date (the “Business Combination Period”) by which the Company has to consummate an initial business combination (the “Business Combination”) to November 16, 2024, provided that the Company deposits into the trust account (the “Trust Account”) an amount equal to $0.10 per outstanding share of common stock sold in the Company’s initial public offering (the “Public Share”) for each three-month extension commencing on November 17, 2023 by revising paragraph E of Article Sixth of the Charter; (b) eliminate the requirement to maintain $5,000,001 of net tangible book value prior to or upon consummation of a Business Combination (the “NTA Requirement”) by eliminating such requirement set forth in paragraph D of Article Sixth of th”

Momentus Inc.: Filed an amended and restated certificate of incorporation to effect a 1-for-50 reverse stock split of Common Stock (effective 2023-08-23).

“The Company will effect the Reverse Stock Split pursuant to the Company’s filing of an amended and restated certificate of incorporation (the “Certificate”) with the Delaware Secretary of State effective 11:59 p.m. eastern time, on August 23, 2023, in accordance with Delaware Law.”

Valion Bio, Inc.: Board approved a 1-for-100 reverse stock split of common stock, effective August 23, 2023, to regain compliance with Nasdaq minimum bid price requirement (effective 2023-08-23).

“The Board of Directors of Tivic Health Systems, Inc., a Delaware corporation (the "Company"), has approved a reverse stock split of the Company's issued and outstanding shares of common stock, par value $0.0001 per share ("Common Stock"), at a ratio of 1-for-100 (the "Reverse Split").”