Drilling Tools International Corp: Adopted Second Amended and Restated Certificate of Incorporation, effective upon filing with the Secretary of State of Delaware on the Closing Date.
“DTIC's Second Amended and Restated Certificate of Incorporation, which became effective upon filing with the Secretary of State of the State of Delaware on the Closing Date, includes the amendments included in the Charter Proposal.”
ZRCN Inc.
ZRCN Inc.: Effected a one-for-twenty reverse stock split by filing a Certificate of Amendment to the Certificate of Incorporation (effective 2023-06-21).
“On June 21, 2023, the Company filed with the Secretary of State of the State of Delaware a certificate of amendment to its certificate of incorporation (the “Certificate of Amendment”) to effect the Reverse Stock Split.”
Acropolis Infrastructure Acquisition Corp.
Acropolis Infrastructure Acquisition Corp.: Amended certificate of incorporation to extend business combination deadline to July 13, 2024, permit early liquidation at board discretion, and eliminate net tangible assets redemption limitation (effective 2023-06-23).
“At the Special Meeting, the stockholders approved amendments (the “ Charter Amendments ”) to the Company’s amended and restated certificate of incorporation to (i) extend the date by which the Company must consummate its initial business combination from July 13, 2023 (or October 13, 2023, if the Company has executed a letter of intent, agreement in principle or definitive agreement for an initial business combination by July 13, 2023) to July 13, 2024 (such date, the “ Extended Date ”), (ii) permit the Company’s board of directors, in its sole and absolute discretion, to cease all operations of the Company except for the purpose of winding up and redeem all public shares prior to the Extended Date, and (iii) eliminate the limitation that the Company shall not redeem or repurchase its shares of Class A common stock (“ public shares ”) to the extent that such redemption would cause the Company’s net tangible assets to be less than $5,000,001”
Thunder Bridge Capital Partners IV, Inc.
Thunder Bridge Capital Partners IV, Inc.: Amended certificate of incorporation to extend business combination deadline to July 2, 2024 and provide for one-for-one conversion of Class B common stock prior to business combination (effective 2023-06-22).
“Under Delaware law, the Charter Amendment took effect upon the filing of the Charter Amendment with the Secretary of State of the State of Delaware on June 22, 2023.”
CF ACQUISITION CORP. IV
CF ACQUISITION CORP. IV: The Company filed a second amendment to its Amended and Restated Certificate of Incorporation to extend the deadline for consummating a business combination from June 28, 2023 to March 28, 2024 (effective 2023-06-22).
“On June 22, 2023, the Company filed a second amendment to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the “ Extension Amendment ”). The Extension Amendment extends the date by which the Company must consummate the Business Combination from June 28, 2023 to March 28, 2024 (or such earlier date as determined by the board of directors of the Company).”
HOWLWerewolf Therapeutics, Inc.
Werewolf Therapeutics, Inc.: Adopted amended and restated bylaws to amend stockholder meeting procedures, eliminate outdated requirements, update advance notice provisions, and make other changes (effective 2023-06-21).
“On June 21, 2023, the board of directors (the “Board”) of Werewolf Therapeutics, Inc. (the “Company”) adopted amended and restated bylaws of the Company (as amended and restated, the “Second Amended and Restated Bylaws”), effective immediately to, among other things: • Amend certain procedures governing notice of each meeting of stockholders, including providing the record date for determining stockholders entitled to vote at the meeting; • Eliminate the former requirement regarding availability of the voting list during stockholder meetings, consistent with recent amendments to Section 219 of the Delaware General Corporation Law (the “DGCL”); • Clarify the procedures governing adjournment of the stockholder meetings, consistent with recent amendments to Section 222 of the DGCL; • Revise and enhance the procedures and disclosure requirements set forth in the advanced notice bylaw provision in connection with stockholder nominations of directors and submission of stockholder proposals,”
DBGIDigital Brands Group, Inc.
Digital Brands Group, Inc.: Filed Certificate of Designation designating 5,761 shares of preferred stock as Series C Convertible Preferred Stock (effective 2023-06-21).
“Item 5.03 Amendments to Articles of Incorporation or Bylaws. Series C Convertible Preferred Stock On June 21, 2023, the Company filed the Certificate of Designation with the Secretary of State for the State of Delaware designating up to 5,761 shares out of the authorized but unissued shares of its preferred stock as Series C Convertible Preferred Stock.”
SFIXStitch Fix, Inc.
Stitch Fix, Inc.: Amended and Restated Bylaws to update advance notice provisions, reflect DGCL changes, and make technical updates (effective 2023-06-21).
“On June 21, 2023, the Board of Directors (the “Board”) of Stitch Fix, Inc. (the “Company”) approved amendments to the Company’s Amended and Restated Bylaws (the “Bylaws”), which became effective the same day.”
AUIDauthID Inc.
authID Inc.: Approved amendment to Amended and Restated Certificate of Incorporation to effect a 1-for-8 reverse stock split (effective 2023-07-07).
“On June 26, 2023, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware implementing the Reverse Split. The Amendment will become effective on July 7, 2023 at 5:30pm.”
MCHPMICROCHIP TECHNOLOGY INC
MICROCHIP TECHNOLOGY INC: Amended and restated bylaws to add Section 3.17 requiring at least three-fourths of board members (rounded down) to be independent, with a 180-day cure period for non-compliance due to vacancies or circumstances beyond control (effective 2023-06-23).
“On June 23, 2023, the Board of Directors (the “Board”) of Microchip Technology Incorporated (the “Company”) approved an amendment and restatement of the Company’s bylaws to add Section 3.17 which provides that at least three-fourths of the members (rounded down) of the Board shall be independent as defined by the Nasdaq Stock Market, Inc. (e.g., for a seven person board, five directors must be independent) and that if the Company fails to comply with such independence requirements due to one or more vacancies on the Board, or if one or more directors cease to be independent due to circumstances beyond their reasonable control, the Company shall within 180 days regain compliance with such requirement.”
CDZICADIZ INC
CADIZ INC: Increased number of authorized shares of common stock from 70,000,000 to 85,000,000 (effective 2023-06-21).
“On June 21, 2023, Cadiz Inc. (the “Company”) filed a Certificate of Amendment of Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware to increase the number of authorized shares of common stock from 70,000,000 to 85,000,000.”
Gardiner Healthcare Acquisitions Corp.
Gardiner Healthcare Acquisitions Corp.: Amended the charter to extend the combination period by one month to July 27, 2023, with option for up to five additional monthly extensions upon depositing $100,000 each (effective 2023-06-21).
“On June 21, 2023, the Company filed a certificate of amendment to its amended and restated certificate of incorporation (the “Charter”) which became effective upon filing.”
AAQLAntiaging Quantum Living Inc.
Antiaging Quantum Living Inc.: Changed corporate name from Achison Inc. to Antiaging Quantum Living Inc. by amending Paragraph One of the Certificate of Incorporation (effective 2023-06-14).
“The Company amended Paragraph One of the Company’s Certificate of Incorporation to change our corporate name to Antiaging Quantum Living Inc. filed with the Secretary of State of the State of New York on June 14, 2023.”
NXTCNextCure, Inc.
NextCure, Inc.: Amended and restated bylaws to update adjournment procedures, stockholder meeting lists, director nomination rules, and universal proxy rules compliance (effective 2023-06-22).
“On June 22, 2023, the board of directors (the “Board”) of NextCure, Inc. (the “Company”) approved and adopted the Second Amended and Restated Bylaws of the Company (the “A&R Bylaws”).”
AREBAMERICAN REBEL HOLDINGS INC
AMERICAN REBEL HOLDINGS INC: On June 23, 2023, the Board set a 1-for-25 reverse stock split ratio, approved and authorized the filing of a Certificate of Amendment to the Second Amended and Restated Articles of Incorporation, effective June 27, 2023 (effective 2023-06-27).
“The Board set the Reverse Stock Split ratio at 1-for-25 and approved and authorized the filing of the Certificate of Amendment on June 23, 2023, with the Certificate of Amendment to become effective as of 12:00 a.m., Eastern Time, on June 27, 2023 (the “Effective Time”).”
HTBHomeTrust Bancshares, Inc.
HomeTrust Bancshares, Inc.: The Board approved an amendment to Article II, Section 12 of the Company's bylaws to exempt Dr. Neel, age 73, from the mandatory director retirement age of 72, allowing him to serve as a director per the Merger Agreement (effective 2023-06-26).
“On June 26, 2023, the Board approved an amendment to the Company’s bylaws, which became effective immediately. The amendment affects the mandatory director retirement provision contained in Article II, Section 12 of the Company's bylaws. Article II, Section 12 generally prohibits a person who is 72 years of age or older from being elected, re-elected, appointed or re-appointed to the Board or from continuing to serve as a director of the Company beyond the annual meeting of stockholders of the Company immediately following the non-employee director’s attaining age 72. Article II, Section 12 was amended to permit Dr. Neel, who is currently age 73, to serve as a director of the Company in the manner contemplated by the Merger Agreement, as described in Item 5.02 of this Current Report on Form 8-K.”
S&W Seed Co
S&W Seed Co: Board adopted Third Amended and Restated Bylaws changing special meeting request requirements, clarifying quorum, removing fixed number of directors, and making administrative changes (effective 2023-06-20).
“On June 20, 2023, the Board adopted the Third Amended and Restated Bylaws of the Company, which amended and restated the Company’s Second Amended and Restated Bylaws, as amended, in order to effect, among other things, the following changes: • require that any request for a special meeting of stockholders set forth the specific business proposed to be transacted, where previously only the general nature of such business was required to be described; • clarify that the holders of a majority of the shares of stock entitled to vote at a stockholder meeting, present in person or represented by proxy (regardless of whether the proxy has authority to vote on any matter), shall constitute a quorum for the transaction of business; • remove the reference to a fixed number of directors; and • various administrative, modernizing and clarifying changes contemplated by the Nevada Revised Statutes.”
Un Monde International Ltd.
Un Monde International Ltd.: The Company ceased being a shell company as defined in Rule 12b-2 because it began active business operations in the second quarter of 2023 and entered into a commercial lease agreement on May 1, 2023.
“Un Monde International Worldwide Ltd. (the “Company”) began active business operation pursuant to its business plan which is to offer education and management services to private, distinguished, specialized, and internationalized education to international students in schools. The Company ceased being a shell company as defined in Rule 12b-2 of the Securities Exchange Act of 1934”
Venus Concept Inc.
Venus Concept Inc.: Amended Certificate of Designations to grant voting rights to Senior Preferred Stock (effective 2023-06-22).
“On June 22, 2023 , the Company filed a Certificate of Amendment with the Secretary of State of the State of Delaware (the “ Certificate of Amendment ”), thereby amending the Certificate of Designations with respect to the Senior Preferred Stock, filed with the Secretary of State of the State of Delaware on May 15, 2023 (the “ Certificate of Designations ”).”
SCNXScienture Holdings, Inc.
Scienture Holdings, Inc.: Filed Certificate of Designation for Series B Preferred Stock, setting forth terms including non-participating, no dividends, no liquidation preference, no voting rights, no redemption rights, and conversion upon stockholder approval into 100 shares of common stock each (effective 2023-06-26).
“On June 26, 2023, the Company filed a Certificate of Designation, Preferences, Rights and Limitations of the Series B Preferred Stock with the Secretary of State of the State of Delaware (the “Certificate of Designation”).”
SYYSYSCO CORP
SYSCO CORP: Amended and restated bylaws to update corporate governance practices, including changes to adjournment procedures, stockholder list availability, proxy card color, director nomination requirements, and technical revisions (effective 2023-06-21).
“On and effective June 21, 2023, the Board of Directors (the “ Board ”) of Sysco Corporation (“ Sysco ” or the “ Company ”), upon the recommendation of the Corporate Governance and Nominating Committee of the Board, adopted amended and restated bylaws of the Company (the “ Amended and Restated Bylaws ”) in connection with the Board’s periodic review of recent developments involving corporate governance practices, the Delaware General Corporation Law (the “ DGCL ”) and the rules and regulations promulgated by the U.S. Securities and Exchange Commission (the “ SEC ”) under the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”). Among other things, the amendments effected by the Amended and Restated Bylaws include: • modifying the provisions relating to adjournment procedures for stockholder meetings to reflect amendments to the DGCL (Section 5(c)); • modifying the provisions relating to the availability of lists of stockholders entitled to vote at stockholder meetings to r”
Avid Bioservices, Inc.
Avid Bioservices, Inc.: Amended and restated bylaws to modify voting standard, eliminate stock list requirement at meetings, clarify indemnification for former directors/officers, and clarify forum selection clause; includes technical and conforming changes (effective 2023-06-19).
“On June 19, 2023, the Board of Directors (the “Board”) of Avid Bioservices, Inc. (the “Company”), based on the recommendation of the Corporate Governance Committee of the Board, approved an amendment and restatement of the Company’s Amended and Restated Bylaws (the “Amended and Restated Bylaws”), effective immediately.”
HPQHP INC
HP INC: Amended bylaws to, among other things, require stockholder proposals maintain ownership through the meeting date, limit nominee count, require compliance with universal proxy rules, and provide conditions for calling special meetings (effective 2023-06-21).
“On June 21, 2023, the Board of Directors (the "Board") of HP Inc. (the "Company") adopted amendments to the Company's amended and restated bylaws (the "Bylaws"). The amendments, described below, and amended and restated Bylaws are effective June 21, 2023.”
Day One Biopharmaceuticals, Inc.
Day One Biopharmaceuticals, Inc.: Amended certificate of incorporation to permit exculpation of officers as allowed under Delaware law (effective 2023-06-22).
“On June 22, 2023, the Company filed the Certificate of Amendment with the Delaware Secretary of State to effect such amendment.”
INDIindie Semiconductor, Inc.
indie Semiconductor, Inc.: Increased authorized shares of Class A common stock from 250,000,000 to 400,000,000 (effective 2023-06-22).
“the Company’s stockholders approved the amendment of the Company’s existing Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Class A common stock, par value $0.0001 per share, from 250,000,000 to 400,000,000 (the “Amendment”).”
WOOFPetco Health & Wellness Company, Inc.
Petco Health & Wellness Company, Inc.: Stockholders approved amendment to Article XI of the Second Amended and Restated Certificate of Incorporation to eliminate monetary liability of certain officers in certain circumstances as permitted by Delaware law (effective 2023-06-22).
“On June 22, 2023, at the Annual Meeting, upon the recommendation of the Board, the Company’s stockholders approved amendments to Article XI of the Company’s Second Amended and Restated Certificate of Incorporation (the “Certificate”) to provide for the elimination of monetary liability of certain officers of the company in certain circumstances as is or may be permitted under Delaware law (the “Amendment”).”
eFFECTOR Therapeutics, Inc.
eFFECTOR Therapeutics, Inc.: Stockholders approved an amendment to the Amended and Restated Certificate of Incorporation to eliminate personal liability of officers for monetary damages for breach of fiduciary duty, effective June 23, 2023 (effective 2023-06-23).
“At the 2023 Annual Meeting, as described below under Item 5.07, the stockholders of the Company approved an amendment to the Company’s Amended and Restated Certificate of Incorporation, to eliminate the personal liability of the Company’s officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by Delaware General Corporation Law (the “Amendment”).”
FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND: Amended and restated By-Laws to rescind Article XII control share provisions and make conforming amendments (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust High Yield Opportunities 2027 Term Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
SKLZSkillz Inc.
Skillz Inc.: Approved and filed a Certificate of Amendment to effect a 1-for-20 reverse stock split and proportionate reduction in authorized shares (effective 2023-06-23).
“On June 22, 2023, the Board approved the Final Ratio of 1-for-20. The Reverse Stock Split became effective on June 23, 2023 upon filing of a Certificate of Amendment (the “Reverse Stock Split Certificate of Amendment”) to the Company’s Charter with the Secretary of State of the State of Delaware (the “Effective Time”).”
SYRESpyre Therapeutics, Inc.
Spyre Therapeutics, Inc.: Filed Certificate of Designation for Series A Non-Voting Convertible Preferred Stock (effective 2023-06-22).
“On June 22, 2023, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of the Series A Non-Voting Convertible Preferred Stock with the Secretary of State of the State of Delaware (the “ Certificate of Designation ”) in connection with the Merger and the Financing referenced in Item 1.01 above.”
FBKFB Financial Corp
FB Financial Corp: Updated the address of the principal offices of the company (effective 2023-06-26).
“On June 23, 2023, FB Financial Corporation (the “ Company ”) filed with the Secretary of State of the State of Tennessee the Articles of Amendment to the Charter of the Company (the “ Charter Amendment ”), for purposes of updating the address of the principal offices of the Company from 211 Commerce Street, Suite 300, Nashville, Tennessee 37201, County of Davidson, to 1221 Broadway, Suite 1300, Nashville, Tennessee 37203. The Charter Amendment has an effective date of June 26, 2023.”
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND: Rescinded Article XII control share provisions via amended and restated by-laws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Dynamic Europe Equity Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
LMBLimbach Holdings, Inc.
Limbach Holdings, Inc.: Approved an amendment to the Certificate of Incorporation to permit exculpation of officers from liability in certain circumstances (effective 2023-06-23).
“the Company’s stockholders approved an amendment to the Company’s Second Amended and Restated Certificate of Incorporation (the “Amendment”) to permit the exculpation of the Company’s officers from liability in certain circumstances as more fully set forth therein.”
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND: Amended and restated By-Laws to rescind Article XII (control share provisions) and make conforming amendments (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust New Opportunities MLP & Energy Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FPFFirst Trust Intermediate Duration Preferred & Income Fund
First Trust Intermediate Duration Preferred & Income Fund: Amended and restated bylaws to rescind Article XII control share provisions effective immediately (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Intermediate Duration Preferred & Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
NWSANEWS CORP
NEWS CORP: Board amended and restated the By-laws effective June 23, 2023, with changes to advance notice procedures, special meeting rules, proxy card color, and Delaware law updates (effective 2023-06-23).
“On June 23, 2023, the Board of Directors (the “Board”) of News Corporation (the “Company”) amended and restated the Company’s Amended and Restated By-laws (the “By-laws”), effective immediately, to implement various changes as follows:”
FIRST TRUST MLP & ENERGY INCOME FUND
FIRST TRUST MLP & ENERGY INCOME FUND: Amended and restated bylaws to rescind Article XII and its control share provisions, with conforming amendments (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust MLP and Energy Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIRST TRUST ENERGY INFRASTRUCTURE FUND: Rescinded Article XII (control share provisions) and made conforming amendments to the Amended and Restated By-Laws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Energy Infrastructure Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
Moatable, Inc.
Moatable, Inc.: Changed legal name from Renren Inc. to Moatable, Inc (effective 2023-06-22).
“the change of the Company's legal name from "Renren Inc." to "Moatable, Inc."”
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FIRST TRUST HIGH INCOME LONG/SHORT FUND: Rescinded Article XII control share provisions and made conforming amendments to Amended and Restated By-Laws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust High Income Long/Short Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
EXFYExpensify, Inc.
Expensify, Inc.: Retired 588 shares of LT10 Common Stock and amended the Amended and Restated Certificate of Incorporation to reduce total authorized shares by 588 (effective 2023-06-23).
“Effective upon filing, the Certificate of Retirement amended the Amended and Restated Certificate of Incorporation of the Company to reduce the total authorized number of shares of capital stock of the Company by 588 shares.”
Silk Road Medical Inc
Silk Road Medical Inc: Amended certificate of incorporation to eliminate or limit personal liability of certain officers (effective 2023-06-21).
“the Company’s stockholders adopted and approved an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to eliminate or limit the personal liability of certain officers of the Company to the extent permitted by recent amendments to Delaware law (the “Charter Amendment”)”
VEEVVEEVA SYSTEMS INC
VEEVA SYSTEMS INC: Amended and restated bylaws to include a Delaware forum selection provision, update advance notice provisions for Rule 14a-19 and current market practices, include provisions consistent with public benefit corporation charter, and make other updates for Delaware law (effective 2023-06-21).
“On June 21, 2023, the Board of Directors (the “Board”) of Veeva Systems Inc. (“Veeva”) amended and restated Veeva's bylaws (as amended and restated, the “Bylaws”) effective immediately.”
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND: Rescinded Article XII control share provisions and made other conforming amendments to the Amended and Restated By-Laws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Specialty Finance and Financial Opportunities Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
Eagle Bulk Shipping Inc.
Eagle Bulk Shipping Inc.: Filed a Certificate of Designations for Series A Junior Participating Preferred Stock (effective 2023-06-22).
“the Board approved a Certificate of Designations of Series A Junior Participating Preferred Stock designating 700,000 Preferred Shares. The Company filed the Certificate of Designations for the Preferred Shares on June 22, 2023 with the Registrar of Corporations of the Republic of the Marshall Islands and the Certificate of Designations became effective on such date.”
FMYFIRST TRUST MORTGAGE INCOME FUND
FIRST TRUST MORTGAGE INCOME FUND: Board amended and restated By-Laws to rescind Article XII (control share provisions) and make conforming amendments, effective immediately on June 22, 2023 (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Mortgage Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND: Rescinded control share provisions (Article XII) and made conforming amendments to the bylaws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust/abrdn Global Opportunity Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FFAFIRST TRUST ENHANCED EQUITY INCOME FUND
FIRST TRUST ENHANCED EQUITY INCOME FUND: Amended and restated bylaws to rescind Article XII control share provisions (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Enhanced Equity Income Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FCTFIRST TRUST SENIOR FLOATING RATE INCOME FUND II
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II: Amended and restated by-laws to rescind control share provisions (Article XII) and make conforming changes (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Senior Floating Rate Income Fund II amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
FIRST TRUST ENERGY INCOME & GROWTH FUND
FIRST TRUST ENERGY INCOME & GROWTH FUND: Rescinded Article XII control share provisions and made conforming amendments to the By-Laws (effective 2023-06-22).
“On June 22, 2023, the Board of Trustees of First Trust Energy Income and Growth Fund amended and restated its existing Amended and Restated By-Laws (and as so amended and restated, the “By-Laws”), effective immediately. The By-Laws were revised to rescind Article XII and its accompanying control share provisions, along with other conforming amendments.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.