Governance Changes

Estrella Immunopharma, Inc.: Amended certificate of incorporation to extend business combination deadline from July 19, 2023 to July 14, 2024 (effective 2023-07-17).

“the Company filed a certificate of amendment to the Charter which became effective upon filing”

Berkshire Grey, Inc.: Amendment to increase authorized shares of Class A common stock from 385,000,000 to 700,000,000 and total common stock from 400,000,000 to 715,000,000 (effective 2023-07-18).

“On July 18, 2023, Berkshire Grey, Inc. (the “ Company ”) held a special meeting of stockholders (the “ Special Meeting ”) at which the Company’s stockholders voted to approve, among other things, a proposal to amend the Company’s Third Amended and Restated Certificate of Incorporation, dated July 21, 2021, to increase (i) the authorized shares of the Company’s Class A common stock from 385,000,000 to 700,000,000 and (ii) the number of authorized shares of Company common stock from 400,000,000 to 715,000,000 (the “ Charter Amendment Proposal ”). The certificate of amendment to the Company's Third Amendment and Restated Certificate of Incorporation (the “ Certificate of Amendment ”) became effective upon filing with the Secretary of State of the State of Delaware on July 18, 2023.”

Kiromic Biopharma, Inc.: Filed Certificate of Amendment to the Certificate of Designation of Series C Convertible Voting Preferred Stock to designate 14,000 shares as Series C Convertible Voting Preferred Stock (effective 2023-07-18).

“On July 18, 2023, the Company filed a Certificate of Amendment to the Certificate of Designation of Preferences, Rights and Limitations of the Series C Convertible Voting Preferred Stock with the Delaware Secretary of State designating 14,000 shares of its authorized and unissued preferred stock as Series C Convertible Voting Preferred Stock.”

Simply Good Foods Co: Amended bylaws to update advance notice procedures for director nominations to reflect Rule 14a-19 universal proxy rules, eliminate voting list availability requirement per DGCL Section 219, and make technical changes (effective 2023-07-13).

“On July 13, 2023, the Board of Directors (the “Board”) of The Simply Good Foods Company (“Simply Good Foods” or the “Company”) adopted amendments to the Company’s Second Amended and Restated Bylaws (as amended and restated, the “Bylaws”) in order to: (i) update the procedures and disclosure requirements for director nominations made under the Company’s existing advance notice requirements to reflect the U.S. Securities and Exchange Commission’s adoption of Rule 14a-19 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (ii) eliminate the former requirement regarding availability of the voting list during stockholder meetings, consistent with recent amendments to Section 219 of the Delaware General Corporation Law (the “DGCL”); and (iii) make other technical and conforming changes. These amendments became effective July 13, 2023.”

Transportation & Logistics Systems, Inc.: Filed Certificate of Designation for Series I Preferred Stock with voting rights solely to approve an increase in authorized common stock (effective 2023-07-14).

“received notice of acknowledgement from the Secretary of State of the State of Nevada of filing of a Certificate of Designation of Preferences, Rights and Limitations of the Series I Preferred Stock (the “Series I Preferred Stock”), effective as of its filing date, July 14, 2023.”

PharmaCyte Biotech, Inc.: Approved an amendment to the bylaws to allow the Board to fix a record date for an adjourned or postponed meeting as permitted under Nevada law (effective 2023-07-14).

“On July 14, 2023, the board of directors (the “Board”) of PharmaCyte Biotech, Inc. (the “Company”) approved an amendment (the “Bylaw Amendment”) to the Company’s bylaws, as amended (the “Bylaws”), effective immediately. Pursuant to the Bylaw Amendment, the Board may fix a record date for an adjourned or postponed meeting as permitted under Nevada law.”

TESSCO TECHNOLOGIES INC: Amended and restated Bylaws in their entirety.

“the Company’s bylaws, as in effect immediately prior to the Effective Time, were amended and restated in their entirety (the “Amended and Restated Bylaws”).”

TESSCO TECHNOLOGIES INC: Amended and restated Certificate of Incorporation in its entirety.

“the Company’s Certificate of Incorporation, as in effect immediately prior to the Effective Time, was amended and restated in its entirety (the “Amended and Restated Certificate of Incorporation”).”

FUELCELL ENERGY INC: Amended and restated the bylaws to align with universal proxy rules, reduce quorum requirement, update meeting procedures, and make other minor changes (effective 2023-07-17).

“On July 17, 2023, the Board of Directors (the “Board”) of FuelCell Energy, Inc. (the “Company”) approved the amendment and restatement of the Amended and Restated By-laws of the Company (as so amended and restated, the “Second Amended and Restated By-laws”), effective immediately”

Atlanta Braves Holdings, Inc.: Amended and restated bylaws (effective 2023-07-18).

“Also on July 18, 2023, effective as of the Effective Time, the Company amended and restated its bylaws (the “Bylaws”) to read as filed as Exhibit 3.2 to this Current Report on Form 8-K.”

Atlanta Braves Holdings, Inc.: Amended and Restated Articles of Incorporation providing for reclassification of common stock into Series A, B, C common stock (effective 2023-07-18).

“On July 18, 2023, the Company filed its Amended and Restated Articles of Incorporation (the “Restated Charter”) with the Nevada Secretary of State, which became effective as of 4.01 p.m., New York City time on July 18, 2023. The Restated Charter provided for the reclassification of the Company’s then outstanding common stock, par value $0.01 per share, into the Company’s Series A common stock, Series B common stock and Series C common stock (collectively, the “Company Common Stock”).”

FULTON FINANCIAL CORP: 修订行为准则，将礼物价值从固定美元限额改为合理价值，并包含其他非实质性修订 (effective 2023-07-18).

“On July 18, 2023, the Corporation's Board of Directors (the "Board") approved a Code of Conduct (the "Code"). The Code supersedes the Corporation's Code of Conduct previously adopted by the Board (the "Prior Code"). The Code applies to all employees and directors of the Corporation and each of its subsidiary and affiliate entities and reflects the Corporation's commitment to the highest professional and ethical standards in all of the Corporation's business activities. The Prior Code included a fixed dollar limit on the value of gifts that could be given or received. The Code now permits the giving or acceptance of gifts that are of reasonable value.”

Generation Asia I Acquisition Ltd: Reduced the minimum voting threshold for a special resolution to amend pre-business combination provisions of the articles from 90% to two-thirds of members (effective 2023-07-18).

“(d) to reduce the minimum voting threshold required for a special resolution to amend any provision of the Company’s Articles related to pre-business combination activity prior to the consummation of an initial business combination from 90% of the Company’s members, as being entitled to do so, voting in person or, where proxies are allowed, by proxy at a general meeting of the Company’s shareholders, to the minimum threshold required by the Companies Act (As Revised) of the Cayman Islands (being two-thirds of the Company’s members, as being entitled to do so, voting in person or, where proxies are allowed, by proxy at a general meeting of the Company’s shareholders)”

Generation Asia I Acquisition Ltd: Provided that Class B ordinary shares may be converted into Class A ordinary shares at the time of the business combination or at any earlier date at the holder's option (effective 2023-07-18).

“(c) to provide that the Class B ordinary shares, par value $0.0001 per share, of the Company may be converted into Class A ordinary shares, par value $0.0001 per share, of the Company either at the time of the consummation of an initial business combination or at any earlier date at the option of the holder thereof”

Generation Asia I Acquisition Ltd: Added restriction that the Company may not enter a business combination with an entity having principal business operations in Mainland China unless certain conditions regarding variable interest entities, revenue, and headquarters are met (effective 2023-07-18).

“(b) to provide that the Company may not enter into a Business Combination with any entity with principal business operations in Mainland China unless such entity (i) has no material interests in or exposure to any "variable interest entities" as that term is used in the Accounting Standards Codification, (ii) has not more than 50% of its revenue from Mainland China, and (iii) has its headquarters in Hong Kong or any other location outside of Mainland China”

Generation Asia I Acquisition Ltd: Extended deadline for initial business combination from July 23, 2023 to July 23, 2024 and reduced monthly extension payment amount (effective 2023-07-18).

“(a) (i) to extend the date by which the Company must consummate an initial business combination from July 23, 2023 to July 23, 2024, and (ii) to reduce the amount of monthly extension payments which the Company’s sponsor, Generation Asia LLC, or its affiliates or designees, must deposit into the trust account of the Company from $723,690 to an amount equal to the lesser of (x) $125,000 or (y) $0.03 per public share multiplied by the number of public shares outstanding at that time for each one-month extension of the date by which the Company has to consummate an initial business combination”

Mondee Holdings, Inc.: On July 13, 2023, the Board approved an amendment and restatement of the Bylaws to modify stockholder proposal notice requirements to align with universal proxy card rules, specify a 67% solicitation threshold, and conform to recent DGCL amendments (effective 2023-07-13).

“On July 13, 2023, pursuant to the power granted by the certificate of incorporation as permitted by the Delaware General Corporation Law (the “DGCL”), the board of directors (the “Board”) of Mondee Holdings, Inc., a Delaware corporation (the “Company”), approved the amendment and restatement of the Company’s Bylaws (the “Original Bylaws”) pursuant to the Amended and Restated Bylaws attached hereto and incorporated herein by reference as Exhibit 3.1 (the “New Bylaws”), effective as of July 13, 2023.”

Kiromic Biopharma, Inc.: Amended bylaws to reduce quorum for stockholder meetings to one-third of shares outstanding (effective 2023-07-17).

“On July 17, 2023, the Board of Directors of Kiromic BioPharma, Inc. (the “Company”) approved an amendment of the Company’s Bylaws (the “Bylaws”) to change the quorum for stockholder meetings to equal one-third (33.33%) of the shares issued and outstanding and entitled to vote on the matters at the meeting.”

Avangrid, Inc.: Amendments to by-laws to implement administrative revisions for shifting board committee responsibilities.

“At the 2023 annual meeting of shareholders (the “Annual Meeting”), the shareholders of Avangrid, Inc. (the “Corporation”) voted to approve amendments to the Corporation’s by-laws (the “By-Laws”) to implement administrative revisions that add flexibility in light of shifting board committee responsibilities.”

EFCAR, LLC: Amendment to trust agreement to change minimum denomination of certificates and make related amendments (effective 2023-07-13).

“On July 13, 2023, EFCAR, LLC and Wilmington Trust Company entered into Amendment No. 2, dated as of July 13, 2023, to that certain Amended and Restated Trust Agreement of Exeter Auto Receivables Trust 2021-1, dated as of December 31, 2020, for the purpose of changing the minimum denomination of the certificates and making certain other related amendments thereto.”

Sagimet Biosciences Inc.: Second amended and restated bylaws became effective upon closing of IPO, eliminating stockholder action by written consent, establishing stockholder proposal and director nomination procedures, and conforming to amended charter (effective 2023-07-18).

“on July 18, 2023 in connection with the closing of the IPO, the second amended and restated bylaws of the Company (the “Amended and Restated Bylaws”), previously approved by the Board and the Company’s stockholders to become effective upon the closing of the IPO, became effective.”

Sagimet Biosciences Inc.: Filed eleventh amended and restated certificate of incorporation effective upon closing of IPO, reclassifying common stock, authorizing new classes of common and preferred stock, and eliminating references to previous preferred series (effective 2023-07-18).

“on July 18, 2023 and in connection with the closing of the initial public offering of the Company’s Series A common stock (the “IPO”), the Company filed an eleventh amended and restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware.”

ALLSTATE CORP: Amended Bylaws to conform with Universal Proxy Rules and recent changes to Delaware General Corporation Law, including amendments to Article II Sections 16, 19, and 20, elimination of stockholder list requirement and physical stock certificate requirement, plus other non-substantive revisions (effective 2023-07-13).

“On July 13, 2023, the Board of Directors of the Registrant approved and adopted amendments to the Registrant’s Amended and Restated Bylaws ("Bylaws") to conform with the recent adoption of Rule 14a-19 (the “Universal Proxy Rules”) by the U.S. Securities and Exchange Commission and certain recent changes to the Delaware General Corporation Law.”

ROBERT HALF INC.: Amended and restated the By-Laws to reflect the Company's new legal name (effective 2023-07-17).

“Upon the effectiveness of the new legal name, the Company restated the Certificate of Incorporation to reflect this amendment and amended and restated the By-Laws to reflect the Company’s new legal name.”

ROBERT HALF INC.: Changed the Company's legal name from Robert Half International Inc. to Robert Half Inc. through an amendment to the Restated Certificate of Incorporation (effective 2023-07-17).

“Effective July 17, 2023, Robert Half International Inc. (the “Company”) changed the Company’s legal name from “Robert Half International Inc.” to “Robert Half Inc.” through an amendment to the Company’s Restated Certificate of Incorporation (the “Certificate of Incorporation”).”

Aura Fat Projects Acquisition Corp: Amended charter to allow up to 12 one-month extensions of the business combination deadline from July 18, 2023 to July 18, 2024, with reduced deposit requirements (effective 2023-07-17).

“Pursuant to the Amended Charter, the Company has the right to extend beyond July 18, 2023 (the “Original Termination Date”) by up to 12, 1-month extensions through July 18, 2024 (each of the 12, 1-month extensions, an “Extension”, and each such extended date a “Deadline Date”) the date by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses (a “business combination”), or (ii) cease its operations if and redeem or repurchase 100% of the Company’s Class A ordinary shares included as part of the units sold in the IPO.”

Aura Fat Projects Acquisition Corp: Amended charter to remove the $5,000,001 net tangible assets threshold and related redemption limitations (effective 2023-07-17).

“The Charter Amendment also removes the $5,000,001 or greater threshold for net tangible asset (“NTA”) and cash in connection with an initial business combination and the restrictions on redeeming offering shares in connection with the consummation of a business combination or tender offer.”

CSLM ACQUISITION CORP.: Shareholders approved a name change from Consilium Acquisition Corp I, Ltd. to CSLM Acquisition Corp.

“(a) as a special resolution, to change the name of the Company from Consilium Acquisition Corp I, Ltd. to CSLM Acquisition Corp.”

CSLM ACQUISITION CORP.: Shareholders approved an amendment to extend the business combination deadline to October 18, 2024 via a series of monthly extensions (effective 2024-10-18).

“(b) as a special resolution, to provide the Company the right to extend the date by which it has to complete a business combination for a series of fifteen (15) one (1) month periods to October 18, 2024”

Cyber App Solutions Corp.: Increased authorized shares of common stock from 75,000,000 to 250,000,000 (effective 2023-07-13).

“Effective July 13, 2023, the Company filed a Certificate of Amendment to its Amended Articles of Incorporation (the “Articles of Amendment”) with the Secretary of State of the State of Nevada effecting an increase in the authorized shares of common stock from 75,000,000 to 250,000,000 (the “Corporate Action”).”

QualTek Services Inc.: Adopted new Organizational Documents (including articles of incorporation and bylaws) upon emergence from Chapter 11.

“On the Effective Date, in connection with the Reorganized Debtors’ implementation of the Plan, the Reorganized Debtors adopted their New Organizational Documents (each as defined in the Confirmation Order).”

Zapata Quantum, Inc.: Shareholders approved amendments to the Company's amended and restated memorandum and articles of association (Extension Amendment and Redemption Limitation Amendment) (effective 2023-07-14).

“On July 14, 2023, in connection with the Extraordinary General Meeting (as defined below), shareholders of Andretti Acquisition Corp. (the “ Company ”) approved the Extension Amendment and the Redemption Limitation Amendment (both as defined below) to the Company’s amended and restated memorandum and articles of association (as may be amended from time to time, the “ Articles ”).”

Evofem Biosciences, Inc.: Amended and restated bylaws to remove requirement for Board consent to reschedule annual meeting and reduce quorum from a majority to one-third (effective 2023-07-11).

“On July 11, 2023, the board of directors the (“Board”) of Evofem Biosciences, Inc. (the “Company”), adopted and approved an amendment and restatement of the Company’s Amended and Restated Bylaws (the “Second Amended and Restated Bylaws”) in order to change, among other things: ● Section 2, removing requirement for Board Consent to reschedule annual meeting ● Section 3, so the proportion of shares present required to constitute a quorum at a meeting of stockholders, from a majority to one-third of the outstanding shares of stock entitled to vote, as permitted under § 216 of the Delaware General Corporation Law.”

MALVERN BANCORP, INC.: As a result of merger, Malvern ceased to exist; First Bank's charter and bylaws became the governing documents of the surviving corporation.

“As a result of the Merger, at the Effective Time Malvern ceased to exist and First Bank continued as the surviving corporation. The certificate of incorporation of First Bank as in effect immediately prior the Effective Time became and shall remain the certificate of incorporation of the surviving corporation, and the bylaws of First Bank as in effect immediately prior to the Effective Time became and shall remain the bylaws of the surviving corporation.”

Sixth Street Specialty Lending, Inc.: Amended bylaws to increase the maximum number of directors from nine to ten and to increase the number of directors serving from nine to ten (effective 2023-07-10).

“On July 10. 2023, the Board of Directors approved amendments to the Company’s Bylaws effective as of that date to increase the maximum number of members of the Board of Directors from nine (9) to ten (10) and to increase the number of directors serving on the Board of Directors from nine (9) to ten (10).”

RTX Corp: Amended and restated bylaws solely to reflect name change to RTX Corporation (effective 2023-07-17).

“The Company also amended and restated its Amended and Restated Bylaws dated April 25, 2022 (the “Bylaws”), effective July 17, 2023, solely to reflect the Name Change”

RTX Corp: Amended certificate of incorporation to change corporate name from Raytheon Technologies Corporation to RTX Corporation (effective 2023-07-17).

“Effective July 17, 2023, Raytheon Technologies Corporation (the “Company”) changed its name to RTX Corporation (the “Name Change”) pursuant to a certificate of amendment (the “Certificate of Amendment”) of the Company’s Amended and Restated Certificate of Incorporation dated May 3, 2023 (the “Certificate of Incorporation”)”

MICROVISION, INC.: Amended and restated bylaws to address universal proxy rules, conform to recent DGCL amendments, require specific proxy card colors, and modify procedural mechanics for stockholder nominations and proposals (effective 2023-07-11).

“On July 11, 2023, in connection with a periodic review of the bylaws of MicroVision Inc. (the “ Company ”), the effectiveness of new Securities and Exchange Commission rules regarding universal proxy cards (the “ Universal Proxy Rules ”), and certain recent amendments to the Delaware General Corporation Law (the “ DGCL ”), the Company’s board of directors (the “ Board ”) approved and adopted the Company’s amended and restated bylaws (the “ Amended and Restated Bylaws ”), which became immediately effective.”

TruGolf Holdings, Inc.: Extended the deadline for the company to complete its initial business combination from July 29, 2023 to January 29, 2024 (effective 2023-07-13).

“On July 13, 2023, the Company filed the second amendment to the Company’s Second Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the “ Charter Amendment ”). The Charter Amendment extends the date by which the Company must consummate its initial business combination from July 29, 2023 to January 29, 2024, or such earlier date as determined by the Company’s board of directors.”

Black Spade Acquisition Co: 股东批准修改公司章程，将业务合并完成期限从2023年7月20日延长至2024年7月20日。 (effective 2023-07-20).

“the shareholders approved the proposal to amend and restate (the “Articles Amendment”) the Company’s current amended and restated memorandum and articles of association to, among other things, extend the date by which the Company has to consummate a business combination (the “Combination Period”) for an additional twelve months from July 20, 2023 to July 20, 2024”

Achari Ventures Holdings Corp. I: Stockholders approved the Charter Amendment Proposal, resulting in the filing of the Fourth Amended and Restated Certificate of Incorporation.

“ourth Amended and Restated Certificate of Incorporation and Second Amended and Restated Trust Agreement, each filed hereto as Exhibit 3.1 and 10.1, respectively, and incorporated by reference herein. Item 5.03. Amendments to Articles of Incorporation or Bylaws.”

Aditxt, Inc.: Filed a Certificate of Designation designating the rights, preferences, privileges and restrictions of a new series of Preferred Stock (effective 2023-07-11).

“On July 11, 2023, the Company filed a certificate of designation (the “Certificate of Designation”) with the Secretary of State of Delaware, effective as of the time of filing, designating the rights, preferences, privileges and restrictions of the share of Preferred Stock.”

Sixth Street Specialty Lending, Inc.: Increased maximum board size from 9 to 10 and current board size from 9 to 10 (effective 2023-06-10).

“On June 10, 2023, the Board of Directors approved amendments to the Company’s Bylaws effective as of that date to increase the maximum number of members of the Board of Directors from nine (9) to ten (10) and to increase the number of directors serving on the Board of Directors from nine (9) to ten (10).”

AMERICAN COASTAL INSURANCE Corp: Amended bylaws to reflect the new corporate name American Coastal Insurance Corporation (effective 2023-07-10).

“In connection with the Company's name change, the Board of Directors amended the Company's by-laws to reflect the corporate name American Coastal Insurance Corporation, also effective on July 10, 2023.”

AMERICAN COASTAL INSURANCE Corp: Changed corporate name from United Insurance Holdings Corp. to American Coastal Insurance Corporation via Second Certificate of Amendment of Certificate of Incorporation (effective 2023-07-10).

“On July 10, 2023, United Insurance Holdings Corp. (the "Company"), filed with the Secretary of the State of the State of Delaware a Second Certificate of Amendment of Certificate of Incorporation to change its corporate name from United Insurance Holdings Corp. to American Coastal Insurance Corporation, effective July 10, 2023.”

ProMIS Neurosciences Inc.: Company continued from Canada Business Corporations Act to Business Corporations Act (Ontario), replacing its articles and bylaws with OBCA versions (effective 2023-07-13).

“On July 13, 2023, ProMIS Neurosciences Inc. (the “Company”) continued its existence from a corporation incorporated under the Canada Business Corporations Act (“CBCA”) into the Province of Ontario under the Business Corporations Act (Ontario) (the “OBCA”) (the “Continuance”).”

SIGMATRON INTERNATIONAL INC: Amended and restated bylaws to align with DGCL amendments, add forum selection clause, modify stockholder nomination and business proposal procedures, and revise board and indemnification provisions (effective 2023-07-31).

“On July 11, 2023, pursuant to the power granted by the certificate of incorporation as permitted by the Delaware General Corporation Law (the “DGCL”), the board of directors (the “Board”) of SigmaTron International, Inc., a Delaware corporation (the “Company”), approved the amendment and restatement of the Company’s Amended and Restated By-Laws pursuant to the Second Amended and Restated By-Laws attached hereto and incorporated herein by reference as Exhibit 3.1 (the “New Bylaws”), effective as of July 31, 2023.”

NEW JERSEY RESOURCES CORP: Amended and restated Bylaws to implement director nomination procedures under Rule 14a-19, update advance notice provisions, clarify meeting chair authority, require non-white proxy card color, and make other conforming changes (effective 2023-07-12).

“On July 12, 2023, the Board of Directors (the “Board”) of New Jersey Resources Corporation (the “Company”), upon the recommendation of the Nominating/Corporate Governance Committee of the Board, approved the amended and restated Bylaws of the Company, in order to, among other things: • implement procedural and other requirements for director nominations, including requiring compliance with Rule 14a-19 under the Securities Exchange Act of 1934, as amended; • update the advance notice provisions that apply where a shareholder intends to propose a director nomination (Article I, Section 4) or other business (Article III, Section 1) at a shareholder meeting; • clarify a meeting Chair’s authority to determine the validity of nominations or submission of other matters (Article I, Section 4); • require any person soliciting proxies from stockholders to use a proxy card color other than white (Article III, Section 6); and • include certain other conforming, technical, and non-material changes.”

New Mountain Guardian IV Income Fund, L.L.C.: Amended Amended and Restated Limited Liability Company Agreement to reflect company name change (effective 2023-07-10).

“Effective July 10, 2023, New Mountain Guardian IV Income Fund, L.L.C. (the “ Company ”) (i) changed its name from “New Mountain Guardian IV Unlevered BDC, L.L.C.” to “New Mountain Guardian IV Income Fund, L.L.C.” (the “ Name Change ”) by filing an Amended and Restated Certificate of Formation (the “ A&R Certificate of Formation ”) with the Secretary of State of the State of Delaware, and (ii) amended its Amended and Restated Limited Liability Company Agreement (the “ A&R LLC Agreement ”) to reflect the Name Change (the “ Amendment ”).”

New Mountain Guardian IV Income Fund, L.L.C.: Amended and Restated Certificate of Formation to change company name (effective 2023-07-10).

“Effective July 10, 2023, New Mountain Guardian IV Income Fund, L.L.C. (the “ Company ”) (i) changed its name from “New Mountain Guardian IV Unlevered BDC, L.L.C.” to “New Mountain Guardian IV Income Fund, L.L.C.” (the “ Name Change ”) by filing an Amended and Restated Certificate of Formation (the “ A&R Certificate of Formation ”) with the Secretary of State of the State of Delaware, and (ii) amended its Amended and Restated Limited Liability Company Agreement (the “ A&R LLC Agreement ”) to reflect the Name Change (the “ Amendment ”).”