Charter, bylaw, and control-related changes under 8-K Items 5.03/5.05/5.06.
AIS Holdings Group, Inc.: Company ceased to be a shell company due to substantial completion of AI Agent SEIKAI development and established bona fide business plan.
“Accordingly, AIS Holdings Group, Inc. has ceased to be a "shell company," as defined in Rule 12b-2 under the Securities Exchange Act of 1934, as amended.”
Informatica Inc.: Amended and restated certificate of incorporation and bylaws in connection with merger.
“the Company’s certificate of incorporation and bylaws, each as in effect immediately prior to the Effective Time, were amended and restated in their entirety”
Corebridge Financial, Inc.: Filed Certificate of Designations to establish Series A Preferred Stock (effective 2025-11-18).
“On November 18, 2025, the Company filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the Series A Preferred Stock.”
Syra Health Corp: Deleted automatic conversion of Class B Common Stock upon death of stockholder; allowed transfer to immediate family members, heirs, successors, and assigns without conversion (effective 2025-11-18).
“As previously reported, upon the recommendation of the Board of Directors of Syra Health Corp. (the “Company”) the Company’s stockholders approved amendments to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) on November 14, 2025 to (i) delete Article IV, Section 4.2.8(D) in its entirety which allowed for the automatic conversion of Class B Common Stock upon death of a Class B stockholder and (ii) add immediate family members, heirs, successors and assigns as parties to whom the Class B stockholder can transfer shares to without such Class B shares being converted.”
FIRST CITIZENS BANCSHARES INC /DE/: Filed a certificate of designation establishing a new series of preferred stock, Series D, amending the certificate of incorporation (effective 2025-11-14).
“The Certificate of Designation became effective upon filing with the Secretary of State of the State of Delaware, and it amends the Company’s Amended and Restated Certificate of Incorporation.”
VIAVI SOLUTIONS INC.: Filed amended and restated certificate of incorporation to add an officer exculpation provision approved by stockholders at the annual meeting (effective 2025-11-13).
“On November 12, 2025, Viavi Solutions Inc. (the “Company”) held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved amendments to the Company’s existing Fourth Restated Certificate of Incorporation as disclosed in Item 5.07 below. The amendments provide for officer exculpation as permitted by the Delaware General Corporation Law, as further described in the Company's definitive proxy statement filed on October 3, 2025, under the heading “Proposal 5 - Approval of an Amended and Restated Certificate of Incorporation to Include an Officer Exculpation Provision.” Subsequent to the approval, the Company filed on November 13, 2025, with the Secretary of the State of Delaware, an Amended and Restated Certificate of Incorporation, which became effective upon filing.”
ClearSign Technologies Corp: Amended and restated bylaws to adopt majority voting for director elections and tighten advance notice procedures for stockholder proposals and nominations (effective 2025-11-11).
“On November 11, 2025, the Board of Directors (the “Board”) of ClearSign Technologies Corporation (the “Company”) adopted Amended and Restated Bylaws of the Company (as amended and restated, the “A&R Bylaws”), effective on such date.”
AIxCrypto Holdings, Inc.: Changed corporate name from Qualigen Therapeutics, Inc. to AIxCrypto Holdings, Inc (effective 2025-11-14).
“On November 14, 2025, Qualigen Therapeutics, Inc. (the “Company”) filed with the State of Delaware a Certificate of Amendment to our Amended and Restated Certificate of Incorporation to change our corporate name from “Qualigen Therapeutics, Inc.” to “AIxCrypto Holdings, Inc.””
Ensysce Biosciences, Inc.: Filed Certificate of Designation of Series B Preferred Stock, fixing designations, preferences, limitations and rights of the preferred stock (effective 2025-11-14).
“On November 14, 2025, the Company filed a Certificate of Designation of Series B Preferred Stock, including a Certificate of Correction (together the “ Certificate of Designation ”) with the Secretary of State of the State of Delaware.”
BiomX Inc.: Board approved a 1:19 reverse stock split and authorized filing of a certificate of amendment to the certificate of incorporation, effective 12:01 a.m. ET on November 25, 2025 (effective 2025-11-25).
“On November 13, 2025, the Board approved a one-for-nineteen (1:19) reverse stock split (the “Reverse Stock Split”) of the outstanding shares of Common Stock, and authorized the filing of a certificate of amendment to the Certificate of Incorporation with the Secretary of State of the State of Delaware (the “Certificate of Amendment”) to effect the Reverse Stock Split. The Company plans to file the Certificate of Amendment to effect the Reverse Stock Split as of 12:01 a.m. Eastern Time on November 25, 2025 (the “Effective Time”).”
Provident Bancorp, Inc. /MD/: Provident Bancorp ceased to exist as a result of merger; its articles and bylaws terminated by operation of law.
“as a result of the Merger, at the Effective Time, Provident Bancorp ceased to exist and the Articles of Incorporation and the Bylaws of Provident Bancorp ceased to be in effect by operation of law.”
NUSCALE POWER Corp: Amended Bylaws to designate Chief Accounting Officer as an officer and remove requirement for Controller to be Chief Accounting Officer (effective 2025-11-16).
“On November 16, 2025, the Board approved and adopted an amendment to the Company’s Amended and Restated Bylaws (together with the amendment, the “Bylaws”). The Bylaws updated Article V to designate the Chief Accounting Officer as an officer of the Company and removed the requirement for the Controller of the Company to be the Chief Accounting Officer.”
SmartRent, Inc.: Amended and restated bylaws to update advance notice provisions, reflect Delaware law changes, and make clarifying/ministerial changes (effective 2025-11-13).
“On November 13, 2025, the Board of Directors of the Company approved and adopted amended and restated bylaws of the Company (as amended and restated, the “A&R Bylaws”) which became effective upon such approval and adoption. The A&R Bylaws were amended to make certain changes, including to (i) update and revise the advance notice provisions for the nomination of directors or the proposal of other business by stockholders, (ii) make updates to reflect recent amendments to Delaware law, and (iii) make certain clarifying and ministerial changes.”
BNB PLUS CORP.: Changed company name from Applied DNA Sciences, Inc. to BNB Plus Corp. via an amendment to the amended and restated certificate of incorporation (effective 2025-11-13).
“Effective November 13, 2025, Applied DNA Sciences, Inc. (the “ Company ”) changed its name to BNB Plus Corp., pursuant to an amendment to its amended and restated certificate of incorporation adopted by the Company’s Board of Directors and filed with the Secretary of State of the State of Delaware (the “ Name Change ”).”
Wave Sync Corp.: Company amended its certificate of incorporation to change corporate name from New York Holding Corp. back to Wave Sync Corp (effective 2025-11-10).
“On November 10, 2025, the Board of Directors of the Company adopted a resolution changing its corporate name from “New York Holding Corp.” back to “Wave Sync Corp.” On the same day, the Company filed a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to change its corporate name from “New York Holding Corp.” back to “Wave Sync Corp.”, effective on November 10, 2025.”
CBIZ, Inc.: Amended Bylaws to modernize provisions including virtual meetings, voting standard change to majority/plurality cast, advance notice, universal proxy rules, and updates to Delaware law (effective 2025-11-12).
“On November 12, 2025, the Board of Directors (the “Board”) of CBIZ, Inc. (the “Company”) approved and adopted amendments to the Company’s Amended and Restated Bylaws (as amended and restated, the “Bylaws”), effective immediately.”
NETFLIX INC: Amendment to Amended and Restated Certificate of Incorporation to effect a ten-for-one forward stock split and increase authorized common shares from 4,990,000,000 to 49,900,000,000 (effective 2025-11-14).
“On November 14, 2025, the Company filed an amendment (the “Amendment”) to the Company’s Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect the Stock Split and proportionately increase the number of shares of the Company’s authorized common stock from 4,990,000,000 to 49,900,000,000.”
ACTELIS NETWORKS INC: Certificate of Incorporation amended to effect a 1-for-10 reverse stock split (effective 2025-11-18).
“On November 7, 2025, the Board approved a 1-for-10 reverse stock split of the Company’s issued and outstanding shares of common stock (the “Reverse Stock Split”), and on November 14, 2025, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) to effect the Reverse Stock Split, which will become effective as of 8:00 a.m. Eastern Time on November 18, 2025.”
XWELL, Inc.: Amended Certificate of Designations of Series G Convertible Preferred Stock to reduce conversion price, remove restrictive covenant, amend Make-Whole Amount definition, add anti-dilution provisions, and add acceleration provisions (effective 2025-11-07).
“On November 7, 2025, the Company filed the Certificate of Amendment with the Secretary of State of the State of Delaware.”
ARTELO BIOSCIENCES, INC.: Eliminated stockholder right to fill Board vacancies and provided that directors are elected by plurality vote (effective 2025-11-10).
“On November 10, 2025, the board of directors (the “Board”) of Artelo Biosciences, Inc. (the “Company”) amended the Company’s amended and restated bylaws (the “Bylaws”), as provided in a Certificate of Amendment to Bylaws (the “Bylaws Amendment”), as follows: · The Bylaws have been updated to provide that the right of stockholders to fill vacancies in the Board has been eliminated; and · The Bylaws have been updated to provide that directors shall be elected at a meeting of the stockholders by a plurality of the votes cast at the election.”
DP Cap Acquisition Corp I: Approved an amendment and restatement of the Fourth Amended and Restated Memorandum and Articles of Association to extend the deadline for completing a business combination from November 12, 2025 to December 31, 2026 (effective 2025-11-12).
“On November 12, 2025, DP Cap Acquisition Corp. I (the “Company”) held an extraordinary general meeting (the “Meeting”) to approve, as a special resolution, a proposal (the “Extension Proposal”) to amend and restate the Company’s Fourth Amended and Restated Memorandum and Articles of Association (the “Charter”) to extend the date by which the Company must (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an “initial business combination”), (2) cease its operations except for the purpose of winding up if the Company fails to complete such initial business combination, and (3) redeem all of the Class A ordinary shares, par value $0.0001 per share, of the Company included as part of the units sold in the Company’s initial public offering that was consummated on November 12, 2021, from November 12, 2025 to December 31, 2026.”
HWH International Inc.: Reincorporation merger from Delaware to Nevada, adopting new Amended and Restated Certificate of Incorporation (effective 2025-11-14).
“As of the Effective Time, the Surviving Company is to be subject to the Nevada Revised Statutes and governed by the Surviving Company’s Amended and Restated Certificate of Incorporation and its bylaws, which are included as exhibits to this Current Report on Form 8-K and incorporated herein by reference.”
HEALTHY CHOICE WELLNESS CORP.: Filed Second Amended and Restated Certificate of Designations for Series A Convertible Preferred Stock, designating additional 2,000 shares with stated value of $1,000 per share and setting conversion price at $1.38 (effective 2025-11-13).
“On November 13, 2025, the Company filed a Second Amended and Restated Certificate of Designations of Preferences, Rights and Limitations of the Series A Convertible Preferred Stock (“Certificate of Designation”) with the Secretary of State of the State of Delaware.”
RF Acquisition Corp II: The Company amended its Amended and Restated Memorandum and Articles of Association to extend the date by which it must consummate a business combination from the Termination Date by up to nine one-month extensions up to August 15, 2026 (effective 2025-11-10).
“As approved by the Company’s shareholders at the Meeting, by special resolution, the Company amended its Amended and Restated Memorandum and Articles of Association (the “ Existing Charter ”) on November 10, 2025, by adopting the Amendment to the Existing Charter in the form set forth in Annex A to the definitive proxy statement, as supplemented, filed with the U.S. Securities and Exchange Commission on October 14, 2025 (as supplemented, the “ Articles Amendment ”), reflecting the extension of the date by which the Company must consummate a business combination from the Termination Date by up to nine (9) extensions comprised of one month each (each an “ Extension ”) up to August 15, 2026 (i.e., for a period of time ending up to 27 months after the consummation of its initial public offering for a total of nine (9) months after the Termination Date (assuming a business combination has not occurred).”
Light & Wonder, Inc.: Adopted Fourth Amended and Restated Bylaws to align with ASX listing rules, modify voting standard, conform exclusive forum provisions, change default to uncertificated shares, and make other clarifying changes (effective 2025-11-13).
“the Company’s Board of Directors approved an amendment and restatement of the Company’s Third Amended and Restated Bylaws (the “Fourth Amended and Restated Bylaws”), effective November 13, 2025”
FIRST UNITED CORP/MD/: Amended Sections 2 and 3 of Article III of the Bylaws to allow the Board to designate someone other than the Chairman as chief executive officer, including the President (effective 2025-11-12).
“On November 12, 2025, the Board amended Sections 2 and 3 of Article III of the Bylaws of the Corporation, as restated on September 25, 2025 (the “Bylaws”), to provide that the Board may designate someone other than the Chairman of the Board as the chief executive officer of the Corporation, including the President of the Corporation (the “Amendment”).”
CARTERS INC: Amended and restated By-Laws to update provisions regarding stockholder meetings, director nominations, and other governance matters (effective 2025-11-13).
“On November 13, 2025, the Board of Directors (the "Board") of Carter’s, Inc. (the "Company") approved an amendment to the Company's By-Laws (the By-Laws, as so amended, the "Amended and Restated By-Laws").”
Premier Air Charter Holdings Inc.: Increased authorized shares of Series A Preferred Stock from 100,000 to 155,000 (effective 2025-11-07).
“On November 7, 2025, the Company filed a Certificate of Amendment to Designation – After Issuance of Class or Series with the Nevada Secretary of State, increasing the authorized number of shares of Series A Preferred Stock from 100,000 to 155,000 shares.”
AVAX ONE TECHNOLOGY LTD.: Company amended its governing documents to change its name from AgriFORCE Growing Systems Ltd. to AVAX One Technology Ltd (effective 2025-11-12).
“On November 12, 2025, the Company filed an amendment to its governing documents in British Columbia to change its name to AVAX One Technology Ltd.”
Metsera, Inc.: Amended and restated the bylaws in their entirety effective as of the Effective Time.
“the Company’s certificate of incorporation and its bylaws, as in effect immediately prior to the consummation of the Merger, were each amended and restated in their entirety, effective as of the Effective Time”
Metsera, Inc.: Amended and restated the certificate of incorporation in its entirety effective as of the Effective Time.
“the Company’s certificate of incorporation and its bylaws, as in effect immediately prior to the consummation of the Merger, were each amended and restated in their entirety, effective as of the Effective Time”
Alussa Energy Acquisition Corp. II: Adopted an amended and restated memorandum and articles of association in connection with the IPO (effective 2025-11-07).
“In connection with the IPO, on November 7, 2025, the Company adopted an amended and restated memorandum and articles of association, a copy of which is attached as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference.”
Blueport Acquisition Ltd: Adoption of Amended and Restated Memorandum and Articles of Association in connection with the IPO.
“In connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”
Evolution Global Acquisition Corp: Adopted Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-11-10).
“On November 10, 2025, in connection with the IPO, the Company adopted its Amended and Restated Memorandum and Articles of Association.”
UNITEDHEALTH GROUP INC: Amendment to Bylaws to change registered office and registered agent in Delaware (effective 2025-11-06).
“The sole purpose of the amendment is to reflect changes to the Company’s registered office and registered agent in the State of Delaware.”
REGENEREX PHARMA, INC.: Changed fiscal year end from March 31 to December 31 (effective 2025-09-22).
“the Board of Directors (the “Board”) of Regenerex Pharma, Inc. (the “Company”) approved a change to the Company’s fiscal year end from March 31 to December 31”
GROOVY COMPANY, INC.: Amended Article III (Stock of Corporation) of the bylaws in response to changes under Wyoming law (effective 2025-10-01).
“On October 1, 2025, in response to recent changes under Wyoming law, the Board of Directors of Groovy Company, Inc. (the “Company”) approved an amendment to the articles of incorporation and restatement (collectively, the “Amendment”) of the Company's bylaws, effective as of the same date. The Amendment modified certain of the provisions of Article III (Stock of Corporation).”
Nextpower Inc.: Amended and restated bylaws to reflect the corporate name change to Nextpower Inc (effective 2025-11-12).
“The Company also amended and restated its bylaws on November 12, 2025 to reflect the Name Change.”
Nextpower Inc.: Changed corporate name from Nextracker Inc. to Nextpower Inc. via an amended and restated certificate of incorporation (effective 2025-11-12).
“On November 12, 2025, Nextracker Inc. (the “ Company ”) changed its corporate name to Nextpower Inc., pursuant to an amended and restated certificate of incorporation (the “ Certificate of Amendment ”) filed with the Delaware Secretary of State on November 12, 2025 (the “ Name Change ”).”
Agriculture & Natural Solutions Acquisition Corp: Amended and restated the memorandum and articles of association to extend the business combination deadline from November 13, 2025 to up to November 13, 2026, and to make certain non-substantive changes (effective 2025-11-11).
“As approved by the Company’s shareholders at the extraordinary general meeting held on November 10, 2025 (the “Meeting”), the Company filed its Amended Articles with the Registrar of Companies in the Cayman Islands on November 11, 2025 in order to implement the Extension Amendment Proposal (as defined below).”
Hashdex Nasdaq CME Crypto Index ETF: Fourth Amended and Restated Trust Agreement to allow for in-kind creation and redemption transactions (effective 2025-11-12).
“The Trust Agreement made changes to the Third Amended and Restated Trust Agreement to reflect necessary changes in order to allow for in-kind creation and redemption transactions.”
Crown Reserve Acquisition Corp. I: Adopted Fourth Amended and Restated Memorandum and Articles of Association upon effectiveness of registration statement for initial public offering (effective 2025-09-26).
“On September 26, 2025, upon the effectiveness of its registration statement on Form S-1 (File No. 333-287674) in connection with its initial public offering, the Company adopted its Fourth Amended and Restated Memorandum and Articles of Association, which had been conditionally approved by special resolution of the shareholders on September 25, 2025”
LXP Industrial Trust: Amended declaration of trust to effect a 1-for-5 reverse stock split of common shares (effective 2025-11-10).
“Effective as of 5:00 p.m. ET on November 10, 2025 (the "Effective Time"), the Trust amended its Amended and Restated Declaration of Trust pursuant to an Articles of Amendment to the Trust’s Amended and Restated Declaration of Trust (the “Articles of Amendment”) filed with the State Department of Assessments and Taxation of Maryland.”
IMMERSION CORP: Filed Certificate of Designation establishing Series C Junior Participating Preferred Stock (effective 2025-11-07).
“In connection with the adoption of the Rights Agreement referenced in Item 3.03 above, the Board approved the Certificate of Designation establishing the Preferred Shares and the rights, preferences and privileges thereof. The Certificate of Designation was filed with the Secretary of State of the State of Delaware on November 7, 2025.”
Propanc Biopharma, Inc.: Filed Certificate of Designation creating Series C Preferred Stock as an amendment to the Certificate of Incorporation (effective 2025-11-04).
“On November 4, 2025, the Company amended its Certificate of Incorporation and filed a Certificate of Designation with the Delaware Secretary of State that authorized the issuance of up to 9,900 shares of a new series of preferred stock, par value $0.01 per share, designated as “Series C Preferred Stock” for which the Board established the rights, preferences and limitations thereof.”
Alpine Income Property Trust, Inc.: Classified and designated 2,300,000 shares of Series A Preferred Stock via Articles Supplementary (effective 2025-11-10).
“On November 10, 2025, the Company filed the Articles Supplementary with the SDAT designating the powers, preferences and privileges of the Series A Preferred Stock.”
Damora Therapeutics, Inc.: Filed Certificates of Designation for Series B and Series C Preferred Stock, creating new stock series with specific rights and limitations (effective 2025-11-07).
“On November 7, 2025, the Company filed with the Secretary of State of the State of Delaware a Certificate of Designation of Preferences, Rights and Limitations of the Series B Preferred Stock (the “Certificate of Designation of Series B Preferred Stock”) and a Certificate of Designation of Preferences, Rights and Limitations of the Series C Preferred Stock (the “Certificate of Designation of Series C Preferred Stock,” and together with the Certificate of Designation of Series B Preferred Stock, the “Certificates of Designation”) in connection with the Merger and the Financing referenced in Item 1.01 above.”
SHF Holdings, Inc.: Increased authorized shares of common stock from 130,000,000 to 1,000,000,000 (effective 2025-11-06).
“On November 6, 2025, at the Special Meeting (as defined below), the stockholders of SHF Holdings, Inc. (the “Company”) approved an amendment (the “Authorized Shares Amendment”) to the Company’s Certificate of Incorporation (as amended and/or restated to date, the “Certificate of Incorporation”) to increase the number of authorized shares of the Company’s common stock from 130,000,000 to 1,000,000,000 (the “Authorized Shares Amendment Proposal”).”
Sylvamo Corp: Filed a Certificate of Designations designating Series B Preferred Stock in connection with the adoption of a Rights Agreement (effective 2025-11-10).
“Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. In connection with the adoption of the Rights Agreement, on November 10, 2025, the Company filed a Certificate of Designations designating Series B Preferred Stock with the Delaware Secretary of State.”
Strive, Inc.: Filed Certificate of Designation establishing terms of SATA Stock, effective November 10, 2025 (effective 2025-11-10).
“Strive filed a Certificate of Designation (the “Certificate of Designation”) with the Nevada Secretary of State (which became effective on November 10, 2025) designating 2,000,000 shares, and establishing the terms, of the SATA Stock.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.