secwatch / observer

Material Agreements

Entry into or termination of material definitive agreements (Items 1.01/1.02).

8-K items 1.01, 1.02 JSON
RMIX Suncrete, Inc.

Suncrete, Inc. entered into Membership Interest Purchase Agreement with Hope Concrete Intermediate Holdings, LLC, Michael Mikytuck, Christine Wienberg, Foley Bros., LLC valued at net closing cash payment of $39,377,232.21 (effective 2026-04-28).

“On April 28, 2026, two subsidiaries of Suncrete, Inc., a Delaware corporation (the “Company”) – Concrete Partners, LLC, a Delaware limited liability company (“Purchaser”) and Suncrete Intermediate, Inc., a Delaware corporation and newly formed subsidiary of the Company (“Purchaser Holdco”) – entered into a Membership Interest Purchase Agreement (the “Purchase Agreement”) and related agreements with the owners of Hope Concrete, LLC, a Texas limited liability company (the “Target”), to acquire 100% of the ownership interests of Target and its subsidiaries”
CXII Churchill Capital Corp XII

Churchill Capital Corp XII entered into Private Placement Units Purchase Agreement with Churchill Sponsor XII LLC (effective 2026-04-27).

“Private Placement Units Purchase Agreement, dated April 27, 2026 (the “ Private Placement Units Purchase Agreement ”), by and between the Company and the Company’s sponsor, Churchill Sponsor XII LLC (the “ Sponsor ”)”
CXII Churchill Capital Corp XII

Churchill Capital Corp XII entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2026-04-27).

“Investment Management Trust Agreement, dated April 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee”
CXII Churchill Capital Corp XII

Churchill Capital Corp XII entered into Private Warrant Agreement with Continental Stock Transfer & Trust Company (effective 2026-04-27).

“Private Warrant Agreement, dated April 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent”
CXII Churchill Capital Corp XII

Churchill Capital Corp XII entered into Public Warrant Agreement with Continental Stock Transfer & Trust Company (effective 2026-04-27).

“Public Warrant Agreement, dated April 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent”
CXII Churchill Capital Corp XII

Churchill Capital Corp XII entered into Underwriting Agreement with Citigroup Global Markets Inc. (effective 2026-04-27).

“Underwriting Agreement, dated April 27, 2026, by and between the Company and Citigroup Global Markets Inc., as the underwriter”
IACQ Irenic Acquisition Corp.

Irenic Acquisition Corp. entered into Registration Rights Agreement with the Sponsor and the Holders signatory thereto (effective 2026-04-27).

“· A Registration Rights Agreement, dated April 27, 2026, by and among the Company, the Sponsor and the Holders signatory thereto, a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference.”
IACQ Irenic Acquisition Corp.

Irenic Acquisition Corp. entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company, as trustee (effective 2026-04-27).

“· An Investment Management Trust Agreement, dated April 27, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference.”
IACQ Irenic Acquisition Corp.

Irenic Acquisition Corp. entered into Underwriters Private Placement Units Purchase Agreement with Jefferies LLC and Odeon Capital Group LLC (effective 2026-04-27).

“· A Private Placement Units Purchase Agreement, dated April 27, 2026, by and among the Company, Jefferies LLC and Odeon Capital Group LLC (the “Underwriters Private Placement Units Purchase Agreement,” and together with the Sponsor Private Placement Units Purchase Agreement, the “Private Placement Units Purchase Agreements”), a copy of which is attached as Exhibit 10.5 hereto and incorporated herein by reference.”
IACQ Irenic Acquisition Corp.

Irenic Acquisition Corp. entered into Sponsor Private Placement Units Purchase Agreement with Irenic Sponsor, LLC (effective 2026-04-27).

“· A Private Placement Units Purchase Agreement, dated April 27, 2026, by and between the Company and the Sponsor (the “Sponsor Private Placement Units Purchase Agreement”), a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.”
IACQ Irenic Acquisition Corp.

Irenic Acquisition Corp. entered into Underwriting Agreement with Jefferies LLC, as representative of the underwriters (effective 2026-04-27).

“· An Underwriting Agreement, dated April 27, 2026, by and between the Company and Jefferies LLC, as representative of the underwriters, a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.”
DHR DANAHER CORP /DE/

DANAHER CORP /DE/ entered into Sixth Supplemental Indenture with The Bank of New York Mellon Trust Company, N.A. valued at € 3,000,000,000 aggregate principal amount of Senior Notes (effective 2026-04-29).

“On April 29, 2026, Danaher Corporation (“Danaher”) issued € 500,000,000 aggregate principal amount of Floating Rate Senior Notes due 2028 (the “Floating Rate Notes”), € 750,000,000 aggregate principal amount of 3.250% Senior Notes due 2030 (the “2030 Notes”), € 750,000,000 aggregate principal amount of 3.625% Senior Notes due 2034 (the “2034 Notes”) and € 1,000,000,000 aggregate principal amount of 4.000% Senior Notes due 2038 (the “2038 Notes” and, together with the 2030 Notes and the 2034 Notes, the “Fixed Rate Notes” and the Fixed Rate Notes, together with the Floating Rate Notes, the “Notes”), in an underwritten offering pursuant to a registration statement on Form S-3 (File No. 333-278426) filed with the Securities and Exchange Commission (the “Commission”) on April 1, 2024 (the “Registration Statement”) and a preliminary prospectus supplement and prospectus supplement filed with the Commission related to the offering of the Notes. The Notes were issued under that certain indentur”
KOPN KOPIN CORP

KOPIN CORP entered into Joint Development and License Agreement with Fabric AI, Inc. valued at up to $15,000,000 (effective 2026-04-27).

“On April 27, 2026, Kopin Corporation, entered into a Joint Development and License Agreement (the “JDA”) with Fabric AI, Inc.”
QUIK QUICKLOGIC Corp

QUICKLOGIC Corp entered into Credit Agreement with Sunflower Bank, N.A. valued at $10.0 million (effective 2026-04-24).

“On April 24, 2026, QuickLogic Corporation (the “Company”) entered into (i) a Loan and Security Agreement (the “Credit Agreement”), by and between the Company and Sunflower Bank, N.A. and (ii) a Promissory Note of the Company (the “Note”), providing for a $10.0 million secured revolving credit facility (“Revolving Credit Facility”).”
HWBK HAWTHORN BANCSHARES, INC.

HAWTHORN BANCSHARES, INC. entered into Reorganization Agreement with FSC Bancshares, Inc. valued at approximately $28.3 million (effective 2026-04-29).

“On April 29, 2026, Hawthorn Bancshares, Inc., a Missouri corporation (“HBI”), entered into an Agreement and Plan of Reorganization (the “Reorganization Agreement”), by and among HBI, Hawthorn Holdco, Inc., a Missouri corporation and wholly-owned subsidiary of HBI (“Merger Sub”), and FSC Bancshares, Inc., a Missouri corporation (“FBI”), pursuant to which HBI will acquire FBI.”
MFIN MEDALLION FINANCIAL CORP

MEDALLION FINANCIAL CORP entered into Note Purchase Agreement with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors valued at $75.0 million (effective 2026-04-28).

“On April 28, 2026, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors relating to the private placement of $75.0 million aggregate principal amount of the Company’s 8.25% Senior Notes due 2031 (the “Notes”).”
NRG NRG ENERGY, INC.

NRG ENERGY, INC. entered into Sixteenth Amendment to Amended and Restated Credit Agreement with Citicorp North America, Inc., as administrative agent and as collateral agent, and certain financial institutions, as lenders valued at Established a new term loan B facility with borrowings of $900.0 million in aggregate principal amou (effective 2026-04-28).

“On April 28, 2026, the Company, as borrower, and certain subsidiaries of the Company, as guarantors, entered into the Sixteenth Amendment (the “Sixteenth Amendment”) to the Second Amended and Restated Credit Agreement, dated as of June 30, 2016 (the “Credit Agreement”) with, among others, Citicorp North America, Inc., as administrative agent and as collateral agent (the “Agent”), and certain financial institutions, as lenders, which amended the Credit Agreement, in order to (i) establish a new term loan B facility with borrowings of $900.0 million in aggregate principal amount (the “Incremental Term Loan B Facility” and the loans thereunder, the “Incremental Term B Loans”) and (ii) make certain other modifications to the Credit Agreement with respect to implementing the Incremental Term Loan B Facility as set forth therein.”
NRG NRG ENERGY, INC.

NRG ENERGY, INC. entered into Senior Notes due 2034 and Senior Notes due 2036 with Citigroup Global Markets Inc., as representative of the several initial purchasers valued at $1,050 million aggregate principal amount of 5.875% senior notes due 2034 and $1,050 million aggrega (effective 2026-04-28).

“on April 28, 2026, the Company sold and issued (1) $1,050 million aggregate principal amount of 5.875% senior notes due 2034 (the “2034 Notes”) and (2) $1,050 million aggregate principal amount of 6.125% senior notes due 2036 (the “2036 Notes” and, together with the 2034 Notes, the “Unsecured Notes” and, collectively with the Secured Notes, the “Notes”) pursuant to the terms of a purchase agreement, dated April 14, 2026, among the Company, the guarantors named therein and Citigroup Global Markets Inc., as representative of the several initial purchasers named therein.”
NRG NRG ENERGY, INC.

NRG ENERGY, INC. entered into Senior Secured First Lien Notes due 2031 with Citigroup Global Markets Inc., as representative of the several initial purchasers valued at $500 million aggregate principal amount of 4.955% senior secured first lien notes due 2031 (effective 2026-04-28).

“On April 28, 2026, NRG Energy, Inc., a Delaware corporation (the “Company”), sold and issued $500 million aggregate principal amount of 4.955% senior secured first lien notes due 2031 (the “Secured Notes”) pursuant to the terms of a purchase agreement, dated April 14, 2026, among the Company, the guarantors named therein and Citigroup Global Markets Inc., as representative of the several initial purchasers named therein.”
CLS CELESTICA INC

CELESTICA INC amended April 2026 Amendment with Bank of America, N.A., as Administrative Agent, and the lenders party thereto valued at from $750.0 million to $1,750.0 million (effective 2026-04-27).

“On April 27, 2026, Celestica Inc. (the “Company”) amended its existing senior credit agreement (the “April 2026 Amendment”) with Bank of America, N.A., as Administrative Agent, and the lenders party thereto to: (1) increase the commitments under the Company’s revolving credit facility (“Revolver”) from $750.0 million to $1,750.0 million; (2) refinance the Company’s existing term A loan facility (“Term A Loan,” $228.1 million outstanding borrowings at March 31, 2026) into a new $250.0 million term A loan facility (“New Term A Loan”); and (3) extend the maturity of the Revolver and the New Term A Loan from June 2029 to April 2031.”
FABC Fabric.AI, Inc.

Fabric.AI, Inc. entered into Joint Development and License Agreement with Kopin Corporation valued at up to $15,000,000 (effective 2026-04-27).

“On April 27, 2026, Fabric.AI, Inc. (the “Company”), entered into a Joint Development and License Agreement (the “JDA”) with Kopin Corporation, a Delaware corporation (“Kopin”), pursuant to which the Company and Kopin agreed to collaborate on the development and commercialization of Kopin’s interface for GPU-to-GPU connectivity”
CBRE CBRE GROUP, INC.

CBRE GROUP, INC. entered into Underwriting Agreement with Wells Fargo Securities, LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and Scotia Capital (USA) Inc. on behalf of the several underwriters listed in Schedule A thereto valued at $750,000,000 aggregate principal amount of 5.250% Senior Notes due 2036 (effective 2026-04-27).

“On April 27, 2026, the Company and CBRE Services, Inc. (“Services”), a Delaware corporation and wholly-owned subsidiary of the Company, entered into an underwriting agreement (the “Underwriting Agreement”) with Wells Fargo Securities, LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and Scotia Capital (USA) Inc. on behalf of the several underwriters listed in Schedule A thereto, providing for the issuance and sale of $750,000,000 aggregate principal amount of 5.250% Senior Notes due 2036 (the “Notes”).”
CDNA CareDx, Inc.

CareDx, Inc. entered into Merger Agreement with Naveris, Inc., Nautilus Merger Sub, Inc., and Shareholder Representative Services LLC valued at $160.0 million in cash, subject to certain customary adjustments, and up to $100.0 million in additi (effective 2026-04-28).

“On April 28, 2026, CareDx, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Naveris, Inc., a Delaware corporation (“Naveris”), Nautilus Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub”), and Shareholder Representative Services LLC”
RCKT ROCKET PHARMACEUTICALS, INC.

ROCKET PHARMACEUTICALS, INC. entered into PRV APA valued at $180 million (effective 2026-04-26).

“On April 26, 2026, Rocket Pharmaceuticals, Inc. (the “Company”) entered into a definitive asset purchase agreement (the “PRV APA”) pursuant to which the Company has agreed to sell a Rare Pediatric Disease Priority Review Voucher (“PRV”).”
ARCC ARES CAPITAL CORP

ARES CAPITAL CORP terminated a atm program with Truist Securities, Inc., Mizuho Securities USA LLC, RBC Capital Markets, LLC, Regions Securities LLC (effective 2026-04-28).

“Effective as of April 28, 2026, the Company and each of Truist, Mizuho, RBC and Regions terminated the following agreements, which have been superseded by the Equity Distribution Agreements: (i) the Equity Distribution Agreement, dated as of February 5, 2025, by and among the Company, Ares Capital Management, Ares Operations and Truist, (ii) the Equity Distribution Agreement, dated as of February 5, 2025, by and among the Company, Ares Capital Management, Ares Operations and Mizuho, (iii) the Equity Distribution Agreement, dated as of February 5, 2025, by and among the Company, Ares Capital Management, Ares Operations and RBC and (iv) the Equity Distribution Agreement, dated as of February 5, 2025, by and among the Company, Ares Capital Management, Ares Operations and Regions in accordance with their respective terms.”
ARCC ARES CAPITAL CORP

ARES CAPITAL CORP entered into Equity Distribution Agreements with Truist Securities, Inc., Mizuho Securities USA LLC, RBC Capital Markets, LLC, Regions Securities LLC, SMBC Nikko Securities America, Inc. valued at $1,500,000,000 (effective 2026-04-28).

“On April 28, 2026, Ares Capital Corporation (the “Company”), its investment adviser, Ares Capital Management LLC (“Ares Capital Management”) and its administrator, Ares Operations LLC (“Ares Operations”) entered into separate equity distribution agreements, with each of Truist Securities, Inc. (“Truist”), Mizuho Securities USA LLC (“Mizuho”), RBC Capital Markets, LLC (“RBC”), Regions Securities LLC (“Regions”) and SMBC Nikko Securities America, Inc. (“SMBC” and together with Truist, Mizuho, RBC and Regions, the “Sales Agents”).”
CETY Clean Energy Technologies, Inc.

Clean Energy Technologies, Inc. entered into SPA with Pacific Pier Capital II, LP valued at $406,000 (effective 2026-04-22).

“Effective April 22, 2026, Clean Energy Technologies, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ SPA ”) with Pacific Pier Capital II, LP, a Delaware limited partnership (“ Pacific Pier ”), pursuant to which the Company sold, and Pacific Pier purchased, a convertible promissory note in the principal amount of $406,000”
AYR Aircastle LTD

Aircastle LTD entered into Indenture with Computershare Trust Company, N.A. valued at $650 million aggregate principal amount (effective 2026-04-28).

“On April 28, 2026, Aircastle Limited (“Aircastle”) and Aircastle (Ireland) Designated Activity Company, a wholly-owned subsidiary of Aircastle (together with Aircastle, the “Issuers”), issued $650 million aggregate principal amount of the Issuers’ 5.000% Senior Notes due 2031 (the “Notes”).”
SGMT Sagimet Biosciences Inc.

Sagimet Biosciences Inc. entered into Underwriting Agreement with Leerink Partners LLC, TD Securities (USA) LLC, and Guggenheim Securities, LLC as representatives of the several underwriters valued at $164.5 million (effective 2026-04-27).

“On April 27, 2026, Sagimet Biosciences Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with Leerink Partners LLC, TD Securities (USA) LLC, and Guggenheim Securities, LLC as representatives of the several underwriters named therein (the “ Underwriters ”) relating to an underwritten offering (the “ Offering ”) of 29,166,700 shares (the “ Shares ”) of the Company’s Series A common stock, par value $0.0001 per share (the “ Common Stock ”), at an offering price of $6.00 per share.”
XWIN XMax Inc.

XMax Inc. entered into Cloud Services Agreement with SuperX AI Technology USA valued at US$4,800,000 (effective 2026-04-22).

“On April 22, 2026, XMax AI Inc. (“ XMax AI ” or the “ Party A ”), a wholly owned subsidiary of XMax Inc., entered into a Cloud Services Agreement (the “ Agreement ”) with SuperX AI Technology USA (the “ Party B ”). Pursuant to the Agreement, Party B shall provide to Party A: (a) cloud computing services - Party B delivers cloud computing resources to Party A utilizing a third party’s cloud infrastructure; (b) API access to large language models and AI models hosted on cloud platforms; and (c) value-added services including cloud architecture design and optimization, technical support and troubleshooting, billing and cost analysis, migration planning, security and compliance advisory, and related technical training. The service fees for the Agreement are US$4,800,000, payable monthly and the model and cloud resource discount rates apply to cumulative consumption up to the discount cap within each consecutive twelve (12) month period commencing from the service activation date.”
AVTX Avalo Therapeutics, Inc.

Avalo Therapeutics, Inc. amended Milestone Buyout Option Agreement and Amendment to Agreement and Plan of Merger and Reorganization with AlmataBio, Inc. and Patrick J. Crutcher, solely as representative agent and attorney-in-fact of the former holders of securities in AlmataBio valued at $2.25 million (effective 2026-04-26).

“On April 26, 2026 (the “ Effective Date ”), Avalo Therapeutics, Inc. (the “ Company ”) entered into a Milestone Buyout Option Agreement and Amendment to Agreement and Plan of Merger and Reorganization (the “ Milestone Buyout and Amendment Agreement ”).”
RMAX RE/MAX Holdings, Inc.

RE/MAX Holdings, Inc. entered into Arrangement Agreement and Plan of Merger with The Real Brokerage Inc., Rome Wildlife, Inc., Wildlife Acquisition I Corp., Wildlife Acquisition II LLC, 1587802 B.C. Unlimited Liability Company (effective 2026-04-26).

“On April 26, 2026, RE/MAX Holdings, Inc., a Delaware corporation (the “ Company ”), entered into an Arrangement Agreement and Plan of Merger (the “ Merger Agreement ”) by and among the Company, The Real Brokerage Inc., a company existing under the laws of the Province of British Columbia (“ Parent ”), Rome Wildlife, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“ New Wildlife ”), Wildlife Acquisition I Corp., a Delaware corporation and a wholly owned subsidiary of New Wildlife (“ Merger Sub I ”), Wildlife Acquisition II LLC, a Delaware limited liability company and a wholly owned subsidiary of New Wildlife (“ Merger Sub II ”), and 1587802 B.C. Unlimited Liability Company, an unlimited liability corporation existing under the laws of the Province of British Columbia and a wholly owned subsidiary of New Wildlife (“ Bidco ”).”
CVEO Civeo Corp

Civeo Corp entered into Amended and Restated Syndicated Facility Agreement with Royal Bank of Canada, as Administrative Agent valued at $285.0 million (effective 2026-04-23).

“On April 23, 2026, Civeo Corporation (the “Company”) entered into the Amended and Restated Syndicated Facility Agreement (the “A&R Syndicated Facility Agreement”) to amend and restate in its entirety that certain Syndicated Facility Agreement dated as of September 8, 2021”
ATXG ADDENTAX GROUP CORP.

ADDENTAX GROUP CORP. entered into Share Exchange Agreement with Yingxi Industrial Chain Investment Co., Ltd, Time Is Loan Limited, and Ms. OR Shan Shan (effective 2026-04-22).

“On April 22, 2026, Addentax Group Corp., a Nevada corporation (the “Company”), entered into a Share Exchange Agreement (the “Share Exchange Agreement”) with Yingxi Industrial Chain Investment Co., Ltd (“Yingxi”), a wholly owned subsidiary of the Company incorporated under the laws of Hong Kong, Time Is Loan Limited, a company incorporated under the laws of Hong Kong (the “Target”) and the sole shareholder of the Target, Ms. OR Shan Shan (the “Seller”).”
SEGG Sports Entertainment Gaming Global Corp

Sports Entertainment Gaming Global Corp entered into Partnership and Integration Agreement with Blockratize Inc. (Polymarket) (effective 2026-04-27).

“On April 27, 2026 (the “Effective Date”), Sports Predicts Limited, a second-tier subsidiary of Sports Entertainment Gaming Global Corporation (the “Company”), entered into a Partnership and Integration Agreement (the “Agreement”) with Blockratize Inc. (“Polymarket” or the “Provider”).”
DVLT Datavault AI Inc.

Datavault AI Inc. entered into Term Sheet with Scilex Holding Company valued at $120,000,000 (effective 2026-04-26).

“On April 26, 2026, Datavault AI Inc. (the “Company”) and Scilex Holding Company (“Scilex”) entered into a binding term sheet (the “Term Sheet”), which sets forth the principal terms and conditions of a proposed cash contribution and revenue participation arrangement between the Company and Scilex (the “Proposed Transaction”).”
CRCW Crypto Co

Crypto Co entered into Subscription Agreements with certain institutional and other accredited investors: Golden Compass Ventures Entity and Three Mile Creek Future LLC valued at aggregate purchase price of 0.74316232 BTC and $25,000 in cash (effective 2026-04-22).

“On April 22, 2026, The Crypto Company (the “ Company ”) executed Subscription Agreements (each, a “ Subscription Agreement ” and collectively, the “ Subscription Agreements ”) with certain institutional and other accredited investors: Golden Compass Ventures Entity and Three Mile Creek Future LLC (each, an “ Investor ” and collectively, the “ Investors ”), pursuant to which the Company agreed to sell and issue to the Investors an aggregate of 24,000,000 shares of the Company’s common stock, par value $0.001 (“ Common Stock ”) for an aggregate purchase price of 0.74316232 BTC and $25,000 in cash”
VST Vistra Corp.

Vistra Corp. entered into Indenture with Wilmington Trust, National Association valued at $4.0 billion aggregate principal amount (effective 2026-04-22).

“The Notes were issued under an indenture (the “Base Indenture”), dated as of April 22, 2026, by and between the Issuer and Wilmington Trust, National Association, as trustee”
CLYM Climb Bio, Inc.

Climb Bio, Inc. entered into Securities Purchase Agreement with certain institutional accredited investors, including an affiliate of RA Capital Management valued at approximately $110.0 million (effective 2026-04-27).

“On April 27, 2026, Climb Bio, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional accredited investors (the “Investors”), including an affiliate of RA Capital Management (“RA Capital”), pursuant to which the Company agreed to issue and sell to the Investors in a private placement an aggregate of 9,481,000 shares of the Company’s common stock”
AMST Amesite Inc.

Amesite Inc. entered into Registration Rights Agreement with certain institutional investors (effective 2026-04-27).

“the Company entered into a registration rights agreement (the “Registration Rights Agreement”) with certain institutional investors”
AMST Amesite Inc.

Amesite Inc. entered into PIPE Purchase Agreements with certain of its officers and directors, including Dr. Ann Marie Sastry, Ph.D, its Chairman and CEO, and George Parmer, a member of its board of directors valued at aggregate gross proceeds from the Insider-Led Private Placement are expected to be approximately $60 (effective 2026-04-27).

“026, the Company entered into PIPE Purchase Agreements with certain of its officers and directors, including Dr. Ann Marie Sastry, Ph.D,”
AMST Amesite Inc.

Amesite Inc. entered into PIPE Purchase Agreement with certain institutional investors valued at aggregate gross proceeds from Registered Direct and Private Placement are expected to be approximate (effective 2026-04-27).

“the Company entered into a securities purchase agreement (the “PIPE Purchase Agreement” and together with the RD Purchase Agreement, the “Purchase Agreements”) with certain institutional investors”
AMST Amesite Inc.

Amesite Inc. entered into RD Purchase Agreement with certain institutional investors valued at aggregate gross proceeds from Registered Direct and Private Placement are expected to be approximate (effective 2026-04-27).

“On April 27, 2026, Amesite Inc. (the “Company”) entered into a securities purchase agreement (the “RD Purchase Agreement”) with certain institutional investors”
SCLX Scilex Holding Co

Scilex Holding Co entered into Term Sheet with Datavault AI Inc. valued at $120,000,000 (effective 2026-04-26).

“On April 26, 2026, Scilex Holding Company (the “Company”) and Datavault AI Inc. (“Datavault”) and entered into a binding term sheet (the “Term Sheet”), which sets forth the principal terms and conditions of a proposed cash contribution and revenue participation arrangement between the Company and Datavault (the “Proposed Transaction”).”
Pyrophyte Acquisition Corp.

Pyrophyte Acquisition Corp. amended Working Capital Convertible Promissory Note with Pyrophyte Acquisition LLC (the "Sponsor") (effective 2026-04-28).

“on April 28, 2026, the Company amended and restated its previously issued unsecured amended and restated convertible promissory note (as so amended and restated, the “Working Capital Convertible Promissory Note”) with the Sponsor to extend the Maturity Date”
Pyrophyte Acquisition Corp.

Pyrophyte Acquisition Corp. entered into Fourth Extension Note with Pyrophyte Acquisition LLC (the "Sponsor") valued at $1,200,000 (effective 2026-04-28).

“on April 28, 2026, the Company issued a promissory note to the Sponsor with a principal amount up to $1,200,000 (the “Fourth Extension Note”).”
QUCY Quantum Cyber N.V.

Quantum Cyber N.V. entered into Securities Purchase Agreement with David E. Lazar valued at $3 million (effective 2026-02-13).

“we entered into a Securities Purchase Agreement (the “Purchase Agreement”) with David E. Lazar on February 13, 2026 that provided for the sale in a private placement of:”
DRCT Direct Digital Holdings, Inc.

Direct Digital Holdings, Inc. entered into Common Stock Purchase Agreement with Roth Principal Investments, LLC valued at $50,000,000 (effective 2026-04-28).

“On April 28, 2026, Direct Digital Holdings, Inc. (the “ Company ”) entered into a Common Stock Purchase Agreement (the “ Purchase Agreement ”) and a related Registration Rights Agreement (the “ Registration Rights Agreement ”), each dated as of April 28, 2026, with Roth Principal Investments, LLC (“ Roth Principal Investments ”).”
GITS Global Interactive Technologies, Inc.

Global Interactive Technologies, Inc. entered into Purchase Agreement with FirstFire Global Opportunities Fund, LLC valued at $550,000.00 (effective 2026-04-22).

“On April 22, 2026, Global Interactive Technologies, Inc. (the “Company”) closed a Securities Purchase Agreement (the “Purchase Agreement”) with FirstFire Global Opportunities Fund, LLC (“FirstFire”), in connection with a private placement offering of a convertible promissory note in the original principal amount of $550,000.00 (the “Note”).”
Bridgecrest Auto Funding LLC

Bridgecrest Auto Funding LLC entered into Underwriting Agreement with Wells Fargo Securities, LLC, BMO Capital Markets Corp., Deutsche Bank Securities Inc. and Citigroup Global Markets Inc. (effective 2026-04-16).

“the Publicly Registered Notes were sold to Wells Fargo Securities, LLC, BMO Capital Markets Corp., Deutsche Bank Securities Inc. and Citigroup Global Markets Inc. (together, the “Underwriters”), pursuant to an Underwriting Agreement, dated as of April 16, 2026, by and among BAC, BAF and Deutsche Bank Securities Inc., on behalf of itself and as representative of the Underwriters”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.