Material Agreements

Mobile Infrastructure Corp amended Second Amendment to Credit Agreement with Harvest Small Cap Partners, L.P. and Harvest Small Cap Partners Master, Ltd. (effective 2025-12-23).

“On December 23, 2025, Mobile Infrastructure Corporation (the “ Company ”) entered into a Second Amendment to Credit Agreement (the “ Second Amendment ”) with Harvest Small Cap Partners, L.P. and Harvest Small Cap Partners Master, Ltd.”

Indaptus Therapeutics, Inc. entered into Purchase Agreement with David E. Lazar valued at $6.0 million (effective 2025-12-22).

“On December 22, 2025, Indaptus, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with David E. Lazar, pursuant to which he agreed to purchase from the Company 300,000 shares of Series AA Convertible Preferred Stock (the “Series AA Preferred Stock”) and 700,000 shares of Series AAA Convertible Preferred Stock (the “Series AAA Preferred Stock” and, together with the Series AA Preferred Stock, the “Preferred Stock”) of the Company at a purchase price of $6.00 per share of Preferred Stock for aggregate gross proceeds of $6.0 million”

Profusa, Inc. amended Amendment No. 1 to Securities Purchase Agreement with Ascent Partners Fund LLC valued at aggregate purchase price up to $100,000,000; modified Floor Price $0.111 per share (effective 2025-12-22).

“Amendment No. 1 to Securities Purchase Agreement dated July 28, 2025 As previously disclosed in the prospectus on Form 424B3 filed on October 29, 2025 by Profusa, Inc.”

StratCap Digital Infrastructure REIT, Inc. entered into SDIR Towers Purchase Agreement with EverLink Towers, LLC valued at 55,100,000 (effective 2025-12-22).

“On December 22, 2025, StratCap Digital Infrastructure REIT, Inc. (the “Company”), through its operating partnership, SWIF II Operating Partnership, LP (the “Operating Partnership”), (i) pursuant to an Equity Interest Purchase Agreement, dated as of December 22, 2025 (the “Vogue Purchase Agreement”), by and among EverLink Towers, LLC, a Delaware limited liability company (“Purchaser”), the Operating Partnership, Vogue Towers II, LLC, a wholly owned subsidiary of the Operating Partnership (“Vogue Towers II”), and, solely for the purposes of certain sections thereof, the Company, sold and transferred all of the issued and outstanding equity interests in Vogue Towers II to Purchaser (the “Vogue Transaction”), and (ii) pursuant to an Equity Interest Purchase Agreement, dated as of December 22, 2025 (the “SDIR Towers Purchase Agreement” and, together with the Vogue Purchase Agreement, the “Purchase Agreements”), by and among Purchaser, the Operating Partnership, SWIF II Towers Co. Intermedia”

StratCap Digital Infrastructure REIT, Inc. entered into Equity Interest Purchase Agreement with EverLink Towers, LLC valued at 55,100,000 (effective 2025-12-22).

“On December 22, 2025, StratCap Digital Infrastructure REIT, Inc. (the “Company”), through its operating partnership, SWIF II Operating Partnership, LP (the “Operating Partnership”), (i) pursuant to an Equity Interest Purchase Agreement, dated as of December 22, 2025 (the “Vogue Purchase Agreement”), by and among EverLink Towers, LLC, a Delaware limited liability company (“Purchaser”), the Operating Partnership, Vogue Towers II, LLC, a wholly owned subsidiary of the Operating Partnership (“Vogue Towers II”), and, solely for the purposes of certain sections thereof, the Company, sold and transferred all of the issued and outstanding equity interests in Vogue Towers II to Purchaser (the “Vogue Transaction”), and (ii) pursuant to an Equity Interest Purchase Agreement, dated as of December 22, 2025 (the “SDIR Towers Purchase Agreement” and, together with the Vogue Purchase Agreement, the “Purchase Agreements”), by and among Purchaser, the Operating Partnership, SWIF II Towers Co. Intermedia”

Blue Owl Technology Income Corp. amended Second Amendment to Credit Agreement with The Bank of Nova Scotia (effective 2025-12-19).

“On December 19, 2025 (the “Second Amendment Closing Date”), Tech Income Funding IV LLC (“Tech Income Funding IV”) executed the Second Amendment to Credit Agreement (the “Amendment”), which amends that certain Credit Agreement, dated as of June 12, 2025, as amended by the Amendment No. 1 to Credit Agreement, dated as of December 1, 2025, by and among Tech Income Funding IV, as borrower, The Bank of Nova Scotia, as administrative agent, State Street Bank and Trust Company, as collateral agent, collateral administrator, custodian and document custodian, and the lenders party thereto.”

Sidus Space Inc. entered into Placement Agency Agreement with ThinkEquity LLC valued at Offering of 19,230,800 shares at $1.30 per share; gross proceeds ~$25M; 7.0% cash fee; warrants for (effective 2025-12-22).

“On December 22, 2025, Sidus Space, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with ThinkEquity LLC (“the “Placement Agent”), pursuant to which the Company agreed to issue and sell directly to investors, in a best efforts offering (the “Offering”) an aggregate of 19,230,800 shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 (the “Common Stock”), at an offering price of $1.30 per Share.”

AMAZE HOLDINGS, INC. terminated Amended and Restated Securities Purchase Agreement with Parler Technologies, Inc. valued at Aggregate purchase price of $4,000,000 for 1,000,000 shares of common stock and 3-year warrants to p (effective 2025-12-23).

“On December 23, 2025, the Company provided notice to Parler to terminate the Purchase Agreement pursuant to Section 5.1(ii) thereof.”

ALPHATIME ACQUISITION CORP amended Trust Agreement Amendment with Equiniti Trust Company, LLC valued at $1 (effective 2025-12-16).

“on December 16, 2025, the Company entered into an amendment (the “ Trust Agreement Amendment ”) to the Investment Management Trust Agreement, dated as of December 30, 2022, with Equiniti Trust Company, LLC”

Lumen Technologies, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $1.25 billion aggregate principal amount of 8.500% Senior Notes due 2036 (effective 2025-12-23).

“On December 23, 2025, Level 3 Financing, Inc. (“Level 3 Financing”), a direct wholly-owned subsidiary of Level 3 Parent, LLC (“Parent”), and an indirect wholly-owned subsidiary of Lumen Technologies, Inc. (“Lumen,” “us,” “we” or “our”): • completed its previously-announced upsized offering of $1.25 billion aggregate principal amount of its 8.500% Senior Notes due 2036 (the “Notes”); and • in connection therewith, entered into an indenture (the “Indenture”) with U.S. Bank Trust Company, National Association, as trustee, dated December 23, 2025, which sets forth the terms of the Notes.”

Brightwood Capital Corp I amended Fifth Amendment with KeyBank National Association, as administrative agent and syndication agent, U.S. National Bank Association, as collateral custodian, U.S. Bank Trust Company, National Association, as paying agent, each of the lenders from time to time party thereto valued at $350,000,000 (effective 2025-12-18).

“Effective as of December 18, 2025, BCCI SPV-1, LLC (“ BCCI SPV ”), a wholly owned subsidiary of Brightwood Capital Corporation I (the “ Corporation ”) entered into the Fifth Amendment (the “ Fifth Amendment ”) to the Credit Agreement dated as of March 30, 2025”

High Roller Technologies, Inc. entered into share transfer agreement with Happy Hour Entertainment Holdings Ltd. (effective 2025-12-23).

“On December 23, 2025, High Roller Technologies, Inc., a Delaware corporation (the “Company”), through its wholly owned subsidiary, Deepdive Holdings Ltd., a Malta company (the “Buyer”), entered into a share transfer agreement (the “STA”) with Happy Hour Entertainment Holdings Ltd., a British Virgin Islands company (the “Seller”).”

Lord Abbett Private Credit Fund entered into Loan Agreement with Royal Bank of Canada valued at $300,000,000 (effective 2025-12-01).

“On December 1, 2025 (the “Closing Date”), Lord Abbett PCF Financing 2 LLC (“PCF Financing 2”), a wholly-owned, special purpose financing subsidiary of Lord Abbett Private Credit Fund (“we,” the “Company,” or the “Fund”), entered into a revolving credit facility (the “Revolving Credit Facility”) pursuant to a Loan and Security Agreement (the “Loan Agreement”), by and among PCF Financing 2, as borrower, the Company, as collateral manager, Royal Bank of Canada (“RBC”), as administrative agent (in such capacity “Administrative Agent”), each of the lenders from time to time party thereto, and Computershare Trust Company, N.A., as collateral agent and collateral custodian.”

Andretti Acquisition Corp. II amended UA Amendment with BTIG, LLC valued at Deferred underwriting commissions reduced to $8.0 million, payable either in cash or cash plus share (effective 2025-12-17).

“On December 17, 2025, Andretti Acquisition Corp. II (“ Andretti ”) and BTIG, LLC (“ BTIG ”) entered into an amendment (the “ UA Amendment ”) to the Underwriting Agreement, dated as of September 5, 2024, between Andretti and BTIG as representative of the several underwriters (the “ Underwriting Agreement ”).”

SharonAI Holdings Inc. entered into Binding Term Sheet for Acquisition of Interest in Texas Critical Data Centers, LLC with New Era Energy & Digital Inc. valued at $70,000,000 (effective 2025-12-19).

“On December 19, 2025, SharonAI Inc., a subsidiary of SharonAI Inc. Holdings Inc. (“we,” “us,” the “Company” or “SharonAI”), entered into a Binding Term Sheet for Acquisition of Interest in Texas Critical Data Centers, LLC (the “Term Sheet”), setting forth the terms and conditions for SharonAI’s sale of 100% of its 50% interest in Texas Critical Data Centers LLC (“TCDC”) to New Era Energy & Digital Inc. (“NUAI”).”

U.S. GOLD CORP. entered into Purchase Agreements with certain investors valued at $16.25 per share (effective 2025-12-23).

“On December 23, 2025, U.S. Gold Corp. (the “Company”) entered into a series of securities purchase agreements (the “Purchase Agreements”) with certain investors (the “Purchasers”), for the sale and issuance in a non-brokered private placement of an aggregate of 1,922,159 shares of the Company’s common stock, par value $0.001 per share, at a purchase price of $16.25 per share.”

CVB FINANCIAL CORP entered into Agreement and Plan of Reorganization and Merger with Heritage Commerce Corp valued at approximately $811 million (effective 2025-12-17).

“the aggregate Merger Consideration would have an implied value of approximately $811 million, or approximately $13.00 per outstanding share of Heritage”

COOPER COMPANIES, INC. entered into Agreement with Browning West, LP (effective 2025-12-22).

“On December 22, 2025, The Cooper Companies, Inc. (the “Company”) entered into a letter agreement (the “Agreement”) with Browning West, LP (including the funds managed by it, “Browning West”).”

Viskase Holdings, Inc. entered into Sixth Amendment with Continental Stock Transfer & Trust Company (effective 2025-12-23).

“On December 23, 2025, Enzon Pharmaceuticals, Inc. (the “ Company ”) entered into the Sixth Amendment to the Section 382 Rights Agreement (the “ Sixth Amendment ”), which amends the Section 382 Rights Agreement, dated as of August 14, 2020 (the “ Rights Agreement ”), by and between the Company and Continental Stock Transfer & Trust Company, as rights agent.”

EDISON INTERNATIONAL entered into Term Loan Agreement with the lenders named therein and Wells Fargo Bank, National Association, as Administrative Agent valued at $900 million (effective 2025-12-23).

“On December 23, 2025, Edison International entered into a Term Loan Credit Agreement (the "Term Loan Agreement") with the lenders named therein and Wells Fargo Bank, National Association, as Administrative Agent.”

Aspira Women's Health Inc. entered into Purchase Agreement with Lincoln Park Capital Fund, LLC valued at $10.0 million (effective 2025-12-23).

“On December 23, 2025, Aspira Women’s Health Inc. (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) with Lincoln Park Capital Fund, LLC (“Lincoln Park”), pursuant to which Lincoln Park committed to purchase, at the Company’s direction from time to time, up to an aggregate of $10.0 million of the Company’s common stock”

SUBURBAN PROPANE PARTNERS LP entered into 2035 Senior Notes Indenture with The Bank of New York Mellon, as trustee valued at $350,000,000 (effective 2025-12-22).

“On December 22, 2025, Suburban Propane Partners, L.P. (“Suburban Propane”) and Suburban Energy Finance Corp. (together with Suburban Propane, “Suburban”) entered into an indenture (the “2035 Senior Notes Indenture”) with The Bank of New York Mellon, as trustee (the “Trustee”), in connection with the previously announced offering of $350,000,000 aggregate principal amount of Suburban’s 6.500% Senior Notes due 2035 (the “2035 Senior Notes”).”

ANNALY CAPITAL MANAGEMENT INC entered into Sales Agreements with Barclays Capital Inc., BNP Paribas Securities Corp., BofA Securities, Inc., BTIG, LLC, Citizens JMP Securities, LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, Piper Sandler & Co., RBC Capital Markets, LLC, UBS Securities LLC and Wel valued at $2,500,000,000 (effective 2025-12-22).

“Annaly Capital Management, Inc. (the “Company”) entered into separate Distribution Agency Agreements (collectively, the “Sales Agreements”) with each of Barclays Capital Inc., BNP Paribas Securities Corp., BofA Securities, Inc., BTIG, LLC, Citizens JMP Securities, LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, Piper Sandler & Co., RBC Capital Markets, LLC, UBS Securities LLC and Wells Fargo Securities, LLC”

NETFLIX INC entered into Senior Unsecured Delayed Draw Term Loan Credit Agreement with Wells Fargo Bank, National Association valued at $10,000,000,000 unsecured delayed draw term loan credit facility (Two-Year Facility) and $10,000,000 (effective 2025-12-19).

“On December 19, 2025, Netflix entered into a Senior Unsecured Delayed Draw Term Loan Credit Agreement (the "DDTL Credit Agreement") with the lenders party thereto and Wells Fargo Bank, National Association, as the administrative agent. The DDTL Credit Agreement provides for a two-year $10,000,000,000 unsecured delayed draw term loan credit facility (the "Two-Year Facility") and a three-year $10,000,000,000 unsecured delayed draw term loan credit facility (the "Three-Year Facility").”

NETFLIX INC entered into Senior Unsecured Revolving Credit Agreement with Wells Fargo Bank, National Association valued at $5,000,000,000 unsecured revolving credit facility (effective 2025-12-19).

“On December 19, 2025, Netflix entered into a Senior Unsecured Revolving Credit Agreement (the "Revolving Credit Agreement") with the lenders party thereto and Wells Fargo Bank, National Association, as the administrative agent. The Revolving Credit Agreement provides for a $5,000,000,000 unsecured revolving credit facility.”

United Health Products, Inc. entered into Any Market Purchase Agreement with Alumni Capital LP valued at up to an aggregate of $4,000,000 (effective 2025-12-16).

“On December 16, 2025, the Company entered into an Any Market Purchase Agreement ("AMPA") with Alumni, whereby the Company has the right, but not the obligation, to sell to Alumni, and Alumni is obligated to purchase, up to an aggregate of $4,000,000 (the "Commitment Amount") of shares of the Company's common stock (the "Shares"), in a series of purchases.”

United Health Products, Inc. entered into Securities Purchase Agreement with Alumni Capital LP valued at $289,821 (effective 2025-12-16).

“On December 16, 2025, United Health Products, Inc. (the "Company") entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") with Alumni Capital LP, a Delaware limited partnership ("Alumni"), pursuant to which Alumni made a loan to the Company, evidenced by a senior convertible promissory note in the principal amount of $289,821 (the "Note").”

WILLIS TOWERS WATSON PLC entered into Ninth Supplemental Indenture with Computershare Trust Company, National Association (effective 2025-12-22).

“The Notes were issued pursuant to a base indenture, as amended, supplemented or otherwise modified from time to time, dated as of May 16, 2017, among the Issuer, the Guarantors and Computershare Trust Company, National Association (the “Trustee”), as successor to Wells Fargo Bank, National Association, as trustee, as amended by the ninth supplemental indenture, dated as of December 22, 2025, among the Issuer, the Guarantors and the Trustee.”

Applied Digital Corp. entered into Promissory Note with Macquarie Equipment Capital, Inc. (effective 2025-12-18).

“APLD DevCo LLC (the “Borrower”), a Delaware limited liability company and a subsidiary of Applied Digital Corporation, a Nevada corporation (the “Company”), entered into an ongoing credit arrangement with Macquarie Equipment Capital, Inc., a Delaware corporation (the “Lender”), for the purposes of funding the initial sourcing, planning, development and construction costs associated with a new data center project (the “DevCo Facility”) and other potential projects.”

JANUS HENDERSON GROUP PLC entered into Merger Agreement with Jupiter Company Limited and Jupiter Merger Sub Limited valued at $49.00 per Share in cash (effective 2025-12-21).

“On December 21, 2025, Janus Henderson Group plc (the “ Company ”), Jupiter Company Limited, a company incorporated in Jersey (“ Parent ”), and Jupiter Merger Sub Limited, a company incorporated in Jersey (“ Merger Sub ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) providing for the acquisition of the Company by Parent.”

BATTALION OIL CORP entered into Agreement of Sale and Purchase with MCM Delaware Resources, LLC valued at Total purchase price approximately $62.59 million (effective 2025-12-18).

“On December 18, 2025, certain subsidiaries of Battalion Oil Corporation (the “ Company ”) entered into an Agreement of Sale and Purchase (the “ Sale Agreement ”) with MCM Delaware Resources, LLC (“ MCM ”) pursuant to which the Company agreed to a sale of substantially all of its oil and natural gas properties and related assets in its West Quito Draw area located in the Southern Delaware Basin located in Ward County, Texas (the “ West Quito Assets ”) for a total purchase price of approximately $62.59 million.”

Zumiez Inc amended Amendment with PNC Bank, National Association (effective 2025-12-17).

“On December 17, 2025, the Borrowers, along with newly added borrowers, Zumiez Services Inc. (“ Zumiez Services ”) and Zumiez Canada Holdings Inc. (“ Zumiez Canada ”) entered into an amendment to the Credit Agreement with the Bank in the form of an Amendment to Loan Documents (the “ Amendment ”) to extend the term of the Credit Facility to December 23, 2027.”

Zumiez Inc entered into Credit Agreement with PNC Bank, National Association valued at $25 million (effective 2024-12-20).

“Reference is made to a Credit Agreement (the “ Credit Agreement ”) dated as of December 20, 2024, by and among Zumiez Inc. (the “ Registrant ”) together with its subsidiaries Zumiez Europe Holding GmbH (“ ZEH ”) and Blue Tomato GmbH (“ BT ” and together with the Registrant and ZEH, collectively, the “ Borrowers ”) entered into with PNC Bank, National Association (the “ Bank ”) dated as of December 20, 2024.”

LIXTE BIOTECHNOLOGY HOLDINGS, INC. terminated Royalty Agreement with Orbit Capital Inc. (effective 2025-12-16).

“On December 16, 2025, the Company and Orbit Capital Inc., a Cayman Islands Corporation (the “Royalty Holder”) entered into a termination letter (“Termination Letter”), whereby the Company and the Royalty Holder terminated that certain Royalty Agreement dated November 24, 2025 (the “Royalty Agreement”).”

LIXTE BIOTECHNOLOGY HOLDINGS, INC. entered into Placement Agent Agreement with Spartan Capital Securities, LLC valued at 6.0% of the aggregate gross proceeds raised in the Offering and agreed to reimburse the Placement Ag (effective 2025-12-18).

“Pursuant to a Placement Agent Agreement dated as of December 18, 2025 (the “Placement Agent Agreement”), the Company engaged Spartan Capital Securities, LLC (the “Placement Agent”) to act as the Company’s exclusive placement agent in connection with the Offering.”

LIXTE BIOTECHNOLOGY HOLDINGS, INC. entered into Securities Purchase Agreement with certain accredited investors valued at approximately $4.3 million (effective 2025-12-18).

“On December 18, 2025, Lixte Biotechnology Holdings, Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell, in a registered direct offering (the “Offering”) 526,342 shares (the “Common Shares”) of the Company’s Common Stock, par value $0.0001 per share (the “Common Stock”), Pre-Funded Warrants (“Pre-Funded Warrants”) to purchase 525,000 shares of Common Stock at an offering price of $4.09 per share (or $4.08999 per Pre-Funded Warrant) and Common Warrants (“Common Warrants”) to purchase 1,051,342 shares of Common Stock at an offering price of $3.96 per share.”

KUSTOM ENTERTAINMENT, INC. entered into Securities Purchase Agreement with a certain investor valued at $267,500 (effective 2025-12-19).

“On December 19, 2025, Digital Ally, Inc. (the “Company”) entered into and consummated the subsequent closing (the “Subsequent Closing”) of the transactions contemplated by a Securities Purchase Agreement, dated as of September 15, 2025 (the “Purchase Agreement”), between the Company and a certain investor (the “Purchaser”).”

Niagen Bioscience, Inc. entered into Agreement with Queen’s University Belfast valued at approximately $1,000,000 (effective 2025-12-16).

“On December 18, 2025, ChromaDex, Inc. (the “Company”), a wholly owned subsidiary of Niagen Bioscience, Inc. (the “Registrant”), executed an assignment agreement (the “Agreement”) with Queen’s University Belfast (“QUB”), with an effective date of December 16, 2025.”

AMC ENTERTAINMENT HOLDINGS, INC. amended Exchangeable Notes Indenture with holders of Muvico's Senior Secured Exchangeable Notes due 2030 (effective 2025-12-22).

“On December 22, 2025, AMC Entertainment Holdings, Inc. (the “Company” or “AMC”) and Muvico, LLC, a wholly owned subsidiary of the Company (“Muvico”), and the holders of Muvico’s Senior Secured Exchangeable Notes due 2030 (the “Exchangeable Notes,” and such holders, the “Exchangeable Noteholders”), agreed to amend the indenture governing the Exchangeable Notes (the “Exchangeable Notes Indenture”).”

AMERICOLD REALTY TRUST entered into Cooperation Agreement with Ancora Catalyst Institutional, LP and certain of their affiliates (effective 2025-12-22).

“On December 22, 2025, Americold Realty Trust, Inc. (the “Company”) entered into a cooperation agreement (the “Cooperation Agreement”) with Ancora Catalyst Institutional, LP and certain of their affiliates (collectively, the “Ancora Parties”).”

AMERICOLD REALTY TRUST entered into Second Amendment to Credit Agreement with Bank of America, N.A. valued at $250,000,000 U.S. dollar unsecured delayed draw term loan facility (effective 2025-12-19).

“On December 19, 2025, Americold Realty Trust, Inc. (the "Company") and its subsidiary, Americold Realty Operating Partnership, L.P. (the "Operating Partnership"), and certain of the Operating Partnership's subsidiaries entered into that certain Second Amendment (the "Second Amendment") to that certain Credit Agreement, dated as of August 23, 2022 (as amended, restated, extended, supplemented or otherwise modified in writing from time to time, the "Credit Agreement"), with Bank of America, N.A., as administrative agent (the "Administrative Agent") and certain lenders and letter of credit issuers from time to time parties thereto.”

XMax Inc. entered into Securities Purchase Agreement with certain purchasers identified on the signature pages thereto valued at $4,999,375 (effective 2025-12-19).

“On December 19, 2025, XMax Inc. (the “Company”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain purchasers identified on the signature pages thereto (the “ Purchasers ”), pursuant to which the Company will sell to the Purchasers in a registered direct offering, an aggregate of 1,187,500 shares (the “ Shares ”) of its common stock, par value $0.001 per share (“ Common Stock ”) at a purchase price of $4.21 per share, for aggregate gross proceeds to the Company of $4,999,375, before deducting offering expenses payable by the Company.”

Customers Bancorp, Inc. entered into Second Supplemental Indenture with Wilmington Trust, National Association valued at $100,000,000 aggregate principal amount of 6.875% Fixed-to-Floating Rate Subordinated Notes due 2036 (effective 2025-12-22).

“On December 22, 2025, Customers Bancorp, Inc. (the “Company”) and Wilmington Trust, National Association (the “Trustee”) entered into a Second Supplemental Indenture (the “Second Supplemental Indenture” and together with the Base Indenture (as defined herein), the “Indenture”) relating to the issuance of $100,000,000 aggregate principal amount of 6.875% Fixed-to-Floating Rate Subordinated Notes due 2036 (the “Notes”), which supplements that certain Indenture, dated as of December 9, 2019 between the Company and the Trustee (as may be further amended, supplemented or otherwise modified from time to time, the “Base Indenture”).”

PERPETUA RESOURCES CORP. entered into Agreement with Hatch Ltd. (effective 2025-12-18).

“On December 18, 2025, Perpetua Resources Idaho, Inc. (“ PRII ”), a wholly owned subsidiary of Perpetua Resources Corp. (the “ Company ”), entered into an engineering, procurement, and construction management services agreement (the “ Agreement ”) with Hatch Ltd. (“ Hatch ”) for certain design, engineering, procurement, construction management, testing, studies, and related services for the Company’s Stibnite Gold Project (the “ Project ”).”

Goldman Sachs BDC, Inc. amended Thirteenth Amendment with Truist Bank (effective 2025-12-17).

“On December 17, 2025, Goldman Sachs BDC, Inc. (the “ Company ”) entered into a thirteenth amendment to its senior secured revolving credit agreement (the “ Thirteenth Amendment ”), dated as of September 19, 2013 (as amended, supplemented or otherwise modified from time to time, including by the Thirteenth Amendment, the “ Truist Revolving Credit Facility ”), by and among the Company, as borrower, the subsidiary guarantors party thereto (solely for purposes of Section 5.10), Truist Bank, as administrative agent and the lenders from time to time party thereto.”

CACI INTERNATIONAL INC /DE/ entered into Commitment Letter with Wells Fargo Bank, National Association valued at $1,300,000,000 bridge loan facility (effective 2025-12-19).

“In connection with the Transaction, the Company entered into a commitment letter (the “Commitment Letter”), dated December 19, 2025, with Wells Fargo Bank, National Association (“Wells Fargo”), pursuant to which Wells Fargo committed to provide the entire principal amount of a senior secured bridge loan facility in an aggregate principal amount of up to $1.3 billion, less the aggregate principal amount of gross proceeds that the Company elects to raise in a debt or equity financing transaction prior to the closing of the Transaction and as otherwise set forth in the Commitment Letter.”

CACI INTERNATIONAL INC /DE/ entered into Purchase Agreement and Plan of Merger with ARKA Group, L.P. valued at $2,600,000,000 (effective 2025-12-19).

“On December 19, 2025, CACI, Inc.-Federal (the “Purchaser”), a wholly owned subsidiary of CACI International Inc (the “Company”), entered into a Purchase Agreement and Plan of Merger (the “Purchase Agreement”) by and among the Purchaser, the Company, solely as a guarantor, Spatium Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of the Purchaser (“Merger Sub”), ARKA Group, L.P., a Delaware limited partnership (the “Partnership”), BTO Amergint Feeder Parent L.P., a Delaware limited partnership (the “Blocker Seller”) and, solely in its capacity as representative of the Equity Holders (as defined in the Purchase Agreement), ARKA Holdco L.P., a Delaware limited partnership.”

Lumentum Holdings Inc. entered into Credit Agreement with Wells Fargo Bank, National Association valued at $400.0 million (effective 2025-12-19).

“On December 19, 2025 (the “Effective Date”), Lumentum Holdings Inc., a Delaware corporation (the “Company”), entered into a credit agreement (the “Credit Agreement”), by and among the Company, as borrower, the lenders from time to time party thereto (the “Lenders”) and Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”) and collateral agent. The Credit Agreement provides for a senior secured revolving credit facility in an aggregate principal amount of $400.0 million”

LM FUNDING AMERICA, INC. amended Repriced Warrants with an investor that participated in the RDO valued at exercise price reduced to $0.87 per share from $2.95 per share (effective 2025-12-22).

“the Company agreed, contemporaneously with the closing of the RDO, to reduce the exercise price of 3,472,740 outstanding common stock warrants issued on December 29, 2024 (the “Repriced Warrants”), held by an investor that participated in the RDO, subject to stockholder approval.”

LM FUNDING AMERICA, INC. entered into Placement Agency Agreement with Maxim Group LLC valued at cash fee equal to 6.0% of the aggregate gross proceeds (effective 2025-12-19).

“on December 19, 2025, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent as the exclusive placement agent for the Company.”