Material Agreements

DUCOMMUN INC /DE/ amended First Amendment to Credit Agreement, Security Agreement and Pledge Agreement with Bank of America, N.A., as administrative agent, swingline lender and an L/C issuer, and the lender parties thereto (effective 2025-11-24).

“On November 24, 2025 (the “Closing Date”) Ducommun Incorporated, a Delaware corporation (“Ducommun”) and certain of its subsidiaries entered into a First Amendment to Credit Agreement, Security Agreement and Pledge Agreement with Bank of America, N.A., as administrative agent, swingline lender and an L/C issuer, and the lender parties thereto (the “Amendment”).”

AIR T INC entered into Master Loan Agreement with Alerus Financial, National Association valued at $15,000,000 (effective 2025-11-24).

“On November 24, 2025, Contrail entered into a Master Loan Agreement and Supplement No. 1 to Master Loan Agreement (collectively the “Master Loan Agreement”) with Alerus.”

AIR T INC entered into a credit facility with Alerus Financial, National Association valued at $6,000,000 (effective 2025-11-24).

“.01 Entry into a Material Definitive Agreement Alerus Financial Financings On November 24, 2025, Air T Acquisition 22.1, LLC (“22.1”) and Contrail Aviation Services, LLC and Contrail Aviation Leasing, LLC (collectively “Contrail”) completed financings with Alerus Financial, National Association (“Alerus”). (a) 22.1 Term Loan On November 24, 2025, 22.1 entered into a $6,000,000 term loan with Alerus.”

REPUBLIC AIRWAYS HOLDINGS INC. terminated Second Amended and Restated Credit and Guaranty Agreement with United Airlines valued at All debt and obligations forgiven, extinguished, and released (effective 2025-11-25).

“Pursuant to the Three Party Agreement, on November 25, 2025, United Airlines forgave, extinguished and released all of the debt and other obligations that Mesa Airlines and its affiliates owed to United Airlines under the Second Amended and Restated Credit and Guaranty Agreement, dated as of June 30, 2022, by and among Mesa Airlines and Mesa Air Group Airline Inventory Management, L.L.C., as the borrowers, Mesa, as a guarantor, the other guarantors from time to time party thereto, the lenders from time to time party thereto and Wilmington Trust, National Association as successor to CIT Bank, a division of First-Citizens Bank & Trust Company, as administrative agent (as amended from time to time, the “ Debt Agreement ”).”

REPUBLIC AIRWAYS HOLDINGS INC. terminated Amended Loan Agreement with Jefferies Capital Services, LLC valued at Repaid approximately $31.9 million plus accrued interest and fees, terminated loan (effective 2025-11-25).

“Pursuant to the Payoff Letter, on November 25, 2025, Mesa Airlines repaid approximately $31.9 million, plus accrued interest and fees in full and final satisfaction of Mesa Airlines’ and its affiliates’ outstanding obligations under the Amended Loan Agreement, taking into account the previously-agreed reduction of the principal amount of the obligations under the Loan Agreement by $12.3 million, and thereby terminated the Amended Loan Agreement.”

REPUBLIC AIRWAYS HOLDINGS INC. amended Loan and Guarantee Agreement with Jefferies Capital Services, LLC valued at Extended maturity to November 28, 2025, permitted Merger (effective 2025-10-28).

“On October 28, 2025, Mesa Airlines, Mesa, the guarantors party thereto, Jefferies and the Agent entered into an Amendment to Loan and Guarantee Agreement (the “ Amendment ” and, the Initial Loan Agreement as amended by the Amendment, the “ Amended Loan Agreement ”), which, among other things, extended the Maturity Date to November 28, 2025 and permitted the consummation of the Merger.”

REPUBLIC AIRWAYS HOLDINGS INC. terminated Prior Capacity Purchase Agreement between Mesa and United with United Airlines valued at Terminated upon entry of new CPA (effective 2025-11-25).

“Pursuant to the Three Party Agreement, on November 25, 2025, Mesa and United terminated the prior capacity purchase agreement between them and United and the Company entered into the CPA.”

REPUBLIC AIRWAYS HOLDINGS INC. entered into Capacity Purchase Agreement with United Airlines valued at 60 E175 aircraft, 10-year term (effective 2025-11-25).

“On November 25, 2025, the Company entered into a new Capacity Purchase Agreement (the “ CPA ”) with United Airlines and Mesa Airlines, Inc. (“ Mesa Airlines ”), pursuant to which the Company provides passenger service as United Express, and the prior capacity purchase agreement between Mesa and United Airlines in effect immediately prior to consummation of the Merger was terminated.”

Armata Pharmaceuticals, Inc. entered into Capital on DemandTM Sales Agreement with JonesTrading Institutional Services LLC valued at up to $100,000,000 (effective 2025-12-01).

“On December 1, 2025, Armata Pharmaceuticals, Inc. (the “Company”) entered into a Capital on DemandTM Sales Agreement (the “Sales Agreement”) with JonesTrading Institutional Services LLC (“Jones”) with respect to an at the market offering program under which the Company may offer and sell, from time to time at its sole discretion, shares of its common stock, par value $0.01 per share (the “Common Stock”), having an aggregate offering price of up to $100,000,000 (the “Placement Shares”) subject to certain conditions, through Jones as sales agent.”

MASIMO CORP terminated Refinanced Credit Agreement with CITIBANK, N.A..

“CITIBANK, N.A. was the administrative agent and a lender under the Company’s credit facility terminated in connection with entry into the Credit Facility, as described in Item 1.02 of this Current Report.”

MASIMO CORP entered into Credit Facility valued at $250.0 million (the “Term Loan”) and $750.0 million of ongoing unsecured revolving commitments.

“The Credit Facility provides for an unsecured term loan of $250.0 million (the “Term Loan”) and $750.0 million of ongoing unsecured revolving commitments (the “Revolver”), with an option, subject to certain conditions, for the Company to increase the aggregate borrowing capacity by an additional $400.0 million (plus additional unlimited amounts if certain incurrence tests are met) in the future with the Initial Lenders and additional lenders, as required.”

THERMO FISHER SCIENTIFIC INC. entered into Fifth Supplemental Indenture with The Bank of New York Mellon Trust Company, N.A. valued at €1,000,000,000 aggregate principal amount of Floating Rate Senior Notes due 2027 and €1,100,000,000 (effective 2025-12-01).

“On December 1, 2025, Thermo Fisher Scientific (Finance I) B.V. (“Thermo Fisher International”), an indirect, wholly-owned finance subsidiary of Thermo Fisher Scientific Inc. (the “Company”), issued €1,000,000,000 aggregate principal amount of Floating Rate Senior Notes due 2027 (the “Floating Rate Notes”) and €1,100,000,000 aggregate principal amount of 3.628% Senior Notes due 2035 (the “Fixed Rate Notes” and, together with the Floating Rate Notes, the “Notes”) in a public offering (the “Offering”) pursuant to a registration statement on Form S-3ASR (File No. 333-285159) and a preliminary prospectus supplement and prospectus supplement related to the offering of the Notes, each as previously filed with the Securities and Exchange Commission. The Company has fully and unconditionally guaranteed the Notes on a senior unsecured basis (the “Guarantees” and, together with the Notes, the “Securities”). The Securities were issued under an indenture, dated as of August 9, 2016 (the “Base Inden”

Kartoon Studios, Inc. entered into Agreement with Continuation Capital, Inc. valued at $ 968,612.79 (effective 2025-11-26).

“The Company entered into an Agreement (the “Agreement”) with Continuation Capital, Inc. ("CCI") to pay obligations in the aggregate amount of $ 968,612.79 by issuing up to 1,705,071 million shares of its common stock to CCI (the “Shares”).”

Vivakor, Inc. entered into Series A Preferred Agreement with holders of the Company's Series A Preferred Stock (effective 2025-11-25).

“On November 25, 2025, the Company entered into a Debt Satisfaction and Preferred Stock Amendment Agreement (the “Series A Preferred Agreement”), under which the holders of the Company’s Series A Preferred Stock agreed to forgo their rights to the Series A Preferred Stock 6% annual dividend from April 30, 2026 to April 29, 2027 in exchange for the Company agreeing to amend the Series A Preferred Stock Certificate of Designation to add voting rights to the rights and preferences of the Series A Preferred Stock.”

Lument Finance Trust, Inc. entered into Forward Purchase Agreement with Lument Structured Finance, LLC valued at $135.6 million (effective 2025-11-24).

“Item 1.01 Entry into a Material Definitive Agreement. On November 24, 2025, Lument Commercial Mortgage Trust (“Purchaser”), an indirect wholly owned subsidiary of Lument Finance Trust, Inc. (the “Company”), entered into a Forward Purchase Agreement with Lument Structured Finance, LLC (“LSF” or the “Seller”), an affiliate of Lument Investment Management, LLC, the Company’s external manager, to purchase seven mortgage assets (“Mortgage Assets”), with an aggregate unpaid principal balance of $135.6 million for an aggregate purchase price of $135.6 million plus all accrued and unpaid interest on such Mortgage Assets as of the settlement date (“Settlement Date”).”

Pangaea Logistics Solutions Ltd. entered into Cooperation Agreement with Strategic Shipping Inc. valued at Cooperation agreement providing for standstill restrictions and appointment of Paul M. Leand, Jr. as (effective 2025-11-26).

“Item 1.01 Entry into a Material Definitive Agreement. On November 26, 2025, Pangaea Logistics Solutions Ltd. (the “Company”) and Strategic Shipping Inc. (“SSI”) entered into a cooperation agreement (the “Agreement”) that provides for, among other terms, certain customary standstill restrictions during the period from the date of the Agreement until June 30, 2026. Pursuant to the Agreement, and upon the recommendation of the Nominating and ESG Committee of the Board of Directors of the Company (the “Board”), the Board agreed, among other things, to appoint Paul M. Leand, Jr. to serve as a Class III director on the Board, effective as of November 26, 2025, for a term expiring at the 2026 annual general meeting of shareholders of the Company (the “2026 Annual Meeting”). The Board also agreed to nominate Mr. Leand as a Class III director at the 2026 Annual Meeting. A copy of the Agreement is filed with this Current Report on Form 8-K and attached hereto as Exhibit 10.1 and incorporated by”

Moody National REIT II, Inc. entered into Agreement of Purchase and Sale with Farmington Hotel Partners I, LLC valued at aggregate purchase price of $9,400,000 (effective 2025-11-24).

“On November 24, 2025, subsidiaries of Moody National REIT II, Inc. (the “Company”) entered into an Agreement of Purchase and Sale (the “Sale Agreement”) with Farmington Hotel Partners I, LLC, a Texas limited liability company unaffiliated with the Company (the “Purchaser”).”

ACTUATE THERAPEUTICS, INC. entered into At the Market Issuance Sales Agreement with B. Riley Securities, Inc. and Craig-Hallum Capital Group LLC valued at aggregate offering price of up to $100,000,000 (effective 2025-11-28).

“On November 28, 2025, Actuate Therapeutics, Inc. (the “Company”) entered into an At the Market Issuance Sales Agreement (the “Agreement”) with B. Riley Securities, Inc. and Craig-Hallum Capital Group LLC (each a “Sales Agent” and collectively the “Sales Agents”) under which the Company may offer and sell, from time to time at its sole discretion, shares of its common stock, $0.000001 par value per share (“Common Stock”), to or through the Sales Agents, as its agents, having an aggregate offering price of up to $100,000,000.”

Coronado Global Resources Inc. amended Second Deed of Amendment with Stanwell Corporation Limited (effective 2025-11-27).

“On the Amendment Date, Coronado Curragh, Stanwell and the other parties thereto entered into a Second Deed of Amendment (the “Second Amendment”) that, among other matters, amends the terms of the ACSA and NCSA.”

Coronado Global Resources Inc. amended ABL Facility with Stanwell Corporation Limited valued at AUD$406.6 (US$265) million (effective 2025-11-27).

“On November 27, 2025 (November 27, 2025 in Australia) (the “Amendment Date”), Coronado Global Resources Inc., a Delaware corporation (the “Company”), Coronado Coal Corporation, a Delaware corporation and a wholly-owned subsidiary of the Company, Coronado Finance Pty Ltd (ACN 628 668 235), an Australian proprietary company and a wholly-owned subsidiary of the Company (an “Australian Borrower”), Coronado Curragh Pty Ltd (ACN 009 362 565) (“Coronado Curragh”), an Australian proprietary company and a wholly-owned subsidiary of the Company (an “Australian Borrower” and, together with the other Australian Borrower, the “Borrowers”), and the other guarantors party thereto (collectively with the Company, the “Guarantors” and, together with Borrowers, the “Obligors”), entered into an amendment and restatement of its existing senior secured asset-based revolving credit agreement in an initial aggregate principal amount of AUD$406.6 (US$265) million (the “ABL Facility”) with Global Loan Agency Se”

ZeroStack Corp. entered into Share Purchase Agreement with White Lion Capital, LLC valued at up to $25 million (effective 2025-11-28).

“On November 28, 2025, Flora Growth Corp., a corporation organized under the laws of the Province of Ontario (the "Company", "our"), entered into a Share Purchase Agreement (the "Purchase Agreement") and a Registration Rights Agreement (the "Registration Rights Agreement") with White Lion Capital, LLC (the "Investor"), pursuant to which the Investor has committed to purchase, subject to certain limitations, up to $25 million (the "Initial Commitment") of the Company's common shares”

Dogwood Therapeutics, Inc. entered into Equity Distribution Agreement with Northland Securities, Inc. (trade name Northland Capital Markets) valued at up to $8,558,712 (effective 2025-11-28).

“On November 28, 2025, Dogwood Therapeutics, Inc., a Delaware corporation (the “Company”), entered into an Equity Distribution Agreement (the “Agreement”) with Northland Securities, Inc. (trade name Northland Capital Markets), as sales agent (the “Sales Agent”), relating to the issuance and sale from time to time by the Company (the “ATM Program”), through the Sales Agent, of shares of the Company’s common stock, par value $0.0001 per share, having an aggregate offering price of up to $8,558,712 (the “Shares”).”

Jet.AI Inc. entered into Equity Distribution Agreement with Maxim Group LLC valued at up to $10,000,000 (effective 2025-11-21).

“On November 21, 2025, Jet.AI Inc. (the “Company”) entered into an Equity Distribution Agreement (the “ATM Agreement”) with Maxim Group LLC (the “Agent”) pursuant to which the Agent will act as the Company’s sole sales agent with respect to the offer and sale from time to time of shares of the Company’s common stock, par value $0.0001 per share, having an aggregate gross sales price of up to $10,000,000”

ASP Isotopes Inc. amended a credit facility with Renergen (effective 2025-11-27).

“on November 27, 2025, the Company, ASP Isotopes South Africa Proprietary Limited (“ASPI South Africa”) and Renergen entered into an amendment to the Term Loan Facility Agreement, dated May 19, 2025, by and among the Company, ASP Isotopes South Africa, as lender, and Renergen, as borrower, to extend the final repayment date thereunder to January 30, 2026.”

ASP Isotopes Inc. amended a merger with Renergen Limited (effective 2025-11-27).

“On November 27, 2025, ASP Isotopes Inc. (the “Company” or “ASP Isotopes”) and Renergen Limited (“Renergen”), a South African company listed on the exchange operated by the JSE Limited and the Australian Securities Exchange, entered into a letter agreement to extend the date for the fulfillment of the conditions to the previously announced offer by the Company to acquire 100% of the ordinary shares (excluding treasury shares) of Renergen, pursuant to a scheme of arrangement under South African law pursuant to which Renergen shareholders will receive 0.09196 new ASP Isotopes shares for each Renergen share held on the record date (the “Scheme”).”

Trailblazer Merger Corp I amended Amendment with Trailblazer Sponsor Group, LLC valued at $250,000 (effective 2025-11-24).

“As of November 24, 2025, Trailblazer Merger Corporation I (the “Company”) entered into an amendment (the “Amendment”) to the Second Amended and Restated Promissory Note (the “Note”) with Trailblazer Sponsor Group, LLC, pursuant to which the amount of the Note was increased by $250,000 to $4,580,000.”

Enhanced Group Inc. entered into Business Combination Agreement with A Paradise Merger Sub I, Inc., Enhanced Ltd (effective 2025-11-26).

“On November 26, 2025, A Paradise entered into a Business Combination Agreement (the “Business Combination Agreement”) with A Paradise Merger Sub I, Inc., a Cayman Islands exempted company and a direct wholly owned subsidiary of A Paradise (“Merger Sub”), and Enhanced Ltd, a Cayman Islands exempted company with limited liability (“Enhanced”).”

Damon Inc. entered into Share Purchase Agreement with Grafiti LLC valued at $117,931.03 (effective 2025-11-28).

“On November 28, 2025 (the “Completion Date”), Damon Inc. (the “Company”) entered into a Share Purchase Agreement (the “Agreement”) with Grafiti LLC, a Nevada limited liability company (the “Buyer”).”

Blue Water Acquisition Corp. III entered into Purchase Agreement with Yorkville BW Acquisition Sponsor, LLC valued at 7,200,000 USD (effective 2025-11-25).

“On November 25, 2025, Blue Water Acquisition Corp. III (the “Company”), Blue Water Acquisition III LLC (the “Prior Sponsor”) and Yorkville BW Acquisition Sponsor, LLC (the “New Sponsor”) entered into a Purchase Agreement (the “Purchase Agreement”).”

SC II Acquisition Corp. entered into Private Placement Units Purchase Agreement with SC Capital II Sponsor, LLC (effective 2025-11-25).

“A Private Placement Units Purchase Agreement, dated November 25, 2025 (the “Sponsor Private Placement Units Purchase Agreement”), by and between the Company and the Sponsor”

SC II Acquisition Corp. entered into Registration Rights Agreement with SC Capital II Sponsor, LLC and certain security holders (effective 2025-11-25).

“A Registration Rights Agreement, dated November 25, 2025, by and among the Company, SC Capital II Sponsor, LLC (the “Sponsor”) and certain security holders”

SC II Acquisition Corp. entered into Investment Management Trust Agreement with Continental Stock Transfer & Trust Company (effective 2025-11-25).

“An Investment Management Trust Agreement, dated November 25, 2025, by and between the Company and Continental Stock Transfer & Trust Company, as trustee”

SC II Acquisition Corp. entered into Rights Agreement with Continental Stock Transfer & Trust Company (effective 2025-11-25).

“A Rights Agreement, dated November 25, 2025, by and between the Company and Continental Stock Transfer & Trust Company, as Share Rights agent”

SC II Acquisition Corp. entered into Underwriting Agreement with D. Boral Capital LLC (effective 2025-11-25).

“An Underwriting Agreement, dated November 25, 2025, by and between the Company and D. Boral Capital LLC, as representative of the several underwriters”

Capstone Holding Corp. entered into Purchase Agreement with an institutional investor valued at up to $10,909,885 (effective 2025-07-29).

“Capstone Holding Corp. (the " Company ") entered into a securities purchase agreement (the " Purchase Agreement ") with an institutional investor (the " Buyer "), pursuant to which the Company authorized the issuance of senior secured convertible notes to the Buyer, in the aggregate original principal amount of up to $10,909,885”

BARNWELL INDUSTRIES INC entered into Purchase Agreement with certain investors (the "Purchasers"), including certain directors of the board of directors of the Company valued at approximately $2,443,255 (effective 2025-11-24).

“On November 24, 2025, Barnwell Industries, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain investors (the “Purchasers”), including certain directors of the board of directors of the Company pursuant to which the Company agreed to issue and sell an aggregate of: (i) 2,221,141 shares of its common stock, par value $0.50 per share (the “Common Stock”), and (ii) warrants (the “Common Warrants”) to purchase up to 1,029,104 shares of Common Stock (the “Warrant Shares”) in a private placement offering of the Company’s securities (the “Offering”).”

Safehold Inc. entered into Term Loan Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent, and certain other financial institutions party thereto valued at $400,000,000 (effective 2025-11-25).

“On November 25, 2025 (the “Closing Date”), Safehold GL Holdings LLC (the “Borrower”) entered into an unsecured term loan A agreement with JPMorgan Chase Bank, N.A., as administrative agent, and certain other financial institutions party thereto (the “Term Loan Credit Agreement”).”

NORTHRIM BANCORP INC entered into Registration Rights Agreements with the Purchasers valued at Agreement to provide for exchange of the Notes for registered subordinated notes and to pay addition (effective 2025-11-26).

“On November 26, 2025, in connection with the sale and issuance of the Notes, the Company entered into Registration Rights Agreements (the “Registration Rights Agreements”) with the Purchasers.”

NORTHRIM BANCORP INC entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at Indenture governing the 6.875% Fixed-to-Floating Rate Subordinated Notes due 2035 issued in aggregat (effective 2025-11-26).

“The Notes were issued under an Indenture, dated November 26, 2025 (the “Indenture”), by and between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”

NORTHRIM BANCORP INC entered into Subordinated Note Purchase Agreements with certain institutional accredited investors and qualified institutional buyers (the Purchasers) valued at $60.0 million in aggregate principal amount of 6.875% Fixed-to-Floating Rate Subordinated Notes due (effective 2025-11-26).

“On November 26, 2025, Northrim BanCorp, Inc. (the “Company”) entered into Subordinated Note Purchase Agreements (the “Purchase Agreements”) with certain institutional “accredited investors,” as such term is defined in Rule 501 of Regulation D promulgated by the U.S. Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “Securities Act”), and “qualified institutional buyers,” as such term is defined in Rule 144A promulgated by the SEC under the Securities Act (collectively, the “Purchasers”).”

VERINT SYSTEMS INC terminated Capped Call Transactions with certain financial institutions (effective 2021-04-06).

“Termination of Capped Call Transactions On April 6, 2021 and April 8, 2021, in connection with the issuance of the Convertible Notes, Verint entered into capped call transactions (the “ Capped Call Transactions ”) with certain financial institutions (each a “ Capped Call Counterparty ”). In connection with the Merger, Verint entered into a termination agreement with each Capped Call Counterparty pursuant to which the Capped Call Transactions with such Capped Call Counterparty will terminate in exchange for a cash payment from such Capped Call Counterparty.”

VERINT SYSTEMS INC terminated Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent.

“Termination of Credit Agreement In connection with the consummation of the Merger, on the Closing Date, Verint terminated all outstanding commitments, including commitments to issue letters of credit, under the Credit Agreement dated June 29, 2017, by and among Verint, the lenders from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent (as amended through and including the Fifth Amendment, dated March 25, 2025, the “ Credit Agreement ”).”

VERINT SYSTEMS INC amended First Supplemental Indenture with Wilmington Trust, National Association, as trustee (effective 2026-04-15).

“On the Closing Date, Verint and Wilmington Trust, National Association, as trustee (the “ Trustee ”), entered into the First Supplemental Indenture, dated as of the Closing Date (the “ First Supplemental Indenture ”), to the indenture, dated as of April 9, 2021 (the “ Base Indenture ” and, together with the First Supplemental Indenture, the “ Indenture ”), by and between Verint and the Trustee, relating to Verint’s 0.25% Convertible Senior Notes due April 15, 2026 (the “ Convertible Notes ”).”

DNA X, Inc. amended APA Amendment with Pace Car Acquisition LLC, Social Mobile Technology Holdings LLC, and the Seller Representative (effective 2025-11-24).

“On November 24, 2025, the Company, the Buyer, the Parent, and the Seller Representative entered into a first amendment to the Purchase Agreement (the “APA Amendment”).”

NEPHROS INC terminated Prior Agreement with Medica S.p.A. (effective 2025-11-21).

“The License and Supply Agreement supersedes and replaces that certain License and Supply Agreement, dated December 11, 2023 (the “Prior Agreement”), between the Company and Medica, which Prior Agreement was terminated by the parties upon entry into the License and Supply Agreement.”

NEPHROS INC entered into License and Supply Agreement with Medica S.p.A. valued at minimum annual aggregate purchases from Medica of €4,976,000, €5,349,000, €5,750,000, €6,000,000 and (effective 2025-11-21).

“On November 21, 2025, Nephros, Inc. (the “Company”) entered into a license and supply agreement (the “License and Supply Agreement”) with Medica S.p.A. (“Medica”), an Italy-based medical product manufacturing company, for the marketing and sale of certain filtration products based upon Medica’s proprietary Medisulfone ultrafiltration technology in conjunction with the Company’s filtration products (collectively, the “Products”), and to engage in an exclusive supply arrangement for the Products.”

GREEN DOT CORP entered into Separation Agreement with New CommerceOne and Green Dot OpCo, LLC (effective 2025-11-23).

“Concurrently with the execution of the Merger Agreement, Green Dot entered into a Separation Agreement (the “Separation Agreement”) with New CommerceOne and Green Dot OpCo, LLC, a newly formed Delaware limited liability company and affiliate of Smith Ventures, LLC (“OpCo”) , pursuant to which, upon the terms and subject to the conditions therein, following the First Mergers, (i) Green Dot will convert into a limited liability company, (ii) Green Dot will distribute the stock of Green Dot Bank, a Utah-chartered bank and wholly owned subsidiary of Green Dot, to Compass Sub Northwest, Inc., a newly formed Delaware corporation and direct, wholly-owned subsidiary of New CommerceOne (“CommerceOne Intermediate Holdco”), and (iii) OpCo will acquire Green Dot and its non-bank financial technology and related assets and operations (the “Business” and, collectively with the matters contemplated by clauses (ii) and (iii), the “Sale Transactions”).”

GREEN DOT CORP entered into Agreement and Plan of Merger with CommerceOne Financial Corporation, Compass Sub North, Inc., Compass Sub East, Inc., Compass Sub West, Inc. (effective 2025-11-23).

“On November 23, 2025, Green Dot Corporation, a Delaware corporation (“Green Dot”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with CommerceOne Financial Corporation, an Alabama corporation (“CommerceOne”), Compass Sub North, Inc., a newly formed Delaware corporation and a direct, wholly-owned subsidiary of CommerceOne (“New CommerceOne”), Compass Sub East, Inc., a newly formed Delaware corporation and a direct, wholly-owned subsidiary of New CommerceOne (“Merger Sub One”), and Compass Sub West, Inc., a newly formed Delaware corporation and an indirect, wholly-owned subsidiary of New CommerceOne (“Merger Sub Two,” and together with CommerceOne, New CommerceOne and Merger Sub One, the “CommerceOne Parties”).”

Hyatt Hotels Corp entered into Underwriting Agreement with Underwriters valued at Underwriters' discounts and estimated offering expenses payable by the Company (effective 2025-11-26).

“The Company received net proceeds from the Offering of approximately $396.2 million, after deducting underwriters’ discounts and estimated offering expenses payable by the Company.”

PennantPark Floating Rate Capital Ltd. entered into Non-Recourse Carveout Guaranty Agreement with Goldman Sachs Bank USA (effective 2025-11-20).

“In connection with the Credit Agreement, the Company entered into a Non-Recourse Carveout Guaranty Agreement (the “Guaranty”) with Goldman Sachs Bank USA.”