Governance Changes

Athene Holding Ltd.: Company filed a Certificate of Elimination to cancel the Series C Preferred Stock and remove its related provisions from the Certificate of Incorporation, effective upon filing (effective 2025-06-30).

“On June 30, 2025, the Company filed a Certificate of Elimination with the Secretary of State of the State of Delaware with respect to the Company’s 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preferred Stock, Series C (the “Series C Preferred Stock”), which, effective upon filing, eliminated from the Company’s Certificate of Incorporation all matters set forth in the Certificate of Designations for the Series C Preferred Stock.”

Investar Holding Corp: Established and designated Series A Preferred Stock with 32,500 authorized shares (effective 2025-06-30).

“On June 30, 2025, Investar filed the Articles of Amendment with the Louisiana Secretary of State, which became effective as of June 30, 2025, amending Investar’s Restated Articles of Incorporation, by establishing and designating the newly authorized Series A Preferred Stock of Investar initially consisting of 32,500 authorized shares.”

Southern States Bancshares, Inc.: Southern States' certificate of incorporation and bylaws ceased to be in effect due to merger; FB Financial's charter and bylaws became the governing documents of the surviving corporation.

“At the Effective Time, the Amended and Restated Certificate of Incorporation and the Amended and Restated Bylaws of Southern States ceased to be in effect by operation of law, and the FB Financial Amended and Restated Charter and the FB Financial Amended and Restated Bylaws in effect immediately prior to the effective time remained the charter and bylaws of FB Financial as the surviving corporation of the Merger, until the same be amended and changed as provided therein or by law.”

SpringWorks Therapeutics, Inc.: Bylaws amended and restated in their entirety at the effective time of the merger.

“at the Effective Time, SpringWorks’ certificate of incorporation and bylaws were each amended and restated in their entirety.”

SpringWorks Therapeutics, Inc.: Certificate of incorporation amended and restated in its entirety at the effective time of the merger.

“at the Effective Time, SpringWorks’ certificate of incorporation and bylaws were each amended and restated in their entirety.”

AZEK Co Inc.: The Company's Amended and Restated Bylaws were amended and restated in their entirety to become the Second Amended and Restated Bylaws.

“As of the Effective Time and in accordance with the Merger Agreement, the Company's Third Restated Certificate of Incorporation and Amended and Restated Bylaws were amended and restated in their entirety.”

AZEK Co Inc.: The Company's Third Restated Certificate of Incorporation was amended and restated in its entirety to become the Fourth Amended and Restated Certificate of Incorporation.

“As of the Effective Time and in accordance with the Merger Agreement, the Company's Third Restated Certificate of Incorporation and Amended and Restated Bylaws were amended and restated in their entirety.”

HeartCore Enterprises, Inc.: Filed Certificate of Designations for Series A Convertible Preferred Stock (effective 2025-06-30).

“On June 30, 2025, the Company filed a Certificate of Designations of Preferences, Rights and Limitations of the Series A Convertible Preferred Stock (“Certificate of Designation”) with the Secretary of State of the State of Delaware.”

Aebi Schmidt Holding AG: Adopted the Aebi Schmidt Code of Conduct as the code of ethics (effective 2025-07-01).

“In connection with the consummation of the Merger, the Company adopted the Aebi Schmidt Code of Conduct, effective as of July 1, 2025, which is attached hereto as Exhibit 14.1.”

Aebi Schmidt Holding AG: Organizational Regulations (bylaws) became effective upon merger consummation (effective 2025-07-01).

“Organizational Regulations of the Company, effective as of July 1, 2025, which are attached hereto as Exhibit 3.2”

Aebi Schmidt Holding AG: Amended Articles of Association became effective upon merger consummation (effective 2025-07-01).

“In connection with the consummation of the Merger, the following organizational documents of the Company entered into effect: • Amended Articles of Association of the Company, effective as of July 1, 2025, which are attached hereto as Exhibit 3.1”

FIGX Capital Acquisition Corp.: Filed amended and restated memorandum and articles of association in connection with IPO (effective 2025-06-26).

“On June 27, 2025, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “ Amended and Restated Memorandum and Articles of Association ”) with the Cayman Islands Registrar of Companies, which was effective on June 26, 2025.”

MICROSOFT CORP: The Company's Bylaws were amended to implement a cure process for deficiencies in director nomination notices submitted by shareholders (effective 2025-07-01).

“The Board of Directors of Microsoft Corporation (the “Company”) amended the Company’s Bylaws, effective July 1, 2025. The amendments implement a cure process for certain deficiencies in director nomination notices submitted by shareholders.”

SERVOTRONICS INC /DE/: Adoption of amended and restated bylaws of merger sub as the company's bylaws.

“pursuant to the Amended Merger Agreement, as of the Effective Time, the bylaws of Merger Sub, as in effect immediately prior to the Effective Time, became the bylaws of the Company (the “Amended and Restated Bylaws")”

SERVOTRONICS INC /DE/: Amended and restated certificate of incorporation in connection with merger.

“Pursuant to the Amended Merger Agreement, as of the Effective Time, the Company’s certificate of incorporation, as in effect immediately prior to the Effective Time, was amended and restated in its entirety”

Jaguar Health, Inc.: Filed Series M Certificate of Designation for preferred stock, establishing terms, rights, and preferences (effective 2025-06-27).

“The preferences, rights, limitations and other matters relating to the Series M Preferred Stock are set forth in the Certificate of Designation, which the Company filed with the Secretary of State of the State of Delaware on June 27, 2025.”

PlayAGS, Inc.: Amended and restated bylaws effective upon completion of the merger, in the form attached as Exhibit 3.2.

“Effective upon completion of the Merger, the bylaws of the Company, as in effect immediately prior to the Merger, were amended and restated to be in the form of the bylaws attached as Exhibit 3.2 hereto.”

PlayAGS, Inc.: Amended and restated certificate of incorporation effective upon completion of the merger, in the form attached as Exhibit 3.1.

“Effective upon completion of the Merger, the certificate of incorporation of the Company, as in effect immediately prior to the Merger, was amended and restated to be in the form of the certificate of incorporation attached as Exhibit 3.1 hereto.”

Penguin Solutions, Inc.: Adoption of amended and restated bylaws in connection with redomiciliation transaction (effective 2025-06-30).

“Penguin Solutions Delaware adopted Amended and Restated Bylaws on June 30, 2025”

Penguin Solutions, Inc.: Amendment and restatement of certificate of incorporation in connection with redomiciliation transaction (effective 2025-06-27).

“Penguin Solutions Delaware filed an Amended and Restated Certificate of Incorporation on June 27, 2025”

KULR Technology Group, Inc.: Reverse stock split of common stock at 1-for-8 ratio effected via Certificate of Amendment to the Certificate of Incorporation (effective 2025-06-23).

“The Reverse Stock Split was effected pursuant to the Company’s filing of a Certificate of Amendment (the “Certificate”) with the Secretary of State of the State of Delaware.”

Freight Technologies, Inc.: Amended and Restated Memorandum and Articles of Association to remove the floor price reset provision on Series A4 Preferred Shares to ensure compliance with Nasdaq minimum stockholders' equity requirement (effective 2025-06-27).

“On June 27, 2025, following approval by the Company’s board of directors, the Company filed an Amended and Restated Memorandum and Articles of Association with the Registrar of Corporate Affairs in the British Virgin Islands (the “Amended and Restated M&A”), which became effective immediately upon filing.”

RHINO BITCOIN INC.: Effected a 1:50 reverse stock split via Certificate of Amendment to Restated Certificate of Incorporation (effective 2025-06-27).

“The Company filed with the Nevada Secretary of State a Certificate of Amendment to the Company’s Restated Certificate of Incorporation with the Nevada Secretary of State, with an effective date of June 27, 2025.”

Rocket Companies, Inc.: Filed restated certificate of incorporation removing all references to retired Class D Common Stock and adding a provision that reduces the voting power of Class L Common Stock to 79% when aggregate voting power would otherwise exceed that threshold.

“The Restated Charter integrates the effectiveness of the certificate of retirement by removing all references to the retired Class D Common Stock from the certificate of incorporation, but it does not amend any provision of the Charter Amendment. The Restated Charter also provides that, at any time when the aggregate voting power of the outstanding Class L Common Stock would be equal to or greater than 79% of the total voting power of the Company’s outstanding stock, the number of votes per share of each share of Class L Common Stock will be reduced such that the aggregate voting power of all such Class L Common Stock is equal to 79%.”

Rocket Companies, Inc.: Amended and restated certificate of incorporation to authorize new Class L Common Stock, eliminate Class B Common Stock and Class C Common Stock, and update corporate opportunity waiver.

“the Company amended and restated its certificate of incorporation (the “Charter Amendment”) to, among other things, authorize the issuance, and provide the terms of, a new class of Class L Common Stock, to eliminate the Class B Common Stock and Class C Common Stock, and to update the corporate opportunity waiver so that it applies to RHI II or any officer, director, member, partner or employee of RHI II and its affiliates instead of RHI or any officer, director, member, partner or employee of RHI.”

VISTA CREDIT STRATEGIC LENDING CORP.: Company filed Articles of Amendment to rename and redesignate common stock as Class I Common Stock, and filed Articles Supplementary to reclassify and redesignate 50,000,000 shares each into Class S and Class D Common Stock (effective 2025-06-30).

“On June 30, 2025, the Company filed Articles of Amendment (the “Articles of Amendment”) to its charter with the State Department of Assessments and Taxation of Maryland (“SDAT”) to rename and redesignate the authorized shares of the Company’s common stock, $0.01 par value per share, as Class I Common Stock, $0.01 par value per share (the “Class I Common Stock”).”

PGIM Private Credit Fund: Increased quorum requirements for Board and shareholder meetings and eliminated trustees' ability to retain position until next annual meeting if not elected in a contested election (effective 2025-06-27).

“The amendments included in the Bylaws, among other things, (i) increase the Board and shareholder meeting quorum requirements to a majority for Board meetings and to fifty percent for shareholder meetings, and (ii) eliminate the ability for trustees to retain their position until the next annual meeting of shareholders if the number of votes received in a contested election is not sufficient to elect a trustee.”

PGIM Private Credit Fund: Removed qualifying clauses from certain shareholder voting rights clauses in the Declaration of Trust (effective 2025-06-27).

“The amendments included in the Declaration of Trust, among other things, remove qualifying clauses from certain shareholder voting rights clauses.”

Ralliant Corp: Adopted Ralliant's Code of Conduct effective June 28, 2025 (effective 2025-06-28).

“the Board adopted Ralliant’s Code of Conduct effective as of June 28, 2025.”

Ralliant Corp: Amended and restated Bylaws effective June 28, 2025 (effective 2025-06-28).

“As of June 28, 2025, the Bylaws of Ralliant were amended and restated (the "Amended and Restated Bylaws").”

Ralliant Corp: Amended and restated Certificate of Incorporation effective June 27, 2025, including effecting a stock split via a certificate of amendment filed June 25, 2025 (effective 2025-06-27).

“On June 27, 2025, effective as of 11:59 p.m. Eastern Time on June 27, 2025, the Certificate of Incorporation of Ralliant was amended and restated (the "Amended and Restated Certificate of Incorporation").”

Global Asset Management Group, Inc.: Name change to Global Asset Management Group, Inc (effective 2025-06-16).

“Effective June 16, 2025, the Company has amended its Articles of Incorporation with the State of Wyoming to change its name to Global Asset Management Group, Inc.”

MARZETTI CO: Amended and restated regulations to reflect the name change (effective 2025-06-27).

“The Company also amended and restated its Amended and Restated Regulations (the “Second Amended and Restated Regulations”) to reflect the Name Change, effective as of June 27, 2025.”

MARZETTI CO: Amended and restated articles of incorporation to change company name from Lancaster Colony Corporation to The Marzetti Company (effective 2025-06-27).

“On and effective as of June 27, 2025, The Marzetti Company (the “Company”) filed a certificate of amendment amending and restating the Company’s Amended and Restated Articles of Incorporation (the “Second Amended and Restated Articles”), with the Secretary of State of the State of Ohio to change its name from “Lancaster Colony Corporation” to “The Marzetti Company” (the “Name Change”).”

KOPIN CORP: Increased authorized common shares from 200,000,000 to 275,000,000 (effective 2025-06-27).

“On June 27, 2025, the Company filed a Certificate of Amendment to the Charter with the Secretary of State of the State of Delaware to effect the Amendment, which became effective immediately upon such filing.”

HG Holdings, Inc.: Amended Restated Certificate of Incorporation to permit stockholders to take action by less than unanimous written consent (effective 2025-06-27).

“Effective June 27, 2025, HG Holdings, Inc. (the “Company”) amended its Restated Certificate of Incorporation (the “Certificate of Incorporation”) to permit stockholders to take action by less than unanimous written consent upon obtaining the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote were present and voted (the “Amendment”).”

STARBUCKS CORP: Amended and restated Bylaws to address universal proxy rules, update advance notice provisions, require non-white proxy card for shareholder solicitors, and make technical changes (effective 2025-06-25).

“Effective as of June 25, 2025, the board of directors of Starbucks Corporation (the “Company”) amended and restated the Company’s Amended and Restated Bylaws (the “Bylaws”) to, among other things: • Address the universal proxy rules adopted by the U.S. Securities and Exchange Commission pursuant to Rule 14a-19 of the Securities and Exchange Act of 1934; • Make certain limited updates to the procedures and disclosure requirements for director nominations made, and business proposals submitted, by shareholders under the Company’s advance notice provisions; • Require that a shareholder directly or indirectly soliciting proxies from other shareholders use a proxy card color other than white; and • Make certain other technical, conforming, modernizing, or clarifying changes.”

CAPITAL ONE FINANCIAL CORP: Filed Certificate of Elimination to remove Series P Preferred Stock designation from the Restated Certificate of Incorporation following redemption of all outstanding shares (effective 2025-06-30).

“On June 30, 2025, Capital One Financial Corporation (the “Company”) filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware eliminating from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations (the “Certificate of Designations”) with respect to its 6.125% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series P (the “Series P Preferred Stock”).”

Fabric.AI, Inc.: 1-for-16 reverse stock split of common stock effected via Certificate of Amendment to Amended and Restated Certificate of Incorporation (effective 2025-06-25).

“On June 23, 2025, AYRO, Inc. (the " Company ") filed a Certificate of Amendment (the " Certificate of Amendment ") to the Amended and Restated Certificate of Incorporation (the " Certificate of Incorporation ") with the Secretary of State of Delaware to effect a 1-for-16 reverse stock split of the shares of the Company’s common stock, par value $0.0001 per share (the " Common Stock ") either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (New York time) on June 25, 2025 (the " Reverse Stock Split ").”

MOBIVITY HOLDINGS CORP.: Amended and Restated Bylaws to expand powers and authority of board committees and make conforming changes (effective 2025-06-23).

“On June 23, 2025, the board of directors (the “Board”) of Mobivity Holdings Corp. (the “Company”) adopted Amended and Restated Bylaws (the “Restated Bylaws”). The Restated Bylaws include amendments that expand the powers and authority of committees created by the Board, consistent with state law.”

TuHURA Biosciences, Inc./NV: Increased authorized shares of common stock from 75 million to 200 million (effective 2025-06-23).

“the stockholders of the Company approved an amendment to the Company's Articles of Incorporation increasing the number of authorized shares of common stock from 75 million to 200 million shares”

TAO Synergies Inc.: Company amended its Amended and Restated Certificate of Incorporation to change its corporate name to TAO Synergies Inc (effective 2025-06-26).

“On June 25, 2025, the Company filed a certificate of amendment to its Amended and Restated Certificate of Incorporation (“Amendment”) with the Secretary of State for the State of Delaware to change its name to TAO Synergies Inc. (the “Name Change”). The Name Change and Amendment became effective at 8:00 a.m. Eastern Time on June 26, 2025.”

IP STRATEGY HOLDINGS, INC.: Amendment to Second Amended and Restated Certificate of Incorporation to increase authorized shares of capital stock by 420,000,000 shares for a total of 495,000,000 shares (effective 2025-06-24).

“the Company’s stockholders approved an amendment (the “First Amendment”) to the Second Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to increase the number of authorized shares of capital stock by 420,000,000 shares for a total of 495,000,000 shares of which 490,000,000 will be shares of common stock and 5,000,000 will be shares of preferred stock”

FOXO TECHNOLOGIES INC.: Filed a Certificate of Designation to authorize up to 4,000,000 shares of Series E Cumulative Redeemable Secured Preferred Stock and establish its rights, preferences and limitations (effective 2025-06-25).

“On June 25, 2025, FOXO Technologies Inc., a Delaware corporation (the “ Company ”), filed an amendment to the Company’s Certificate of Incorporation (the “ Certificate of Incorporation ”), in the form of a Certificate of Designation (the “ Designation ”) that authorized for issuance of up to 4,000,000 shares of a new series of Preferred Stock, par value $0.0001 per share, of the Company designated “Series E Cumulative Redeemable Secured Preferred Stock” (the “ Series E Preferred Stock ”) and established the rights, preferences and limitations thereof.”

Hanover Bancorp, Inc. /MD: Adoption of Maryland Bylaws governing surviving corporation on effective date (effective 2025-06-25).

“the rights of the registrant’s stockholders began to be governed by statutory corporate laws of Maryland, governed by the MGCL, the Articles of Incorporation and the Maryland Bylaws, adopted pursuant to the Merger Agreement.”

Hanover Bancorp, Inc. /MD: Reincorporation merger from New York to Maryland, adopting new Articles of Incorporation and Bylaws under MGCL as of the effective date (effective 2025-06-25).

“Effective as of June 25, 2025 (the “Effective Day”), Parent merged with and into the Company, with the Company being the surviving corporation and successor in interest to Parent.”

HEALTHY CHOICE WELLNESS CORP.: The company filed a Certificate of Designations of Preferences, Rights and Limitations of the Series A Convertible Preferred Stock, establishing a new series of preferred stock with specific voting rights, liquidation preferences, and conversion terms (effective 2025-05-12).

“On May 12, 2025, the Company filed a Certificate of Designations of Preferences, Rights and Limitations of the Series A Convertible Preferred Stock (“Certificate of Designation”) with the Secretary of State of the State of Delaware.”

Cantor Equity Partners III, Inc.: Filed Amended and Restated Memorandum and Articles of Association in connection with IPO (effective 2025-06-26).

“On June 26, 2025, in connection with the IPO, the Company filed its Amended and Restated Memorandum and Articles of Association (the “ Memorandum and Articles ”) with the Assistant Registrar of Companies of the Cayman Islands, effective the same day.”

CENTRAL PACIFIC FINANCIAL CORP: Filed a Statement of Cancellation to cancel all previously designated but unissued shares of Preferred Stock, restoring them to authorized but unissued status (effective 2025-06-24).

“On June 24, 2025, Central Pacific Financial Corp. (the “Corporation”) filed a Statement of Cancellation of Acquired Shares Form DC-7 (the “Statement of Cancellation”) with the State of Hawaii, Department of Commerce and Consumer Affairs to cancel all previously designated, but unissued, shares of the Corporation’s Preferred Stock.”

DOMINION ENERGY, INC: Amended and restated Bylaws to clarify the process for the Board to designate successor officers in case of vacancy (effective 2025-06-26).

“On June 26, 2025, the Company amended and restated its Bylaws to clarify the process for the Board to designate successor officers in the case the office of any officer becomes vacant by reason of death, disability, resignation, removal, disqualification or otherwise.”