MICROVISION, INC. entered into At-The-Market Issuance Sales Agreement with Deutsche Bank Securities Inc., Mizuho Securities USA LLC and Craig-Hallum Capital Group LLC valued at up to an aggregate offering price of $150,000,000 (effective 2024-03-05).
“On March 5, 2024, MicroVision, Inc. (the “Company”) entered into an At-The-Market Issuance Sales Agreement (the “Sales Agreement”) with Deutsche Bank Securities Inc., Mizuho Securities USA LLC and Craig-Hallum Capital Group LLC (“Craig-Hallum”), who are acting as the sales agents (collectively, the “Agents”).”
AMERICAN AIRLINES, INC.
AMERICAN AIRLINES, INC. amended a asset purchase with The Boeing Company (effective 2024-03-04).
“Additionally, on March 4, 2024, American entered into definitive agreements with The Boeing Company to purchase 85 Boeing 737 MAX 10 aircraft, with options to purchase up to an additional 75 737 MAX 10 aircraft.”
AMERICAN AIRLINES, INC.
AMERICAN AIRLINES, INC. entered into a asset purchase with The Boeing Company (effective 2024-03-04).
“on March 4, 2024, American entered into definitive agreements with The Boeing Company to purchase 85 Boeing 737 MAX 10 aircraft, with options to purchase up to an additional 75 737 MAX 10 aircraft.”
AMERICAN AIRLINES, INC.
AMERICAN AIRLINES, INC. entered into a asset purchase with Airbus S.A.S. (effective 2024-03-02).
“On March 2, 2024, American Airlines, Inc. (“American”) entered into definitive agreements with Airbus S.A.S. to purchase 85 Airbus A321neo aircraft, with options to purchase up to an additional 75 A321neo aircraft.”
LNTALLIANT ENERGY CORP
ALLIANT ENERGY CORP entered into One-Year Amended and Restated Term Loan Credit Agreement with U.S. Bank National Association valued at $300 million initial principal amount, maturity March 3, 2025; incremental facility up to $100 milli (effective 2024-03-01).
“Item 1.01 Entry into a Material Definitive Agreement. On March 1, 2024, Alliant Energy Finance, LLC (“AEF”), a wholly-owned subsidiary of Alliant Energy Corporation (“Alliant Energy”), entered into a one-year amended and restated term loan credit agreement (the “Credit Agreement”) with U.S. Bank National Association, as administrative agent, and the several lenders party thereto.”
AESIAtlas Energy Solutions Inc.
Atlas Energy Solutions Inc. amended First Amendment to Term Loan Credit Agreement with Stonebriar Commercial Finance, LLC as administrative agent valued at Incremental delayed draw term loan facility of up to $150 million at interest rate of 10.86% (effective 2024-02-26).
“The Term Loan Amendment amends that certain Credit Agreement dated as of July 31, 2023 (the “ Term Loan Credit Agreement ”), among Purchaser, the lenders party thereto from time to time and the Term Agent. Among other things, the Term Loan Amendment (a) provided an incremental delayed draw term loan facility in the aggregate principle amount of up to $150 million at an interest rate of 10.86% and (b) modified certain other terms of the Term Loan Credit Agreement.”
AESIAtlas Energy Solutions Inc.
Atlas Energy Solutions Inc. amended First Amendment to ABL Credit Agreement with Bank of America, N.A. as administrative agent valued at Increased revolving commitment from $75 million to $125 million; extended maturity from February 22, (effective 2024-02-26).
“The ABL Amendment amends that certain Loan, Security and Guaranty Agreement dated as of February 22, 2023 (the “ ABL Credit Agreement ”), among Purchaser, the subsidiary guarantors party thereto from time to time, the lenders party thereto from time to time and the ABL Agent. Among other things, the ABL Amendment (a) increased the revolving credit commitment amount under the ABL Credit Agreement from $75 million to $125 million and extended the maturity date of the ABL Credit Agreement from February 22, 2028 to February 26, 2029 and (b) modified certain other terms of the ABL Credit Agreement.”
AESIAtlas Energy Solutions Inc.
Atlas Energy Solutions Inc. entered into Deferred Cash Consideration Note with Hi-Crush Stockholders valued at Original principal amount of $111.8 million; maturity January 31, 2026; interest 5.00% cash or 7.00% (effective 2024-03-05).
“In accordance with the Merger Agreement, Purchaser issued the Deferred Cash Consideration Note in favor of the Hi-Crush Stockholders in the original aggregate principal amount of $111.8 million and payable in cash or in kind, at Purchaser’s election.”
AESIAtlas Energy Solutions Inc.
Atlas Energy Solutions Inc. entered into Registration Rights and Lock-Up Agreement with certain Hi-Crush Stockholders valued at Registration rights and lock-up obligations; 90-day lock-up period; demand and piggyback rights (effective 2024-03-05).
“On March 5, 2024, in connection with the Closing, the Company entered into a registration rights and lock-up agreement (the “ Registration Rights and Lock-Up Agreement ”) with certain of the Hi-Crush Stockholders identified on the signature pages thereto (the “ Registration Rights and Lock-Up Parties ”) that provides, among other things, that the Company (a) will, no later than the later of (1) April 1, 2024, and (2) fifteen business days after the date on which audited carveout financial statements and a reserve report of Hi-Crush are delivered to the Company, file with the U.S. Securities and Exchange Commission (the “ SEC ”) a registration statement registering for resale the Common Stock comprising the Stock Consideration that was issued in connection with the Transaction and (b) granted the Registration Rights and Lock-Up Parties certain customary demand and piggyback rights with respect to underwritten offerings.”
VMCAFValuence Merger Corp. I
Valuence Merger Corp. I amended Amendment No. 1 with Continental Stock Transfer & Trust Company (effective 2023-03-01).
“On March 1, 2023, Valuence Merger Corp. I (the “Company”) entered into Amendment No. 1 (the “Amendment”) to the Investment Management Trust Agreement (the “IMTA”) with Continental Stock Transfer & Trust Company, as trustee (the “Trustee”).”
SIDUSidus Space Inc.
Sidus Space Inc. entered into Underwriting Agreement with ThinkEquity LLC valued at $7 million (effective 2024-02-29).
“On February 29, 2024, Sidus Space, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with ThinkEquity LLC (the “Representative”), as the representative of the underwriters named therein (the “Underwriters”), relating to a firm commitment underwritten public offering (the “Offering”) of 1,321,000 shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 per share (“Common Stock”) at a price to the public of $6.00 per Share.”
Enphys Acquisition Corp.
Enphys Acquisition Corp. entered into Fixed Rate Promissory Note with Enphys Acquisition Sponsor LLC valued at $100,000 (effective 2024-03-01).
“On March 1, 2024, the Company issued a promissory note (the “Fixed Rate Promissory Note”) to the Payee, pursuant to which the Company may borrow an aggregate of $100,000 from the Payee”
Enphys Acquisition Corp.
Enphys Acquisition Corp. entered into Variable Rate Promissory Note with Enphys Acquisition Sponsor LLC valued at $100,000 (effective 2024-03-31).
“On March 31, 2024, the Company issued a promissory note (the “Variable Rate Promissory Note”) to the Payee, pursuant to which the Company may borrow an aggregate of $100,000 from the Payee”
Enphys Acquisition Corp.
Enphys Acquisition Corp. amended First Amendment to Promissory Note with Enphys Acquisition Sponsor LLC (effective 2024-03-01).
“On March 1, 2024, Enphys Acquisition Corp. (the “Company”) and Enphys Acquisition Sponsor LLC, a Delaware limited liability company (the “Payee”) entered into a First Amendment to Promissory Note (the “Amendment”) to amend the promissory note issued by the Company to Payee on October 30, 2023 (the “2023 Promissory Note”)”
BEEPMobile Infrastructure Corp
Mobile Infrastructure Corp amended Third Amendment to Credit Agreement with KeyBank National Association valued at Extended maturity date to June 30, 2025, with interest rate adjustments; required to refinance Chica (effective 2024-03-01).
“On March 1, 2024, Mobile Infrastructure Corporation (the “ Company ”) entered into that certain Third Amendment to Credit Agreement (the “ Third Amendment ”), by and among the Company, Mobile Infra Operating Company, LLC (the “ Operating Company ”), certain subsidiaries of the Operating Company (together with the Operating Company, the “ Borrower ”), and KeyBank National Association (“ KeyBank ”), amending that certain Credit Agreement, dated as of March 29, 2022, as amended by that certain First Amendment to Credit Agreement, dated as of November 17, 2022, and as further amended by that Waiver and Second Amendment to Credit Agreement, dated as of August 25, 2023 (collectively with the Third Amendment, the “ Credit Agreement ”), by and among the Borrower, the Company, KeyBank and the other financial institutions party thereto as lenders.”
QTIQT IMAGING HOLDINGS, INC.
QT IMAGING HOLDINGS, INC. entered into Yorkville Note with YA II PN, Ltd. (Yorkville) valued at Promissory note issued with 6% original issue discount as consideration for Pre-Paid Advance of $10,.
“As consideration for the Pre-Paid Advance, in connection with the Closing, the Company issued to Yorkville a promissory note (the “ Yorkville Note ”), which was issued with a 6% original issue discount.”
QTIQT IMAGING HOLDINGS, INC.
QT IMAGING HOLDINGS, INC. entered into Lock-Up Agreement with Dr. John Klock (Chief Executive Officer of QT Imaging) valued at Lock-up on shares until earlier of (a) 6 months post-Closing, (b) $11.50 price trigger, or (c) certa.
“In connection with and as a condition to the closing of the Business Combination, GigCapital5, QT Imaging and the Chief Executive Officer of QT Imaging, Dr. John Klock, (the “ Lock-Up Holder ”) entered into a Lock-Up Agreement (the “ Lock-Up Agreement ”).”
QTIQT IMAGING HOLDINGS, INC.
QT IMAGING HOLDINGS, INC. entered into Registration Rights Agreement with Registration Rights Holders (certain stockholders of the Combined Company which had been stockholders of QT Imaging) valued at Registration rights agreement granting demand and piggy-back registration rights.
“In connection with the closing of the Business Combination, GigCapital5 and certain stockholders of the Combined Company which had been stockholders of QT Imaging (the “ Registration Rights Holders ”) entered into a Registration Rights Agreement (the “ Registration Rights Agreement ”).”
QTIQT IMAGING HOLDINGS, INC.
QT IMAGING HOLDINGS, INC. entered into William Blair Stock Subscription Agreement with William Blair & Co., L.L.C. valued at Issued 740,000 shares of Combined Company Common Stock (effective 2024-02-28).
“On February 28, 2024, GigCapital5 and QT Imaging entered into a subscription agreement (the “ Subscription Agreement ”) with William Blair & Co., L.L.C. (“ William Blair ”) for the purchase of shares of common stock of QT Imaging.”
BBAIBigBear.ai Holdings, Inc.
BigBear.ai Holdings, Inc. entered into Warrant Exercise Agreement with an existing accredited investor valued at approximately $33.2 million (effective 2024-03-04).
“On March 4, 2024, BigBear.ai Holdings, Inc. (the “Company”) entered into a warrant exercise agreement (the “Warrant Exercise Agreement”) with an existing accredited investor (the “Investor”) to exercise in full an outstanding Common Stock Purchase Warrant”
Peak Bio, Inc.
Peak Bio, Inc. entered into Agreement and Plan of Merger with Akari Therapeutics, Plc and Pegasus Merger Sub, Inc. (effective 2024-03-04).
“On March 4, 2024, Peak Bio, Inc., a Delaware corporation (“ Peak Bio ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Akari Therapeutics, Plc, a public company limited by shares incorporated in England and Wales (“ Akari ”), and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Akari (“ Merger Sub ”), pursuant to which, upon the terms and subject to the conditions thereof, Merger Sub will be merged with and into Peak Bio (the “ Merger ”), with Peak Bio surviving the Merger as a wholly-owned subsidiary of Akari.”
BODIBeachbody Company, Inc.
Beachbody Company, Inc. amended Consent No. 2 and Amendment No. 4 to the Financing Agreement with Blue Torch Finance, LLC valued at Senior secured term loan facility originally $50.0 million (effective 2024-02-29).
“On February 29, 2024 (the “Closing Date”), Beachbody, LLC (the “Borrower”), a subsidiary of The Beachbody Company, Inc. (the “Company”), the lenders party thereto and Blue Torch Finance, LLC (“Blue Torch”), as collateral agent and as administrative agent, entered into that certain Consent No. 2 and Amendment No. 4 to the Financing Agreement (the “Consent and Amendment”), which amended the Company’s existing Financing Agreement, dated as of August 8, 2022 (as previously amended, the “Financing Agreement”), by and among the Company, the Borrower, the lenders party thereto from time to time and Blue Torch, as collateral agent and as administrative agent, which provided for a senior secured term loan facility in an original aggregate principal amount of $50.0 million (the “Credit Facility”).”
Airspan Networks Holdings Inc.
Airspan Networks Holdings Inc. entered into Limited Waiver and Consent, Sixth Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents with the purchasers and the administrative and collateral agent valued at Extended waiver of certain potential prospective events of default and forbearance from exercising r (effective 2024-02-28).
“In connection with the Fifth A&R Credit Agreement, the Company modified the terms of its Senior Secured Convertible Note Purchase and Guarantee Agreement, dated July 30, 2021 (as further amended, amended and restated, restated, supplemented or otherwise modified from time to time prior to the Effective Date, the “Note Purchase Agreement”) pursuant to the Limited Waiver and Consent, Sixth Amendment to Senior Secured Convertible Note Purchase and Guarantee Agreement and Reaffirmation of Note Documents, dated the Effective Date (the “NPA Amendment”), among the Company, ANI, certain of its subsidiaries as guarantors, the purchasers party thereto and the administrative and collateral agent.”
Airspan Networks Holdings Inc.
Airspan Networks Holdings Inc. entered into Limited Waiver and Consent, Fifth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents with DBFIP ANI LLC valued at Established new delayed draw term loan commitment of $750,000, accruing interest at variable rate (B (effective 2024-02-28).
“On February 28, 2024 (the “Effective Date”), Airspan Networks Holdings Inc., a Delaware corporation (the “Company”), entered into the Limited Waiver and Consent, Fifth Amendment and Restatement of Credit Agreement and Reaffirmation of Loan Documents (the “Fifth Amendment and Restatement Agreement”) among the Company, as Holdings (in such capacity, “Holdings”), Airspan Networks Inc., a Delaware corporation (“ANI”), as the Borrower (in such capacity, the “Borrower”), certain subsidiaries of the Company, as guarantors, the lenders party thereto (collectively, the “Lenders”) and DBFIP ANI LLC, as administrative agent and collateral agent (together with its successors and assigns in such capacities, the “Agent”).”
SCLXScilex Holding Co
Scilex Holding Co entered into Underwriting Agreement with Rodman & Renshaw LLC and StockBlock Securities LLC (effective 2024-02-29).
“On February 29, 2024, Scilex Holding Company (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Rodman & Renshaw LLC and StockBlock Securities LLC, as the representatives (the “Representatives”) of the underwriters named in Schedule A thereto (the “Underwriters”).”
APGAPi Group Corp
APi Group Corp entered into Underwriting Agreement with UBS Securities LLC and Citigroup Global Markets Inc., as representatives of the several underwriters (effective 2024-02-29).
“On February 29, 2024, APi Group Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with UBS Securities LLC and Citigroup Global Markets Inc., as representatives of the several underwriters named in Schedule III thereto”
TALOTALOS ENERGY INC.
TALOS ENERGY INC. entered into Registration Rights Agreement with certain of QuarterNorth’s stockholders.
“On the Closing Date, Talos entered into a Registration Rights Agreement (the “Registration Rights Agreement”), with certain of QuarterNorth’s stockholders”
Transphorm, Inc.
Transphorm, Inc. entered into Credit Agreement with Renesas Electronics America Inc. valued at $35.0 million (effective 2024-03-01).
“On March 1, 2024, Transphorm, Inc. (the " Company ") entered into a Credit and Security Agreement (the " Credit Agreement "), among the Company, Transphorm Technology, Inc., as guarantor (the " Guarantor "), and Renesas Electronics America Inc., as lender (the " Lender ").”
GRDXGridAI Technologies Corp.
GridAI Technologies Corp. entered into Purchase Agreement with certain purchasers (effective 2024-03-03).
“On March 3, 2024, First Wave BioPharma, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers pursuant to which the Company agreed to sell, in a registered direct offering (the “Offering”), an aggregate of (i) 173,100 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of 352,525 shares of Common Stock (the “Pre-Funded Warrant Shares”).”
GRDXGridAI Technologies Corp.
GridAI Technologies Corp. entered into Placement Agency Agreement with Roth Capital Partners, LLC (effective 2024-03-03).
“On March 3, 2024, First Wave BioPharma, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers pursuant to which the Company agreed to sell, in a registered direct offering (the “Offering”), an aggregate of (i) 173,100 shares (the “Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of 352,525 shares of Common Stock (the “Pre-Funded Warrant Shares”).”
ISPCiSpecimen Inc.
iSpecimen Inc. entered into At the Market Offering Agreement with Rodman & Renshaw LLC valued at $1,500,000 (effective 2024-03-05).
“On March 5, 2024, iSpecimen Inc., a Delaware corporation (the “Company”), entered into an At the Market Offering Agreement (the “ATM Agreement”) with Rodman & Renshaw LLC as agent (the “Sales Agent”) pursuant to which the Company may issue and sell shares of its common stock, $0.0001 par value per share, having an aggregate offering price of up to $1,500,000 (the “Shares”), from time to time through the Sales Agent (the “Offering”).”
AKTXAkari Therapeutics Plc
Akari Therapeutics Plc entered into Agreement and Plan of Merger with Peak Bio, Inc. (effective 2024-03-04).
“On March 4, 2024, Akari Therapeutics, Plc, a public company limited by shares incorporated in England and Wales (" Akari "), entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Peak Bio, Inc. (" Peak Bio ") and Pegasus Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Akari (" Merger Sub ")”
Acutus Medical, Inc.
Acutus Medical, Inc. amended Waiver and Amendment No. 3 to Amended and Restated Credit Agreement and Amendment to Lender Warrants and Warrant Purchase Agreement with Deerfield Partners, L.P. and Deerfield Private Design Fund III, L.P. (effective 2024-03-04).
“On March 4, 2024, Acutus Medical, Inc. (the “Company”) and Deerfield Partners, L.P. and Deerfield Private Design Fund III, L.P. (collectively, the “Lenders”) entered into the Waiver and Amendment No. 3 to Amended and Restated Credit Agreement and Amendment to Lender Warrants and Warrant Purchase Agreement (the “Amendment”) to amend (i) the Amended and Restated Credit Agreement, dated as of June 30, 2022 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Company, the Lenders from time to time party thereto and Wilmington Trust, National Association, as the Administrative Agent, (ii) warrants to purchase the Company’s common stock (the “Lender Warrants”) issued to each Lender on June 30, 2022 and (iii) the Warrant Purchase Agreement, dated as of June 30, 2022, by and among the Company and the Lenders pursuant to which the Lender Warrants were issued (the “Warrant Purchase Agreement”).”
RNACCartesian Therapeutics, Inc.
Cartesian Therapeutics, Inc. entered into Lease Agreement with 7495 RP, LLC valued at Initial base rent of $902,353 per year for approximately 20,000 leasable square feet (effective 2024-02-28).
“On February 28, 2024, Cartesian Therapeutics, Inc. (the “Company”) entered into a lease agreement with 7495 RP, LLC (the “Landlord”), pursuant to which the Company agreed to lease from the Landlord the manufacturing space located at 7495 New Horizon Way, Frederick, Maryland 21702 (the “Lease Agreement”).”
SOBRSOBR Safe, Inc.
SOBR Safe, Inc. entered into Inducement Letters with holders of Senior Convertible Notes (effective 2024-03-04).
“On March 4, 2024, SOBR Safe, Inc. (the “Company”) entered into inducement offer letter agreements (the “Inducement Letters”) with each holder (collectively, the “Holders”, and, individually, a “Holder”) of the Company’s Senior Convertible Notes issued on March 9, 2023 (the “Applicable Notes”).”
“(iii) a Fourth Amendment (the “ Purchase Agreement Amendment ”) to the Stand By Purchase Agreement, dated July 1, 2016, between PMI and WebBank (the “ Purchase Agreement ””
“(ii) a Seventh Amendment (the “ Marketing Agreement Amendment ”) to the Marketing Agreement, dated July 1, 2016, between PMI and WebBank (the “ Marketing Agreement ");”
PROSPER MARKETPLACE, INC
PROSPER MARKETPLACE, INC amended Sale Agreement Amendment with WebBank (effective 2024-02-28).
“(i) a Seventh Amendment (the “ Sale Agreement Amendment ”) to the Asset Sale Agreement, dated July 1, 2016, between PFL and WebBank (the “ Sale Agreement ");”
KUSTKUSTOM ENTERTAINMENT, INC.
KUSTOM ENTERTAINMENT, INC. entered into Asset Purchase Agreement with JC Entertainment, LLC valued at $542,959.15 (effective 2024-03-01).
“On March 1, 2024, Kustom 440 Inc., a Nevada corporation and wholly-owned subsidiary of Kustom Entertainment (“ Kustom 440 ”), entered into an Asset Purchase Agreement (the “ Acquisition Agreement ”) with JC Entertainment, LLC, a Kansas limited liability company (“ JC Entertainment ”). Pursuant to the Acquisition Agreement, Kustom 440 acquired certain assets associated with a music entertainment event (“ Country Stampede ”), including all intellectual property arising out of and relating to Country Stampede (“ Country Stampede Intellectual Property ”) and certain contracts in which JC Entertainment is a party to host and operate the 2024 Country Stampede (the “ Assumed Contracts ”, and together with the Country Stampede Intellectual Property, the “ Purchased Assets ”). As consideration for acquiring the Purchased Assets, Kustom 440 paid JC Entertainment the aggregate purchase price amount of Five Hundred Forty Two Thousands Nine Hundred Fifty Nine and 15/100 Dollars ($542,959.15), with”
KUSTKUSTOM ENTERTAINMENT, INC.
KUSTOM ENTERTAINMENT, INC. entered into Note Purchase Agreement with Mosh Man, LLC valued at $1,425,000 (effective 2024-03-01).
“On March 1, 2024, Digital Ally, Inc. (the “Company”) entered into a Note Purchase Agreement (the “ Agreement ”), by and between the Company, Kustom Entertainment, Inc., a Nevada corporation and wholly-owned subsidiary of the Company (“ Kustom Entertainment ” and, together with the Company, the “ Borrowers ”), and Mosh Man, LLC, a New Jersey limited liability company (the “ Purchaser ”), pursuant to which the Borrowers issued to the Purchaser a Senior Secured Promissory Note (the “ Note ”) with a principal amount of $1,425,000.”
HNOIHNO International, Inc.
HNO International, Inc. entered into Extension to Promissory Note with HNO Green Fuels, Inc. valued at Extension of Maturity Date from March 1, 2024 to December 31, 2024 (effective 2024-03-01).
“On March 1, 2024, HNO International, Inc., a Nevada corporation (the "Company"), entered into an Extension to Promissory Note (the "1 st Extension") with HNO Green Fuels, Inc., a Nevada corporation (“HNOGF”), pursuant to the terms set forth in the 1 st Extension.”
UNIVERSAL BIOSENSORS INC
UNIVERSAL BIOSENSORS INC entered into Underwriting Term Sheet with an underwriter named in the Underwriting Term Sheet valued at A$10 million (effective 2024-02-28).
“On February 28, 2024, Universal Biosensors, Inc. (the “Company”) entered into a binding equity underwriting term sheet (the “Underwriting Term Sheet”) with an underwriter named in the Underwriting Term Sheet (the “Underwriter”), whereby the Underwriter has agreed to fully underwrite a A$10 million pro rata non-renounceable entitlement offer to eligible existing holders of CHESS Depositary Interests (“CDIs”)”
VANIVivani Medical, Inc.
Vivani Medical, Inc. entered into Placement Agency Agreement with Maxim Group LLC (effective 2024-03-01).
“The Company also entered into a Placement Agency Agreement with Maxim Group LLC (the “Placement Agency Agreement,” and together with the Securities Purchase Agreement, the “Agreements”), who is acting as the sole placement agent for the Offering.”
VANIVivani Medical, Inc.
Vivani Medical, Inc. entered into Securities Purchase Agreement with an institutional investor valued at approximately $15.0 million (effective 2024-03-01).
“On March 1, 2024, Vivani Medical, Inc. (the “Company”) entered into a Securities Purchase Agreement with an institutional investor (the “Securities Purchase Agreement”) relating to the issuance of 3,947,368 shares of the Company’s common stock, par value of $0.0001 per share (the “Common Stock”) and warrants to purchase up to an aggregate of 3,947,368 shares of Common Stock (the “Warrant”), to such investor at a purchase price of $3.80 per share and accompanying warrant in a registered direct offering (the “Offering”).”
COPRIdaho Copper Corp
Idaho Copper Corp entered into Subscription Agreement with 23 accredited investors valued at $1,692,000 (effective 2024-02-28).
“On February 28, 2024, Idaho Copper Corporation, a Nevada corporation (the “Company”), entered into subscription agreements (each a “Subscription Agreement”) with 23 accredited investors (each, a “Subscriber” and collectively, the “Subscribers”), pursuant to which the Company offered and sold to the Subscribers in a private placement offering (the “Offering”), a total of 141 units (each, a “Unit” and, collectively, the “Units”), for a purchase price of $12,000 per Unit, and a total purchase price of $1,692,000.”
CUTERA INC
CUTERA INC entered into Business Transfer and Termination Agreement with ZO Skin Health, Inc. and its affiliates valued at $5.75 million (effective 2024-02-28).
“On February 28, 2024, the Company and its Japanese subsidiary, Cutera KK, entered into a Business Transfer and Termination Agreement (the “Termination Agreement”) with ZO and its Japanese subsidiary, ZO Skin Health GK”
CUTERA INC
CUTERA INC entered into Settlement Agreement with Jabil Inc. valued at $19.5 million (effective 2024-02-28).
“On February 28, 2024, the Company and Jabil entered into a settlement agreement related to the non-renewal of the Manufacturing Service Agreement (the “Settlement Agreement”).”
CUTERA INC
CUTERA INC terminated Manufacturing Service Agreement with Jabil Inc..
“In November 2023, Cutera, Inc. (the “Company”) communicated its intention not to renew its existing manufacturing service agreement (the “Manufacturing Service Agreement”) with Jabil Inc.”
APLDApplied Digital Corp.
Applied Digital Corp. entered into Loan Agreement with Cornerstone Bank valued at $16,000,000 (effective 2024-02-28).
“On February 28, 2024, APLD GPU-01, LLC (the “Borrower”), a wholly-owned subsidiary of Applied Digital Corporation (the “Company”), entered into a Loan Agreement with Cornerstone Bank, a North Dakota state chartered bank (the “Lender”) (the “Loan Agreement”) pursuant to which the Lender loaned the principal amount of $16,000,000 to the Borrower with a maturity date of March 1, 2029 (the “Loan”).”
ARMPArmata Pharmaceuticals, Inc.
Armata Pharmaceuticals, Inc. amended Second Amendment to Convertible Credit Agreement with Innoviva.
“and (ii) that certain convertible credit and security agreement (the “Second Amendment to Convertible Credit Agreement” and together with the First Amendment to Credit Agreement, the “Amendments”), dated as of January 10, 2023, by and among the Company, as borrower, Innoviva, as lender, and certain domestic subsidiaries of the Company, as guarantors.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.