M&A Transactions

SITE Centers Corp. completed a disposition involving affiliate of Pine Tree for $495 million in cash (closed 2024-06-13).

“On June 13, 2024, certain subsidiaries (collectively, the “Sellers”) of SITE Centers Corp. (the “Company”) completed their previously announced sale to an affiliate of Pine Tree of their interests in Arrowhead Crossing (Phoenix, Arizona), Easton Market (Columbus, Ohio), The Fountains (Miami, Florida), Kenwood Square (Cincinnati, Ohio), Polaris Towne Center (Columbus, Ohio) and Tanasbourne Town Center (Portland, Oregon) for a price of $495 million in cash, subject to adjustment for certain closing pro-rations, allocations and credits.”

Snap One Holdings Corp. underwent a change of control involving Resideo Technologies, Inc. for $10.75 in cash (closed 2024-06-14).

“and any shares held by Snap One, Resideo, Merger Sub or any other direct or indirect wholly owned subsidiary of Snap One or Resideo) was converted into the right to receive $10.75 in cash, without interest and less any applicable withholding taxes (the “Merger Consideration”). At the Effective Time, Snap One equity awards were treated as follows: (i) each”

BLUM HOLDINGS, INC. completed a disposition involving Haven Nectar, LLC for $24.8 million (closed 2024-06-10).

“Based on estimates included in the unaudited pro forma condensed consolidated financial statements for the period ended March 31, 2024, the total transaction consideration was $24.8 million. Pursuant to the MIPA, Haven Nectar acquired the 80% membership interests of Unrivaled and the 20% membership interests of People’s. The consideration includes $9.0 million in”

ASHFORD HOSPITALITY TRUST INC completed a disposition involving Pulse Kennesaw II LLC for $10.5 million in cash (closed 2024-06-10).

“On June 10, 2024, Ashford Kennesaw II LP, an indirect wholly owned subsidiary of the Company, completed the sale of SpringHill Suites located in Kennesaw, Georgia pursuant to an Agreement of Purchase and Sale, entered into effective as of February 26, 2024, by and between Ashford Kennesaw II LP, as seller, and Pulse Kennesaw II LLC, as purchaser, for $10.5 million in cash, subject to customary pro-rations and adjustments.”

ASHFORD HOSPITALITY TRUST INC completed a disposition involving Shivram Inc. and Jasper Hospitality, LLC for $7 million in cash (closed 2024-06-10).

“On June 10, 2024, Ashford Kennesaw I LP, an indirect wholly owned subsidiary of the Company, completed the sale of the Fairfield Inn located in Kennesaw, Georgia pursuant to an Agreement of Purchase and Sale, entered into effective as of February 26, 2024, by and among Ashford Kennesaw I LP, as seller, and Shivram Inc. and Jasper Hospitality, LLC, as purchaser, for $7 million in cash, subject to customary pro-rations and adjustments.”

ATHENA GOLD CORP completed an acquisition involving Silver Reserve Inc. for US $45,000 in cash and a 3% NSR (closed 2024-06-01).

“related mineral claims (“BD”), together with certain technical data relating to the mining claims (the “Purchased Assets”). Total consideration consists of an aggregate of US $45,000 in cash and a 3% NSR. This acquisition expands our flagship Excelsior Springs Project located in the Walker Lane Trend, Nevada. area to 1,675 hectares (4,140 acres). A copy of the”

Via Renewables, Inc. underwent a change of control involving Retailco, LLC for $11.00 in cash per share (closed 2024-06-13).

“Time”). Under the terms of the Merger Agreement, at the Effective Time: • each outstanding share of Class A Common Stock was canceled and converted into the right to receive $11.00 in cash per share, without interest (the “Merger Consideration”) other than: (i) the Excluded Shares, and (ii) shares of Class A Common Stock held by any holder of record of”

AMERICAN INTERNATIONAL GROUP, INC. completed a disposition involving Corebridge Financial, Inc. (closed 2024-06-09).

“(the Company, AIG, our or we), closed on the initial public offering of Corebridge Financial, Inc. (Corebridge), which is traded on the New York Stock Exchange under ticker symbol CRBG.”

IMMERSION CORP completed an acquisition involving Barnes & Noble Education, Inc. for $45,000,000 (closed 2024-06-10).

“On the Closing Date, the Company issued the Offered Shares, which generated $45,000,000 in gross proceeds”

Bimergen Energy Corp completed an acquisition involving C & C Johnson Holdings LLC (closed 2024-04-24).

“On April 24, 2024 (the “Closing”) the Company completed the acquisition of Emergen pursuant to the MIPA whereby the Company issued 222,222,000 unregistered shares of its common stock to Emergen’s sole member, C&C, an entity controlled by Cole Johnson who became an executive officer and director of the Company following the Closing, in exchange for 100% of Emergen’s equity interests.”

GSI TECHNOLOGY INC completed a disposition involving D.R. Stephens & Company, LLC for $11.65 million cash (closed 2024-06-06).

“of the Company’s 1213 Elko Drive property in Sunnyvale, California (the “Sunnyvale Property”). Pursuant to the Purchase Agreement, the Company sold the Sunnyvale Property for $11.65 million cash. The foregoing descriptions are not intended to be complete descriptions of the Purchase Agreement or the transactions contemplated therein and are qualified in their”

Deciphera Pharmaceuticals, Inc. underwent a change of control involving Ono Pharmaceutical Co., Ltd. for $25.60 per share in cash (closed 2024-06-11).

“May 13, 2024 to acquire all of the issued and outstanding shares of common stock, par value $0.01 per share, of the Company (“ Company Common Stock ”), at a price per share of $25.60, net to the seller in cash, without interest and subject to any withholding of taxes required by applicable law. The Offer and related withdrawal rights expired at one minute”

micromobility.com Inc. underwent a change of control involving Palella Holdings LLC for $705,441.98 (closed 2024-06-10).

“Convertible Note Agreement with Palella Holdings LLC On January 31, 2024, micromobility.com Inc. (the “ Company ”)”

Casa Systems Inc completed a disposition involving CommScope Technologies LLC for $45,100,000 (closed 2024-06-07).

“to the terms and conditions of the Cable APA, to purchase the Transferred Assets and assume the Assumed Liabilities (each as defined in the Cable APA) from the Sellers for $45,100,000. On June 4, 2024, the Bankruptcy Court approved the sale, and the sale was consummated by the Sellers and CommScope on June 7, 2024, thereby completing the disposition of the”

Point of Care Nano-Technology, Inc. underwent a change of control involving Point of Care Nano-Technology, LLC for 66,000,000 restricted shares of the Company’s common stock (closed 2024-05-20).

“of human saliva, referred to as the “EZ Saliva” test kits, and cash in the amount of $101,400. In exchange for the Assets, the Company is issuing to Point and/or its designees 66,000,000 restricted shares of the Company’s common stock (the “Consideration Shares”). Upon the closing of the Acquisition, which effected a change of control of the Company, Dr. Raouf”

Point of Care Nano-Technology, Inc. completed an acquisition involving Point of Care Nano-Technology, LLC for 66,000,000 restricted shares of the Company’s common stock (closed 2024-05-20).

“of human saliva, referred to as the “EZ Saliva” test kits, and cash in the amount of $101,400. In exchange for the Assets, the Company is issuing to Point and/or its designees 66,000,000 restricted shares of the Company’s common stock (the “Consideration Shares”). Upon the closing of the Acquisition, which effected a change of control of the Company, Dr. Raouf”

Kinetik Holdings Inc. completed a disposition involving GCX Pipeline, LLC for $540 million (closed 2024-06-04).

“Holdings LP, pursuant to which the Company agreed to sell its 16% membership interest in Gulf Coast Express Pipeline LLC (“GCX”) to the GCX Buyer for a total purchase price of $540 million (the “GCX Sale”), consisting of $510 million of cash, less certain customary closing adjustments, payable on June 4, 2024 and an additional $30 million earn out in cash upon”

Wheels Up Experience Inc. completed a disposition involving Executive AirShare LLC for $19.1 million (closed 2023-09-30).

“assets as it focused on its operational efficiency and other cost reduction initiatives. The fair value of the aggregate consideration transferred, as of September 30, 2023, was $19.1 million and the Company recognized a loss on the sale of $3.0 million. The $19.1 million was comprised of $13.2 million of cash received on the Closing Date, contingent consideration”

DZS INC. completed an acquisition involving Casa Communications Holdings Pty Ltd (Administrators Appointed) for $7,000,000 (closed 2024-06-01).

“Wireless Pty Ltd (Administrators Appointed) ACN 002 490 986, a private limited company registered in New South Wales, Australia (the “Target Company”), for a purchase price of $7,000,000, subject to certain adjustments. The foregoing description of the Share Purchase Agreement is only a summary, does not purport to be complete and is subject to, and qualified in”

Chord Energy Corp completed an acquisition involving Enerplus Corporation for 0.10125 of a share of common stock of Chord and $1.84 in cash (closed 2024-05-31).

“uisition ULC, an unlimited liability company organized and existing under the laws of the Province of Alberta, Canada and a wholly owned subsidiary of Chord (“ Canadian Sub ”), completed the previously announced strategic business combination transaction with Enerplus Corporation, a corporation existing under the laws of the Province of Alberta, Canada (“ Enerplus ”), whereby Canadian Sub acquired all of the issued and outstanding Enerplus common shares (each, an “ Enerplus Common Share ”) pursuant to the Plan of Arrangement (as defined below) (the “ Arrangement ”) and Enerplus became a wholly-owned subsidiary of Chord, pursuant to an arrangement agreement entered into by and among Chord, Canadian Sub and Enerplus on February 21, 2024 (the “ Arrangement Agreement ”).”

GD Culture Group Ltd completed an acquisition involving Shanxi Gangdong Cultural Media Co., Ltd. for $1,248,000, payable in the form of issuance of 1,560,000 shares of common stock of the Company (closed 2024-06-04).

“Company agreed to purchase and the Seller agreed to sell all of Seller’s right, title, and interest in and to the certain software. The purchase price of the software shall be $1,248,000, payable in the form of issuance of 1,560,000 shares of common stock of the Company (the “Shares”), valued at $0.80 per share. The Company plans to use the software to develop its”

Guardion Health Sciences, Inc. completed a disposition involving Doctor's Best Inc. for $17,200,000 (closed 2024-05-31).

““Purchase Agreement”), pursuant to which Doctor’s Best acquired all of the outstanding equity interests of Activ from Viactiv for aggregate cash consideration to the Company of $17,200,000, of which $225,000 remains in a third-party escrow account pursuant to the terms of the Purchase Agreement. Doctor’s Best is a wholly-owned subsidiary of Kingdomway USA Corp., the”

GameSquare Holdings, Inc. completed a disposition involving XPR Media LLC for $700,000 purchase price evidenced by a secured promissory note with payments from May 2024 through July 2027 and bearing 8% interest (closed 2024-05-31).

“On May 31, 2024, Frankly completed the sale of all of the assets (the “ XPR Sale”) listed on Schedule A annexed to the Asset Purchase Agreement (“XPR Purchase Agreement”) by and between Frankly and XPR Media LLC (“XPR”), which includes but is not limited to written agreements for press release and content distribution services.”

GameSquare Holdings, Inc. completed a disposition involving UNIV, Ltd. for $1.50 million purchase price evidenced by a secured promissory note with payments starting at $25,000 on closing, then $25,000/month for 11 months, $45,000/mont (closed 2024-05-31).

“contains customary representations, warranties and covenants of each of the parties thereto. Pursuant to the UNIV Purchase Agreement, UNIV paid Frankly a purchase price of $1.50 million, evidenced by a secured promissory note (the “UNIV Promissory Note”). The payment schedule under the UNIV Promissory Note is as follows: (i) $25,000.00 on closing date of the”

iBio, Inc. completed a disposition involving The Board of Regents of the Texas A&M University System for $8,500,000 (closed 2024-05-31).

“and together with the Ground Lease, Improvements and Personal Property, collectively, the “Property”). Pursuant to the Purchase and Sale Agreement, iBio CDMO received $8,500,000 from The Board of Regents upon the closing of the sale of Property, which was paid to the Lender as described above. The foregoing description of the Purchase and Sale Agreement”

Cleco Corporate Holdings LLC completed a disposition involving Big Pelican LLC and Pelican South Central LLC, affiliates of Atlas Capital Resources IV LP for approximately $600.0 million, with $500.0 million due at closing and $100.0 million payable 24 months after closing (closed 2024-06-01).

“Cl eco Cajun LLC and South Central Generating LLC, subsidiaries of Cleco Corporate Holdings LLC, completed the previously announced sale of its unregulated electric utility business pursuant to the Purchase and Sale Agreement, dated November 22, 2023 (the “Purchase Agreement”), with Big Pelican LLC and Pelican South Central LLC, affiliates of Atlas Capital Resources IV LP, for approximately $600.0 million, with $500.0 million due at closing and $100.0 million payable 24 months after closing and subject to the closing purchase price adjustment as set forth in the Purchase Agreement, including adjustments based on net working capital.”

Summit Networks Inc. completed an acquisition involving shareholders of 1103001 B.C. Ltd., dba St. Mega Enterprises for 20,000,000 shares of the common stock of SNTW (closed 2024-05-31).

“2024 and SNTW acquired all the outstanding common stock of Mega. Due to this transaction, Mega has become a wholly owned subsidiary of SNTW. The shareholders of Mega received 20,000,000 shares of the common stock of SNTW. Mega has more than thirty (30) years of experience in the business of designing, manufacturing, and installing wood products, including”

ZeroStack Corp. completed an acquisition involving TruHC Pharma GmbH.

“to report the completion of the first closing of the acquisition of TruHC Pharma GmbH ("TruHC")”

Fusion Pharmaceuticals Inc. underwent a change of control involving AstraZeneca AB for approximately US$2.4 billion (closed 2024-06-04).

“Warrants, Options, and Restricted Stock Units outstanding immediately prior to the Effective Time (other than Shares held by Purchaser and its affiliates) was approximately US$2.4 billion. There were no Options outstanding immediately prior to the Effective Time with an exercise price per Share greater than or equal to the Cash Consideration. The foregoing”

GOLUB CAPITAL BDC, Inc. underwent a change of control involving Golub Capital BDC 3, Inc. for 0.9138 shares of common stock per GBDC 3 share (closed 2024-06-03).

“On June 3, 2024, the Company completed its previously announced acquisition of Golub Capital BDC 3, Inc., a Maryland corporation (“GBDC 3”), pursuant to that certain Agreement and Plan of Merger (as amended, the “Merger Agreement”), dated as of January 16, 2024, by and among the Company, GBDC 3, Park Avenue Subsidiary Inc., a Maryland corporation and wholly owned subsidiary of the Company (“Merger Sub”), GC Advisors, a Delaware limited liability company and investment adviser to each of the Company and GBDC 3, and, for certain limited purposes, Golub Capital LLC.”

Golub Capital BDC 3, Inc. underwent a change of control involving Golub Capital BDC, Inc. for 0.9138 shares of GBDC’s common stock per share (closed 2024-06-03).

“with the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of the Company’s common stock was converted into the right to receive 0.9138 shares of GBDC’s common stock (with the Company’s stockholders receiving cash in lieu of fractional shares of GBDC’s common stock). As a result of the Merger, GBDC will issue an”

KELLY SERVICES INC completed an acquisition involving MRP Topco Inc. for $425.0 million (closed 2024-05-31).

“On May 31, 2024, the Company completed the transaction and acquired all of the outstanding equity interests of Motion in accordance with the terms of the Merger Agreement for $425.0 million, subject to customary adjustments for cash, indebtedness, working capital and transaction expenses.”

DOMINION ENERGY, INC completed a disposition involving Enbridge Quail Holdings, LLC for approximately $3.0 billion in cash and assumed approximately $1.3 billion of indebtedness (closed 2024-05-31).

“the terms of the purchase and sale agreement, dated as of September 5, 2023, by and between Dominion Energy and Enbridge. At closing, Enbridge paid Dominion Energy approximately $3.0 billion in cash and assumed approximately $1.3 billion of indebtedness. Questar Gas is a public utility that distributes natural gas in Utah, southwestern Wyoming and southeastern Idaho.”

NATIONAL BANKSHARES INC completed an acquisition involving Frontier Community Bank for approximately $16.07 million (closed 2024-06-01).

“of Blacksburg (“National Bank”), completed its acquisition of Frontier Community Bank (“Frontier”) effective June 1, 2024. Following the transaction, valued at approximately $16.07 million, National Bankshares now operates 27 full-service offices along with two loan production offices, and has approximately $1.8 billion in total assets. Under the previously”

Shockwave Medical, Inc. underwent a change of control involving Johnson & Johnson for $335.00 per share (closed 2024-05-31).

“Agreement and (ii) Company Shares with respect to which appraisal rights had been exercised) was automatically converted into the right to receive cash in an amount equal to $335.00 per share (the “Merger Consideration”), without interest and less any applicable withholdings. Pursuant to the Merger Agreement, at the Effective Time: • Each option to purchase”

Kodiak Gas Services, Inc. completed an acquisition involving CSI Compressco LP (closed 2024-03-28).

“On April 1, 2024, Kodiak Gas Services, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Initial 8-K”) with the Securities and Exchange Commission to report under Item 2.01 thereof the completion of the acquisition of CSI Compressco LP ("CSI Compressco") pursuant to the agreement and Plan of Merger, dated as of December 19, 2023 (the “Merger Agreement”).”

TERADYNE, INC completed an acquisition involving Technoprobe S.p.A. and T-Plus S.p.A. for approximately $522 million (closed 2024-05-27).

“On May 27, 2024 (the “Closing Date”), the Investor acquired 65,326,087 shares of Technoprobe, representing 10% of its issued and outstanding shares, comprised of a combination of shares previously owned by T-Plus (2% fully diluted) and shares newly issued by Technoprobe (8% fully diluted) (the “Investment”). The aggregate value of cash consideration paid by the Investor on the Closing Date for the Investment was approximately $522 million.”

AGENUS INC completed a disposition involving Ligand Pharmaceuticals Incorporated for $75 million (closed 2024-05-29).

“On May 29, 2024, the transactions contemplated by the Purchase Agreement closed. Pursuant to the Purchase Agreement, on May 30, 2024, Agenus received consideration of $75 million, less certain reimbursable expenses upon the completion of the sale to Ligand of the following assets: (i) 31.875% of the development, regulatory and commercial milestone”

Inhibrx, Inc. completed a disposition involving the Company’s stockholders (closed 2024-05-29).

“and (ii) thereafter, the Company distributed to its stockholders of record as of the close of business on May 17, 2024 (the “distribution record date”) 92% of the issued and outstanding shares of common stock of SpinCo, par value $0.0001 per share (“SpinCo Common Stock”), on a pro rata basis (the “Spin-Off”)”

Inhibrx, Inc. underwent a change of control involving Aventis Inc. for $30.00 per share in cash plus one CVR per share (closed 2024-05-30).

“On May 30, 2024, Inhibrx, Inc., a Delaware corporation (the “Company”), completed the transactions contemplated by the Agreement and Plan of Merger, dated as of January 22, 2024 (the “Merger Agreement”), by and among Aventis Inc., a Pennsylvania corporation (“Parent”) and wholly owned subsidiary of Sanofi (“Sanofi”), Art Acquisition Sub, Inc. (“Merger Sub”) and the Company.”

Day One Biopharmaceuticals, Inc. completed a disposition for $108.0 million (closed 2024-05-29).

“pursuant to which the Company agreed to sell a Rare Pediatric Disease Priority Review Voucher (“PRV”) for $108.0 million, payable in cash, upon the closing of the sale, which occurred simultaneously with the parties entering into the PRV Transfer Agreement.”

Inhibrx Biosciences, Inc. underwent a change of control involving Inhibrx, Inc. (closed 2024-05-29).

“On May 29, 2024, Inhibrx, Inc., a Delaware corporation (“RemainCo”), completed the distribution of 92% of the issued and outstanding shares of common stock of its subsidiary, Inhibrx Biosciences, Inc., a Delaware corporation (the “Company”), to holders of shares of RemainCo’s common stock as of the distribution record date of May 17, 2024, on a pro rata basis (the “Distribution”), at a ratio of one share of the Company’s common stock for every four shares of RemainCo’s issued and outstanding common stock held on the distribution record date.”

XTI Aerospace, Inc. completed an acquisition involving XTI Aircraft Company (Legacy XTI) (closed 2024-03-12).

“the completion of its previously announced acquisition of XTI Aircraft Company ("Legacy XTI") on March 12, 2024”

Redox International Group, Corp. underwent a change of control (closed 2024-05-16).

“Effective May 16, 2024, Gagi Gogolashvili, the previous sole officer and director and majority shareholder of Intorio, Corp. (the “Company”), entered into a stock purchase agreements for the sale of 2,000,000 shares of Common Stock of the Company, representing approximately 89% of the issued and outstanding shares of Common Stock of the Company as of such date”

FORMATION MINERALS, INC. completed a disposition for $140,000 in cash (closed 2024-05-22).

“On May 22, 2024, we entered into a purchase and sale agreement (the “Purchase and Sale Agreement”) for the sale of certain mineral and royalty interests with a private buyer whereby the Company is selling various mineral and oil and gas royalty interests in exchange for $140,000 in cash. The transaction to closed on May 22, 2024.”

MDWerks, Inc. completed an acquisition involving RF Specialties, LLC (closed 2023-12-27).

“On December 27, 2023, the Company completed the acquisition of RFS and the Exchange and issued to Mr. Mort 7,500,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”).”

View, Inc. underwent a change of control involving View TopCo, LLC.

“On the Effective Date, pursuant to the Prepackaged Plan, the Existing Equity Interests together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Company, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and of no force and effect. As of the Effective Date, the Company converted into a limited liability company, View Operations, LLC, and became a wholly-owned subsidiary of View TopCo, LLC.”

La Rosa Holdings Corp. completed an acquisition involving the sole member of La Rosa Realty Success LLC for $78,777.85 (closed 2024-05-24).

“by and among the Company, Realty Success, and the sole member (the “Selling Member”) of Realty Success (the “Transaction”). The purchase price for the Membership Interests was $78,777.85, consisting of 56,375 unregistered shares of the Company’s common stock (the “Purchase Shares”) and $10,000 in cash (the “Cash Payment”), of which $5,000 was paid at closing and”

Landos Biopharma, Inc. underwent a change of control involving AbbVie Inc. for $20.42 per share, plus one non-tradable contingent value right per share with a value of up to $11.14 per share (closed 2024-05-23).

“AbbVie has acquired Landos at a price of $20.42 per share, plus one non-tradable contingent value right per share with a value of up to $11.14 per share”

STARRETT L S CO underwent a change of control involving Uhu Inc. (Parent), an affiliate of MiddleGround Capital for $16.19 per share in cash (closed 2024-05-23).

“to the Effective Time (other than certain excluded Shares as set forth in the Merger Agreement (such shares, the “Excluded Shares”)) was converted into the right to receive $16.19, payable to the holder thereof in cash, without interest (the “Merger Consideration”), and as of the Effective Time, all such Shares were no longer outstanding and were”