M&A Transactions

Cannonau Corp. underwent a change of control involving Brooklands Trust Ltd. for purchased from Aquamarine, LLC 220,050,000 shares of the Common Stock of the Registrant (closed 2023-10-23).

“On October 23, 2023, Brooklands Trust Ltd., an Antigua West-Indies corporation, represented by is CEO & Chairman of the Board, Markwin H. Maring, purchased from Aquamarine, LLC, a Utah limited liability company represented by its only and managing Member Carmen J. Carbona, 220,050,000 shares of the Common Stock of the Registrant or approximately 91% Percent of the 241,815,632 shares of Common Stock that are issued and outstanding as of the date hereof. As a result, on that date, a change in control of the Registrant took place.”

Sculptor Capital Management, Inc. underwent a change of control involving Rithm Capital Corp. for $12.70 per share in cash (closed 2023-11-17).

“Restricted Stock Awards (as defined below and treatment of which is described below)) was cancelled, extinguished, and converted into the right to receive cash in the amount of $12.70, without interest, subject to applicable withholding taxes (the “ Public Merger Share Consideration ”). At the Effective Time, all of the shares of (i) Class B common stock,”

MUNCY COLUMBIA FINANCIAL Corp completed an acquisition involving Muncy Bank Financial, Inc. for 0.9259 shares of MCFC common stock (closed 2023-11-11).

“and First Columbia Bank changed its name to Journey Bank. Pursuant to the Merger Agreement, for each share of MBF common stock, MBF shareholders will receive 0.9259 shares of MCFC common stock and will receive cash in lieu of fractional shares. The total consideration payable to MBF shareholders is comprised of an aggregate of approximately”

Argo Group International Holdings, Inc. underwent a change of control involving Brookfield Reinsurance Ltd. for $30.00 per share (closed 2023-11-16).

“indirect wholly owned subsidiary of the Company or Brookfield Reinsurance), was automatically canceled and converted into the right to receive an amount in cash equal to $30.00, without interest (the “ Merger Consideration ”). At the Effective Time, each issued and outstanding depositary share, each representing a 1/1,000 th interest in a 7.00%”

CHASE CORP underwent a change of control involving Kohlberg Kravis Roberts & Co. L.P. (closed 2023-11-15).

“On November 15, 2023 (the “ Closing Date ”), Merger Sub merged with and into the Company (the “ Merger ”) on the terms and conditions set forth in the Merger Agreement, with the Company surviving the Merger as a wholly owned subsidiary of Parent (the “ Surviving Corporation ”).”

Mural Oncology plc completed a disposition involving Alkermes plc (closed 2023-11-15).

“On November 15, 2023, Alkermes plc (“Alkermes”) completed the previously announced separation (the “Separation”) of its oncology business into Mural Oncology plc (“Mural”), a new, independent, publicly-traded company.”

ELUTIA INC. completed a disposition involving Berkeley Biologics, LLC for initial cash payment of approximately $14.6 million, after customary adjustments (closed 2023-11-08).

“dermis products for use in the field of breast reconstruction) (the “Closing”). Shortly after the Closing Date, Elutia received an initial cash payment of approximately $14.6 million, after customary adjustments. In addition, for each of the five years following the Closing, the Company is eligible under the Purchase Agreement to receive an earn-out payment”

Alexander & Baldwin, Inc. completed a disposition involving Nan, Inc. for $57.5 million (closed 2023-11-15).

“On November 15, 2023, the Company sold the Grace Disposal Group to Nan, Inc., an unrelated third party, for total consideration of $57.5 million (the "Transaction"), which consisted of cash proceeds of $42.5 million and a $15.0 million promissory note (the "Seller Note").”

Inari Medical, Inc. completed an acquisition involving LimFlow S.A. for approximately $238.4 million (closed 2023-11-15).

“15, 2023, the Company announced that it closed its acquisition of LimFlow (the “ Closing ”). Pursuant to the terms of the Purchase Agreement, the Company delivered approximately $238.4 million to the Sellers at the Closing, after accounting for working capital, indebtedness, cash and transaction expenses. The Company funded the transaction from its existing cash”

Alkermes plc. completed a disposition involving Mural Oncology plc (closed 2023-11-15).

“on November 15, 2023, the Company completed the Separation and the Distribution.”

FOX FACTORY HOLDING CORP completed an acquisition involving Wheelhouse Holdings Inc. for enterprise value of $572 million (closed 2023-11-14).

“On November 14, 2023, the parties completed the Marucci Merger pursuant to the Merger Agreement. The purchase price of Wheelhouse, which was based on an enterprise value of $572 million, subject to certain adjustments based on matters such as transaction tax benefits, transaction expenses of Wheelhouse, the net working capital and cash and debt balances of”

Compass Group Diversified Holdings LLC completed a disposition involving Fox Factory, Inc. for enterprise value of $572 million (closed 2023-11-14).

“of Purchaser (the “Merger”). On November 14, 2023, the parties completed the Merger pursuant to the Agreement. The sale price of Wheelhouse was based on an enterprise value of $572 million, subject to certain adjustments based on matters such as transaction tax benefits, transaction expenses of Wheelhouse, the net working capital and cash and debt balances of”

LIBERTY STAR URANIUM & METALS CORP. underwent a change of control involving Pete O’Heeron (closed 2023-11-09).

“On November 9, 2023, the Company had a change of control as a result of issuance of 250,000 shares of Class A Common Stock, as described in Item 3.02 above.”

SYNTEC OPTICS HOLDINGS, INC. underwent a change of control involving Syntec Optics, Inc. for $316,000,000 (closed 2023-11-07).

“”), totaling 31,600,000 shares (including the conversion and assumption of the options to purchase shares of Legacy Syntec Common Stock described below), which is equal to (x) $316,000,000 divided by (y) $10.00 (the “ Merger Consideration ”) and (ii) the contingent right to receive Earnout Shares (as defined below) (which may be zero) following the Closing.”

Aeries Technology, Inc. underwent a change of control involving Worldwide Webb Acquisition Corp. (WWAC) for Each outstanding WWAC Class A ordinary share became one ATI Class A ordinary share; each WWAC Class B ordinary share converted into one ATI Class A ordinary sha (closed 2023-11-06).

“On November 6, 2023 (the “ Closing Date ”), as contemplated in the Business Combination Agreement and described in the section entitled “ Proposal No.1—Business Combination Proposal ” beginning on page 99 of the Proxy Statement/Prospectus, WWAC consummated the Business Combination, following the approval by WWAC’s shareholders at the annual meeting of shareholders held on November 2, 2023 (the “ WWAC Shareholder Meeting ”). The closing of the Business Combination is herein referred to as “the Closing.” In connection with the Closing, on the Closing Date, WWAC adopted the Proposed Amended and Restated Articles of Association (the “ Amended & Restated Articles ”) and changed its name from Worldwide Webb Acquisition Corp. to Aeries Technology, Inc. (“ ATI ”).”

OneMedNet Corp underwent a change of control involving Data Knights Acquisition Corp. (closed 2023-11-07).

“On November 7, 2023, following the approval at the special meeting of the shareholders of Data Knights Acquisition Corp., a Delaware corporation held on October 17, 2023 (the “ Special Meeting ”), Data Knights Merger Sub, Inc., a Delaware corporation (“ Merger Sub ”) and a wholly-owned subsidiary of Data Knights Acquisition Corp., a Delaware corporation (“ Data Knights ”), consummated a merger (the “ Merger ”) with and into OneMedNet Solutions Corporation (formerly named OneMedNet Corporation), a Delaware corporation (“ OneMedNet ”) pursuant to an agreement and plan of merger, dated as of April 25, 2022 (the “ Merger Agreement ”), by and among Data Knights, Merger Sub, OneMedNet, Data Knights, LLC, a Delaware limited liability company (“ Sponsor ” or “ Purchaser Representative ”) in its capacity as the representative of the stockholders of Data Knights, and Paul Casey in his capacity as the representative of the stockholders of OneMedNet (“ Seller Representative ”).”

Next Technology Holding Inc. completed a disposition involving a buyer unaffiliated with the Company for $4,500,000 (closed 2023-09-29).

““WeTrade Information Shares”) of WeTrade Information Technology Limited and together with its wholly owned subsidiaries. The purchase price for the WeTrade Information Shares is $4,500,000, which is above the unaudited Net Asset Value (“NAV”) of approximately $4,370,000 and valuation amount of $3,500,000. The transaction was completed on September 29, 2023. rmation”

TransMedics Group, Inc. completed an acquisition involving Hurricane Express Logistics, Inc. for approximately $12.9 million (closed 2023-11-09).

“on November 9, 2023, the Buyer acquired a fixed-wing aircraft from Hurricane Express Logistics, Inc. for a purchase price of approximately $12.9 million”

Blue Apron Holdings, Inc. underwent a change of control involving Wonder Group, Inc. for $13.00 per share in cash without interest (closed 2023-11-13).

“Pursuant to the Merger Agreement, on October 13, 2023, Purchaser commenced a tender offer (the “ Offer ”) for all of the Company’s issued and outstanding shares of Class A common stock, par value $0.0001 per share (the “ Common Stock ”), which constituted all of the issued and outstanding shares of capital stock of the Company, at a price of $13.00 per share of Common Stock, net to the stockholder in cash, without interest and less any applicable tax withholding (the “ Offer Price ”). The Offer, and related withdrawal rights, expired as scheduled at one minute after 11:59 p.m., Eastern time, on November 9, 2023 (the “ Expiration Time ”). Computershare Trust Company, N.A., in its capacity as depositary and paying agent for the Offer (the “ Depositary and Paying Agent ”), advised the Company and Purchaser that, as of the Expiration Time, 5,136,073 shares of Common Stock were validly tendered and not validly withdrawn pursuant to the Offer, together with all other shares of Common Stock b”

Cartesian Therapeutics, Inc. completed an acquisition involving Cartesian Therapeutics, Inc. for 6,723,662 shares of the common stock of Selecta and 384,930.725 shares of Series A Preferred Stock (closed 2023-11-13).

“Agreement and Plan of Merger On November 13, 2023, Selecta Biosciences, Inc., a Delaware corporation (“Selecta” or the “Company”), acquired Cartesian Therapeutics, Inc., a Delaware corporation (“Cartesian”), in accordance with the terms of an Agreement and Plan of Merger, dated November 13, 2023 (the “Merger Agreement”), by and among Selecta, Sakura Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Selecta (“First Merger Sub”), Sakura Merger Sub II, LLC, a Delaware limited liability company and wholly owned subsidiary of Selecta (“Second Merger Sub”), and Cartesian.”

Future FinTech Group Inc. completed an acquisition involving Alpha Financial Limited for HK$15,659,949 (approximately $2,007,686) (closed 2023-11-07).

“On November 7, 2023, Future FinTech (Hong Kong) Limited (“Buyer”), a company incorporated in Hong Kong and a wholly owned subsidiary of Future FinTech Group Inc. (the “Company”), completed its acquisition of 100% of the issued and outstanding shares of Alpha International Securities (Hong Kong) Limited, a company incorporated in Hong Kong ("Alpha HK") and Alpha Information Service (Shenzhen) Co., Ltd., a company incorporated in China (“Alpha SZ”) from Alpha Financial Limited (“Seller”) for a total of HK$15,659,949 (approximately $2,007,686), pursuant to a Share Transfer Agreement (the “Agreement”) dated February 27, 2023.”

NEXTGEN HEALTHCARE, INC. underwent a change of control involving Parent.

“As a result of the consummation of the Merger, a change of control of NextGen occurred on the Closing Date and NextGen became a wholly owned subsidiary of Parent.”

EQRx, Inc. underwent a change of control involving Revolution Medicines, Inc. (closed 2023-11-09).

“On November 9, 2023, Revolution Medicines, Inc., a Delaware corporation (“Revolution Medicines”), completed the previously announced acquisition of EQRx, Inc.”

Revolution Medicines, Inc. completed an acquisition involving EQRx, Inc. (closed 2023-11-09).

“On November 9, 2023, Revolution Medicines, Inc., a Delaware corporation (“Revolution Medicines”), completed the previously announced acquisition of EQRx, Inc., a Delaware corporation (“EQRx”)”

Beam Global completed an acquisition involving Amiga DOO Kraljevo (the Sellers) for EUR 4,550,000 at closing and will pay the Sellers EUR 2,450,000 on or before December 31, 2023; Beam issued to the Sellers 293,675 shares of our common stock an (closed 2023-10-20).

“On October 20, 2023, Beam Global (“Beam”) completed its previously announced acquisition of Amiga DOO Kraljevo (“Amiga”)”

PEDEVCO CORP completed a disposition involving Tilloo Exploration and Production, LLC for $1,122,436 (closed 2023-11-09).

“Pursuant to the Purchase Agreement, we (through PEDCO and our wholly-owned subsidiary EOR Operating Company (“ EOR ”)) agreed to sell certain oil and gas assets described in greater detail below (collectively, the “ Assets ”), and pursuant to the Stock Purchase Agreement we agreed to sell 100% of the capital stock of EOR, which operates most of the Assets, to Tilloo for aggregate consideration of $1,122,436 (the “ Sales Price ”).”

INSPIRE VETERINARY PARTNERS, INC. completed an acquisition involving Michelle Bartus, VMD and Peter Nelson, VMD (the Owners) for aggregate purchase price of $590,000 (closed 2023-11-08).

“improvements, structures and fixtures, and all intangible property owned by the Owners in connection with the land or improvements, if any, for an aggregate purchase price of $590,000, payable in cash. The foregoing description of the Real Estate Asset Purchase Agreement does not purport to be complete and is qualified in its entirety by reference to the full”

INSPIRE VETERINARY PARTNERS, INC. completed an acquisition involving Valley Veterinary Service, Inc. for aggregate purchase consideration of $1,400,000 plus assumed liabilities, consisting of $1,000,000 in cash and 408,163 restricted shares of Class A common stock (closed 2023-11-08).

“completed the acquisition of Valley Veterinary Services animal hospital. The aggregate purchase consideration for the Valley Veterinary Services animal hospital practice was $1,400,000 plus the assumed liabilities described below, consisting of $1,000,000 to be paid in cash at the closing of the acquisition plus 408,163 restricted shares of the Company’s Class A”

Collective Audience, Inc. underwent a change of control involving Logiq, Inc. (DLQ Parent) and DLQ, Inc. for 11,400,000 shares of the Company common stock valued at $114 million (closed 2023-11-02).

“giving effect to the redemptions of shares of Abri Common Stock: ● The total consideration paid at Closing (the “ Merger Consideration ”) by Abri to DLQ security holders was 11,400,000 shares of the Company common stock valued at $114 million (the “ Consideration Shares ”); ● Each share of DLQ Common Stock, if any, that was owned by Abri, Merger Sub, DLQ or any”

Amneal Pharmaceuticals, Inc. underwent a change of control involving Amneal NewCo Inc. (closed 2023-11-07).

“Old Amneal became a wholly-owned subsidiary of a new holding company, Amneal NewCo Inc., a Delaware corporation (“ New Amneal ” or the “ Company ”), which replaced Old Amneal as the public company trading on The New York Stock Exchange”

NEW RELIC, INC. underwent a change of control involving Crewline Buyer, Inc. (affiliates of TPG Global, LLC) (closed 2023-11-08).

“On November 8, 2023 (the “Closing Date”), pursuant to the Merger Agreement, Merger Sub merged with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.”

Lightstone Value Plus REIT V, Inc. completed a disposition involving BAM Acquisitions LLC for $71.0 million (closed 2023-11-01).

“the Company would dispose of a 306-unit multifamily property located in Fishers, Indiana (the “Flats at Fishers”) to the Flats at Fishers Buyer for a contractual sales price of $71.0 million. On November 1, 2023,the Company completed the disposition of the Flats at Fishers pursuant to the terms of the Flats at Fishers Agreement. In connection with the disposition of”

INTERCEPT PHARMACEUTICALS, INC. underwent a change of control involving Alfasigma S.p.A. for $19.00 per Share in cash (closed 2023-11-08).

“Purchaser commenced a tender offer (the “Offer”) on October 11, 2023, to acquire all of the outstanding shares of the Company’s common stock (the “Shares”) at an offer price of $19.00 per Share, net to the seller in cash, without interest (the “Offer Price”), subject to any applicable withholding taxes. The Offer and related withdrawal rights expired as”

Consolidated Water Co. Ltd. completed an acquisition involving Linda Ramey and Robert W. Ramey for approximately $4,200,000 (closed 2023-11-02).

“Pursuant to the terms of the Purchase Agreement, effective as of October 1, 2023 (the “Effective Date”), PERC purchased a 100% ownership interest in Ramey Environmental Compliance, Inc., a Colorado company (“REC”), for an aggregate purchase price of approximately $4,200,000.”

J M SMUCKER Co completed an acquisition involving Hostess Brands, Inc. for $30.00 in cash and 0.03002 common shares of the Company (closed 2023-11-07).

“(the “Offer”) to purchase all issued and outstanding shares of Class A common stock of Hostess Brands, par value $0.0001 per share (the “Hostess Brands Common Stock”) for (a) $30.00 in cash and (b) 0.03002 common shares, no par value per share, of the Company, plus cash in lieu of fractional shares, in each case, without interest and net of any withholding of”

Strong Global Entertainment, Inc. completed an acquisition involving Innovative Cinema Solutions, LLC for $100,000, $100,000 deferred, and 115,607 Common Shares (closed 2023-11-03).

“into an asset purchase agreement (the “Asset Purchase Agreement”). Pursuant to the Asset Purchase Agreement, in exchange of certain assets of the Seller, (i) the Purchaser paid $100,000, (ii) the Purchaser will pay $100,000 on the date that is nine (9) months from the closing date, and (iii) the Company issued an aggregate of 115,607 Class A common voting shares”

Vivid Seats Inc. completed an acquisition involving VDC Holdco, LLC for approximately $243.8 million, which is subject to customary closing adjustments, comprised of approximately $153.6 million in cash and approximately 15.6 millio (closed 2023-11-03).

“set forth in the Merger Agreement, the Company completed the Acquisition. The aggregate consideration paid by the Company pursuant to the Merger Agreement was approximately $243.8 million, which is subject to customary closing adjustments, comprised of approximately $153.6 million in cash and approximately 15.6 million shares of the Company’s Class A common stock”

Hostess Brands, Inc. underwent a change of control involving The J. M. Smucker Company for $30.00 in cash and 0.03002 Smucker common shares (closed 2023-11-07).

“and all of the issued and outstanding shares (the “Shares”) of Class A Common Stock, par value $0.0001 per share (the “Company Common Stock”), of the Company in exchange for (i) $30.00 in cash (the “Cash Consideration”) and (ii) 0.03002 Smucker common shares, no par value (together with the Cash Consideration, the “Offer Consideration”), plus cash in lieu of”

Lumentum Holdings Inc. completed an acquisition involving Cloud Light Technology Limited for approximately $750 million (closed 2023-11-07).

“Intelligence is driving data center compute capacity to its limits.” Under terms of the merger agreement, Lumentum acquired Cloud Light with a transaction value of approximately $750 million, before certain adjustments. The transaction consideration was paid in cash from Lumentum’s balance sheet and the assumption and substitution of outstanding unvested Cloud Light”

VNOM Sub, Inc. completed an acquisition involving Royalty Asset Holdings, LP, Royalty Asset Holdings II, LP and Saxum Asset Holdings, LP for 9,018,760 common units and $750 million in cash (closed 2023-11-01).

“dated as of September 4, 2023, by and among the Buyer Parties and the Sellers (the “Purchase and Sale Agreement”). The total consideration for the Acquisition consisted of 9,018,760 common units representing limited partnership interests in Viper (the “Common Units”) (the “Common Unit Consideration”) and $750 million in cash (the “Cash Consideration”). The”

Royalty Management Holding Corp underwent a change of control involving Royalty Management Corporation for each share of Royalty Common Stock converted into the right to receive a number of shares of the Company's Class A common stock equal to the Exchange Ratio of 1 (closed 2023-10-31).

“tion Opportunity Inc.) (prior to consummation of the Business Combination (as defined below), “ AMAO ” and after consummation of the Business Combination, the “ Company ”) announced that the business combination (the “ Business Combination ”) between AMAO and Royalty Management Corporation (“ Royalty ”), an Indiana corporation, was completed on October 31, 2023 pursuant to the Agreement and Plan of Merger, dated as of June 28, 2022 (as amended by Amendment No.”

Playboy, Inc. completed a disposition involving LV Holding, LLC for aggregate cash consideration of approximately $13.5 million (closed 2023-11-03).

“Purchase Agreement, at the closing of the Sale (the “Closing”), Buyer acquired all of the capital stock of TLA from the Seller for aggregate cash consideration of approximately $13.5 million, subject to certain adjustments. In accordance with the Purchase Agreement, approximately $2.1 million of the cash consideration was placed in a short-term escrow account at”

Synergy Empire Ltd underwent a change of control involving H'sien Loong Wong for $650,000 aggregate purchase price ($0.6523 per share) (closed 2023-10-31).

“On October 31, 2023, 75 shareholders of Synergy Empire Limited (the “Company”), collectively holding 996,500 shares (the “Purchased Shares”) of the Company’s outstanding 1,000,000 shares of common stock, $0.0001 par value, entered into individual stock purchase agreements for the sale of the Purchased Shares to thirty-two (32) individual investors (individually, each a “Purchaser,” and collectively, the “Purchasers”) for an aggregate purchase price of $650,000 ($0.6523 per share). Following the completion of the transaction, the Purchasers collectively hold 99.65% of the Company’s outstanding shares of common stock.”

Everything Blockchain, Inc. completed a disposition involving Chris Carter for 115,000 shares of Company common stock and 60,000 shares of Company Series C Preferred Stock, owned by Chris Carter, for a total sales price of $216,583 (closed 2023-10-31).

“2023, the Board of Directors approved, and the Company completed, the sale of Mercury, Inc. (“Mercury”) to Chris Carter, founder and CEO of Mercury. The sales price consisted of 115,000 shares of Company common stock and 60,000 shares of Company Series C Preferred Stock, owned by Chris Carter, for a total sales price of $216,583. The sales price was primarily”

Korro Bio, Inc. underwent a change of control involving Korro Bio, Inc. (Legacy Korro) (closed 2023-11-03).

“On November 3, 2023, we completed the previously announced business combination with Legacy Korro in accordance with the terms of the Merger Agreement, pursuant to which, among other matters, Merger Sub merged with and into Legacy Korro, with Legacy Korro surviving as our wholly owned subsidiary (such business combination, the Merger).”

Tabula Rasa HealthCare, Inc. underwent a change of control involving Locke Buyer, LLC for $10.50 per share (closed 2023-11-03).

“reference in respect of a holder’s conversion rights to a share of Company Common Stock in the Indenture will be deemed a reference to a right to receive a cash amount equal to $10.50. Credit Agreement In addition, on the Closing Date, affiliates of Parent entered into the Credit Agreement (the “ Credit Agreement ”) by and among CPRx Intermediate Holdings,”

Vital Energy, Inc. completed an acquisition involving Tall City Property Holdings III LLC and Tall City Operations III LLC (closed 2023-11-06).

“On November 6, 2023, the Company consummated the Tall City Acquisition.”

Vital Energy, Inc. completed an acquisition involving Henry Resources, LLC, Henry Energy LP and Moriah Henry Partners LLC (closed 2023-11-05).

“On November 5, 2023, the Company consummated the Henry Acquisition.”

Vital Energy, Inc. completed an acquisition involving Maple Energy Holdings, LLC (closed 2023-10-31).

“On October 31, 2023, the Company consummated the Maple Acquisition.”

NEWMONT Corp /DE/ completed an acquisition involving Newcrest Mining Limited for 0.400 shares of Newmont common stock ... 0.400 CHESS Depositary Interests ... or 0.400 PETS Depositary Interests (closed 2023-11-06).

“ith Newcrest Mining Limited, an Australian public company limited by shares (“ Newcrest ”) whereby Newmont, through”