Material Agreements

Phreesia, Inc. terminated Goldman Bridge Loan Facility with Goldman Sachs Bank USA valued at terminated without penalty and repaid all outstanding indebtedness and obligations (effective 2026-03-13).

“On March 13, 2026, in connection with the Company's entry into the Credit Facility, the Company terminated without penalty, and repaid all outstanding indebtedness and obligations under, (i) its existing bridge loan credit agreement (the "Goldman Bridge Loan Facility"), dated as of November 12, 2025, by and among the Company, as borrower, certain subsidiaries of the Company, as guarantors, the lenders from time to time party thereto, and Goldman Sachs Bank USA, as administrative agent and collateral agent for the lenders, sole lead arranger and bookrunner, and a lender”

Phreesia, Inc. entered into Credit Agreement with Capital One, National Association valued at senior secured revolving credit facility up to $275,000,000 (effective 2026-03-13).

“On March 13, 2026 (the "Closing Date"), Phreesia, Inc. (the "Company") and certain of its subsidiaries (collectively, the "Credit Parties") entered into a Credit Agreement (the "Credit Agreement") by and among the Company, as the borrower, the other Credit Parties, as guarantors, the financial institutions from time to time party thereto as lenders, and Capital One, National Association, a national banking association ("Capital One"), as agent for the lenders and for itself as lender, providing for a senior secured revolving credit facility (the "Credit Facility") up to an aggregate principal amount of $275,000,000”

ZEVRA THERAPEUTICS, INC. terminated Credit Agreement with HCR Stafford Fund II, L.P., HCR Potomac Fund II, L.P., Perceptive Credit Holdings IV, LP, and Alter Domus (US) LLC valued at $63.0 million (effective 2026-03-12).

“On March 12, 2026, the Company repaid in full all outstanding obligations under that certain Credit Agreement, dated as of April 5, 2024, by and among the Company, HCR Stafford Fund II, L.P., HCR Potomac Fund II, L.P., and Perceptive Credit Holdings IV, LP (collectively, the “Lenders”), and Alter Domus (US) LLC, as administrative agent (the “Credit Agreement”).”

ZEVRA THERAPEUTICS, INC. entered into Asset Purchase and Settlement Agreement with Commave Therapeutics SA valued at $50.0 million (effective 2026-03-13).

“On March 13, 2026, Zevra Therapeutics, Inc.(the “Company”) entered into an Asset Purchase and Settlement Agreement (the “Agreement”) with Commave Therapeutics SA (“Commave”) to sell certain assets of the Company to Commave and to resolve litigation pending in the Court of Chancery of the State of Delaware captioned Commave Therapeutics SA v. Zevra Therapeutics, Inc., C.A. No. 2024-0920-LWW (the “Litigation”) related to claims arising under the Collaboration and License Agreement between the parties dated September 3, 2019, as amended (the “AZSTARYS License Agreement”).”

Spirit Aviation Holdings, Inc. entered into Restructuring Support Agreement with Consenting DIP Lenders valued at Restructuring Support Agreement providing for DIP loan prepayments, cash use covenants, equity issua (effective 2026-03-13).

“On March 13, 2026, the Debtors entered into a Restructuring Support Agreement (the “ Restructuring Support Agreement ”) with certain holders (collectively, the “ Consenting DIP Lenders ”) of approximately (i) 74.6% of the aggregate principal amount of the new money term loans (the “ New Money DIP Loans ”) issued under that certain Superpriority Secured Priming Debtor-in-Possession Credit Agreement dated as of October 14, 2025 (as further amended, restated, amended and restated, supplemented, or otherwise modified from time to time), by and among Spirit Airlines, LLC, as Borrower, Spirit Aviation Holdings, Inc., as Holdings, the other Debtors party thereto as Guarantors, Wilmington Trust, National Association, as Administrative Agent and Collateral Agent, and the lenders from time to time party thereto (the “ DIP Credit Agreement ”); (ii) 71.8% of Roll-Up DIP Loans issued under the DIP Credit Agreement; and (iii) 60.0% of the Debtors’ non-rolled up PIK Toggle Senior Secured Notes due 20”

Fortune Brands Innovations, Inc. entered into Cooperation Agreement with Garden Investment Management, L.P. (effective 2026-03-16).

“On March 16, 2026, Fortune Brands Innovations, Inc. (the “ Company ”) entered into a Cooperation Agreement (the “ Cooperation Agreement ”) with Garden Investment Management, L.P. (“ GI ”).”

MSC INCOME FUND, INC. entered into Master Note Purchase Agreement with certain qualified institutional investors valued at $150,000,000 (effective 2026-03-12).

“On March 12, 2026, MSC Income Fund, Inc. (“MSC Income”) and certain qualified institutional investors entered into a Master Note Purchase Agreement (the “Note Purchase Agreement”), which governs the issuance of $150,000,000 in aggregate principal amount of 6.34% Series A Senior Notes due 2029 (the “Series A Notes”).”

Quipt Home Medical Corp. amended amendment to that certain amended and restated credit and guaranty agreement with First-Citizens Bank & Trust Company (effective 2026-03-13).

“On March 13, 2026, Parent entered into an amendment to that certain amended and restated credit and guaranty agreement, initially dated as of September 16, 2022”

Airbnb, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at Governs $2.5 billion of Senior Notes: 4.400% Senior Notes due 2029, 4.650% Senior Notes due 2031, 5. (effective 2026-03-16).

“On March 16, 2026 (the “Closing Date”), the Company closed the Offering. The terms of the Notes are governed by an Indenture, dated as of the Closing Date (the “Base Indenture”), by and between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), as supplemented by the First Supplemental Indenture, dated as of the Closing Date (the “First Supplemental Indenture,” and, together with the Base Indenture, the “Indenture”), by and between the Company and the Trustee.”

Airbnb, Inc. entered into Underwriting Agreement with BofA Securities, Inc., Goldman Sachs & Co. LLC, and Morgan Stanley & Co. LLC valued at $2.5 billion aggregate principal amount of senior notes, consisting of $850.0 million 4.400% Senior (effective 2026-03-12).

“On March 12, 2026, Airbnb, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities, Inc., Goldman Sachs & Co. LLC, and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein (collectively, the “Underwriters”), relating to the public offering (the “Offering”) by the Company of $2.5 billion aggregate principal amount of senior notes, consisting of $850.0 million aggregate principal amount of its 4.400% Senior Notes due 2029 (the “2029 Notes”), $850.0 million aggregate principal amount of its 4.650% Senior Notes due 2031 (the “2031 Notes”), and $800.0 million aggregate principal amount of its 5.250% Senior Notes due 2036 (together with the 2029 Notes and the 2031 Notes, the “Notes”).”

AH Realty Trust, Inc. entered into Agreement with unrelated third party (the "Buyer") valued at approximately $562.0 million (effective 2026-03-13).

“On March 13, 2026, certain wholly owned subsidiaries of AH Realty Trust, Inc. (the “Company”) entered into a purchase and sale agreement (the “Agreement”) with an unrelated third party (the “Buyer”) to sell 11 of the Company’s 14 multifamily properties for an aggregate purchase price of approximately $562.0 million in cash (the “Multifamily Disposition”).”

Acumen Pharmaceuticals, Inc. entered into Registration Rights Agreement with certain institutional accredited investors valued at registration for resale of the Shares pursuant to a registration statement to be filed with the SEC (effective 2026-03-13).

“In connection with the Private Placement, the Company and the Investors entered into a Registration Rights Agreement, dated March 13, 2026 (the “ Registration Rights Agreement ”), providing for the registration for resale of the Shares pursuant to a registration statement (the “ Registration Statement ”) to be filed with the Securities and Exchange Commission (the “ SEC ”) no later than two business days after the date on which the Company files with the SEC its Annual Report on Form 10-K for the fiscal year ended December 31, 2025.”

Acumen Pharmaceuticals, Inc. entered into Securities Purchase Agreement with certain institutional accredited investors valued at 10,833,331 shares of common stock at $3.30 per share; expected gross proceeds ~$35.75 million (effective 2026-03-13).

“On March 13, 2026, Acumen Pharmaceuticals, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain institutional accredited investors named therein (each, an “ Investor ” and collectively, the “ Investors ”), pursuant to which the Company agreed to sell to the Investors, in a private placement (the “ Private Placement ”), 10,833,331 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), at an offering price of $3.30 per Share.”

Elicio Therapeutics, Inc. terminated Capital on DemandTM Sales Agreement with JonesTrading Institutional Services LLC (effective 2026-03-16).

“On March 16, 2026, the Company delivered written notice to Jones to terminate the Jones Sales Agreement and the offering of shares contemplated thereby, effective upon delivery, pursuant to Section 12(b) of the Jones Sales Agreement.”

Elicio Therapeutics, Inc. entered into Sales Agreement with B. Riley Securities, Inc., JonesTrading Institutional Services LLC and Ladenburg Thalmann & Co. Inc. valued at $100.0 million (effective 2026-03-16).

“On March 16, 2026, Elicio Therapeutics, Inc. (the “ Company ”) entered into an At Market Issuance Sales Agreement (the “ Sales Agreement ”) with B. Riley Securities, Inc., JonesTrading Institutional Services LLC and Ladenburg Thalmann & Co. Inc. (the “ Agents ”) with respect to an at-the-market offering program under which the Company may issue and sell, from time to time at its sole discretion, shares of its common stock, par value $0.01 per share (the “ Common Stock ”), having an aggregate offering price of up to $100.0 million”

Urgent.ly Inc. entered into Merger Agreement with Agero, Inc. and Medford Hawk, Inc. (effective 2026-03-13).

“On March 13, 2026, Urgent.ly Inc. (the “ Company ”) entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Agero, Inc., a Nevada corporation (“ Parent ”), and Medford Hawk, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“ Purchaser ”).”

zSpace, Inc. amended Amendment with the Investor valued at $4,301,075 (effective 2026-03-16).

“On March 16, 2026, the Company entered into an amendment to the Securities Purchase Agreement (the “Amendment”) providing for, among other things, multiple closings pursuant to the Securities Purchase Agreement, rather than a total of two closings.”

zSpace, Inc. entered into Securities Purchase Agreement with an institutional investor valued at $13,978,495 (effective 2025-04-10).

“On April 10, 2025, zSpace, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with an institutional investor (the “Investor”), pursuant to which the Company sold, and the Investor purchased, a senior secured convertible note issued by the Company (the “Note,” and such financing, the “Convertible Note Financing”) in the original principal amount of $13,978,495”

Outlook Therapeutics, Inc. amended Note Amendment with Avondale Capital, LLC (effective 2026-03-16).

“In connection with the entry into the Note, we and Avondale entered into an amendment to the Avondale Note (the “Note Amendment”) to extend the maturity thereof to December 31, 2026.”

Outlook Therapeutics, Inc. entered into Note Purchase Agreement with Atlas Sciences, LLC valued at $18,360,000 (effective 2026-03-16).

“On March 16, 2026, Outlook Therapeutics, Inc. (the “Company”) entered into a Note Purchase Agreement (the “NPA”) with Atlas Sciences, LLC, a Utah limited liability company (the “Investor”), pursuant to which the Company agreed to issue to the Investor an unsecured promissory note with an original principal balance of $18,360,000 (the “Note”).”

ADDENTAX GROUP CORP. entered into Agreement with Guang Wen Global Group Limited valued at approximately $5.5 million (effective 2026-02-17).

“On February 17, 2026, Addentax Group Corp. (the “Company”), through itself or its designated entity (the “Buyer”), entered into a stock purchase agreement (the “Agreement”) to acquire 34,200,000 shares of Common Shares, par value $0.001 per share (the “Shares”), in Keemo Fashion Group Limited’s (“Keemo Fashion”), a Nevada corporation, with the Guang Wen Global Group Limited (the “Seller”).”

CRISPR Therapeutics AG entered into Indenture with U.S. Bank Trust Company, National Association valued at $600.0 million aggregate principal amount (effective 2026-03-16).

“On March 16, 2026, CRISPR Therapeutics AG (the “Company”) completed its previously announced private offering (the “Offering”) of $600.0 million aggregate principal amount of its Convertible Senior Notes due 2031 (the “Notes”)”

Varex Imaging Corp terminated Revolving Credit and Guaranty Agreement with Zions Bancorporation, N.A. dba Zions First National Bank valued at Terminated senior secured revolving credit facility of up to $155,000,000 (effective 2026-03-13).

“Substantially concurrently with the closing of the Credit Agreement, on March 13, 2026, the Company terminated its Revolving Credit and Guaranty Agreement, dated as of March 26, 2024, by and among the Company, Varex Imaging West, LLC, Varex Imaging Deutschland AG, as borrowers, the guarantors party thereto, Zions Bancorporation, N.A. dba Zions First National Bank, as administrative and collateral agent, and the lenders party thereto (as amended, the “Terminated Credit Agreement”).”

Varex Imaging Corp terminated 2027 Notes Indenture with Computershare Trust Company, N.A. valued at Satisfied and discharged $368,000,000 aggregate principal amount of outstanding 7.875% Senior Secure (effective 2026-03-13).

“The 2027 Notes were issued pursuant to a Senior Secured Notes Indenture, dated as of September 30, 2020, among the Company, as issuer, the guarantors party thereto, Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as trustee and collateral agent (the “Trustee”) (as amended and supplemented, the “2027 Notes Indenture”).”

Varex Imaging Corp entered into Credit and Guaranty Agreement with Zions Bancorporation, N.A. dba Zions First National Bank valued at Secured term loan facility of $350,000,000; secured revolving credit facility of $100,000,000 with $ (effective 2026-03-13).

“On March 13, 2026, Varex Imaging Corporation (the “Company”) and certain of its subsidiaries entered into a Credit and Guaranty Agreement with, among others, the lenders and issuing banks from time to time party thereto, Zions Bancorporation, N.A. dba Zions First National Bank, as administrative agent and collateral agent, Citizens Banks, National Association and Bank of Montreal as co-documentation agents, Zions Bancorporation, N.A. dba Zions First National Bank, as lead arranger and sole bookrunner, and U.S. Bank National Association, Capital One, N.A., Fifth Third Bank, National Association and UMB Bank, N.A. as joint lead arrangers (the “Credit Agreement”).”

Local Bounti Corporation/DE amended Letter Agreement with Cargill Financial Services International, Inc. (effective 2026-03-13).

“Also on March 13, 2026, the Company entered into a letter agreement (the “Letter Agreement”) with Cargill Financial Services International, Inc., a Delaware corporation (“Cargill Financial”), to supplement certain terms of the Credit Agreement dated as of September 3, 2021, by and among Local Bounti Operating Company LLC, a Delaware limited liability company (“Opco”), each subsidiary of Opco identified as a “Borrower” therein, and Cargill Financial (amended, restated, supplemented or otherwise modified from time to time prior to the Transaction Date, the “Senior Credit Agreement”).”

Local Bounti Corporation/DE entered into Convertible Note and Warrant Purchase Agreement with U.S. Bounti, LLC (effective 2026-03-13).

“On March 13, 2026, Local Bounti Corporation, a Delaware corporation (the “Company”), entered into a Convertible Note and Warrant Purchase Agreement (the “Purchase Agreement”) with U.S. Bounti, LLC (the “Purchaser”), providing for the purchase, sale and issuance of (i) a convertible note with an initial principal balance of $15.0 million (the “Note”) and (ii) a common stock purchase warrant (the “Warrant”)”

IB Acquisition Corp. entered into Business Combination Agreement with GNQ Insilico Inc. valued at Arrangement Consideration equal to US$500,000,000 plus any amount paid under the Revenue Earnout or (effective 2026-03-16).

“On March 16, 2026, IB Acquisition Corp., a Nevada corporation (“ IB Acquisition ”), and GNQ Insilico Inc., a corporation formed under the federal laws of Canada (“ GNQ ”), entered into a Business Combination Agreement (the “ BCA ”).”

Alto Neuroscience, Inc. entered into Securities Purchase Agreement with certain institutional investors valued at approximately $120.0 million (effective 2026-03-16).

“On March 16, 2026, Alto Neuroscience, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain institutional investors (the “ Purchasers ”), pursuant to which the Company agreed to sell and issue to the Purchasers in a private placement transaction (the “ Private Placement ”) (i) 2,900,000 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 (“ Common Stock ”), and (ii) with respect to certain Purchasers, pre-funded warrants to purchase 3,100,000 shares of Common Stock (the “ Pre-Funded Warrants ”) in lieu of Shares.”

FORTRESS CREDIT REALTY INCOME TRUST amended Amended MS Seller Repurchase Agreement with Morgan Stanley Bank, N.A. and such other financial institutions from time to time party thereto as buyers valued at from an aggregate of $250 million to $500 million (effective 2026-03-12).

“On March 12, 2026, a subsidiary of Fortress Credit Realty Income Trust (the “ Company ”), FCR MS Seller LLC, as seller (the “ MS Seller ”), Morgan Stanley Mortgage Capital Holdings LLC, as administrative agent (“ Administrative Agent ”) for Morgan Stanley Bank, N.A. and such other financial institutions from time to time party thereto as buyers (“ MSBA ” and, together with such other financial institutions from time to time party hereto, the “ Buyers ”) entered into an amendment (the “ Amended MS Seller Repurchase Agreement ”) to Master Repurchase and Securities Contract Agreement, dated July 24, 2025 (together with the related transaction documents and the Amended MS Seller Repurchase Agreement, the “ MS Seller Repurchase Agreement ”).”

Hashdex Nasdaq CME Crypto Index ETF amended Second Amendment to the Sponsor Agreement with Hashdex Asset Management Ltd. (effective 2026-03-13).

“On March 13, 2026, Hashdex Asset Management Ltd., a Cayman Islands limited company (the “Sponsor”), and the Hashdex Nasdaq CME Crypto Index ETF, a Delaware statutory trust (the “Trust”), entered into the Second Amendment to the Sponsor Agreement (the “Second Amendment”).”

VisionWave Holdings, Inc. entered into Side Letter with C.M. Composite Materials Ltd., Giza Zinger Even Mezzanine, Limited Partnership, Matania (Mati) Moskovitch valued at Side Letter supplements Investment and Share Purchase Agreement and Loan Agreement; company commits (effective 2026-03-11).

“Item 1.01 Entry into a Material Definitive Agreement. On March 11, 2026, VisionWave Holdings, Inc. (the "Company") entered into a Side Letter (the "Side Letter") with C.M. Composite Materials Ltd., an Israeli corporation (the "CM Company"), Giza Zinger Even Mezzanine, Limited Partnership ("Giza"), and Matania (Mati) Moskovitch ("Mati").”

New Providence Acquisition Corp. III/Cayman entered into Business Combination Agreement with Abra Financial Holdings, Inc. valued at $750,000,000 (Merger Consideration) (effective 2026-03-16).

“On March 16, 2026, New Providence Acquisition Corp. III, a Cayman Islands exempted company (" SPAC "), entered into a Business Combination Agreement (the " Business Combination Agreement ") with Abra Financial Holdings, Inc., a Delaware corporation (together with its successors, " Abra " or the " Company "), and Aether Merger Sub I, Corp., a Delaware corporation and a wholly-owned subsidiary of SPAC (" Merger Sub ").”

GATX CORP entered into Indenture with U.S. Bank Trust Company, National Association valued at $500,000,000 aggregate principal amount of 4.625% Senior Notes due 2031 and $500,000,000 aggregate p (effective 2026-03-12).

“Indenture, dated as of March 12, 2026 (the “Indenture”), by and among the Issuer, GATX, as guarantor, and U.S. Bank Trust Company, National Association, as trustee (in such capacity, the “Trustee”).”

HONEYWELL INTERNATIONAL INC terminated a credit facility with Bank of America, N.A. valued at $1.0 billion (effective 2026-03-16).

“On March 16, 2026, Honeywell International Inc., a Delaware corporation (“Honeywell”), repaid in full all outstanding obligations under, and terminated, its $1.0 billion fixed rate term loan credit agreement, dated as of August 12, 2024, with the banks, financial institutions and other institutional lenders party thereto, and Bank of America, N.A. (“Bank of America”), as administrative agent.”

OSHKOSH CORP amended First Amendment to Credit Agreement with PNC Bank, National Association, as administrative agent, and the lenders party thereto (effective 2026-03-16).

“On March 16, 2026, the Company also entered into that certain First Amendment to Credit Agreement (the “ Amendment ”) among the Company, the lenders party thereto, and PNC Bank, National Association, as administrative agent, which amends the Company’s existing Credit Agreement, dated as of March 31, 2025”

OSHKOSH CORP entered into Fourth Amended and Restated Credit Agreement with Bank of America, N.A., as administrative agent, and the various lenders and letter of credit issuers party thereto valued at $1.6 billion (effective 2026-03-16).

“On March 16, 2026, Oshkosh Corporation (the “ Company ”) entered into a Fourth Amended and Restated Credit Agreement (the “ Credit Agreement ”) among the Company, the various lenders and letter of credit issuers party thereto, and Bank of America, N.A., as administrative agent”

WisdomTree, Inc. entered into Purchase Agreement with Atlantic House Holdings Limited and its shareholders valued at £150.0 million (approximately $200.0 million) (effective 2026-03-13).

“On March 13, 2026, WisdomTree, Inc. (the “Company” or the “Buyer’s Guarantor”) and WisdomTree International Holdings Ltd (the “Buyer”), a wholly-owned subsidiary of the Company, entered into a Sale and Purchase Agreement (the “Purchase Agreement”) with Atlantic House Holdings Limited, a private limited company incorporated in England and Wales (“Atlantic House”), the shareholders of Atlantic House (together, the “Sellers”), the EBT Trustee and the Individual Guarantor (each as defined in the Purchase Agreement), pursuant to which the Buyer agreed to acquire from the Sellers all of the issued and outstanding share capital of Atlantic House (the “Acquisition”), subject to the terms and conditions set forth therein.”

PENN Entertainment, Inc. entered into Indenture with Computershare Trust Company, National Association valued at $600 million 6.750% senior notes due 2031 (effective 2026-03-16).

“On March 16, 2026, PENN Entertainment, Inc. (the “Company”) closed a private offering (the “Offering”) of $600 million aggregate principal amount of 6.750% senior notes due 2031 (the “Notes”). The Notes were issued at par.”

IRIDEX CORP entered into Lease with SFIII Hellyer, LLC and SFIII FOS Hellyer Holding, LLC valued at approximately $646,464 (effective 2026-03-09).

“On March 9, 2026, IRIDEX Corporation (the “Company”) and SFIII Hellyer, LLC and SFIII FOS Hellyer Holding, LLC (the “Landlord”) entered into a triple net lease (the “Lease”)”

HEALTHSTREAM INC amended First Amendment to Amended and Restated Revolving Credit Agreement with Truist Bank (effective 2026-03-13).

“On March 13, 2026, HealthStream, Inc., a Tennessee corporation (the “Company”), and Truist Bank, a North Carolina banking corporation (“Truist”), entered into that certain First Amendment to Amended and Restated Revolving Credit Agreement (the “Amendment”), amending the Amended and Restated Revolving Credit Agreement, dated as of October 6, 2023”

Salesforce, Inc. entered into Third Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $25,000,000,000 aggregate principal amount (effective 2026-03-13).

“On March 13, 2026, Salesforce, Inc. (the “Company”) completed its previously announced registered public offering (the “Offering”) of $3,500,000,000 aggregate principal amount of 4.500% Senior Notes due 2028”

Savara Inc entered into "Agreement of Lease" with ML7 Yardley Partners, LP valued at approximately $1,780,900 (effective 2026-03-10).

“On March 10, 2026, Savara Inc. (the “Company”) entered into an Agreement of Lease (the “Lease”) with ML7 Yardley Partners, LP (“Landlord”), pursuant to which the Company will lease approximately 10,795 square feet of office space located at 19 W. College Avenue, Suite 200, Yardley, PA 19067.”

BATTALION OIL CORP entered into Purchase and Sale Agreement with RoadRunner Resource Holding LLC (formerly Sundown Energy LP) (effective 2026-03-10).

“On March 10, 2026, Battalion Oil Corporation (the “ Company ”), together with a wholly owned subsidiary, entered into a Purchase and Sale Agreement (the “ PSA ”) with RoadRunner Resource Holding LLC (formerly Sundown Energy LP) (“ Sundown ”) to acquire approximately 7,090 net acres of oil and gas assets located in Ward County, Texas (the “ Assets ”).”

NORTHPOINTE BANCSHARES INC entered into Subordinated Note Purchase Agreement with an institutional accredited investor valued at $20.0 million (effective 2026-03-12).

“On March 12, 2026, Northpointe Bancshares, Inc. (the “Company”) entered into a Subordinated Note Purchase Agreement (the “Purchase Agreement”) with an institutional accredited investor (the “Purchaser”), pursuant to which the Company sold and issued a $20.0 million 7.50% Fixed-to-Floating Rate Subordinated Note due 2036 (the “Note”).”

SARATOGA INVESTMENT CORP. amended Equity Distribution Agreement with Lucid Capital Markets, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, Raymond James & Associates, Inc. (effective 2026-03-13).

“On March 13, 2026, in connection with the effectiveness of the Company’s shelf registration statement on Form N-2 (333-292765) (the “Registration Statement”), the Company and Saratoga Investment Advisors, LLC (the “Adviser”) entered into amendment no. 5 (“Amendment No. 5”) to the equity distribution agreement (as amended, the “Equity Distribution Agreement”) with Lucid Capital Markets, LLC (“Lucid”), Ladenburg Thalmann & Co. Inc. (“Ladenburg”), Compass Point Research & Trading, LLC (“Compass Point”), and Raymond James & Associates, Inc. (“Raymond James” and together with Lucid, Ladenburg, and Compass Point, the “Agents”).”

CapsoVision, Inc amended Amendment with Canon, Inc, a Japanese corporation valued at $1 million (effective 2026-03-09).

“On March 9, 2026, the Company entered into the amendment to the original development agreement (the “ Amendment”) with Canon, Inc, a Japanese corporation pursuan t to which the Company agreed that the total fee shall be increased by the amount of $1 million due to the increased features in the specification.”

MOBIVITY HOLDINGS CORP. entered into Master Services Agreement with PayPal, Inc. valued at Offer planning and placement services in connection with marketing promotions and advertisements (effective 2026-03-09).

“On March 9, 2026, Mobivity Holdings Corp. (“Mobivity” or the “Company”) entered into a Master Services Agreement (the “MSA”) with PayPal, Inc. (“PayPal”). Under the MSA, Mobivity will provide offer planning and placement services in connection with marketing promotions and advertisements to PayPal, as further described in one or more statements of work (“SOWs”) and/or insertion orders (“IOs”) that may be entered into from time to time and that reference the MSA.”

New Mountain Finance Corp amended Fifteenth Amendment and Waiver to Loan and Security Agreement with Wells Fargo Bank, National Association (effective 2026-03-12).

“On March 12, 2026, New Mountain Finance Corporation (the “Company”) entered into the Fifteenth Amendment and Waiver to Loan and Security Agreement (the “Fifteenth Amendment”), which amended the Third Amended and Restated Loan and Security Agreement, dated as of October 24, 2017 (together with the exhibits and schedules thereto, the “Loan and Security Agreement”), by and among New Mountain Finance Holdings, L.L.C., as borrower, the Company, as collateral manager, Wells Fargo Bank, National Association (“Wells Fargo”), as administrative agent, and a lender, the lenders party thereto from time to time, and Wells Fargo, as collateral custodian.”

Chiron Real Estate Inc. amended Sixth Amendment to Agreement of Limited Partnership of Chiron Real Estate LP.

“In connection with the Preferred ATM Offering (as defined below) by Chiron Real Estate Inc. (the “Company”) of the Company’s 8.00% Series B Cumulative Redeemable Preferred Stock (the “Series B Preferred Stock”), the Agreement of Limited Partnership of Chiron Real Estate LP (the “Operating Partnership”) was amended (the “Amendment”) to provide for the issuance of up to an additional 3,000,000 of the Operating Partnership’s 8.00% Series B Cumulative Redeemable Preferred Units (liquidation preference $25.00 per unit) (the “Series B Preferred Units”).”