Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.
RING ENERGY, INC.: Increased authorized shares of Common Stock from 225 million to 450 million.
“At the Meeting, the Company’s stockholders approved an amendment (the “Charter Amendment”) to the Articles of Incorporation of the Company to increase the authorized shares of Common Stock from 225 million to 450 million.”
LIQTECH INTERNATIONAL INC: Reverse stock split of common stock at a ratio of 1-for-8 (effective 2023-05-26).
“The Board of Directors of LiqTech International, Inc., a Nevada corporation (the “Company”), has approved a reverse stock split of the Company’s authorized, issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), at a ratio of 1-for-8 (the “Reverse Stock Split”).”
Data443 Risk Mitigation, Inc.: Increased authorized shares of common stock to 500,000,000 shares (effective 2023-05-25).
“On May 25, 2023, Data443 Risk Mitigation, Inc., a Nevada corporation (the “Company”) filed a Certificate of Change (the “Certificate of Change”) with the Secretary of State of the State of Nevada to amend its Articles of Incorporation to increase the number of authorized shares of common stock, par value $0.001 per share, to 500,000,000 shares.”
EPR PROPERTIES: Increased authorized common shares from 100,000,000 to 125,000,000 (effective 2023-05-26).
“On May 26, 2023, EPR Properties (the "Company") amended (the "Amendment") Article EIGHTH, Section 1 of its Amended and Restated Declaration of Trust, as amended, to increase the number of authorized common shares of beneficial interest, par value $0.01 per share, which the Company has authority to issue from 100,000,000 shares to 125,000,000 shares.”
SharpLink Gaming Ltd.: Shareholders approved amending the Second Amended and Restated Articles of Association to increase the quorum requirement from more than 25% of voting power to at least 33 1/3% of issued and outstanding Ordinary Shares (effective 2023-05-26).
“holders have approved the amendment to the Articles to increase the quorum necessary for the transaction of business at a meeting of shareholders from the presence of two or more shareholders holding in the aggregate more than 25% of the total voting power attached to the Company’s Ordinary Shares represented in person or by proxy at a meeting to at least 33 1/3% of the issued and outstanding Ordinary Shares.”
FIRST INTERSTATE BANCSYSTEM INC: Adopted new Delaware Bylaws in connection with reincorporation from Montana to Delaware (effective 2023-05-25).
“the Company also adopted new Bylaws (the “Delaware Bylaws”), also in substantially the form set forth in the Proxy Statement”
FIRST INTERSTATE BANCSYSTEM INC: Adopted a new Certificate of Incorporation in connection with reincorporation from Montana to Delaware (effective 2023-05-25).
“the Company effected the Conversion on May 25, 2023 by filing, among other things, a Certificate of Conversion and a Certificate of Incorporation with the Secretary of State of the state of Delaware (the “Certificate of Incorporation”)”
TETRA TECHNOLOGIES INC: Board approved amendment and restatement of Bylaws to reflect charter amendments, update for law changes, update special meeting procedures, advance notice requirements, and exclusive forum provisions (effective 2023-05-24).
“The Board also approved and adopted an amendment and restatement of the Company’s Amended and Restated Bylaws (as amended and restated, the “Bylaws”) to, among other things, (i) reflect the Corresponding Amendments, (ii) reflect certain changes in law, including the amendment of Sections 141(k), 222 and 232 of the Delaware General Corporation Law and the adoption of Rule 14a-19 under the Securities Exchange Act of 1934, as amended, (iii) update the procedures for calling a special meeting of stockholders, (iv) update the advance notice requirements for director nominations and stockholder proposals, (v) provide that the Court of Chancery of the State of Delaware (or, if such court does not have jurisdiction, the Superior Court of the State of Delaware, or, if such court does not have jurisdiction, the United States District Court for the District of Delaware) is the sole and exclusive forum for certain legal actions or proceedings involving the Company and (vi) provide that the federal”
TETRA TECHNOLOGIES INC: Stockholders approved amendments to the Restated Certificate of Incorporation to eliminate supermajority voting, add officer exculpation, create stockholder right to call special meeting, and make administrative changes (effective 2023-05-24).
“At the Annual Meeting, upon the recommendation of the Board, the Company’s stockholders approved certain amendments to the Company’s Restated Certificate of Incorporation (the “Restated Certificate of Incorporation”), including to (i) eliminate supermajority voting provisions, (ii) reflect new Delaware law provisions regarding officer exculpation, (iii) create a stockholder right to call for a special stockholder meeting and (iv) make certain administrative and clarifying changes.”
AMERICAN WOODMARK CORP: Decreased the number of directors from nine to eight (effective 2023-05-24).
“On May 24, 2023, the Board approved an amendment to Article II, Section 2 of the Company's Bylaws. The amendment will decrease the number of directors of the Company from nine to eight.”
CAMDEN NATIONAL CORP: The Board of Directors amended and restated the bylaws to conform to the declassification amendment, providing for one-year director terms and correcting non-substantive numbering errors (effective 2023-05-23).
“On May 23, 2023, the Company’s Board of Directors amended and restated the Company’s bylaws (as so amended and restated, the “Bylaws”) (i) to conform Section 3.2 to the Declassification Amendment by providing that directors will be elected to one-year terms in accordance with the Restated Articles; and (ii) to conform Section 3.5(b) to the Declassification Amendment by providing that each director shall hold office for the terms set forth in the Restated Articles until his or her successor is elected and qualified or until his or her earlier death, resignation or removal.”
CAMDEN NATIONAL CORP: Shareholders approved an amendment to the Articles of Incorporation to permit amendments to the company's bylaws by majority vote of shareholders (Bylaws Amendment), reducing the threshold from two-thirds to a majority (effective 2023-05-23).
“On May 23, 2023, shareholders approved an amendment to the Company's Articles of Incorporation to permit amendments to the Company's bylaws by majority vote of shareholders (the “Bylaws Amendment”). The Bylaws Amendment reduces the threshold for amending the Company's bylaws from two-thirds to a majority of shareholders.”
CAMDEN NATIONAL CORP: Shareholders approved an amendment to the Articles of Incorporation to provide for annual election of directors and eliminate the classified board structure (Declassification Amendment) (effective 2023-05-23).
“On May 23, 2023, shareholders approved an amendment to the Company’s Articles of Incorporation to provide for the annual election of directors to a one-year term, beginning with the 2023 Annual Meeting of Shareholders of the Company, and to eliminate the Company’s classified board structure (the “Declassification Amendment”).”
ATRION CORP: On May 22, 2023, the Board approved an amendment and restatement of the Bylaws effective immediately, including revisions to Section 1.05 regarding notice of meetings and electronic transmission, Section 2.10 to update director nomination and proxy solicitation requirements under Rule 14a-19, Sectio (effective 2023-05-22).
“On May 22, 2023, the Board of Directors of the Registrant approved the amendment and restatement of the Registrant’s Bylaws, effective immediately, to: • Revise Section 1.05 regarding notice of meetings to include provisions of Article Eleven, which has been deleted in the amended and restated Bylaws, and address recent amendments to the Delaware General Corporation Law respecting electronic transmission; • Revise Section 2.10 to update the disclosure, notification, and other requirements related to nominations of directors and solicitations of proxies, including requiring compliance with Rule 14a-19 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”); • Revise Section 3.13 to provide that the Board of Directors may assign additional duties and responsibilities to the Lead Director; • Add Section 7.08 to permit documents to be executed using facsimile or other forms of electronic signature to the fullest extent permitted by applicable law; and • Make other minist”
ARES STRATEGIC INCOME FUND: Amended and restated Bylaws to require annual shareholder meetings, majority vote for trustees, and 50% quorum (effective 2023-05-25).
“On May 25, 2023, the Board amended and restated the Fund’s Amended and Restated Bylaws (the “Second Amended and Restated Bylaws”) in response to comments issued by state securities regulators in connection with their review of the Offering.”
ARES STRATEGIC INCOME FUND: Amended and restated the Fund's Third Amended and Restated Declaration of Trust to require at least three trustees, fixed three-year terms, and shareholder vote for certain actions (effective 2023-05-25).
“On May 25, 2023, the Board of Trustees (the “Board”) of Ares Strategic Income Fund (the “Fund”) amended and restated the Fund’s Third Amended and Restated Declaration of Trust (the “Fourth Amended and Restated Declaration of Trust”) in response to comments issued by state securities regulators in connection with their review of the Fund’s public offering”
Vacasa, Inc.: Authorized board to effect a reverse stock split of outstanding common stock, effective at board's discretion before May 23, 2024 (effective 2024-05-23).
“the Amendment related to the reverse stock split for which the Board has discretion to implement at any time before May 23, 2024”
Vacasa, Inc.: Amended certificate of incorporation to expand maximum board size from 10 to 11 directors, revise process for filling board vacancies and newly created directorships, revise references to the Stockholders Agreement, and allow for exculpation of officers (effective 2023-05-23).
“On May 23, 2023, at the Annual Meeting, as further described in Item 5.07 below, the Company’s stockholders approved amendments to the Company’s Amended and Restated Certificate of Incorporation ("Certificate") to: (i) expand the maximum size of the Board from 10 directors to 11 directors, (ii) revise the process for filling Board vacancies and newly created directorships, (iii) revise references to the Stockholders Agreement (as defined in the Certificate), (iv) allow for exculpation of officers, and (v) to allow for the Board, in its discretion, to effect a reverse stock split of the Company’s outstanding common stock (each an "Amendment" and collectively, the "Amendments"). As noted in the Proxy Statement, all Amendments were combined into one Certificate of Amendment to the Certificate, except for the Amendment related to the reverse stock split for which the Board has discretion to implement at any time before May 23, 2024. The remaining Amendments became effective upon filing of”
Volato Group, Inc.: Extended the deadline to consummate an initial business combination from June 3, 2023 to December 3, 2023 (effective 2023-06-03).
“The Extension Amendment (i) extends the date by which the Company must consummate its initial Business Combination from June 3, 2023 to December 3, 2023.”
FLYEXCLUSIVE INC.: Amended certificate of incorporation to extend deadline for initial business combination (effective 2023-05-25).
“The Company filed the Extension Amendment with the Secretary of State of the State of Delaware on May 25, 2023.”
APA Corp: Amended charter to add Officer Exculpation Provision following DGCL amendment (effective 2023-05-24).
“The Board of Directors (the “Board”) of APA Corporation (the “Company”) approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Charter”) to add an Officer Exculpation Provision”
Invivyd, Inc.: Amended Bylaws to remove references to the classified Board structure and conform director removal provisions with the Certificate of Amendment (effective 2023-05-23).
“On May 23, 2023, an amendment to the Company’s Amended and Restated Bylaws (the “Bylaws Amendment”) became effective upon the filing and effectiveness of the Certificate of Amendment. The Bylaws Amendment removes references to the classified Board structure and conforms the director removal provisions of the Company’s Amended and Restated Bylaws with the Certificate of Amendment.”
Invivyd, Inc.: Stockholders approved an amendment to the Amended and Restated Certificate of Incorporation to declassify the Board of Directors and allow removal of directors with or without cause by majority vote of the outstanding voting shares (effective 2023-05-23).
“As described in Item 5.07 below, at the Annual Meeting of Stockholders of Invivyd, Inc. (the “Company”) held on May 23, 2023 (the “Annual Meeting”), the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”) to (i) declassify the Board of Directors of the Company (the “Board”), with each elected director serving for a one-year term until the next year’s annual meeting, and (ii) provide that directors of the Company may be removed with or without cause by the affirmative vote of the holders of at least a majority of the voting power of all then-outstanding shares of capital stock of the Company entitled to vote generally at an election of directors (the “Declassification Amendment”).”
Cyclerion Therapeutics, Inc.: Filed Articles of Amendment to designate Series A Preferred Stock (effective 2023-05-19).
“On May 19, 2023 , the Company filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts Articles of Amendment (the “Articles of Amendment”) to the Company’s Restated Articles of Organization, as amended, designating shares of the Series A Preferred Stock.”
NI Holdings, Inc.: Board amended and restated Bylaws to reflect changes related to the Articles Amendment and grant shareholders the right to call special meetings (effective 2023-05-24).
“Additionally, the Board amended and restated the Company’s Bylaws (the “Bylaws”), which became effective as of May 24, 2023, to (i) reflect corresponding changes to the Bylaws related to the Articles Amendment, and (ii) grant shareholders the right to call special meetings, subject to certain terms and conditions (the “Amended Bylaws”).”
NI Holdings, Inc.: Adopted Articles Amendment to declassify Board of Directors immediately, eliminate supermajority voting requirements, eliminate prohibition on shareholders calling special meetings, and make other minor conforming changes (effective 2023-05-24).
“On May 24, 2023, NI Holdings, Inc. (the “Company”) adopted Articles of Amendment to its Articles of Incorporation (the “Articles”) to (i) declassify the Board of Directors (the “Board”) of the Company immediately, (ii) eliminate supermajority voting requirements, (iii) eliminate the prohibition on shareholders calling special meetings, and (iv) make other minor conforming changes relating to the foregoing (the “Articles Amendment”).”
NeueHealth, Inc.: Filed a Certificate of Amendment to the Ninth Amended and Restated Certificate of Incorporation to effect a 1-for-80 reverse stock split of the outstanding shares of common stock (effective 2023-05-19).
“On May 19, 2023 (the “Effective Date”), Bright Health Group, Inc. (the “Company”) filed a Certificate of Amendment to the Ninth Amended and Restated Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) to effect a 1-for-80 reverse stock split (the “Reverse Split”) of the outstanding shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), effective as of 5:00 p.m., Eastern Time on the Effective Date.”
Quad/Graphics, Inc.: Decreased the size of the Board of Directors from ten directors to nine directors (effective 2023-05-22).
“Effective immediately preceding the Annual Meeting (as defined below) on May 22, 2023, the Board of Directors of Quad/Graphics, Inc. (the “Company”) approved an amendment to Section 3.01 of Article III of the Company’s Amended Bylaws to decrease the size of the Board of Directors from ten directors to nine directors.”
EVERSPIN TECHNOLOGIES INC.: Added Article IX limiting officer personal liability for monetary damages for breach of fiduciary duty to the fullest extent permitted under DGCL (effective 2023-05-25).
“Certificate of Amendment to its Amended and Restated Certificate of Incorporation, which added a new Article IX to its Amended and Restated Certificate of Incorporation to read as follows: “ IX . No officer of the Company shall have any personal liability to the Company or its stockholders for monetary damages for any breach of fiduciary duty as an officer, except to the extent such exemption from liability or limitation thereof is not permitted under the DGCL as the same exists or hereafter may be amended.”
ClearPoint Neuro, Inc.: Amendment to reduce authorized common shares from 200,000,000 to 90,000,000 (effective 2023-05-24).
“the Company’s stockholders approved an amendment (the “Certificate of Amendment”) to the Company’s Amended and Restated Certificate of Incorporation to reduce the number of authorized shares of the Company’s common stock from two hundred million (200,000,000) shares to ninety million (90,000,000) shares.”
IPG PHOTONICS CORP: Filed amendment to Amended and Restated Certificate of Incorporation to eliminate monetary liability for certain executive officers for breaches of duty of care consistent with recent Delaware law amendments (effective 2023-05-23).
“On May 23, 2023, IPG Photonics Corporation (the “ Company ”) filed an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “ Amendment ”) with the Secretary of State of the State of Delaware, which became effective upon filing.”
SHORE BANCSHARES INC: The Second Amended and Restated By-Laws were adopted to provide for the position of Vice Chairman of the Board and set forth its duties and responsibilities, effective upon closing of the merger (effective 2023-05-24).
“On May 24, 2023, the SHBI Board approved the Second Amended and Restated By-Laws of SHBI, to be adopted as the by-laws of SHBI effective as of the Effective Time and subject to the closing of the Merger.”
AVNET INC: Amended By-Laws to update in connection with SEC universal proxy and recoupment rules, NYBCL changes, and periodic review; including provisions for virtual meetings, proxy card color, shareholder nomination procedures, chair authority, and indemnification limits (effective 2023-05-22).
“On May 22, 2023, the Board of Directors adopted amendments to the Company’s By-Laws (“Amended By-Laws”), effective immediately, to update the By-Laws in connection with SEC rules, including the recent universal proxy and recoupment of incentive-based compensation rules; recent changes to the New York Business Corporation Law; and the Board’s periodic review of the By-Laws.”
ASTRONICS CORP: Increased authorized shares of Common Stock from 40,000,000 to 80,000,000 (effective 2023-05-23).
“at the Annual Meeting of Shareholders of Astronics Corporation (the “Company”) held on May 23, 2023, the Company’s shareholders approved an amendment (the “Amendment”) to the Company’s Restated Certificate of Incorporation, as amended, increasing the number of authorized shares of the Company’s Common Stock from 40,000,000 to 80,000,000. The Amendment became effective upon the filing of a Certificate of Amendment with the Secretary of State of the State of New York on May 23, 2023”
Accelerate Diagnostics, Inc: Increased total authorized shares of capital stock from 205,000,000 to 455,000,000, with common stock increased from 200,000,000 to 450,000,000 and preferred stock unchanged at 5,000,000 (effective 2023-05-23).
“On May 23, 2023, Accelerate Diagnostics, Inc. (the “Company”) filed a Certificate of Amendment to the Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to increase the total number of authorized shares of the Company’s capital stock to 455,000,000 shares, of which 450,000,000 shares are designated as common stock and 5,000,000 shares are designated as preferred stock.”
Finnovate Acquisition Corp.: Extended the deadline to consummate a Business Combination from May 8, 2023 to May 8, 2024, and amended conversion rights for Class B Ordinary Shares (effective 2023-05-08).
“The disclosure contained in Item 5.07 of this Current Report on Form 8-K is incorporated by reference in this Item 5.03.”
ConvexityShares Trust: Amendment to Declaration of Trust changing Event of Withdrawal definition, unit issuance clarification, sponsor withdrawal notice period from 90 to 30 days, and adding successor sponsor provision to avoid dissolution upon Event of Withdrawal (effective 2023-05-19).
“Effective May 19, 2023, ConvexityShares LLC (“ConvexityShares”) executed an amendment to the ConvexityShares Trust’s (the “Trust”) Declaration of Trust and Trust Agreement (“Declaration of Trust”), which amended certain provisions as follows: 1. The definition of “Event of Withdrawal” was revised to state that the sponsor’s actual withdrawal, and not the provision of notice of withdrawal, constitutes an Event of Withdrawal. 2. Section 4.2(a) was amended to clarify that each series within the Trust can issue, and has issued, units in accordance with the terms of the Declaration of Trust. 3. Section 5.12(a) was revised to change the notice period for a withdrawal of the sponsor from ninety days to thirty days. 4. Section 14.1(a) was revised to add that an Event of Withdrawal will not cause the dissolution of the Trust, if prior to the Event of Withdrawal, the Sponsor appoints a successor sponsor that agrees to carry on the business of the Trust.”
Tego Cyber, Inc.: Increase in authorized common stock from 50,000,000 to 100,000,000 shares (effective 2023-05-22).
“approved an amendment to Articles of Incorporation (the “Articles”) to increase the Company’s authorized Common Stock from 50,000,000 to 100,000,000 (the “Share Increase Amendment”). Subsequently, on April 14, 2023, the Company received a written consent in lieu of a meeting of Stockholders from the Majority Stockholders approving the Action, holding approximately 50.55% of the outstanding voting stock. The Share Increase Amendment was filed May 19, 2023 having an effective date of May 22, 2023”
CAMPBELL'S Co: Amended and restated By-Laws to revise procedures for stockholder proposals and nominations, including Rule 14a-19 compliance, proxy card color requirement, and updated notice deadlines; plus ministerial changes (effective 2023-05-23).
“On May 23, 2023, the Board of Directors of Campbell Soup Company (the “Company”) amended and restated the Company’s By-Laws, effective immediately, to: • revise the procedures and requirements for a stockholder to propose business or make a nomination at a meeting of stockholders to, among other things, (i) require, in the case of solicitations in respect of director nominations, certain additional background information, disclosures and representations regarding the proposing stockholders, proposed nominees and other persons related to a stockholder’s solicitation of proxies, including a requirement that the stockholder provide the Company with reasonable evidence that the stockholder has met the applicable requirements of Rule 14a-19 under the Exchange Act, (ii) require that any stockholder soliciting proxies from other stockholders use a proxy card color other than white and (iii) establish deadlines for the stockholder proposing business or making a nomination at a meeting of stock”
Performance Food Group Co: Amended and restated bylaws to update stockholder meeting and nomination procedures, including universal proxy rules (effective 2023-06-09).
“On May 24, 2023, upon the recommendation of the Nominating and Corporate Governance Committee, the Board of Directors (the “Board”) of the Company amended and restated the Company’s Amended and Restated Bylaws (as so amended and restated, the “Bylaws”) to, among other things: • Remove references to the Stockholders Agreement between the Company and two former stockholders; • In connection with a stockholder’s request to hold a special meeting of stockholders or to nominate candidates for election to the Board or propose other business to be considered at an annual meeting of stockholders: • Expand the informational requirements regarding affiliates or associates of the stockholders, and any other persons acting in concert with the stockholders; • Expand the list of information required to be provided by the stockholders to include additional customary information regarding, among other things, any interest in indebtedness of the Company or its subsidiaries, any significant equity inter”
FreightCar America, Inc.: Filed Series C Certificate of Designation for Preferred Stock, setting forth its terms (effective 2023-05-19).
“On May 19, 2023, in connection with the closing of the transactions contemplated by the Purchase Agreement, the Company filed a certificate of designation (the “Series C Certificate of Designation”), with the Secretary of State of the State of Delaware setting forth the terms of the Preferred Stock.”
NISOURCE INC.: Approved amendment to increase authorized shares of common stock from 600 million to 750 million and total capital stock from 620 million to 770 million (effective 2023-05-23).
“On May 23, 2023, at the annual meeting of stockholders (the “Annual Meeting”) of NiSource Inc. (the “Company”), the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to increase the number of authorized shares of common stock from 600 million to 750 million and a corresponding increase to the number of authorized shares of all classes of capital stock from 620 million to 770 million.”
CORCEPT THERAPEUTICS INC: Amendment and restatement of the Amended and Restated Certificate of Incorporation to allow officer exculpation under Delaware law (effective 2023-05-22).
“At the 2023 annual meeting of stockholders of Corcept Therapeutics Incorporated (the “Company”) held on May 19, 2023 (the “Annual Meeting”), the Company’s stockholders approved an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation (the “ Restated Certificate of Incorporation”) to reflect Delaware law provisions allowing officer exculpation.”
BRINKER INTERNATIONAL, INC: The Board approved and adopted amendments to the Bylaws, including updates to conform to DGCL changes, revisions to shareholder nomination procedures, and indemnification provisions (effective 2023-05-18).
“On May 18, 2023, the Board of Directors (the “Board”) of Brinker International, Inc. (the “Company”) approved and adopted amendments to the Bylaws of the Company, dated August 21, 2014 (the “Existing Bylaws”) that amend and restate the Existing Bylaws and that became effective as of the date approved the Board (the “Bylaws”).”
TRICO BANCSHARES /: Board approved and adopted amended and restated bylaws effective immediately, incorporating changes related to universal proxy rules, CGCL, and various procedural updates (effective 2023-05-18).
“On May 18, 2023, in connection with the effectiveness of new Securities and Exchange Commission rules regarding universal proxy cards, certain recent changes to the California General Corporation Law (the “CGCL”), and a periodic review of the bylaws of TriCo Bancshares (the “Company”), the Company’s board of directors (the “Board”) approved and adopted the Company’s amended and restated bylaws (the “Amended and Restated Bylaws”), which became immediately effective.”
INNOVATIVE FOOD HOLDINGS INC: Decreased maximum board size from ten to eight members (effective 2023-05-17).
“the Board approved and adopted an amendment to the Company’s bylaws to decrease and fix the maximum size of the Board from ten members to eight members, effectively immediately”
NKGen Biotech, Inc.: Amended certificate of incorporation to extend the deadline for initial business combination from May 25, 2023 to September 29, 2023, and allow board to elect an earlier wind-up date (effective 2023-05-22).
“the Company filed the Charter Amendment with the Secretary of State of the State of Delaware. A copy of the Charter Amendment is attached hereto as Exhibit 3.1.”
Aspire Biopharma Holdings, Inc.: Extended deadline to consummate initial business combination from May 23, 2023 to May 23, 2024 (effective 2023-05-18).
“the shareholders of the Company approved an amendment (the “Charter Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association to extend the date by which the Company must consummate an initial business combination from May 23, 2023 to May 23, 2024.”
Apartment Income REIT Corp.: Amended and Restated Bylaws with technical updates for universal proxy rules and proxy access notice window for the 2023 Annual Meeting (effective 2023-05-22).
“On May 22, 2023, the Board of Directors (the “ Board ”) adopted and approved Amended and Restated Bylaws (“ A&R Bylaws ”) of Apartment Income REIT Corp. (the “ Company ”) in furtherance of the Company's previously announced commitment to implement governance enhancements to become effective in connection with the Company’s 2023 annual meeting of stockholders (“ 2023 Annual Meeting ”).”
NU RIDE INC.: Amended charter to effect a 1:15 reverse stock split of Class A common stock (effective 2023-05-24).
“The Board authorized a 1:15 reverse stock split (the “Reverse Stock Split”) of the outstanding Class A common stock, which will become effective as of 12:01 a.m. Eastern Time on May 24, 2023 (the “Effective Time”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.