Material Agreements

RCI HOSPITALITY HOLDINGS, INC. entered into Promissory Note with ADW Capital Partners, L.P. valued at $22,000,000.00 (effective 2025-11-21).

“paid $8,000,000 in cash by wire transfer to Seller, and $22,000,000.00 pursuant to a two-year unsecured promissory note (the “Promissory Note”).”

RCI HOSPITALITY HOLDINGS, INC. entered into Stock Repurchase Agreement with ADW Capital Partners, L.P., ADW Capital Management, LLC, and Adam D. Wyden valued at total purchase price of $30,000,000 (effective 2025-11-21).

“On November 21, 2025, RCI Hospitality Holdings, Inc. (“we,” “us” and “our”) entered into a Stock Repurchase Agreement (the “Purchase Agreement”) with ADW Capital Partners, L.P., a Delaware limited partnership (the “Seller”), ADW Capital Management, LLC, a Delaware limited liability company (“ADWLLC”), and Adam D. Wyden, an individual (“Wyden”).”

TAMPA ELECTRIC CO entered into Ninth Amended and Restated Credit Agreement with Wells Fargo Bank, National Association, as Administrative Agent, Wells Fargo Securities, LLC, JPMorgan Chase Bank, N.A., MUFG Bank Ltd., Canada Branch, The Bank of Nova Scotia, Morgan Stanley Senior Lending, Inc. and Royal Bank of Canada, as Joint Lead Arrangers and Joint Bookrunners, JPMorgan Chase valued at $1.2 billion (effective 2025-11-20).

“On November 20, 2025, Tampa Electric Company (“Tampa Electric”) amended and restated its $800 million bank credit facility, entering into a Ninth Amended and Restated Credit Agreement (the “Revolving Credit Agreement”) with”

Capstone Energy Plus, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at estimated gross proceeds to the Company of approximately $15 million (effective 2025-11-24).

“On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00 and (b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share, for estimated gross proceeds to the Company of approximately $15 million”

CONSOLIDATED EDISON INC entered into Credit Agreement with U.S. Bank National Association, as Administrative Agent, and the lenders party thereto valued at $500 million (effective 2025-11-24).

“On November 24, 2025, Consolidated Edison Company of New York, Inc. (“CECONY”) entered into a $500 million 364-Day Senior Unsecured Term Loan Credit Agreement, dated as of November 24, 2025 (the “Credit Agreement”) among CECONY, as Borrower, the lenders party thereto (the “Lenders”), U.S. Bank National Association, as Administrative Agent and U.S. Bank National Association and PNC Capital Markets LLC, as Joint Lead Arrangers and Bookrunners.”

Graham Holdings Co entered into Purchase Agreement with J.P. Morgan Securities LLC, as representative of the several initial purchasers named therein (effective 2025-11-13).

“The Notes were sold pursuant to a purchase agreement, dated November 13, 2025, among the Company, the guarantors named therein and J.P. Morgan Securities LLC, as representative of the several initial purchasers named therein.”

Graham Holdings Co entered into Indenture with The Bank of New York Mellon Trust Company, N.A., as trustee, and the guarantors named therein valued at $500 million (effective 2025-11-24).

“The Notes are governed by the terms of an indenture, dated as of November 24, 2025 (the Indenture), among the Company, the guarantors named therein and the Bank of New York Mellon Trust Company, N.A., as trustee.”

Graham Holdings Co amended Amendment and Restatement Agreement with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto valued at $400 million (effective 2025-11-24).

“On November 24, 2025, Graham Holdings Company (the Company), a Delaware corporation, entered into an Amendment and Restatement Agreement (the Amendment and Restatement Agreement) providing for a U.S. $400 million five year revolving credit facility (the New Revolving Credit Facility) with certain of the Company’s foreign subsidiaries from time to time party thereto as foreign borrowers, certain of the Company’s domestic subsidiaries from time to time party thereto as guarantors, the lenders from time to time party thereto, the issuing lenders from time to time party thereto and Wells Fargo Bank, National Association (Wells Fargo), as administrative agent”

CUMBERLAND PHARMACEUTICALS INC amended First Amendment to Amended and Restated Revolving Credit Note and Second Amendment to Amended and Restated Revolving Credit Loan Agreement with Pinnacle Bank valued at $15 million (effective 2025-11-18).

“On November 18, 2025, Cumberland Pharmaceuticals Inc. (the “Company” or “Cumberland”) and Pinnacle Bank ("Pinnacle") fully executed the First Amendment to Amended and Restated Revolving Credit Note and Second Amendment to Amended and Restated Revolving Credit Loan Agreement”

Boardwalk Pipeline Partners, LP entered into Eleventh Supplemental Indenture valued at $550.0 million (effective 2025-11-24).

“Eleventh Supplemental Indenture On November 24, 2025, Boardwalk Pipelines, LP (“Boardwalk Pipelines”), a wholly owned subsidiary of Boardwalk Pipeline Partners, LP, a Delaware limited partnership (the “Company”), completed its offering of $550.0 million in aggregate principal amount of 5.375% senior unsecured notes due 2036 (the “Notes”) which are fully and unconditionally guaranteed on a senior unsecured basis by the Company.”

Enova International, Inc. amended Tenth Amendment with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and Deutsche Bank Trust Company Americas, as paying agent (effective 2025-11-24).

“On November 24, 2025, OnDeck Receivables 2021, LLC (“ ODR 2021 ”), a wholly-owned indirect subsidiary of the Company, amended its existing revolving receivables facility (the “ ODR 2021-1 Securitization Facility ”) by entering into that certain Amendment No. 10 to Credit Agreement (the “ Tenth Amendment ”) with the lenders party thereto from time to time, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and Deutsche Bank Trust Company Americas, as paying agent.”

authID Inc. entered into Securities Purchase Agreement with each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively the "Purchasers") (effective 2025-11-21).

“This Securities Purchase Agreement (this “ Agreement ”) is dated as of November 21, 2025, between authID Inc., a Delaware corporation (the “ Company ”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “ Purchaser ” and collectively the “Purchasers”).”

Installed Building Products, Inc. entered into Share Repurchase Agreement with PJAM IBP Holdings, Inc. valued at $37,643,760 (effective 2025-11-24).

“On November 24, 2025, Installed Building Products, Inc. (the “Company”), as part of the Company’s previously announced stock buyback program, entered into a share repurchase agreement (the “Share Repurchase Agreement”) with PJAM IBP Holdings, Inc. (the “Stockholder”) for the purchase of 150,000 shares of its common stock, par value $0.01 per share, of the Company (the “Common Stock”) in a privately-negotiated transaction (the “Share Repurchase”).”

Verrica Pharmaceuticals Inc. entered into Securities Purchase Agreement with certain institutional investors valued at approximately $4.24115 million (effective 2025-11-23).

“On November 23, 2025, Verrica Pharmaceuticals, Inc. (the “ Company ”) entered into a Securities Purchase Agreement with certain institutional investors”

Moderna, Inc. entered into Credit Agreement with Ares Capital Corporation valued at $1,500,000,000 (effective 2025-11-19).

“On November 19, 2025, Moderna, Inc. (the “Company”) entered into a Credit and Guaranty Agreement (the “Credit Agreement”), among the Company, as borrower, certain subsidiaries of the Company, as guarantors, the lenders from time to time party thereto, and Ares Capital Corporation, as administrative agent and collateral agent.”

FS Credit Real Estate Income Trust, Inc. entered into Master Repurchase and Securities Contract Agreement with Capital One, National Association valued at $350,000,000 (effective 2025-11-19).

“On November 19, 2025, FS CREIT Finance CO-1 LLC (“CO-1”), an indirect wholly owned special-purpose financing subsidiary of FS Credit Real Estate Income Trust, Inc. (“FS CREIT”), entered into a Master Repurchase and Securities Contract Agreement (the “Repurchase Agreement,” and together with the related transaction documents, the “CO-1 Facility”), as seller, with Capital One, National Association, as buyer (the “Buyer”), to finance the acquisition and origination of certain assets which include performing senior commercial and multifamily mortgage loans, A-notes, pari passu participation interests, and mezzanine loans (the “Eligible Assets”).”

Sadot Group Inc. entered into Settlement Agreement with Aggia LLC FZ valued at 1,050,000 shares of common stock and $75,000 (effective 2025-11-20).

“On November 20, 2025, Sadot Group Inc. (the “Company”) entered into a Settlement Agreement and Mutual Release (the “Settlement Agreement”) with Aggia LLC FZ (“Aggia”).”

Eos Energy Enterprises, Inc. entered into Indenture with Wilmington Trust, National Association valued at $600,000,000 (effective 2025-11-24).

“On November 24, 2025 (the “Closing Date”), Eos Energy Enterprises, Inc. (the “Company”) issued $600,000,000 aggregate principal amount of its 1.75% Convertible Senior Notes due 2031 (the “Notes”). The Notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of the Closing Date, between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).”

Cipher Digital Inc. amended Supplemental Indenture with Wilmington Trust, National Association, as trustee (effective 2025-11-24).

“by and among the Issuer, the Subsidiary Guarantor, Cipher Songbird and the Trustee. The Supplemental Indenture also amends certain provisions of the Existing Indenture in connection with the issuance of the New Notes, including debt service reserve requirements and the amount of scheduled amortization payments”

Cipher Digital Inc. entered into Purchase Agreement with Morgan Stanley & Co. LLC valued at $333,000,000 aggregate principal amount (effective 2025-11-20).

“completed its previously announced private offering of $333,000,000 aggregate principal amount of additional 7.125% Senior Secured Notes due 2030”

Scilex Holding Co entered into Warrant Inducement Agreement with a certain institutional investor (effective 2025-11-23).

“On November 23, 2025, Scilex Holding Company, (the “Company”) entered into a warrant inducement agreement (the “Warrant Inducement Agreement”) with a certain institutional investor (the “Investor”)”

Exodus Movement, Inc. entered into Loan Agreement with Target valued at aggregate principal amount of $60 million (effective 2025-11-18).

“On November 18, 2025, in connection with the Transaction, the Company entered into a Loan Agreement (the “ Loan Agreement ”) with Target, as borrower and guarantor, pursuant to which the Company agreed to make available to Target (i) a term loan facility in an aggregate principal amount of $60 million”

Exodus Movement, Inc. entered into Pre-Closing Seller Loan with Garth Howat valued at principal amount of $10 million (effective 2025-11-18).

“On November 18, 2025, concurrently with execution of the Purchase Agreement, the Company entered into a secured promissory note (the “ Pre-Closing Seller Loan ”) with Garth Howat, pursuant to which the Company extended a loan in the principal amount of $10 million to Mr. Howat.”

Exodus Movement, Inc. entered into Stock Purchase Agreement with W3C Corp. and Garth Howat valued at aggregate cash consideration of approximately $175 million (effective 2025-11-24).

“On November 24, 2025, Exodus Movement, Inc. (the “ Company ”) entered into a Stock Purchase Agreement (the “ Purchase Agreement ”) with W3C Corp. (the “ Target ”) and Garth Howat (“ Seller ”), pursuant to which the Company agreed to acquire from Seller all of the issued and outstanding shares of capital stock of the Target (the “ Transaction ”).”

SunPower Inc. entered into Membership Interest Purchase Agreement with Ambia Energy, LLC and Ambia Holdings, Inc. valued at 10,243,924 shares of common stock at closing and up to $18.75 million of additional shares of common (effective 2025-11-21).

“On November 21, 2025, SunPower Inc., a Delaware corporation (the “ Company ”), entered into a Membership Interest Purchase Agreement (the “ Membership Interest Purchase Agreement ”) with Ambia Energy, LLC, a Utah limited liability company (“ Ambia ”), and Ambia Holdings, Inc., a Delaware corporation and the sole member of Ambia (the “ Member ”).”

GXO Logistics, Inc. entered into Revolver Amendment with Bank of America, N.A., as administrative agent valued at Amendment modifying calculation of consolidated leverage ratio to net up to $400 million of unrestri (effective 2025-11-24).

“and an amendment (the “ Revolver Amendment ”, and together with the Term Loan Amendment, the “ Amendments ”) to that certain Credit Agreement, dated as of March 29, 2024 (the “ Revolving Credit Agreement ”, and together with the Term Loan Credit Agreement, the “ Credit Agreements ”), by and among GXO, Bank of America, N.A., as administrative agent, and the other parties thereto.”

GXO Logistics, Inc. entered into Term Loan Amendment with Barclays Bank PLC, as administrative agent valued at Amendment modifying calculation of consolidated leverage ratio to net up to $400 million of unrestri (effective 2025-11-24).

“On November 24, 2025, GXO entered into an amendment (the “ Term Loan Amendment ”) to that certain 5-Year Term Loan Credit Agreement, dated as of May 25, 2022 (the “ Term Loan Credit Agreement ”), by and among GXO, Barclays Bank PLC, as administrative agent, and the other parties thereto”

GXO Logistics, Inc. entered into Underwriting Agreement with Barclays Bank PLC, Deutsche Bank Aktiengesellschaft, Goldman Sachs & Co. LLC and the other underwriters named in Schedule A valued at €500 million aggregate principal amount of 3.750% Notes due 2030 (effective 2025-11-18).

“In connection with the offer and sale of the Notes , GXO and GXO Capital entered into an Underwriting Agreement, dated as of November 18, 2025 (the “ Underwriting Agreement ”), with Barclays Bank PLC, Deutsche Bank Aktiengesellschaft, Goldman Sachs & Co. LLC and the other underwriters named in Schedule A thereto (the “ Underwriters ”), pursuant to which GXO Capital agreed to sell, GXO agreed to guarantee, and the Underwriters agreed to purchase, the Notes.”

La Rosa Holdings Corp. entered into Securities Purchase Agreement with certain institutional investors valued at aggregate original principal amount of up to $250,000,000 (effective 2025-11-12).

“On November 12, 2025, La Rosa Holdings Corp., a Nevada corporation (the “ Company ”), entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain institutional investors (the “ Investors ”), pursuant to which the Company agreed to issue and sell, and the Investors agreed to purchase, in multiple closings, a new series of senior secured convertible notes of the Company in an aggregate original principal amount of up to $250,000,000”

Goldman Sachs Private Credit Corp. entered into Registration Rights Agreement with Wells Fargo Securities, LLC (effective 2025-11-24).

“In connection with the Notes Offering, the Company entered into a Registration Rights Agreement, dated as of November 24, 2025, with Wells Fargo Securities, LLC, as the representative of the initial purchasers of the Notes (the “Registration Rights Agreement”).”

Goldman Sachs Private Credit Corp. entered into Fourth Supplemental Indenture with Computershare Trust Company, National Association valued at $500,000,000 aggregate principal amount (effective 2025-11-24).

“On November 24, 2025, Goldman Sachs Private Credit Corp. (the “Company”, “we” or “our”) and Computershare Trust Company, National Association (the “Trustee”) entered into a Fourth Supplemental Indenture (the “Fourth Supplemental Indenture”) relating to the Company’s issuance of $500,000,000 aggregate principal amount of its 5.875% notes due 2031 (the “Notes”).”

Atmus Filtration Technologies Inc. entered into Purchase Agreement with Air Distribution Technologies, Inc. valued at $450,000,000 (effective 2025-11-21).

“On November 21, 2025, Atmus Filtration Technologies Inc., a Delaware corporation (the “ Registrant, ” “ we ,” “ us ” or “ our ”), entered into a stock purchase agreement (the “ Purchase Agreement ”) with Cummins Filtration Inc., an Indiana corporation and a wholly-owned subsidiary of the Registrant (the “ Buyer ”), and Air Distribution Technologies, Inc., a Delaware corporation (the “ Seller ”), pursuant to which the Buyer agreed to purchase all of the issued and outstanding shares of Koch Filter Corporation, a Kentucky corporation and wholly owned subsidiary of the Seller (“ Koch ”), in exchange for $450 million, subject to certain adjustments as set forth in the Purchase Agreement (together with the other transactions contemplated thereby, the “ Transaction ”).”

Northann Corp. entered into Development Agreement with Asia Resource Holdings Limited valued at $6,000,000 (effective 2025-11-23).

“On November 23, 2025, the Company entered into a d evelopment a greement with Asia Resource Holdings Limited (“Asia Resource”, and such agreement, the “Development Agreement”).”

Northann Corp. entered into Asset Purchase Agreement with Kingsford Consultancy Ltd. valued at $5,000,000 (effective 2025-11-23).

“On November 23, 2025, the Northann Corp. (the “Company”) entered into an a sset p urchase a greement with Kingsford Consultancy Ltd. (“Kingsford”, and such agreement, the “Asset Purchase Agreement”).”

Bridger Aerospace Group Holdings, Inc. entered into Aircraft Purchase Agreement with MAB Funding Designated Activity Company valued at $50,000,000 (effective 2025-11-21).

“On November 21, 2025, Albacete Aero, S.L. (the “ Buyer ”), a Spanish sociedad limitada and a wholly-owned subsidiary of Bridger Aerospace Group Holdings, Inc., a Delaware corporation (the “ Company ”), entered into an Aircraft Purchase Agreement (the “ APA ”) with MAB Funding Designated Activity Company, a designated activity company incorporated under the laws of Ireland. The APA provides for the purchase of two Bombardier model CL-215-6B11 (CL-215T Variant) aircraft, together with four Pratt and Whitney Canada engines, related components and records, for an aggregate purchase price of $50,000,000, allocated $25,000,000 per aircraft. The Buyer paid a deposit of $3,000,000, which will be credited to the purchase price at closing. The APA includes obligations with respect to aircraft specifications and configurations and defines aircraft delivery and acceptance conditions. In addition, the APA sets forth various other covenants and obligations on the parties and prescribes potential rem”

IPC Alternative Real Estate Income Trust, Inc. amended Second Modification to Loan Documents Agreement with Inland Private Capital Corporation (effective 2025-11-19).

“On November 19, 2025, IPC Alternative Real Estate Operating Partnership, LP (the “Operating Partnership”), an entity for which IPC Alternative Real Estate Income Trust, Inc. (the “Company”) acts as general partner, as borrower, entered into a Second Modification to Loan Documents Agreement (the “Second Credit Facility Amendment”) with Inland Private Capital Corporation (“IPC”), an affiliate of the Company’s sponsor, as lender.”

PANTAGES CAPITAL ACQUISITION Corp entered into Merger Agreement with MacMines Austasia Pty Ltd, HORIZON MINING LIMITED, HORIZON MERGER 1 LIMITED, Horizon Mining SPV Pty Ltd, Jincheng Yao (effective 2025-11-18).

“On November 18, 2025, Pantages Capital Acquisition Corporation, a Cayman Islands exempted company (“ Purchaser ”) entered into a Business Combination Agreement by and among (i) Purchaser, (ii) MacMines Austasia Pty Ltd, an Australian proprietary company limited by shares (the “ Company ”), (iii) HORIZON MINING LIMITED, a Cayman Islands exempted company (“ Pubco ”), (iv) HORIZON MERGER 1 LIMITED, a Cayman Islands exempted company and a wholly-owned subsidiary of Pubco (“ Merger Sub ”); (v) Horizon Mining SPV Pty Ltd, an Australian proprietary company limited by shares and a wholly owned subsidiary of the Company (“ Tenement SPV ”); and (vi) Jincheng Yao, an individual (“ Seller Representative ”) (the “ Merger Agreement ”).”

CTS CORP terminated Prior Credit Agreement with the Company, its subsidiary, CTS Denmark; BMO Harris Bank N.A., as L/C Issuer and Administrative Agent; BMO Capital Markets Corp., as Sole Book Runner and Joint-Lead Arranger; Bank of America, N.A., Wells Fargo Bank, N.A., and U.S. Bank National Association, as Joint-Lead Arrangers; and the guaranto (effective 2025-11-24).

“The prior Credit Agreement (the "Prior Credit Agreement") by and among the Company, its subsidiary, CTS Denmark; BMO Harris Bank N.A., as L/C Issuer and Administrative Agent; BMO Capital Markets Corp., as Sole Book Runner and Joint-Lead Arranger; Bank of America, N.A., Wells Fargo Bank, N.A., and U.S. Bank National Association, as Joint-Lead Arrangers; and the guarantors and lenders from time-to-time party thereto was terminated as of November 24, 2025.”

CTS CORP entered into Credit Agreement with Wells Fargo Bank, National Association, as Administrative Agent, Swing Line Lender, and L/C Issuer; Wells Fargo Securities LLC, as Sole Book Runner and Joint-Lead Arranger; BofA Securities, Inc. and BMO Bank, N.A., as Joint-Lead Arrangers; and the guarantors and lenders from time-to-time party there valued at $300 million (effective 2025-11-24).

“On November 24, 2025, CTS Corporation (the "Company") and its subsidiary, CTS Denmark Holding A/S ("CTS Denmark") entered into a five-year Credit Agreement (the "Credit Agreement") with Wells Fargo Bank, National Association, as Administrative Agent, Swing Line Lender, and L/C Issuer; Wells Fargo Securities LLC, as Sole Book Runner and Joint-Lead Arranger; BofA Securities, Inc. and BMO Bank, N.A., as Joint-Lead Arrangers; and the guarantors and lenders from time-to-time party thereto.”

SKYWORKS SOLUTIONS, INC. amended Second Revolver Amendment with JPMorgan Chase Bank, N.A., as the administrative agent (effective 2025-11-18).

“On November 18, 2025, Skyworks Solutions, Inc. (the “Company”) entered into a Second Amendment (the “Second Revolver Amendment”) with JPMorgan Chase Bank, N.A., as the administrative agent (in such capacity, the “Revolver Administrative Agent”), which amends the Revolving Credit Agreement, dated as of May 21, 2021, by and among the Company, the borrowing subsidiaries party thereto, the lenders party thereto and the Revolver Administrative Agent (as previously amended by the First Amendment, dated as of March 6, 2023, the “Existing Revolving Credit Agreement,” and as amended by the Second Amendment, the “Revolving Credit Agreement”).”

NPK International Inc. entered into Share Purchase Agreement with the shareholders of Grassform valued at £35.2 ($46.4) million (effective 2025-11-24).

“On November 24, 2025, NPK Holdings LLC (“NPK Holdings”), a wholly-owned subsidiary of NPK International Inc. (“Company”), entered into a share sale and purchase agreement (the “Share Purchase Agreement”) and completed the acquisition of the entire issued share capital of Grassform Plant Hire Limited (“Grassform”), a private limited company incorporated in England and Wales, from the shareholders of Grassform (the “Sellers”).”

EOG RESOURCES INC entered into Underwriting Agreement with J.P. Morgan Securities LLC, BofA Securities, Inc., Citigroup Global Markets Inc., PNC Capital Markets LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters (effective 2025-11-24).

“On November 24, 2025, EOG Resources, Inc. (“EOG”) completed the underwritten public offering (the “Notes Offering”) of $1,000,000,000 aggregate principal amount of its debt securities, consisting of (i) $750,000,000 aggregate principal amount of 4.400% Senior Notes due 2031 (such series, the “2031 Notes”) and (ii) $250,000,000 aggregate principal amount of 5.950% Senior Notes due 2055 (such series, the “New 2055 Notes” and, together with the 2031 Notes, the “Notes”), pursuant to an underwriting agreement (the “Underwriting Agreement”), dated November 19, 2025, with J.P. Morgan Securities LLC, BofA Securities, Inc., Citigroup Global Markets Inc., PNC Capital Markets LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters identified therein (collectively, the “Underwriters”).”

SCOTTS MIRACLE-GRO CO entered into Seventh A&R Credit Agreement with JPMorgan Chase Bank, N.A., as Administrative Agent; Bank of America, N.A., Mizuho Bank, LTD., Wells Fargo Bank, National Association, Truist Bank, PNC Bank, National Association and Capital One, N.A, as Co-Syndication Agents; Farm Credit Canada, TD Bank, N.A., Coöperatieve Rabobank U.A., New York Br valued at $2.0 billion (effective 2025-11-21).

“On November 21, 2025, The Scotts Miracle-Gro Company (the “ Company ”) entered into a Seventh Amended and Restated Credit Agreement, by and among the Company, as a Borrower; the Subsidiary Borrowers; JPMorgan Chase Bank, N.A., as Administrative Agent; Bank of America, N.A., Mizuho Bank, LTD., Wells Fargo Bank, National Association, Truist Bank, PNC Bank, National Association and Capital One, N.A, as Co-Syndication Agents; Farm Credit Canada, TD Bank, N.A., Coöperatieve Rabobank U.A., New York Branch, U.S. Bank National Association and Citizens Bank, N.A., as Co-Documentation Agents; and the several other banks and other financial institutions from time to time parties thereto (the “ Seventh A&R Credit Agreement ”).”

PPL Corp entered into Purchase Agreement dated November 19, 2025 with Wells Fargo Securities, LLC and Barclays Capital Inc. valued at Purchase agreement for $1.15 billion aggregate principal amount of 3.000% Exchangeable Senior Notes (effective 2025-11-19).

“In connection with the offering, the Issuer and the Guarantor entered into a purchase agreement dated November 19, 2025 (the "Purchase Agreement") with Wells Fargo Securities, LLC and Barclays Capital Inc., as representatives of the several initial purchasers named therein (the "Initial Purchasers").”

PPL Corp entered into Indenture for 3.000% Exchangeable Senior Notes due 2030 with The Bank of New York Mellon Trust Company, N.A. valued at $1.15 billion aggregate principal amount of 3.000% Exchangeable Senior Notes due 2030 (effective 2025-11-24).

“On November 24, 2025, PPL Capital Funding, Inc., a wholly owned subsidiary of PPL Corporation (the "Issuer"), issued $1.15 billion aggregate principal amount of 3.000% Exchangeable Senior Notes due 2030 (the "Notes"), which included an additional $150 million principal amount of Notes purchased pursuant to the full exercise of the option granted to the Initial Purchasers (as defined below) in the Purchase Agreement (as defined below).”

Cleco Corporate Holdings LLC entered into Supplemental Indenture No. 2 with Credit Agricole Securities (USA) Inc., J.P. Morgan Securities LLC and SMBC Nikko Securities America, Inc. valued at $350.0 million aggregate principal amount (effective 2025-11-21).

“On November 21, 2025, Cleco Power LLC (the “Company”) completed the issuance and private sale of $350.0 million aggregate principal amount of its 5.300% Senior Notes due 2036 (the “Notes”) to Credit Agricole Securities (USA) Inc., J.P. Morgan Securities LLC and SMBC Nikko Securities America, Inc., as representatives of the several Initial Purchasers, (collectively, the “Representatives”).”

PLUG POWER INC entered into Indenture with U.S. Bank Trust Company, National Association valued at $431.25 million aggregate principal amount (effective 2025-11-21).

“On November 21, 2025, Plug Power Inc., a Delaware corporation (the “Company”), completed its previously announced private offering (the “offering”) of $431.25 million aggregate principal amount of 6.75% Convertible Senior Notes due 2033 (the “notes”), including the exercise in full of the initial purchasers’ option to purchase up to an additional $56.25 million principal amount of the notes. The notes were issued pursuant to an indenture, dated November 21, 2025 (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association, as trustee.”

ABUNDIA GLOBAL IMPACT GROUP, INC. entered into Placement Agent Agreement with A.G.P./Alliance Global Partners (effective 2025-11-19).

“In connection with the Offering on November 19, 2025, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”), pursuant to which the Company engaged A.G.P. as the placement agent (the “Placement Agent”) in connection with the Offering.”

ABUNDIA GLOBAL IMPACT GROUP, INC. entered into Securities Purchase Agreement with certain investors valued at $8.0 million (effective 2025-11-19).

“On November 21, 2025, Houston American Energy Corp., a Delaware corporation (the “Company”), closed an offering (the “Offering”) pursuant to that certain Securities Purchase Agreement (the “Purchase Agreement”), entered into on November 19, 2025, with certain investors (the “Investors”), pursuant to which the Company agreed to issue and sell, in a registered direct offering by the Company directly to the Investors (the “Offering”), 2,285,715 shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”) to the Investors, at a price of $3.50 per share, for aggregate gross proceeds to the Company of $8.0 million before deducting the placement agent’s fees and related offering expenses.”

AXIS CAPITAL HOLDINGS LTD entered into Repurchase Agreement with T-VIII PubOpps LP valued at $238 million (effective 2025-11-19).

“On November 19, 2025, AXIS Capital Holdings Limited (the “Company”) entered into a stock repurchase agreement (the “Repurchase Agreement”) with T-VIII PubOpps LP (“T8”), pursuant to which T8 agreed to sell 2,404,133 shares to the Company for an aggregate price of approximately $238 million”