Governance Changes

Tevogen Bio Holdings Inc.: Approved an amendment to extend the deadline for consummating an initial business combination from February 8, 2023 to December 15, 2023 (effective 2023-02-03).

“the shareholders of the Company approved an amendment (the “Charter Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association to extend the date by which the Company must consummate an initial business combination from February 8, 2023 to December 15, 2023. Under Cayman Islands law, the Charter Amendment took effect upon approval by the shareholders.”

AERWINS Technologies Inc.: Pono ceased being a shell company as a result of the Business Combination.

“As a result of the Business Combination, Pono ceased being a shell company.”

AERWINS Technologies Inc.: Adopted a new Code of Business Conduct and Ethics (effective 2023-02-03).

“On February 3, 2023, the Company adopted a new Code of Business Conduct and Ethics that applies to all of its employees, officers and directors, including its Chief Executive Officer, Chief Financial Officer and other executive and senior financial officers.”

AERWINS Technologies Inc.: Adopted Amended and Restated Bylaws effective as of the Closing Date.

“AERWINS Technologies adopted the Fourth Amended and Restated Certificate of Incorporation and the Amended and Restated Bylaws effective as of the Closing Date.”

AERWINS Technologies Inc.: Adopted Fourth Amended and Restated Certificate of Incorporation effective as of the Closing Date in connection with the business combination.

“AERWINS Technologies adopted the Fourth Amended and Restated Certificate of Incorporation and the Amended and Restated Bylaws effective as of the Closing Date.”

Intelligent Medicine Acquisition Corp.: The Company filed an amendment to its Amended and Restated Certificate of Incorporation to extend the deadline to consummate a business combination from February 9, 2023 to September 9, 2023 (effective 2023-02-08).

“On February 8, 2023, Intelligent Medicine Acquisition Corp. (the “Company”) filed an amendment to its Amended and Restated Certificate of Incorporation (the “Amendment”) with the State of Delaware., The Amendment is attached as Exhibit 3.1 hereto and the full text of such exhibit is incorporated by reference herein.”

Moringa Acquisition Corp: Amended Amended and Restated Articles to extend business combination deadline from February 19, 2023 to August 19, 2023 (effective 2023-02-09).

“On February 9, 2023, the Company filed an amendment (the “Extension Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association (the “Amended and Restated Articles”) with the Registrar of Companies in the Cayman Islands. The Extension Amendment extends the date by which the Company must consummate its initial business combination from February 19, 2023 to August 19, 2023, or such earlier date as determined by the Company’s board of directors.”

Crown PropTech Acquisitions: Amended and restated the Amended and Restated Memorandum and Articles of Association to extend the deadline to complete a business combination from February 11, 2023 to February 11, 2024 (effective 2023-02-09).

“the Company’s Amended and Restated Memorandum and Articles of Association (the “Amended Charter”) to extend the date by which the Company must (1) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an “initial business combination”), (2) cease all operations except for the purpose of winding up if it fails to complete such initial business combination, and (3) redeem all of the Class A Ordinary Shares included as part of the units sold in the Company’s initial public offering that was consummated on February 11, 2021, from February 11, 2023 to February 11, 2024”

HH&L Acquisition Co.: Amended Articles 51.7 and 51.8 of the second amended and restated memorandum and articles of association to extend the deadline for a business combination from February 9, 2023 to May 9, 2023, with board approval for additional extensions (effective 2023-02-09).

“shareholders approved (1) a special resolution to amend Articles 51.7 and 51.8 of the Company’s second amended and restated memorandum and articles of association (the “Second MAA”), in accordance with the form set forth in Annex B to the accompanying proxy statement, to extend the date (the “Termination Date”) by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, share purchase, reorganization or similar business combination involving the Company and one or more businesses, which we refer to as a “business combination,” or (ii) cease its operations except for the purpose of winding up if it fails to complete such business combination and redeem or repurchase 100% of the Company’s public shares included as part of the units sold in the Company’s initial public offering that was consummated on February 9, 2021, which we refer to as the “IPO,” (the “Extension”) from February 9, 2023 to March 9, 2023 (the “First Extended Date”), and if the Company d”

INTELLIGENT BIO SOLUTIONS INC.: Amended articles to effect a reverse stock split at a ratio set by the board, resulting in a 1-for-20 reverse split effective February 9, 2023 (effective 2023-02-09).

“At the Annual Meeting the stockholders of the Company approved an amendment to the Company’s Amended And Restated Articles Of Incorporation (the “Amendment”) to effect the reverse stock split at a ratio of not less than 1-for-2 and not more than 1-for-35 at any time within 12 months following the date of stockholder approval, with the exact ratio to be set within this range by the Company’s Board of Directors (the “Board”) at its sole discretion without further approval or authorization of our stockholders.”

ENERGIZER HOLDINGS, INC.: Filed Termination of Certificate of Designations to eliminate matters relating to the 7.5% Series A Mandatory Convertible Preferred Stock from Third Amended and Restated Articles of Incorporation (effective 2023-02-07).

“On February 7, 2023, Energizer Holdings, Inc. ("Company") filed a Termination of the Certificate of Designations of the 7.5% Series A Mandatory Convertible Preferred Stock ("Termination of Certificate of Designations") with the Secretary of State of the State of Missouri to eliminate from the Company’s Third Amended and Restated Articles of Incorporation, filed on January 29, 2018, all matters relating to the Certificate of Designations of 7.5% Series A Mandatory Convertible Preferred Stock, previously filed with the Secretary of State of the State of Missouri on January 17, 2019.”

AQUA POWER SYSTEMS INC.: Changed fiscal year end from March 31 to December 31 (effective 2023-02-09).

“On February 9, 2023, the Board of Directors of Aqua Power Systems, Inc. approved a change in the Company’s fiscal year end from March 31 to a calendar year end of December 31.”

SRAX, Inc.: Certificate of Designation for Series B Preferred Stock filed with Delaware Secretary of State on February 3, 2023, establishing powers, designations, preferences and other rights (effective 2023-02-03).

“The Certificate of Designation establishes the powers, designations, preferences, and other rights of the Series B Preferred Stock and became effective upon filing with the Secretary of State of the State of Delaware on February 3, 2023.”

Hyatt Hotels Corp: Reduction in authorized capital stock by retiring 100,000 shares of Class B Common Stock upon conversion to Class A Common Stock (effective 2023-02-09).

“On February 9, 2023, the Company filed a Certificate of Retirement with the Secretary of State of the State of Delaware to retire 100,000 shares of Class B common stock, $0.01 par value per share, of the Company (the “Class B Common Stock”).”

MINERVA SURGICAL INC: Stockholders approved Amended and Restated Bylaws making conforming changes to the Charter Amendments and other clarifications, effective February 7, 2023 (effective 2023-02-07).

“Also at the Special Meeting, the stockholders approved the Company’s Amended and Restated Bylaws (the “ Amended Bylaws ”), effective February 7, 2023.”

MINERVA SURGICAL INC: Stockholders approved an amendment and restatement of the Amended and Restated Certificate of Incorporation to declassify the board, allow stockholders to call special meetings, eliminate supermajority voting, permit action by written consent, require stockholder approval for preferred stock issuanc (effective 2023-02-07).

“the Company’s stockholders approved an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation to declassify the Board, permit the Company’s stockholders to call special meetings, eliminate supermajority voting requirements, permit the Company’s stockholders to act by written consent and to require stockholder approval for issuances of preferred stock, to increase the number of authorized shares of common stock and preferred stock, and update certain other miscellaneous provisions (collectively, the “ Charter Amendments ”).”

Forte Biosciences, Inc.: Amended and restated bylaws to revise director nomination procedures, stockholder meeting procedures, and make ministerial changes to conform to Delaware law (effective 2023-02-07).

“On February 7, 2023, the Board of Directors (the “Board”) of Forte Biosciences, Inc. (the “Company”), acting upon the recommendation of the Nominating and Corporate Governance Committee of the Board, amended and restated the Company’s amended and restated bylaws, effective immediately.”

Pharma-Bio Serv, Inc.: Adopted amended and restated bylaws including advance notice for stockholder business, revised stockholder action by written consent, board size and vacancy filling, indemnification, and supermajority vote for bylaw amendments (effective 2023-02-08).

“On February 8, 2023, the Board of Directors (the “Board”) of Pharma-Bio Serv, Inc. (the “Company”) adopted the Amended and Restated ByLaws of the Company (the "Amended ByLaws"), effective as of such date.”

Big Digital Energy, Inc.: Filed a certificate of amendment to effect a 1-for-6 reverse stock split and reduce authorized common stock to 90,000,000 shares (effective 2023-02-06).

“On February 6, 2023, Mawson Infrastructure Group Inc. (the “Company”) filed a certificate of amendment to its certificate of incorporation with the Delaware Secretary of State to (i) effectuate a 1-for-6 reverse stock split of its outstanding common stock and (ii) reduce its authorized common stock to 90,000,000 shares.”

COMSovereign Holding Corp.: Approved and adopted a Certificate of Amendment to the Amended and Restated Articles of Incorporation to effect a 1-for-100 reverse stock split (effective 2023-02-09).

“On February 8, 2023, the Board of the Company set the reverse stock split ratio at one-for-one hundred, and approved and adopted a Certificate of Amendment to our Amended and Restated Articles of Incorporation which becomes effective at 11:59 p.m. Eastern Time on February 9, 2023, to effect the reverse stock split.”

LIBERTY STAR URANIUM & METALS CORP.: Amended Articles of Incorporation to increase authorized Class A Common Stock by 300,000 shares (effective 2023-02-06).

“On February 6, 2023, Liberty Star Uranium & Metals Corp. (“the Company”), filed a Certificate of Amendment with the Secretary of State of Nevada (the “Certificate”) for the purpose of amending its Articles of Incorporation to increase authorized number of the Company’s Class A Common Stock (Class A Shares), par value $0.00001 per share (the “Class A Shares”) by 300,000.”

NUVASIVE INC: Adopted exclusive forum bylaw designating Delaware state court (or federal court for District of Delaware) as sole forum for certain actions and federal district courts as sole forum for Securities Act claims (effective 2023-02-08).

“On February 8, 2023, the Company’s board of directors approved and adopted “Amendment No. 3 to the Restated Bylaws of NuVasive, Inc.” which adopts an exclusive forum bylaw designating (i) a state court located within the State of Delaware (or, if no state court located within the State of Delaware has jurisdiction, the federal court for the District of Delaware) as the sole and exclusive forum for certain types of actions and proceedings, and (ii) the federal district courts of the United States of America as the sole and exclusive forum for the resolution of any complaint asserting a cause of action arising under the Securities Act of 1933, as amended, against the Company or any director or officer of the Company.”

Qumu Corp: Bylaws were amended and restated in their entirety in connection with the merger.

“In addition, pursuant to the terms of the Merger Agreement, at the Effective Time, the Company’s bylaws, as in effect immediately prior to the Effective Time, were amended and restated in their entirety (the “Amended and Restated Bylaws”).”

Qumu Corp: Articles of incorporation were amended and restated in their entirety in connection with the merger.

“Pursuant to the terms of the Merger Agreement, as of the Effective Time, the Company’s articles of incorporation, as in effect immediately prior to the Effective Time, were amended and restated in their entirety (the “Amended and Restated Articles of Incorporation”).”

3M CO: Amended and restated bylaws to add universal proxy card requirements, beneficial ownership definition, and related nomination procedures, effective February 7, 2023 (effective 2023-02-07).

“On February 7, 2023, the Board of Directors (the “Board”) of 3M Company (the “Company”) approved amended and restated Bylaws of the Company (the “Amended and Restated Bylaws”), effective as of such date.”

Mercato Partners Acquisition Corp: Amended certificate of incorporation to extend business combination deadline from Feb 8, 2023 to Jul 8, 2023 with option for up to five monthly extensions to Dec 8, 2023 (effective 2023-02-07).

“On February 7, 2023, the Company filed an amendment (the “Extension Amendment”) to the Company’s Second Amended and Restated Certificate of Incorporation (the “Second A&R Charter”) with the Secretary of State of the State of Delaware.”

APA Corp: Amended and restated Bylaws to modernize provisions, including updates for Universal Proxy Rule and DGCL amendments, adding exclusive forum provision and updating remote meeting, record date, voting standard, proxy card color, inspector duties, stockholder meeting procedures, and advance notice requ (effective 2023-02-02).

“On February 2, 2023, the board of directors (the “Board”) of APA Corporation, a Delaware corporation (the “Company”), amended and restated the Company’s existing Amended and Restated Bylaws (the “Bylaws” and, as so amended and restated, the “Amended and Restated Bylaws”), effective immediately.”

T Stamp Inc: Increased total authorized shares to 52,000,000 and Common Stock authorized shares to 50,000,000 (effective 2023-02-06).

“Certificate of Amendment makes the following changes: · Increases the total number of authorized shares of the company to 52,000,000 shares. · Increases the total number of authorized shares of Common Stock to 50,000,000 shares.”

Horizon Global Corp: Bylaws amended and restated in their entirety effective as of the Effective Time.

“the certificate of incorporation and bylaws of the Company were amended and restated in their entirety, effective as of the Effective Time. Copies of the Company’s amended and restated certificate of incorporation and amended and restated bylaws are included as Exhibits 3.1 and 3.2 hereto, respectively, each of which is incorporated by reference herein.”

Horizon Global Corp: Certificate of incorporation amended and restated in its entirety effective as of the Effective Time.

“the certificate of incorporation and bylaws of the Company were amended and restated in their entirety, effective as of the Effective Time. Copies of the Company’s amended and restated certificate of incorporation and amended and restated bylaws are included as Exhibits 3.1 and 3.2 hereto, respectively, each of which is incorporated by reference herein.”

Cactus, Inc.: Amended and restated bylaws to include forum selection provisions designating federal district courts as exclusive forum for Securities Act claims (effective 2023-02-07).

“On February 7, 2023, the Board of Directors of Cactus, Inc. (the “Company”) amended and restated the Company’s bylaws (as so amended the “Amended and Restated Bylaws”) to include forum selection provisions that, among other things, provide that unless the Company consents in writing to the selection of an alternative forum, the federal district courts of the United States of America shall be the exclusive forum for the resolution of any claims under the Securities Act of 1933, as amended.”

Crona Corp.: Company dissolved its existence in Nevada (effective 2023-02-07).

“On February 7, 2023, the Company submitted a Certificate of Dissolution to the Secretary of State for the State of Nevada dissolving the Company’s existence in Nevada.”

Crona Corp.: Company changed state of domicile from Nevada to Wyoming via Articles of Continuance, increased authorized common shares to 1,000,000,000 (effective 2023-02-03).

“On February 3, 2023, the Company filed Articles of Continuance with the Secretary of State for the state of Wyoming. Accordingly, the Company transferred its state of formation from Nevada to Wyoming and became a Wyoming entity and is, now, subject to the provisions of the Wyoming Business Corporation Act. In conjunction with this change of domicile, the Company increased the number of common shares that it is authorized to issue to 1,000,000,000 shares, par value $0.00001 per share.”

Expensify, Inc.: Retired 735 shares of LT10 Common Stock, reducing authorized capital stock by 735 shares, effective upon filing with Delaware Secretary of State (effective 2023-02-08).

“On February 8, 2023, Expensify, Inc. (“Expensify” or the “Company”) filed a Certificate of Retirement with the Secretary of State of the State of Delaware to retire 735 shares of LT10 common stock, par value $0.0001 per share, of the Company (the “LT10 Common Stock”).”

bowmo, Inc.: Filed amendment to Articles of Incorporation to effect a 1-for-1,000 reverse stock split (effective 2023-02-04).

“On February 4, 2023, pursuant to a stockholder consent, bowmo, Inc. (the “Company”) filed an amendment to its Articles of Incorporation (the “Amendment”) to effect a reverse stock split of all issued and outstanding shares of common stock at a ratio of 1 for 1,000 (the “Reverse Stock Split”).”

ENvue Medical, Inc.: Reverse stock split of common stock at a 1-for-20 ratio via Certificate of Amendment to Amended and Restated Certificate of Incorporation (effective 2023-02-08).

“On February 8, 2023, NanoVibronix, Inc. (the “Company”) filed a Certificate of Amendment of the Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to effect a 1-for-20 reverse stock split of the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (Delaware time) on February 8, 2023 (the “Reverse Stock Split”).”

Fortinet, Inc.: Amended and restated bylaws to adopt universal proxy rules, update advance notice provisions, change notice period to 90-120 days before anniversary of annual meeting, and make other conforming changes (effective 2023-02-05).

“On February 5, 2023, in connection with the effectiveness of new Securities and Exchange Commission rules regarding universal proxy cards, certain recent changes to the Delaware General Corporation Law (the “DGCL”) and a periodic review of the bylaws of Fortinet Inc. (“Fortinet”), Fortinet’s board of directors approved and adopted Fortinet’s amended and restated bylaws (the “Amended and Restated Bylaws”).”

Aspira Women's Health Inc.: Increased authorized common shares from 150,000,000 to 200,000,000, and total authorized shares to 205,000,000 (effective 2023-02-06).

“On February 6, 2023, Aspira Women’s Health Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Fourth Amended and Restated Certificate of Incorporation, as amended, to increase the authorized number of shares of the Company’s common stock from 150,000,000 shares to 200,000,000 shares, and accordingly to increase the total number of shares that the Company is authorized to issue to 205,000,000.”

PNC FINANCIAL SERVICES GROUP, INC.: Amended Articles of Incorporation to establish Series W Preferred Stock (effective 2023-02-06).

“On February 6, 2023, the Corporation filed the Statement with the Secretary of State of the Commonwealth of Pennsylvania, which became effective upon filing, amending its Amended and Restated Articles of Incorporation to establish the newly authorized Series W Preferred Stock of the Corporation consisting of 15,000 authorized shares.”

LANNETT CO INC: Reverse stock split at 1-for-4 ratio with corresponding reduction in authorized shares, effected by Certificate of Amendment to Certificate of Incorporation (effective 2023-02-06).

“On February 3, 2023, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) to effect the Reverse Stock Split. The Reverse Stock Split became effective as of 5:00 p.m. Eastern Time on February 6, 2023.”

Blockchain Coinvestors Acquisition Corp. I: Extended the deadline to consummate a business combination from May 15, 2023 to November 15, 2023 (effective 2023-02-03).

“to amend BCSA’s amended and restated memorandum and articles of association (the “ Memorandum and Articles of Association ”) to extend the date by which BCSA has to consummate a business combination from May 15, 2023 to November 15, 2023”

Structure Therapeutics Inc.: Filed amended and restated memorandum and articles of association to authorize 500,000,000 ordinary shares, effective upon IPO closing (effective 2023-02-07).

“On February 3, 2023, and in connection with the consummation of Structure Therapeutics Inc.’s (the “Company”) initial public offering of its American Depositary Shares representing its ordinary shares (the “IPO”), the Company filed an amended and restated memorandum and articles of association (the “Restated Memorandum and Articles”), substantially in the form previously filed as Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (File No. 333-269200) (as amended, the “Registration Statement”), with the Registrar of Companies of the Cayman Islands. The Restated Memorandum and Articles each became effective upon the closing of the Offering on February 7, 2023.”

Mountain & Co. I Acquisition Corp.: Amended articles to extend deadline for business combination from February 9, 2023 to November 9, 2023 (effective 2023-02-07).

“On February 7, 2023, the Company filed an amendment (the “Extension Amendment”) to the Company’s Amended and Restated Memorandum and Articles of Association (the “Amended and Restated Articles”) with the Registrar of Companies in the Cayman Islands. The Extension Amendment extends the date by which the Company must consummate its initial business combination from February 9, 2023 to November 9, 2023.”

Sustainable Development Acquisition I Corp.: Amended charter to extend business combination deadline from February 4, 2023 to August 12, 2023 (effective 2023-02-02).

“On February 1, 2023, stockholders of Sustainable Development Acquisition I Corp. (the “Company”) held a special meeting of stockholders (the “Special Meeting”), where the stockholders of the Company approved an amendment (the “Extension Amendment”) to the Amended and Restated Certificate of Incorporation of the Company (the “Charter”) to extend the date by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses, which we refer to as a “business combination,” (ii) cease its operations if it fails to complete such business combination, and (iii) redeem or repurchase 100% of the Company’s Class A common stock included as part of the units sold in the Company’s initial public offering that was consummated on February 4, 2021 from February 4, 2023 to August 12, 2023. The Company filed the Extension Amendment with the Secretary of State of the Sta”

Quantum FinTech Acquisition Corp: Amended certificate of incorporation to extend business combination deadline from February 9, 2023 to up to August 9, 2023, with monthly extension options and sponsor deposit provisions (effective 2023-02-06).

“the Company filed an amendment to its amended and restated certificate of incorporation (the “ Charter ”) with the Delaware Secretary of State on February 6, 2023 (the “ Charter Amendment ”), to extend the date by which the Company has to consummate a business combination for an additional six months, from February 9, 2023 (the “ Termination Date ”) to up to August 9, 2023”

Archer Aviation Inc.: Amended and restated bylaws to conform to DGCL amendments, universal proxy rules, and other changes (effective 2023-02-02).

“On February 2, 2023, in connection with the effectiveness of new Securities and Exchange Commission rules regarding universal proxy cards, certain recent changes to the Delaware General Corporation Law (the “ DGCL ”), and a periodic review of the bylaws of Archer Aviation Inc. (the “ Company ”), the Company’s board of directors (the “ Board ”) approved and adopted the Company’s amended and restated bylaws (the “ Amended and Restated Bylaws ”), which became immediately effective.”

Ensysce Biosciences, Inc.: Increased authorized number of shares of Series A Preferred Stock via a Certificate of Amendment to the Certificate of Designation to facilitate a stock dividend (effective 2023-02-13).

“Because of the increase in shares of common outstanding that occurred at the closing of the Offering, the Board has increased the authorized number of shares that may be designated as Series A Preferred Stock. We are filing a Certificate of Amendment (the “ Amendment ”) to the Certificate of Designation previously filed with the State of Delaware to reflect the increase and enable us to pay the dividend to all stockholders of record on February 13, 2023.”

Crypto Co: Increased authorized shares of common stock from 50,000,000 to 150,000,000 (effective 2023-02-01).

“Effective February 1, 2023, the Company amended its Articles of Incorporation (the “Articles”), to amend Section 1 of Article 4 of the Articles to increase the number of authorized shares of common stock from 50,000,000 to 150,000,000 (the “Amendment”).”

Catalent, Inc.: Amended Bylaws to update advance notice provisions, including compliance with Rule 14a-19, proxy card color requirement, removal of stockholder list availability requirement, and other technical updates (effective 2023-02-02).

“On February 2, 2023, the Company’s Board of Directors (the " Board ") approved amendments to the Company’s Bylaws (the " Bylaws "), which became effective the same day.”

Regen BioPharma Inc: Certificate of Change authorizing 1-for-1500 reverse stock split of all issued series of stock effective March 6, 2023 (effective 2023-03-06).

“A Certificate of Change authorizing 1 for 1500 reverse stock split of all issued series of stock.”