Material Agreements

Sixth Street Lending Partners entered into Registration Rights Agreement with BofA Securities, Inc. valued at Registration rights obligations for the Notes (effective 2024-03-11).

“In connection with the offering of the Notes, the Company entered into a Registration Rights Agreement, dated as of March 11, 2024 (the “Registration Rights Agreement”), with BofA Securities, Inc., as representative of the several initial purchasers of the Notes.”

Sixth Street Lending Partners entered into Indenture (Base Indenture and First Supplemental Indenture) with U.S. Bank Trust Company, National Association valued at $600,000,000 6.500% Notes due 2029 (effective 2024-03-11).

“On March 11, 2024, Sixth Street Lending Partners (the “Company”) and U.S. Bank Trust Company, National Association (the “Trustee”), entered into a First Supplemental Indenture (the “First Supplemental Indenture”) to the Indenture, dated as of March 11, 2024, between the Company and the Trustee (the “Base Indenture”; and together with the First Supplemental Indenture, the “Indenture”), relating to the Company’s issuance, offer and sale of $600,000,000 aggregate principal amount of its 6.500% notes due 2029 (the “Notes”).”

TREASURE GLOBAL INC entered into Software Purchase Agreement with Myviko Holding Sdn. Bhd. valued at USD$1,000,000 worth of common stock (effective 2024-03-12).

“Treasure Global Inc (the “Company”) and Myviko Holding Sdn. Bhd. (the “Seller”) entered into a Software Purchase Agreement (the “Purchase Agreement”), in which the Seller agreed to transfer all rights, title and interest to the Company, including without limitation, all computer software and its source code and software licenses in exchange for the issuance of USD$1,000,000 worth of common stock”

Fidelity Private Credit Co LLC entered into Placement Agent Agreement with Fidelity Distributors Company LLC (effective 2024-03-11).

“In addition, the Board of Directors approved the Fund entering into a Placement Agent Agreement (“Placement Agent Agreement”) with Fidelity Distributors Company LLC, with respect to the private placement of its Units.”

Fidelity Private Credit Co LLC amended First Amended and Restated Limited Liability Company Agreement (effective 2024-03-11).

“approved an amendment of the Fund’s Limited Liability Company Agreement (“First Amended and Restated Limited Liability Company Agreement”)”

GAXOS.AI INC. entered into Registration Rights Agreement with the Purchaser (effective 2024-03-13).

“In connection with the Private Placement, the Company entered into a registration rights agreement (the “ Registration Rights Agreement ”), dated as of March 13, 2024, with the Purchaser, pursuant to which the Company agreed to prepare and file a registration statement with the Securities and Exchange Commission (the “ SEC ”) registering the resale of the securities issued in the Private Placement no later than 30 days after the date of the Registration Rights Agreement, and to use its best efforts to have the registration statement declared effective as promptly as practical thereafter, and in any event no later than 60 days following the date of the Registration Rights Agreement (or 90 days following the date of the Registration Rights Agreement in the event of a “full review” by the SEC).”

GAXOS.AI INC. entered into Purchase Agreement with an institutional investor valued at approximately $3.5 million (effective 2024-03-13).

“On March 13, 2024, Gaxos.ai Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with an institutional investor (“the “ Purchaser ”) for the issuance and sale in a private placement (the “ Private Placement ”) of (i) 108,000 shares of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), (ii) pre-funded warrants to purchase up to 520,367 shares of Common Stock (the “ Pre-Funded Warrants ”) (ii) series A warrants to purchase up to 628,367 shares of Common Stock (the “ Series A Warrants ”), and (iii) series B warrants to purchase up to 628,367 shares of Common Stock (the “ Series B Warrants ” and together with the Series A Warrants, the “ Common Warrants ”).”

Solidion Technology Inc. entered into Securities Purchase Agreement with certain institutional investors valued at aggregate gross proceeds of approximately $3.85 million (effective 2024-03-13).

“On March 13, 2024, Solidion Technology, Inc. (the “ Company ”) entered into a private placement transaction (the “ Private Placement ”), pursuant to a Securities Purchase Agreement (the “ Subscription Agreement ”) with certain institutional investors (the “ Purchasers ”) for aggregate gross proceeds of approximately $3.85 million, before deducting fees to the placement agent and other expenses payable by the Company in connection with the Private Placement.”

Allarity Therapeutics, Inc. entered into Securities Purchase Agreement (Note) with 3i, LP valued at $660,000 senior convertible promissory note, 8% interest, conversion price $0.3501 (effective 2024-03-14).

“Item 1.01 Entry into a Material Definitive Agreement. Subsequent Closing As previously disclosed, on January 18, 2024, Allarity Therapeutics, Inc., a Delaware corporation (“we,” “our,” or the “Company”), entered into a Securities Purchase Agreement, as amended by the First Amendment to Securities Purchase Agreement, dated as of January 25, 2024 (as so amended, the “Purchase Agreement”) with 3i, LP, a Delaware limited partnership (the “Purchaser” and together with us, the “Parties”). On March 14, 2024 (the “Subsequent Closing”), we issued and sold to the Purchaser a senior convertible promissory note in an aggregate principal amount of $660,000 (the “Principal Amount”) due on March 14, 2025 (the “Note,” and together with the Notes issued on January 18, 2024 and February 13, 2024, and the Purchase Agreement, the “Transaction Documents”) for an aggregate purchase price of $600,000, representing an approximately 10% original issue discount (the “Transaction”).”

Rigetti Computing, Inc. entered into Sales Agreement with Needham & Company, LLC and B. Riley Securities, Inc. valued at up to $100.0 million (effective 2024-03-15).

“On March 15, 2024, Rigetti Computing, Inc. (the “Company”) entered into a sales agreement (the “Sales Agreement”) with Needham & Company, LLC and B. Riley Securities, Inc. (collectively, the “Agents”), pursuant to which the Company may sell from time to time, at its option, shares of the Company’s common stock through the Agents, as sales agent.”

Jaws Mustang Acquisition Corp entered into Note with Mustang Sponsor LLC valued at principal amount of up to $500,000 (effective 2024-03-13).

“On March 13, 2024, JAWS Mustang Acquisition Corporation (the “ Company ” or “ Jaws ”) issued a promissory note (the “ Note ”) in the principal amount of up to $500,000 to Mustang Sponsor LLC (the “ Payee ”).”

FiscalNote Holdings, Inc. amended Amendment No. 4 to the Credit Agreement (effective 2024-03-11).

“In connection with the completion of the sale of Board.org on the Closing Date, the Company also entered into Amendment No. 4 to the Credit Agreement (the “ Credit Agreement Amendment ”), pursuant to which, among other things, the lenders consented to the release the liens on Board.org’s assets and permitted the consummation of the sale in exchange for the permanent retirement of $65.7 million (the “ Pay-Down Amount ”) of term loans under the Credit Agreement and payment of approximately $7.1 million of related prepayment and exit fees.”

FiscalNote Holdings, Inc. entered into Equity Purchase Agreement with Exec Connect Intermediate LLC valued at $103.0 million (effective 2024-03-11).

“On the Closing Date, FiscalNote, Inc. (the “ Seller ”), an indirect wholly-owned subsidiary of the Company, and FiscalNote Boards LLC, a wholly-owned subsidiary of the Seller which operated the Board.org business, entered into an Equity Purchase Agreement (the “ Purchase Agreement ”) with Exec Connect Intermediate LLC (the “ Buyer ”), providing for the sale of the equity in FiscalNote Boards LLC to the Buyer for a total value of $103.0 million, consisting of $95.0 million in cash at closing and a potential earnout opportunity of up to $8.0 million.”

Applied UV, Inc. entered into Business Loan and Security Agreement with Cedar Advance LLC valued at $772,500 (effective 2024-03-10).

“On March 10, 2024, Applied UV, Inc. (the “Company”), SteriLumen, Inc. and MunnWorks, LLC (together with SteriLumen, Inc., the “Subsidiaries”) entered into a Business Loan and Security Agreement (the “Loan Agreement”) with Cedar Advance LLC (the “Lender”) pursuant to which the Company borrowed $772,500 (the “Loan Amount”) from the Lender”

FARADAY FUTURE INTELLIGENT ELECTRIC INC. entered into Settlement Agreement with Palantir Technologies, Inc. valued at $5.0 million (effective 2024-03-11).

“On March 11, 2024 (the “Effective Date”), the Company and Palantir entered into a settlement and release agreement (the “Settlement Agreement”)”

Assure Holdings Corp. entered into APA with National Neuromonitoring Services, LLC (effective 2023-03-11).

“On March 11, 2023, Assure Holdings Corp., a Nevada corporation (“Assure” or “Parent”), and its subsidiaries, Assure Neuromonitoring, LLC, Assure Networks, LLC, Assure Networks Texas Holdings, LLC and Assure Networks Texas Holdings II, LLC (collectively, the “Sellers’) entered into an asset purchase agreement (the “APA”) with National Neuromonitoring Services, LLC (“Purchaser”).”

Odyssey Semiconductor Technologies, Inc. entered into Asset Purchase Agreement with a large semiconductor company valued at $9,520,000 in cash (effective 2024-03-12).

“On March 12, 2024, Odyssey Semiconductor Technologies, Inc., a Delaware corporation (the “ Company ”), entered into an Asset Purchase Agreement (the “ Asset Purchase Agreement ”) with Odyssey Semiconductor, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (“ Seller ”), JR2J, LLC, a Delaware limited liability company and wholly-owned subsidiary of the Seller (“ JR2J ”, together with the Seller and the Company, the “ Seller Parties ”), and a large semiconductor company (“ Buyer ”).”

Celularity Inc entered into RWI Forbearance Agreement with Resorts World Inc Pte Ltd (effective 2024-03-13).

“On March 13, 2024, Celularity and Resorts World Inc Pte Ltd, or RWI, entered into a forbearance agreement, or the RWI Forbearance Agreement, with respect to the Second Amended and Restated Loan Agreement”

Celularity Inc entered into Registration Rights Agreement with YA II PN, LTD (effective 2024-03-13).

“in connection with the entry into the SEPA, on March 13, 2024, Celularity entered into a registration rights agreement with Yorkville”

Celularity Inc entered into Standby Equity Purchase Agreement with YA II PN, LTD valued at up to $10.0 million (effective 2024-03-13).

“On March 13, 2024, Celularity Inc., or Celularity, entered into a Standby Equity Purchase Agreement, or the SEPA, with YA II PN, LTD, a Cayman Islands exempt limited partnership, or Yorkville.”

Greenbrook TMS Inc. entered into Twenty-Seventh Amendment to Credit Agreement with Madryn Fund Administration, LLC valued at US$2,538,071 in new senior secured term loans; aggregate principal ~US$92 million (effective 2024-03-15).

“On March 15, 2024, the Company entered into the twenty-seventh amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto.”

CURO Group Holdings Corp. amended 2.0L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 74% of the outstanding aggregate principal amount of 7.500% Senior Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notice on behalf of 2.0L Forbearing Noteholders constituting Requisite Forbearing 2.0L Noteholders, consenting to an extension of the scheduled expiration date under the 2.0L Notes Forbearance Agreement to March 25, 2024.”

CURO Group Holdings Corp. amended 1.5L Notes Forbearance Agreement with certain beneficial owners (or nominees, investment managers, advisors or subadvisors for the beneficial owners) of approximately 84% of the outstanding aggregate principal amount of the Company’s outstanding 7.500% Senior 1.5 Lien Secured Notes due 2028 (effective 2024-03-15).

“On March 15, 2024, the Company received notices on behalf of 1.5L Forbearing Noteholders constituting Requisite Forbearing 1.5L Noteholders, consenting to an extension of the scheduled expiration date under the 1.5L Notes Forbearance Agreement to March 25, 2024.”

Kinetik Holdings Inc. entered into Underwriting Agreement with Goldman Sachs & Co. LLC, as representative of the several underwriters (effective 2024-03-13).

“On March 13, 2024, Kinetik Holdings Inc., a Delaware corporation (the “ Company ”) and Apache Midstream LLC (the “ Selling Stockholder ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with Goldman Sachs & Co. LLC, as representative of the several underwriters named therein”

Grom Social Enterprises, Inc. amended First Note Amendment to Convertible Promissory Note with Generating Alpha Ltd. valued at Added that Conversion Price shall not be less than $0.25 (effective 2024-03-11).

“In connection with the Second Amendment, the Company also entered into an amendment (the “ First Note Amendment ”) to the Convertible Promissory Note originally dated November 9, 2023 (together with the First Note Amendment, the “ Note ”) with the Investor, pursuant to which Section 1.1(a) of the Note was amended to add that in no event shall the Conversion Price (as defined in the Note) be less than $0.25.”

Grom Social Enterprises, Inc. entered into Registration Rights Agreement with Generating Alpha Ltd. valued at Company to file registration statement within 60 days and have it declared effective within 30-90 da (effective 2024-03-11).

“In connection with the March 2024 SPA, the Company entered into a Registration Rights Agreement (the “ Registration Rights Agreement ”) with the Investor, pursuant to which the Company has agreed to use its commercially reasonable efforts to file a registration statement (the “ Registration Statement ”) with the SEC on a date no later than sixty (60) days following the date thereof and to have the Registration Statement declared effective by the SEC within thirty (30) calendar days, but no more than ninety (90) calendar days, after the Company has filed the Registration Statement.”

Grom Social Enterprises, Inc. entered into March 2024 SPA with Generating Alpha Ltd. valued at Up to $25 million of Common Stock; purchase price 85% of lowest traded price during 10 Trading Days; (effective 2024-03-11).

“On March 11, 2024, the Company entered into a Securities Purchase Agreement (the “ March 2024 SPA ”) with the Investor, pursuant to which the Company has agreed to issue and sell to the Investor from time to time up to $25 million of Common Stock.”

Grom Social Enterprises, Inc. amended Second Amendment to the November 2023 SPA with Generating Alpha Ltd. valued at Exercise price of Warrants A and C amended from $1.78 to $0.001 per share (effective 2024-03-11).

“On March 11, 2024, Grom Social Enterprises, Inc., a Florida corporation (the “ Company ”), entered into a second amendment agreement (the “ Second Amendment ”) to the Securities Purchase Agreement originally dated November 9, 2023 and previously amended on November 20, 2023 (the “ First Amendment ”, and together with the Second Amendment, the “ November 2023 SPA ”) with Generating Alpha Ltd., a Saint Kitts and Nevis Corporation (the “ Investor ”).”

Flutter Entertainment plc entered into First Incremental Assumption Agreement with Deutsche Bank AG, New York Branch valued at $514.375 million (effective 2024-03-14).

“Flutter Entertainment plc (the "Company") and certain of its subsidiaries entered into the First Incremental Assumption Agreement (the "Assumption Agreement") to the Term Loan A, Term Loan B and Revolving Credit Facility Agreement dated as of November 24, 2023 (as amended, the "Credit Agreement"). After giving effect to the Assumption Agreement, the aggregate principal amount of term B loans outstanding under the Credit Agreement will increase by $514.375 million”

Super League Enterprise, Inc. entered into Mutual General Release and Settlement Agreement with 3i, LP, Nomis Bay Ltd., and BPY Limited (effective 2024-03-12).

“On March 12, 2024, Super League Enterprise, Inc. (the “ Company ”), entered into that certain Mutual General Release and Settlement Agreement (the “ Agreement ”) with 3i, LP, a Delaware limited partnership (“ 3i ”), Nomis Bay Ltd., a Bermuda Corporation (“ Nomis ”), and BPY Limited, a Bermuda Corporation (“ BPY ”) (together with 3i and Nomis, the “ Investors ”), whereby the Company, among other things, issued an aggregate of 500,000 shares of the Company’s common stock”

Rithm Property Trust Inc. terminated At-the-Market Issuance Sales Agreements with Raymond James & Associates, Inc. (effective 2024-03-15).

“On March 15, 2024, the Company sent termination notices to JMP Securities LLC and Raymond James & Associates, Inc., which acted as its sales agents pursuant to those certain At-the-Market Issuance Sales Agreements, each entered into on August 20, 2021.”

Rithm Property Trust Inc. terminated At-the-Market Issuance Sales Agreements with JMP Securities LLC (effective 2024-03-15).

“On March 15, 2024, the Company sent termination notices to JMP Securities LLC and Raymond James & Associates, Inc., which acted as its sales agents pursuant to those certain At-the-Market Issuance Sales Agreements, each entered into on August 20, 2021.”

Rithm Property Trust Inc. entered into At-the-Market Issuance Sales Agreement with BTIG, LLC valued at up to $100 million (effective 2024-03-15).

“On March 15, 2024, Great Ajax Corp., a Maryland corporation (the “Company”), entered into an Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc., amending and restating the At-the-Market Issuance Sales Agreement the parties previously entered into on August 20, 2021, and an At-the-Market Issuance Sales Agreement (together, the “Agreements”) with BTIG, LLC, both as the Company’s sales agents (together, the “Agents”).”

Rithm Property Trust Inc. entered into Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc. valued at up to $100 million (effective 2024-03-15).

“On March 15, 2024, Great Ajax Corp., a Maryland corporation (the “Company”), entered into an Amended and Restated At-the-Market Issuance Sales Agreement with B. Riley Securities, Inc., amending and restating the At-the-Market Issuance Sales Agreement the parties previously entered into on August 20, 2021, and an At-the-Market Issuance Sales Agreement (together, the “Agreements”) with BTIG, LLC, both as the Company’s sales agents (together, the “Agents”).”

Pangaea Logistics Solutions Ltd. entered into At Market Issuance Sales Agreement with B. Riley Securities, Inc., Fearnley Securities, Inc. and A.G.P./Alliance Global Partners valued at up to $25,000,000 (effective 2024-03-14).

“On March 14, 2024, Pangaea Logistics Solutions Ltd. (the “Company”) entered into an at market issuance sales agreement (the “At Market Issuance Sales Agreement”) with B. Riley Securities, Inc., Fearnley Securities, Inc. and A.G.P./Alliance Global Partners as sales agents (each, a “Sales Agent” and collectively, the “Sales Agents”), to sell shares of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) having aggregate sales proceeds of up to $25,000,000”

Ashford Inc. entered into Third Amended and Restated Advisory Agreement with Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford Hospitality Advisors LLC valued at Advisory agreement with revised terms (effective 2024-03-12).

“On March 12, 2024, Ashford Inc. (the “ Company ”) entered into the Third Amended and Restated Advisory Agreement (the “ Advisory Agreement ”) with Ashford Hospitality Trust, Inc. (“ Ashford Trust ”), Ashford Hospitality Limited Partnership (the “ Operating Partnership ”), Ashford TRS Corporation (“ Ashford TRS ”) and Ashford Hospitality Advisors LLC (together with the Company, the “ Advisor ”).”

TON Strategy Co entered into subscription agreements with certain institutional investors valued at gross proceeds to the Company of $900,000 (effective 2024-03-15).

“On March 15, 2024, Verb Technology Company, Inc, a Nevada corporation (the “Company”), entered into subscription agreements with certain institutional investors, pursuant to which the Company agreed to issue and sell to the investors 3,750,000 shares (the “Shares”) of Common Stock, par value $0.0001 per share of the Company at a price of $0.24 per share for gross proceeds to the Company of $900,000.”

Vital Energy, Inc. entered into Purchase Agreement with BofA Securities, Inc., as representative of the several initial purchasers named in Schedule A to the Purchase Agreement valued at $800.0 million aggregate principal amount (effective 2024-03-14).

“On March 14, 2024, Vital Energy, Inc. (the “Company”) and its wholly-owned subsidiary, Vital Midstream Services, LLC, entered into a purchase agreement (the “Purchase Agreement”) with BofA Securities, Inc., as representative of the several initial purchasers named in Schedule A to the Purchase Agreement (together, the “Initial Purchasers”), providing for the offer and sale by the Company (the “Offering”) of $800.0 million aggregate principal amount of the Company’s 7.875% senior unsecured notes due 2032 (the “Notes”).”

Annovis Bio, Inc. entered into Securities Purchase Agreement with an institutional investor valued at aggregate gross proceeds of $1,025,000 (effective 2024-03-15).

“On March 15, 2024, Annovis Bio, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with an institutional investor (the “Buyer”).”

Bravo Multinational Inc. entered into Letter of Intent with Pythia Journeys, LLC valued at Formation of BAC; contribution of licenses, technology, and exclusive content; $75,000,000 financing (effective 2024-03-11).

“On March 11, 2024, Bravo Multinational, Inc. (“BRVO”), a Wyoming corporation entered into a legally binding letter of intent (the “Agreement”) with Pythia Journeys, LLC, a Puerto Rico limited liability company (“Journeys”).”

Workhorse Group Inc. entered into Securities Purchase Agreement with an institutional investor valued at up to an aggregate principal amount of $139,000,000 (effective 2024-03-15).

“on March 15, Workhorse Group Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with an institutional investor (the “Investor”) under which the Company agreed to issue and sell pursuant to the Company’s Indenture, dated December 27, 2023 between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), and a Second Supplemental Indenture to be entered into between the Company and the Trustee (collectively, the “Indenture”), in one or more registered public offerings by the Company directly to the Investor (the “Offering”), (i) senior secured convertible notes for up to an aggregate principal amount of $139,000,000 (the “Notes”)”

SELLAS Life Sciences Group, Inc. entered into Placement Agent Agreement with A.G.P./Alliance Global Partners (effective 2024-03-15).

“On March 15, 2024, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”) (the “Placement Agent”) pursuant to which the Company engaged A.G.P. as the exclusive placement agent in connection with the Offering.”

SELLAS Life Sciences Group, Inc. entered into Securities Purchase Agreement with institutional investors valued at approximately $20.0 million (effective 2024-03-15).

“On March 15, 2024, SELLAS Life Sciences Group, Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with institutional investors (the “Investors”), pursuant to which the Company agreed to issue and sell, in a registered direct offering by the Company directly to the Investors (the “Registered Offering”), (i) an aggregate of 11,000,000 shares (the “Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”) and (ii) an aggregate of 2,029,316 pre-funded warrants exercisable for shares of Common Stock (the “Pre-Funded Warrants”) to the Investors.”

BlackRock Finance, Inc. amended Amendment No. 14 with Wells Fargo Bank, National Association (effective 2024-03-12).

“On March 12, 2024, BlackRock, Inc. (“BlackRock”) and certain of its subsidiaries entered into Amendment No. 14 (“Amendment No. 14”) to its Five-Year Revolving Credit Agreement”

Unique Logistics International, Inc. amended Waiver and Amendment No. 2 to Financing Agreement with CB Agent Services LLC, Alter Domus (US) LLC, and the Lenders valued at Waiver fee of $3,000,000 and warrants to purchase common stock (effective 2024-03-01).

“Effective March 1, 2024, the Parties entered into a waiver and amendment no. 2 to financing agreement (the “ Second Waiver ”), whereby the Agents and the Lenders agreed to waive (i) (a) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(a) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and for the fiscal quarter ending August 31, 2024 (the “FCCR Event of Default”), (b) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(b) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and for the fiscal quarter ending August 31, 2024 (the “Liquidity Event of Default”) and (c) that certain Event of Default that has occurred or may occur, due to the Loan Parties’ noncompliance with Section 7.03(c) of the Agreement for each of the fiscal quarters in the fiscal year ending May 31, 2024 and fo”

Molecular Templates, Inc. terminated Collaboration Agreement with Bristol Myers Squibb Company (effective 2024-06-13).

“BMS notified the Company on March 13, 2024 that it does not intend to continue the research collaboration it entered into with the Company pursuant to the Collaboration Agreement and would be terminating the Collaboration Agreement in its entirety. The termination will be effective on June 13, 2024”

PLUMAS BANCORP amended Sale Agreement for the Non-Branch Offices with Mountainseed Real Estate Services, LLC (effective 2024-03-14).

“As previously reported, on January 19, 2024, Plumas Bank (the “Bank”), a wholly-owned subsidiary of Plumas Bancorp (the “Company”), entered into two agreements for the purchase and sale of real property (each, a “Sale Agreement”) with Mountainseed Real Estate Services, LLC, a Georgia limited liability company (“Mountainseed”).”

PLUMAS BANCORP entered into Sale Agreement with Mountainseed Real Estate Services, LLC valued at $7.9 million (effective 2024-01-19).

“As previously reported, on January 19, 2024, Plumas Bank (the “Bank”), a wholly-owned subsidiary of Plumas Bancorp (the “Company”), entered into two agreements for the purchase and sale of real property (each, a “Sale Agreement”) with Mountainseed Real Estate Services, LLC, a Georgia limited liability company (“Mountainseed”). One Sale Agreement provided for the sale to Mountainseed of up to nine properties owned and operated by the Bank as branches (the “Branches”) for an aggregate cash purchase price of approximately $25.7 million.”

CONSTELLATION ENERGY GENERATION LLC entered into Green Senior Notes due 2054 valued at $900,000,000 (effective 2024-03-15).

“On March 15, 2024 Constellation Energy Generation, LLC (Constellation) issued and sold $900,000,000 in aggregate principal amount of Green Senior Notes due 2054 (the Green Senior Notes).”

Applied Digital Corp. entered into Purchase and Sale Agreement with Mara Garden City LLC valued at $87,328,675.00 purchase price plus $9,971,235 additional consideration (effective 2024-03-14).

“On March 14, 2024, APLD – Rattlesnake Den I LLC (“Rattlesnake Den I”), a Delaware limited liability company and a subsidiary of Applied Digital Corporation, a Nevada corporation (the “Company”), entered into a purchase and sale agreement (the “Purchase and Sale Agreement”) with Mara Garden City LLC (“Mara Garden City”), a Delaware limited liability company and a subsidiary of Marathon Digital Holdings, Inc. (“Marathon”), pursuant to which Rattlesnake Den I agreed to sell to Mara Garden City (the “Transaction”) its data center facility located in Garden City, Texas (the “Facility”) consisting of the ground leasehold estate and interest held under the Ground Lease dated April 13, 2022 between Rattlesnake Den I, as tenant, and EDB, Ltd., a Texas limited liability company, as landlord (the “Ground Lease”), related to approximately 50 acres in Glasscock County, Texas and related tangible and intangible property and improvements (together with the Ground Lease, the “Property”).”