Material Agreements

Bridgecrest Auto Funding LLC entered into Purchase Agreement with Bridgecrest Acceptance Corporation valued at Transfer of certain motor vehicle retail installment sales contracts (effective 2026-01-28).

“Bridgecrest Acceptance Corporation (“BAC”) and Bridgecrest Auto Funding LLC (“BAF”) entered into a Purchase Agreement (the “Purchase Agreement”), dated as of January 28, 2026, (the “Closing Date”), pursuant to which BAC transferred to BAF certain motor vehicle retail installment sales contracts relating to certain new and used automobiles, light-duty trucks, SUVs and vans (the “Receivables”) and related property.”

HECLA MINING CO/DE/ entered into Definitive Agreement with Orezone Gold Corporation valued at up to $593 million (effective 2026-01-26).

“On January 26, 2026, Hecla Mining Company (“we,” “us” or “Hecla”) issued a news release announcing it had entered into a definitive agreement (the “Agreement”) to sell its wholly owned subsidiary, Hecla Quebec Inc., which owns the Casa Berardi operation, and a portfolio of exploration properties, all located in Quebec, Canada, to Orezone Gold Corporation (“Orezone”) for up to $593 million in total consideration.”

Inuvo, Inc. amended Extension Amendment with Google LLC (effective 2026-01-26).

“On January 26, 2026, Vertro, Inc. (“Vertro”), a wholly-owned subsidiary of Inuvo, Inc., entered into an Extension Amendment (the “Amendment”), effective as of January 31, 2026, to the Google Services Agreement between Vertro and Google LLC, effective January 1, 2024 (as amended, the “Agreement”).”

Enveric Biosciences, Inc. entered into Purchase Agreement with certain institutional investors valued at approximately $1.5 million (effective 2026-01-27).

“On January 27, 2026, Enveric Biosciences, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional investors (each, an “Investor”)”

BELDEN INC. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee, U.S. Bank Europe DAC, UK Branch, as principal paying agent, and U.S. Bank Europe DAC, as transfer agent and registrar valued at €450 million aggregate principal amount of 4.250% Senior Subordinated Notes due 2033 (effective 2026-01-28).

“On January 28, 2026, Belden Inc. (the “Company”) completed its previously announced issuance and sale of €450 million aggregate principal amount of 4.250% Senior Subordinated Notes due 2033 (the “Notes”). The Notes were issued pursuant to an indenture dated as of January 28, 2026 (the “Indenture”), by and among the Company, the guarantors party thereto, U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), U.S. Bank Europe DAC, UK Branch, as principal paying agent, and U.S. Bank Europe DAC, as transfer agent and registrar.”

INOVIO PHARMACEUTICALS, INC. amended Series A Warrants (effective 2026-01-27).

“On January 27, 2026, Inovio Pharmaceuticals, Inc. (the “Company”) amended each of its outstanding Series A warrants issued on July 7, 2025 (the “Series A Warrants”) to extend the expiration date”

Savara Inc amended First Amendment with lenders party thereto and Hercules Capital, Inc., as administrative agent and collateral agent valued at up to an aggregate of $105 million of term loans (effective 2026-01-26).

“On January 26, 2026, Savara Inc. (the “Company”) entered into a First Amendment (the “First Amendment”) to the Loan and Security Agreement, dated March 26, 2025 (the “Loan Agreement”), with the lenders party thereto (the “Lenders”) and Hercules Capital, Inc., as administrative agent and collateral agent.”

MGE ENERGY INC entered into Note Purchase Agreement with the note purchasers named therein valued at $30 million in principal amount of its 5.05% Senior Notes, Series A, due January 31, 2036 ... $30 mi (effective 2026-01-22).

“On January 22, 2026, Madison Gas and Electric Company ("MGE"), a wholly-owned subsidiary of MGE Energy, Inc., entered into a Note Purchase Agreement dated January 22, 2026 (the "Note Purchase Agreement"), with the note purchasers named therein, pursuant to which MGE issued $30 million in principal amount of its 5.05% Senior Notes, Series A, due January 31, 2036 (the "Series A Notes"), $30 million in principal amount of its 5.25% Senior Notes, Series B, due January 31, 2041 (the "Series B Notes"), and $30 million in principal amount of its 5.79% Senior Notes, Series C, due January 31, 2056 (the "Series C Notes" and, together with the Series A Notes and the Series B Notes, the "Notes").”

DNA X, Inc. terminated February Note with Streeterville Capital, LLC valued at approximately $5.4 million.

“On the Closing Date, the Company prepaid (i) that certain promissory note (the “ July Note ”), dated July 11, 2025, issued by the Company to Streeterville Capital, LLC (the “ Lender ”), pursuant to that certain note purchase agreement, dated July 11, 2025, by and between the Company and the Lender and (ii) that certain promissory note (the “ February Note ” and, together with the July Note, the “ Notes ”), dated February 21, 2025, issued by the Company to the Lender, pursuant to that certain note purchase agreement, dated February 21, 2025, by and between the Company and the Lender.”

DNA X, Inc. terminated July Note with Streeterville Capital, LLC valued at approximately $5.4 million.

“On the Closing Date, the Company prepaid (i) that certain promissory note (the “ July Note ”), dated July 11, 2025, issued by the Company to Streeterville Capital, LLC (the “ Lender ”), pursuant to that certain note purchase agreement, dated July 11, 2025, by and between the Company and the Lender and (ii) that certain promissory note (the “ February Note ” and, together with the July Note, the “ Notes ”), dated February 21, 2025, issued by the Company to the Lender, pursuant to that certain note purchase agreement, dated February 21, 2025, by and between the Company and the Lender.”

DNA X, Inc. amended APA Amendment with the Buyer, the Parent, and the Seller Representative.

“On the Closing Date, the Company, the Buyer, the Parent, and the Seller Representative entered into a second amendment to the Asset Purchase Agreement (the “ APA Amendment ”).”

Vivani Medical, Inc. entered into Placement Agency Agreement with ThinkEquity LLC (the “Agent”) valued at gross proceeds of approximately $2.5 million (effective 2026-01-25).

“the Company also entered into a Placement Agency Agreement, dated January 25 , 2026 (the “Placement Agency Agreement”) with ThinkEquity LLC (the “Agent”) relating to the sale by the Company of 1,689,200 shares of the Company’s Common Stock”

Vivani Medical, Inc. entered into Share Purchase Agreement with an entity affiliated with Gregg Williams, Chairman of the Company’s board of directors (the “Purchaser”) valued at gross proceeds of approximately $2.0 million (effective 2026-01-25).

“Vivani Medical, Inc. (the “Company”) entered into a Share Purchase Agreement, dated January 25 , 2026 (the “Purchase Agreement”), with an entity affiliated with Gregg Williams, Chairman of the Company’s board of directors (the “Purchaser”) for the purchase of an aggregate of 1,351,351 shares of common stock”

Energy Transfer LP entered into Tenth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $1,000,000,000 aggregate principal amount (effective 2026-01-27).

“On January 27, 2026, Energy Transfer LP (the “Partnership”) completed its previously reported underwritten public offering (the “Offering”) of $1,000,000,000 aggregate principal amount of its 4.550% Senior Notes due 2031 (the “2031 Notes”), $1,000,000,000 aggregate principal amount of its 5.350% Senior Notes due 2036 (the “2036 Notes”) and $1,000,000,000 aggregate principal amount of its 6.300% Senior Notes due 2056 (the “2056 Notes” and, together with the 2031 Notes and the 2036 Notes, the “Notes”). The Notes were issued under the Indenture, dated as of December 14, 2022 (the “Indenture”), between the Partnership and U.S. Bank Trust Company, National Association, as trustee, as supplemented by the Tenth Supplemental Indenture, dated as of January 27, 2026 (the “Tenth Supplemental Indenture”).”

SARATOGA INVESTMENT CORP. entered into Registration Rights Agreement with the institutional purchaser in the Offering (effective 2026-01-23).

“the Company entered into a Registration Rights Agreement, dated as of January 23, 2026 (the “Registration Rights Agreement”), with the institutional purchaser in the Offering (the “Purchaser”).”

Plymouth Industrial REIT, Inc. terminated Third Amended and Restated Credit Agreement with KeyBank National Association valued at repaid in full.

“Effective as of the Closing Date, all outstanding amounts under that certain Third Amended and Restated Credit Agreement, dated as of November 6, 2024, by and among the Operating Partnership, the guarantors from time to time party thereto, KeyBank National Association and the other lenders party thereto and as amended, restated or modified prior to the date hereof, were repaid in full, all outstanding obligations and commitments thereunder were terminated and all related security interests and liens were released.”

Prospect Floating Rate & Alternative Income Fund, Inc. terminated Existing Dealer Manager Agreement with Preferred Capital Securities, LLC valued at Termination of the Existing Dealer Manager Agreement with Preferred Capital Securities, LLC dated Ma (effective 2026-01-26).

“On January 26, 2026, the Company signed an agreement with Preferred Capital Securities, LLC ("PCS") to terminate its existing Dealer Manager Agreement (the "Existing Dealer Manager Agreement") with PCS dated May 13, 2024 under which PCS is acting as dealer manager in the Offering.”

Prospect Floating Rate & Alternative Income Fund, Inc. entered into Distribution Agreement with Ultimus Fund Distributors, LLC valued at Distribution Agreement to act as distributor in the Company's continuous public offering of Class S, (effective 2026-01-26).

“On January 26, 2026, Prospect Floating Rate and Alternative Income Fund, Inc. (the "Company") entered into a Distribution Agreement (the "Distribution Agreement") with Ultimus Fund Distributors, LLC (the "Distributor") to act as distributor in the Company's continuous public offering of the Class S, Class D and Class I shares of the Company's common stock (the "Shares") (the "Offering").”

Bristow Group Inc. amended ABL Facilities Agreement with Barclays Bank PLC valued at Amended and restated ABL Facility with total commitments reduced from $85 million to $70 million (effective 2026-01-26).

“On January 26, 2026, the Company entered into a Deed of Amendment and Restatement, Accession, Resignation and Confirmation, dated January 26, 2026 (the “ABL Amendment”), among the Company as parent and guarantor, Bristow Helicopters Limited and Bristow LLC as borrowers, guarantors and security obligors, Bristow Norway AS and Bristow U.S. LLC as resigning borrowers, Bristow Ireland Limited as acceding guarantor, and Barclays Bank PLC as agent and security agent.”

Bristow Group Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $500,000,000 aggregate principal amount of 6.750% Senior Secured Notes due 2033 (effective 2026-01-26).

“On January 26, 2026, Bristow Group Inc. (the “Company”) and its subsidiaries Bristow Holdings U.S. Inc., Bristow Holdings America Inc., BHNA Holdings Inc., Bristow Helicopters Inc., Bristow U.S. Leasing LLC, Era Aeróleo LLC, Aeróleo Internacional, LLC, Bristow LLC, Era Leasing LLC, Bristow U.S. LLC, Bristow Cayman Ltd., BriLog Leasing Ltd., Bristow Equipment Leasing Ltd., Bristow Canadian Real Estate Company Inc., Bristow Canada Holdings Inc., Bristow Helicopters Limited and Bristow Aircraft Leasing Limited (collectively, the “Guarantors”) entered into an Indenture (the “Indenture”) with U.S. Bank Trust Company, National Association, as trustee (in such capacity, the “Trustee”) and as collateral agent, pursuant to which the Company issued $500,000,000 aggregate principal amount of its 6.750% Senior Secured Notes due 2033 (the “Notes”) in a private offering (the “Offering”) to eligible purchasers pursuant to Rule 144A and Regulation S under the Securities Act of 1933, as amended (the “S”

Streamex Corp. terminated Standby Equity Purchase Agreement with YA II PN, Ltd. (Yorkville) (effective 2026-01-22).

“On January 22, 2026, Streamex Corp. delivered a notice terminating the Standby Equity Purchase Agreement (the “SEPA”), dated July 7, 2025, with YA II PN, Ltd. (“Yorkville”), effective five trading days after the notice date.”

Streamex Corp. entered into Underwriting Agreement with Needham & Company, LLC (effective 2026-01-22).

“On January 22, 2026, Streamex Corp. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Needham & Company, LLC, as representative of the several underwriters (the “Underwriters”), pursuant to which the Company agreed to sell and issue to the Underwriters an aggregate of 11,666,667 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) in a public offering (the “Offering”).”

AI Era Corp. entered into Securities Purchase Agreement with Boot Capital LLC valued at principal amount of $50,000.00 (effective 2026-01-22).

“Under the second SPA with Boot Capital LLC ("Boot Capital"), the Company issued a Note in the principal amount of $50,000.00 for a purchase price of $50,000.00 (with no original issue discount).”

AI Era Corp. entered into Securities Purchase Agreement with Vanquish Funding Group Inc. valued at aggregate principal amount of $107,000.00 (effective 2026-01-22).

“On January 22, 2026, AI Era Corp. (the "Company") entered into two separate Securities Purchase Agreements (each, an "SPA") with accredited investors, pursuant to which the Company issued two Convertible Promissory Notes (each, a "Note") in the aggregate principal amount of $107,000.00.”

Vistra Corp. entered into Twenty-Third Supplemental Indenture with Wilmington Trust, National Association valued at $2.250 billion (effective 2026-01-22).

“completed its previously announced private offering (the "Offering") of $2.250 billion aggregate principal amount of the Issuer’s senior secured notes”

MSP Recovery, Inc. entered into Hazel Letter Agreement with Hazel Partners Holdings LLC valued at $250,000 (effective 2026-01-26).

“On January 26, 2026, MSP Recovery, Inc. (the “Company”), through its subsidiaries, entered into a letter agreement with Hazel Partners Holdings LLC (“Hazel”), in its capacity as administrative agent and lender under the Company’s existing working capital credit facility (the “Hazel Letter Agreement”) to provide $250,000 to be used primarily for operating expenses.”

Zeo Energy Corp. entered into Common Stock Purchase Agreement with White Lion Capital, LLC valued at up to $30.0 million (effective 2026-01-27).

“On January 27, 2026 Zeo Energy Corp, a Delaware corporation (the “Company”) entered into a Common Stock Purchase Agreement (the “Purchase Agreement”) with White Lion Capital, LLC (“White Lion).”

Satellogic Inc. entered into Purchase Agreement with the purchasers party thereto valued at approximately $35 million (effective 2026-01-26).

“On January 26, 2026, Satellogic Inc. (the “Company”) entered into a share purchase agreement (the “Purchase Agreement”) with the purchasers party thereto, pursuant to which the Company agreed to issue and sell in a registered direct offering (the “Offering”), 7,399,578 shares (the “Shares”) of the Company’s Class A common stock”

Advanced Biomed Inc. amended Supplemental Agreement with Wei Ha Hui (the Buyer) (effective 2026-01-26).

“On January 26, 2026, the Company entered into a Supplemental Agreement (the "Supplemental Agreement") with Advanced Biomed (HK) Limited and the Buyer in connection with the Spin-Off Agreement.”

Mag Magna Corp entered into Purchase Agreement valued at $300,000 in cash and 2,000,000 shares of common stock of the Company, to be issued within six months (effective 2026-01-19).

“On January 19, 2026, Mag Magna Corp., a Wyoming corporation (the “Company” ), the Company entered into a purchase agreement (the “Purchase Agreement” ) relating to certain mineral rights in and to 21 parcels of real property located in Hardin County, Illinois, and three unpatented lode mining claims located in Mohave County, Arizona (collectively, the “Properties” ).”

BranchOut Food Inc. entered into ATM Agreement with Alexander Capital, L.P. valued at $1,500,000 (effective 2026-01-27).

“On January 27, 2026, BranchOut Food Inc., a Nevada corporation, (the “Company”) entered into an At-The-Market Issuance Sales Agreement (the “ATM Agreement”) with Alexander Capital, L.P. (“Alexander Capital”). Pursuant to the ATM Agreement, the Company may from time to time issue and sell to or through Alexander Capital, acting as the Company’s sales agent, shares of the Company’s common stock, par value $0.001 per share (the “Shares”), having an aggregate offering price of up to $1,500,000.”

Ribbon Acquisition Corp. entered into Amendment No. 1 to the Investment Management Trust Agreement with Odyssey Transfer and Trust Company valued at Extension of business combination deadline from January 16, 2026 to January 16, 2027 and elimination (effective 2026-01-09).

“As approved by its shareholders at an extraordinary general meeting held on January 9, 2026 (the “Meeting”), Ribbon Acquisition Corp. (the “Company”) entered into Amendment No. 1 to the Investment Management Trust Agreement, dated as of January 9, 2026, to the Investment Management Trust Agreement dated as of January 14, 2025, by and between the Company and Odyssey Transfer and Trust Company, as trustee (the “Trust Amendment”). The Trust Amendment amends the Investment Management Trust Agreement to, among other things, (i) reflect the extension of the date by which the Company must consummate an initial business combination from January 16, 2026 to January 16, 2027 and (ii) eliminate the Company’s ability to withdraw up to $100,000 of interest earned on the trust account to pay dissolution expenses. The foregoing description of the Trust Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Trust Amendment, which is filed as Exh”

Blue Water Acquisition Corp. III entered into Working Capital Note with Yorkville BW Acquisition Sponsor, LLC valued at $500,000.00 (effective 2026-01-26).

“On January 26, 2026, Blue Water Acquisition Corp. III (the "Company") issued a convertible unsecured promissory note (the "Working Capital Note") in the aggregate principal amount of $500,000.00 to Yorkville BW Acquisition Sponsor, LLC, a Florida limited liability company (the "Sponsor")”

Archimedes Tech SPAC Partners III Co. entered into Administrative Services Agreement with Archimedes Tech SPAC Sponsors III LLC valued at Administrative services provided by Sponsor (effective 2026-01-22).

“● Letter Agreement, dated January 22, 2026, by and among the Company, Archimedes Tech SPAC Sponsors III LLC (the “Sponsor”), the initial shareholders and the officers and directors of the Company; ● Investment Management Trust Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as trustee; ● Registration Rights Agreement, dated as of January 22, 2026, by and among the Company and certain security holders of the Company; ● Private Units Subscription Agreement, dated January 22, 2026, by and between the Company and the Sponsor; ● Private Units Subscription Agreement, dated January 22, 2026, by and between the Company and BTIG; ● Indemnity Agreement, dated as of January 22, 2026, by and among the Company and each of the officers and directors of the Company; and ● Administrative Services Agreement, dated January 22, 2026, by and betwee”

Archimedes Tech SPAC Partners III Co. entered into Indemnity Agreement with Officers and directors of the Company valued at Indemnification for officers and directors (effective 2026-01-22).

“Indemnity Agreement, dated as of January 22, 2026, by and among the Company and each of the officers and directors of the Company”

Archimedes Tech SPAC Partners III Co. entered into Private Units Subscription Agreement (BTIG) with BTIG, LLC valued at Private placement of units to BTIG in connection with IPO (effective 2026-01-22).

“In connection therewith, the Company entered into the following agreements, forms of which were previously filed as exhibits to the Registration Statement: ● Underwriting Agreement, dated January 22, 2026, by and between the Company and BTIG, LLC, as representative of the underwriters (“BTIG”); ● Warrant Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as warrant agent; ● Letter Agreement, dated January 22, 2026, by and among the Company, Archimedes Tech SPAC Sponsors III LLC (the “Sponsor”), the initial shareholders and the officers and directors of the Company; ● Investment Management Trust Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as trustee; ● Registration Rights Agreement, dated as of January 22, 2026, by and among the Company and certain security holders of t”

Archimedes Tech SPAC Partners III Co. entered into Private Units Subscription Agreement (Sponsor) with Archimedes Tech SPAC Sponsors III LLC valued at Private placement of units to Sponsor in connection with IPO (effective 2026-01-22).

“● Letter Agreement, dated January 22, 2026, by and among the Company, Archimedes Tech SPAC Sponsors III LLC (the “Sponsor”), the initial shareholders and the officers and directors of the Company; ● Investment Management Trust Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as trustee; ● Registration Rights Agreement, dated as of January 22, 2026, by and among the Company and certain security holders of the Company; ● Private Units Subscription Agreement, dated January 22, 2026, by and between the Company and the Sponsor; ● Private Units Subscription Agreement, dated January 22, 2026, by and between the Company and BTIG; ● Indemnity Agreement, dated as of January 22, 2026, by and among the Company and each of the officers and directors of the Company; and ● Administrative Services Agreement, dated January 22, 2026, by and betwee”

Archimedes Tech SPAC Partners III Co. entered into Registration Rights Agreement with Certain security holders of the Company valued at Registration rights granted to certain security holders (effective 2026-01-22).

“Registration Rights Agreement, dated as of January 22, 2026, by and among the Company and certain security holders of the Company”

Archimedes Tech SPAC Partners III Co. entered into Investment Management Trust Agreement with Odyssey Transfer and Trust Company valued at Trust agreement for $276,000,000 held for public shareholders (effective 2026-01-22).

“Investment Management Trust Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as trustee”

Archimedes Tech SPAC Partners III Co. entered into Letter Agreement with Archimedes Tech SPAC Sponsors III LLC, initial shareholders, officers and directors valued at Lock-up and other agreements typical for SPAC IPO insiders (effective 2026-01-22).

“Letter Agreement, dated January 22, 2026, by and among the Company, Archimedes Tech SPAC Sponsors III LLC (the "Sponsor"), the initial shareholders and the officers and directors of the Company”

Archimedes Tech SPAC Partners III Co. entered into Warrant Agreement with Odyssey Transfer and Trust Company valued at Warrant agency services for redeemable warrants exercisable at $11.50 per share (effective 2026-01-22).

“Warrant Agreement, dated as of January 22, 2026, by and between the Company and Odyssey Transfer and Trust Company, as warrant agent”

Archimedes Tech SPAC Partners III Co. entered into Underwriting Agreement with BTIG, LLC valued at Notional amount of $276,000,000 in gross proceeds from IPO, including over-allotment exercise; 27,60 (effective 2026-01-22).

“Underwriting Agreement, dated January 22, 2026, by and between the Company and BTIG, LLC, as representative of the underwriters ("BTIG")”

Praetorian Acquisition Corp. entered into Private Placement Warrants Purchase Agreement with Praetorian Sponsor LLC (the “ Sponsor ”) (effective 2026-01-22).

“A Private Placement Warrants Purchase Agreement, dated January 22, 2026 (the “ Private Placement Warrants Purchase Agreement ”), by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.”

Praetorian Acquisition Corp. entered into Underwriting Agreement with Clear Street LLC, as representative of the several underwriters valued at gross proceeds to the Company of $220,000,000 (effective 2026-01-22).

“An Underwriting Agreement, dated January 22, 2026, by and between the Company and Clear Street LLC, as representative of the several underwriters (collectively, the “ Underwriters ”), a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.”

Helix Acquisition Corp. III entered into Indemnity Agreements with each of its officers and directors valued at Indemnity Agreements between Company and each officer and director (effective 2026-01-22).

“Indemnity Agreements, each dated January 22, 2026 (each, an “ Indemnity Agreement ”), between the Company and each of its officers and directors, substantially in the form attached hereto as Exhibit 10.6.”

Helix Acquisition Corp. III entered into Private Placement Shares Purchase Agreement with Helix Holdings III LLC valued at Private Placement Shares Purchase Agreement between Company and Sponsor (effective 2026-01-22).

“A Private Placement Shares Purchase Agreement, dated January 22, 2026 (the “ Private Placement Shares Purchase Agreement ”), between the Company and the Sponsor, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.”

Helix Acquisition Corp. III entered into Registration Rights Agreement with Helix Holdings III LLC and the Holders signatory thereto valued at Registration Rights Agreement among Company, Sponsor and Holders (effective 2026-01-22).

“A Registration Rights Agreement, dated January 22, 2026, among the Company, the Sponsor and the Holders signatory thereto, a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference.”

Helix Acquisition Corp. III entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company valued at Investment Management Trust Agreement between Company and trustee (effective 2026-01-22).

“An Investment Management Trust Agreement, dated January 22, 2026, between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference.”

Helix Acquisition Corp. III entered into Letter Agreement with Helix Holdings III LLC and each of the officers and directors of the Company valued at Letter Agreement among Company, Sponsor and officers and directors (effective 2026-01-22).

“A Letter Agreement, dated January 22, 2026 (“ Letter Agreement ”), among the Company, the Company’s sponsor, Helix Holdings III LLC (the “ Sponsor ”) and each of the officers and directors of the Company, a copy of which is attached as Exhibit 10.1 hereto and incorporated herein by reference.”

Helix Acquisition Corp. III entered into Underwriting Agreement with Leerink Partners LLC and Oppenheimer & Co. Inc. valued at IPO of 17,250,000 Class A ordinary shares at $10.00 per share, gross proceeds $172,500,000 (effective 2026-01-22).

“The Company entered into the following agreements, forms of which were previously filed as exhibits to the Company’s Registration Statement on Form S-1 (File No. 333-291993) for the IPO, originally filed with the U.S. Securities and Exchange Commission (the “ Commission ”) on December 8, 2025 (as amended, the “ Registration Statement ”): ● An Underwriting Agreement, dated January 22, 2026, by and among the Company, Leerink Partners LLC and Oppenheimer & Co. Inc., a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.”