Governance Changes

FiEE, Inc.: Adopted Second Amended and Restated Bylaws to permit stockholder action by written consent without a meeting, notice, or vote (effective 2025-03-28).

“On March 28, 2025, the board of directors of FiEE, Inc. (the “Company”) approved and adopted the Second Amended and Restated Bylaws of the Company to provide that all action required or permitted to be taken by the stockholders may be taken without a meeting, without prior notice and without a vote, through the written consent of stockholders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote thereon were present and voted.”

PetVivo Holdings, Inc.: Filed Certificate of Designation for Series B Convertible Preferred Stock and an amendment providing clarifications to the Company Call Option (effective 2025-03-26).

“In connection with the Offering, on March 26, 2025, the Company filed a Certificate of Designation of Rights and Preferences of Series B Convertible Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Nevada designating 5,000,000 shares of the Company’s Preferred Stock, $0.001 par value per share, as “Series B Convertible Preferred Stock,” and setting forth the voting and other powers, preferences and relative, participating, optional or other rights of the Series B Preferred Stock. An Amendment to the Certificate of Designation was filed with the Secretary of State of Nevada on March 31, 2025, which provided clarifications to the Company Call Option.”

PetVivo Holdings, Inc.: Filed Certificate of Designation for Series B Convertible Preferred Stock and amendment clarifying Company Call Option (effective 2025-03-26).

“on March 26, 2025, the Company filed a Certificate of Designation of Rights and Preferences of Series B Convertible Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Nevada designating 5,000,000 shares of the Company’s Preferred Stock, $0.001 par value per share, as “Series B Convertible Preferred Stock,” and setting forth the voting and other powers, preferences and relative, participating, optional or other rights of the Series B Preferred Stock. An Amendment to the Certificate of Designation was filed with the Secretary of State of Nevada on March 31, 2025, which provided clarifications to the Company Call Option.”

Nxu, Inc.: Filed an amendment to Certificate of Incorporation to effect a 1-for-20 reverse stock split of Class A common stock (effective 2025-03-31).

“On March 28, 2025, Nxu, Inc., a Delaware corporation (the “Company”), filed an amendment (the “Amendment”) to its Certificate of Incorporation (as amended, the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s Class A common stock, par value $0.0001 (the “Common Stock”), at a ratio of 1-for-20 (the “Reverse Stock Split”), with an effective time of 12:01 a.m. Eastern Time on March 31, 2025.”

Sunnova Energy International Inc.: Filed Certificate of Designations for Series D Preferred Stock in connection with Tax Asset Preservation Plan.

“the Board of Directors approved a Certificate of Designations of Series D Preferred Stock (the “Certificate of Designations”), which the Company filed with the Secretary of State of the State of Delaware”

Concentrix Corp: Amended bylaws to add procedures and limitations for calling special meetings (effective 2025-03-25).

“In connection with the stockholder approval of the Charter Amendment and effective upon the filing of the Charter Amendment on March 25, 2025, the Board of Directors (the “Board”) of the Company made certain amendments to Article 2, Section 2.3 of the Bylaws (the “Bylaws Amendment”) to provide appropriate procedures for and limitations on the calling of special meetings of stockholders, including:”

Concentrix Corp: Amended certificate of incorporation to permit stockholders with at least 25% ownership to call special meetings (effective 2025-03-25).

“On March 25, 2025, the stockholders of Concentrix Corporation (the “Company” or “Concentrix”) approved an amendment (the “Charter Amendment”) to the Company’s Amended and Restated Certificate of Incorporation, as amended to permit stockholders owning at least 25% of the Company’s common stock (the “Required Ownership”) to call a special meeting of stockholders, subject to certain notice, information, and other requirements set forth in the Company’s Amended and Restated Bylaws, as amended (the “Bylaws”). The Charter Amendment became effective upon filing with the Secretary of State of the State of Delaware on March 25, 2025.”

MARKETWISE, INC.: Amended Certificate of Incorporation to effect a 1-for-20 reverse stock split of common stock (effective 2025-04-02).

“On March 31, 2025, the Company filed an amendment (the “Amendment”) to its Certificate of Incorporation (as amended, the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s common stock, par value $0.0001, at a ratio of 1-for-20 (the “Reverse Stock Split”), with an effective time of 5:00 p.m. Eastern Time on April 2, 2025.”

Royalty Management Holding Corp: Changed state of incorporation from Delaware to Florida via Amended and Restated Articles of Incorporation (effective 2025-03-20).

“On March 25, 2025, with an effective date of March 20, 2025, Royalty Management Holding Corporation (or the “Company”) completed the change of the Company’s state of incorporation from the State of Delaware to the State of Florida”

Integral Acquisition Corp 1: Eliminated the Redemption Limitation and the net tangible asset requirement for consummating an initial business combination (effective 2025-03-28).

“On March 28, 2025, Integral Acquisition Corporation 1, a Delaware corporation (the “ Company ”), held a special meeting of its stockholders (the “ Meeting ”), at which the Company’s stockholders approved, among other things, the NTA Requirement Amendment Proposal (as defined below) to amend the Company’s amended and restated certificate of incorporation, as previously amended on May 3, 2023, November 2, 2023 and November 1, 2024 (as amended, the “ Integral Charter ” and such new amendment, the “ Fourth Charter Amendment ”), was approved. Under Delaware law, the Fourth Charter Amendment took effect upon the filing of the Fourth Charter Amendment with the Secretary of State of the State of Delaware on March 28, 2025.”

Aspira Women's Health Inc.: Changed the quorum for stockholder meetings to one-third of shares issued and outstanding entitled to vote (effective 2025-03-28).

“On March 28, 2025, the Board of Directors of Aspira Women’s Health Inc. (the “Company”) approved an amendment of the Company’s Amended and Restated Bylaws (the “Bylaws”) to change the quorum for stockholder meetings to equal one-third (33.33%) of the shares issued and outstanding and entitled to vote on the matters at the meeting.”

Agassi Sports Entertainment Corp.: Changed company name from Global Acquisitions Corporation to Agassi Sports Entertainment Corp (effective 2025-03-31).

“On March 25, 2025, Global Acquisitions Corporation (the “ Company ”), filed an amendment to the Company’s Articles of Incorporation, as amended (the “ Amendment ”) with the Secretary of State of the State of Nevada to change the name of the Company to Agassi Sports Entertainment Corp. (the “ Name Change ”). The Name Change became effective at 12:01 A.M. EST on Monday, March 31, 2025.”

JAKKS PACIFIC INC: Board reduced authorized directors from 7 to 6 and Class III directors to 1, effective upon Winkler's resignation.

“the (i) the authorized number of directors constituting the whole Board shall be reduced from seven (7) to six (6), and (ii) that the number of directors in Class III of the Board shall be reduced to one (1).”

Comstock Holding Companies, Inc.: Filed Certificate of Designation for Series A Junior Participating Preferred Stock in connection with adoption of new Section 382 Rights Agreement (effective 2025-03-28).

“The terms, rights, obligations and preferences of the Preferred Stock are set forth in the Certificate of Designation of Series A Junior Participating Preferred Stock (the “ Certificate of Designation ”), which was filed with the Secretary of State of the State of Delaware on March 28, 2025.”

Netcapital Inc.: Filed articles of amendment to authorize 10,000,000 shares of blank check preferred stock (effective 2025-03-25).

“On March 25, 2025, Netcapital Inc. (the “Company”) filed articles of amendment (the “Articles of Amendment”) to the Company’s Articles of Incorporation, as amended, with the Utah Department of Commerce, Division of Corporations and Commercial Code to authorize 10,000,000 shares of “blank check” preferred stock.”

Aclarion, Inc.: Reverse stock split at 1-for-27 ratio via Certificate of Amendment to Amended and Restated Certificate of Incorporation (effective 2025-03-27).

“On March 26, 2025, Aclarion, Inc. (the “Company”) filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s common stock at a ratio of one-for-twenty seven (27).”

AMERICAN REBEL HOLDINGS INC: Approved a 1-for-25 reverse stock split via a Certificate of Amendment to the Second Amended and Restated Articles of Incorporation, effective March 31, 2025 (effective 2025-03-31).

“the stockholders of the Company approved a Certificate of Amendment to the Company’s Second Amended and Restated Articles of Incorporation (the “Certificate of Amendment”) on February 24, 2025 to effect a reverse stock split of the Company’s shares of common stock”

Altair Engineering Inc.: Bylaws of Merger Sub became the bylaws of the surviving corporation (Altair Engineering Inc.) effective at the merger effective time.

“In addition, the bylaws of Merger Sub in effect immediately prior to the Effective Time became the bylaws of the Surviving Corporation (except that references to the name of Merger Sub were replaced by references to the name of the Surviving Corporation) until thereafter amended in accordance with their terms and applicable law.”

Altair Engineering Inc.: Amended and restated certificate of incorporation of surviving corporation (Altair Engineering Inc.) became effective at the merger effective time.

“Pursuant to the Merger Agreement, at the Effective Time, the certificate of incorporation of the Surviving Corporation was amended and restated and, as so amended and restated, shall be the certificate of incorporation of the Surviving Corporation until further amended in accordance with its terms and applicable law.”

Morgan Stanley Direct Lending Fund: Increased authorized shares of capital stock from 101,000,000 to 501,000,000 (effective 2025-03-28).

“On March 28, 2025, the Company filed an amendment with the Delaware Secretary of State to the Company’s certificate of incorporation to increase the number of authorized shares of capital stock of the Company from 101,000,000 shares to 501,000,000 shares, consisting of 500,000,000 shares of common stock, par value $0.001 per share, and 1,000,000 shares of preferred stock, par value $0.001 per share (the “Certificate of Incorporation Amendment”).”

SOLIGENIX, INC.: Reduced quorum requirement for stockholder meetings from majority to one-third of voting power (effective 2025-03-25).

“The Amendment reduces the quorum required for the transaction of business at meetings of the Company’s stockholders from (i) the holders of a majority of the voting power of the shares of stock issued and outstanding and entitled to vote, to (ii) the holders of one-third (1/3) of the voting power of such shares, present in person or represented by proxy, unless otherwise required by applicable law or the Company’s certificate of incorporation.”

TPI COMPOSITES, INC: The Board extended the deadline for notice of director nominations for the 2025 Annual Meeting to April 30, 2025, pursuant to the Company’s Third Amended and Restated Bylaws (effective 2025-03-26).

“On March 26, 2025, the Board of Directors of the Company extended the deadline for notice of director nominations for consideration at the 2025 Annual Meeting to April 30, 2025 pursuant to the Company’s Third Amended and Restated Bylaws (the “Bylaws”).”

LogicMark, Inc.: Increased authorized capital stock from 110,000,000 shares to 880,000,000 shares, comprising 800,000,000 common shares and 80,000,000 blank check preferred shares (effective 2025-03-27).

“On March 27, 2025, LogicMark, Inc. (the “Company”) filed a Certificate of Amendment (the “Charter Amendment”) to its articles of incorporation, as amended (the “Charter”), with the Secretary of State of the State of Nevada (the “Nevada Secretary of State”) to increase the number of authorized shares of the capital stock that the Company may issue from 110,000,000 shares to 880,000,000 shares, of which 800,000,000 shares are classified as common stock, par value $0.0001 per share (“Common Stock”), and 80,000,000 shares are classified as “blank check” preferred stock, par value $0.0001 per share.”

CAL-MAINE FOODS INC: Restated Bylaws became effective, modifying rights of Common Stock holders.

“The Restated Bylaws also became effective on the Restated Charter Effective Date.”

CAL-MAINE FOODS INC: Filed Restated Charter with Delaware Secretary of State, modifying rights of Common Stock holders and enabling Class A Conversion.

“On the Restated Charter Effective Date, the Company filed the Restated Charter with the Delaware Secretary of State and the Restated Charter became effective upon filing.”

IMAC Holdings, Inc.: Increased authorized common stock from 60,000,000 to 120,000,000 shares via Certificate of Amendment (effective 2025-03-26).

“Effective upon the approval of the Authorized Common Stock Increase Proposal, on March 26, 2025 the Company formally completed the increase of the authorized Common Stock from 60,000,000 shares to 120,000,000 shares by filing a Certificate of Amendment with the Delaware Secretary of State”

BigBear.ai Holdings, Inc.: Reduced quorum for stockholder meetings to one-third (33.33%) of voting power (effective 2025-03-27).

“the Board of Directors of BigBear.ai Holdings, Inc. (the “Company”) approved an amendment to the Company’s Amended and Restated Bylaws (“Amendment No. 1 to the Amended and Restated Bylaws”) to reduce the quorum needed for stockholder meetings to one-third (33.33%) of the Company’s voting power of the issued and outstanding shares of capital stock of the Company entitled to vote thereat, present in person or represented by proxy.”

Royalty Management Holding Corp: Changed state of incorporation from Delaware to Florida (effective 2025-03-20).

“On March 25, 2025, with an effective date of March 20, 2025, Royalty Management Holding Corporation (or the “Company”) completed the change of the Company’s state of incorporation from the State of Delaware to the State of Florida, as authorized by the Company’s Board of Directors in its August 27, 2024 quarterly board meeting.”

NEONC TECHNOLOGIES HOLDINGS, INC.: Amended and Restated Bylaws effective March 25, 2025, including universal proxy rules and proxy/voting provisions (effective 2025-03-25).

“the Amended and Restated Bylaws previously approved by the Company’s board of directors become effective as of March 25, 2025, the effective date of the Direct Listing.”

NEONC TECHNOLOGIES HOLDINGS, INC.: Filed Amended and Restated Certificate of Incorporation with customary public company provisions in connection with direct listing (effective 2025-03-06).

“On March 6, 2025, NeOnc Technologies Holdings, Inc. (the “Company”) filed an Amended and Restated Certificate of Incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the Company’s direct listing (the “Direct Listing”).”

BLOOMIA HOLDINGS, INC.: Changed fiscal year end from December 31 to June 30 (effective 2025-03-25).

“On March 25, 2025, the Company’s Board of Directors approved a resolution to change the Company’s fiscal year end from December 31 to June 30 of each calendar year.”

Prairie Operating Co.: Filed Series F Certificate of Designation to establish rights and preferences of Series F Preferred Stock (effective 2025-03-25).

“On March 25, 2025, in connection with the Preferred Offering, the Company filed the Series F Certificate of Designation with the Secretary of State of the State of Delaware to establish the rights and preferences of the Series F Preferred Stock.”

MONOLITHIC POWER SYSTEMS INC: Adopted amended and restated bylaws establishing a right for stockholders to call a special meeting upon meeting certain ownership and holding period requirements, with clarifying and conforming changes (effective 2025-03-26).

“On March 26, 2025, the Board of Directors of Monolithic Power Systems, Inc. (the “Company”) approved the Amended and Restated Bylaws of Monolithic Power Systems, Inc. (the “Amended Bylaws”), which became effective immediately. The Amended Bylaws establish a right for stockholders to call a special meeting and set forth the applicable requirements and procedures in connection therewith, including the time, place, manner, and required disclosures for stockholder-called special meetings.”

International Land Alliance Inc.: Increased authorized shares of Common Stock from 150,000,000 to 250,000,000 (effective 2025-03-20).

“On March 20, 2025, International Land Alliance Inc. (the “Company”) submitted for filing with the Wyoming Secretary of State a Certificate of Amendment (the “Certificate of Amendment”) to its Articles of Incorporation to increase the number of authorized shares of its Common Stock, par value $0.001, from 150,000,000 to 250,000,000.”

Satellogic Inc.: Adoption of new Code of Business Conduct and Ethics in connection with domestication (effective 2025-03-26).

“the Company’s Board of Directors also approved and adopted a new Code of Business Conduct and Ethics applicable to all employees, officers and directors of the Company including the Company’s chief executive officer, chief financial officer, principal accounting officer or controller or any other persons performing similar functions.”

Satellogic Inc.: Company's bylaws came into effect upon filing of domestication documents (effective 2025-03-26).

“the Company’s bylaws (the “Bylaws”) came into effect upon such filing.”

Satellogic Inc.: Domestication from British Virgin Islands to Delaware, filing new Certificate of Incorporation (effective 2025-03-26).

“On March 26, 2025, Satellogic Inc. (the “Company”) changed its jurisdiction of incorporation, domesticating as a corporation incorporated under the laws of the State of Delaware and discontinuing as a business company with limited liability incorporated under the laws of the British Virgin Islands (the “Domestication”).”

Oak Woods Acquisition Corp: Extended business combination deadline from March 28, 2025 to September 28, 2025, with monthly deposit requirement (effective 2025-03-28).

“amending the Amended and Restated Articles and memorandum of Association (the “Charter”) to give the Company the right to extend the date by which the Company has to complete a business combination from March 28, 2025 to September 28, 2025, by depositing into the Trust Account $172,500 per for each one-month extension, on or prior to the date of the applicable deadline, for up to six (6) times.”

Ernexa Therapeutics Inc.: Adopted amended and restated bylaws solely to reflect the name change to Ernexa Therapeutics Inc (effective 2025-03-26).

“effective March 26, 2025, the Company adopted amended and restated bylaws solely to reflect the Name Change.”

Ernexa Therapeutics Inc.: Amended Restated Certificate of Incorporation to change company name to Ernexa Therapeutics Inc (effective 2025-03-26).

“effective March 26, 2025, Ernexa Therapeutics Inc. (formerly known as Eterna Therapeutics Inc.) (the “ Company ”), filed an amendment to the Company’s Restated Certificate of Incorporation, as amended with the Secretary of State of Delaware, to change the Company’s name to Ernexa Therapeutics Inc.”

Strategy Inc: Filed Certificate of Designations establishing a new series of preferred stock titled '10.00% Series A Perpetual Strife Preferred Stock' (effective 2025-03-25).

“In connection with the issuance of Perpetual Strife Preferred Stock, Strategy filed a Certificate of Designations (the “Certificate of Designations”) with the Secretary of State of the State of Delaware designating an aggregate of 8,500,000 shares of, and establishing the terms of, the Perpetual Strife Preferred Stock.”

Orion Group Holdings Inc: Amended and restated bylaws effective March 20, 2025, with changes to voting standards, quorum and broker non-vote treatment, indemnification vesting, removal of board obligation to present annual statement, and amendment provision alignment with certificate of incorporation (effective 2025-03-20).

“Effective March 20, 2025, the Board of Directors (the “Board”) of Orion Group Holdings, Inc. (the “Company”) amended and restated the Company’s Amended and Restated Bylaws (as amended and restated, the “Bylaws”).”

Oncology Institute, Inc.: Increased the number of shares of Series A Convertible Preferred Stock from unspecified prior amount to 213,000 via an amendment to the Certificate of Designation, effective March 24, 2025, and also filed a Certificate of Correction to correct an administrative error (effective 2025-03-24).

“On March 24, 2025, the Company filed an amendment to Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the “ Certificate of Designation ” and such amendment, the “Amendment to Certificate of Designation ”) with the Secretary of State of the State of Delaware in connection with the Exchange , effective on March 24, 2025.”

C2 Blockchain, Inc.: Company ceased to be a shell company upon SEC qualification of Form 1-A offering statement (effective 2025-01-23).

“On January 23, 2025, the Company was issued a Notice of Qualification by the Securities and Exchange Commission (the “Commission”) of its offering statement on Form 1-A and ceased to be a “shell company” as defined under Rule 12b-2 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”).”

MICROCHIP TECHNOLOGY INC: Certificate of Designations establishing preferences, limitations and relative rights of the Preferred Stock filed with Delaware Secretary of State (effective 2025-03-25).

“On March 25, 2025, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware to establish the preferences, limitations and relative rights of the Preferred Stock.”

XCel Brands, Inc.: Filed Certificate of Amendment to effect a one-for-ten reverse stock split (effective 2025-03-24).

“Xcel Brands, Inc., a Delaware corporation (the “Company”), filed with the Delaware Secretary of State a Certificate of Amendment (the “Certificate of Amendment”) to the Amended and Restated Certificate of Incorporation (the “Restated Certificate of Incorporation”) of the Company, which became effective at 5:00 p.m. on March 24, 2025, to effect a one-for-ten (1: 10) reverse stock split (the “Reverse Stock Split”), of the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”).”

Voip-pal.com Inc: Increased authorized common stock from 8,000,000,000 to 9,000,000,000 shares and increased authorized preferred stock from 1,000,000 to 2,000,000 shares, and designated 500,000 additional preferred shares as Series A preferred stock (effective 2025-03-18).

“On March 18, 2025, the Company formally completed the Common Stock Increase and the Preferred Stock Increase by filing a Certificate of Amendment with the Nevada Secretary of State, a copy of which is attached hereto as Exhibit 3.9.”

INVO Fertility, Inc.: Amended certificate of incorporation to effect a 1-for-12 reverse stock split of common stock and adjust authorized shares from 50,000,000 to 4,166,667 (effective 2025-03-18).

“On March 18, 2025, NAYA Biosciences, Inc. (the “Company”) filed a Certificate of Change (the “Certificate of Change”) with the Secretary of State of the State of Nevada to effectuate a 1-for-12 reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding and authorized shares of common stock, par value $0.0001 per share (“Common Stock”).”

Angi Inc.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of Class A and Class B common stock (effective 2025-03-24).

“Angi Inc. (the “Company”) has filed a Certificate of Amendment (the “Amendment”) to its Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware, which became effective as of 12:01 a.m. Eastern Time, on March 24, 2025”

Blue Owl Technology Finance Corp.: Adopted second amended and restated articles of incorporation that impose transfer restrictions on shares acquired prior to listing during a specified restricted period.

“the Company adopted second amended and restated articles of incorporation (the “Amended Charter”) that became effective upon the closing of the Merger. Pursuant to the Amended Charter, without the prior written consent of the Company’s board of directors, during the OTF Restricted Period (as defined below) the Company’s shareholders may not transfer (whether by sale, gift, merger, by operation of law or otherwise), exchange, assign, pledge, hypothecate or otherwise dispose of or encumber any shares of the Company’s common stock acquired prior to the listing of the Company’s common stock on a national securities exchange (the “Listing”).”