Material Agreements

Onconetix, Inc. entered into Share Exchange Agreement with Realbotix Corp., Simulacra Corporation, and Realbotix, LLC (effective 2026-02-11).

“On February 11, 2026, Onconetix, Inc, a Delaware corporation (“ Onconetix ” or “ Buyer ”), entered into a Share Exchange Agreement (the “ Share Exchange Agreement ”), by and among (i) Onconetix, (ii) Realbotix Corp., a company existing under the laws of the Province of Ontario (“ Parent ”), (iii) Simulacra Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (the “ Seller ”) and (iv) Realbotix, LLC, a Delaware limited liability company and wholly owned subsidiary of the Seller (the “ Company ” or “ Realbotix ”).”

Nuburu, Inc. amended Amendment to Orbit Agreement with Vanguard Holdings S.r.l. (Alessandro Zamboni) valued at Issuance of 50,000,000 Common Shares in lieu of convertible preferred shares (effective 2026-02-09).

“on February 9, 2026, the parties to the Orbit Agreement entered into an amendment to issue 50,000,000 shares of Common Stock in lieu of the obligation to issue preferred shares (the “Amendment”).”

Nuburu, Inc. entered into Exchange Agreement with Indigo Capital LP valued at Issued pre-funded warrant for 55,771,485 shares in exchange for transfer of 844,938 Series A Preferr (effective 2026-02-06).

“on February 6, 2026, we entered into an exchange agreement with Indigo Capital LP (“Indigo”), pursuant to which we agreed to issue a pre-funded warrant (the “Indigo Warrant”) in exchange for the transfer of 844,938 shares of our Series A Preferred Stock held by Indigo into our treasury (the “Exchange Agreement”).”

Nuburu, Inc. entered into H&K Acquisition Agreement with Brick Lane Capital Management Limited valued at $15,000,000 aggregate purchase price by Subordinated Convertible Note (effective 2026-02-06).

“on February 6, 2026, we entered into a Securities Purchase Agreement (the “H&K Acquisition Agreement”) with Brick Lane Capital Management Limited (“Brick Lane”) pursuant to which we acquired from Brick Lane 295,000 shares (or approximately 0.8% of the outstanding common shares) of Heckler & Koch AG (“H&K”), a leading manufacturer of small firearms for NATO and EU countries whose shares are listed on Euronext Paris under the ticker MLHK, for an aggregate purchase price of $15,000,000, which was paid by Subordinated Convertible Note (the “H&K Acquisition Note”).”

agilon health, inc. amended Third Amendment to the Credit Agreement with J.P. Morgan Chase Bank, N.A., as administrative agent, and the other lenders and issuers party thereto (effective 2026-02-12).

“On February 12, 2026 (the “Third Amendment Effective Date”), agilon health, inc. (the "Company"), agilon health management, inc. (f/k/a agilon health, inc.) (the “Management”) and Agilon Health Intermediate Holdings, Inc. (“Holdings”), entered into the Third Amendment (the “Amendment”) to the Credit Agreement”

Goal Acquisitions Corp. amended Trust Amendment with Continental Stock Transfer & Trust Company (effective 2026-02-06).

“On February 6, 2026, Goal Acquisitions Corp. (the “Company”) entered into an amendment (the “Trust Amendment”) to the Investment Management Trust Agreement, dated February 10, 2021 (the “Trust Agreement”), by and between the Company and Continental Stock Transfer & Trust Company (“Continental”), to change the date on which Continental must commence liquidation of the amount on deposit in the trust account (the “Trust Account”) established in connection with the Company’s initial public offering from February 8, 2026 to July 31, 2027 (the “Termination Date”).”

Xilio Therapeutics, Inc. entered into Underwriting Agreement with Leerink Partners LLC valued at approximately $37.1 million (effective 2026-02-11).

“On February 11, 2026, Xilio Therapeutics, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Leerink Partners LLC, as representative of the underwriter named therein (the “Underwriter”), relating to an underwritten offering (the “Offering”) of pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to 74,780,300 shares of common stock (the “Warrant Shares”) at a price to investors of $0.5349 per Pre-Funded Warrant.”

Aspire Biopharma Holdings, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at $11,000,000 (effective 2026-02-06).

“On February 6, 2026, Aspire Biopharma Holdings, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with certain accredited investors”

Indaptus Therapeutics, Inc. entered into Repricing Agreements with Executing Holders (effective 2026-02-11).

“On February 11, 2026, Indaptus Therapeutics, Inc. (the “Company”) entered into warrant repricing agreements (the “Repricing Agreements”) with certain holders (the “Executing Holders”) of warrants to purchase an aggregate of 913,638 shares of common stock of the Company that were originally issued in financing rounds during 2024 and 2025 at exercise prices ranging from $8.30 to $47.60 (the “Executing Warrants”).”

Jet.AI Inc. amended Amendment No. 4 to Amended and Restated Agreement and Plan of Merger and Reorganization with flyExclusive, Inc. valued at Eliminates closing condition requiring execution of new securities purchase agreement with a third-p (effective 2026-02-11).

“On February 11, 2026, the parties entered into an Amendment No. 4 to Amended and Restated Agreement and Plan of Merger and Reorganization (the “Amendment”). The Amendment eliminates the closing condition that would have required the Company to execute a new securities purchase agreement with a third-party investor, pursuant to which the Company would have issued the investor a warrant to purchase up to $50 million worth of shares of a newly-designated series of preferred stock.”

Corebridge Financial, Inc. entered into Share Repurchase Agreement with American International Group, Inc. valued at aggregate purchase price of approximately $750 million (effective 2026-02-12).

“On February 12, 2026, Corebridge Financial, Inc. (the “Company”) entered into a Share Repurchase Agreement (the “Share Repurchase Agreement”) with American International Group, Inc. (“AIG”).”

VenHub Global, Inc. entered into Purchase Agreement with an institutional investor valued at aggregate gross proceeds under the Purchase Agreement of $18,865,000 (effective 2026-02-10).

“On February 10, 2026, VenHub Global, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with an institutional investor, pursuant to which the Company agreed to sell to the investor, and the investor agreed to purchase from the Company, in a private placement offering, an aggregate of (i) 7,700,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a purchase price of $2.45 per Share, and (ii) warrants to purchase up to 7,700,000 shares of Common Stock (the “Common Warrants”), for aggregate gross proceeds under the Purchase Agreement of $18,865,000.”

FrontView REIT, Inc. entered into a equity purchase with Maewyn FVR II LP, Rebound Investment, LP and Petrus Special Situations Fund, L.P. valued at gross proceeds of approximately $25.0 million (effective 2026-02-10).

“On February 10, 2026, FrontView REIT, Inc., a Maryland corporation (the “Company”), issued an aggregate of 250,000 shares of Series A Convertible Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”) for $100.00 per share for gross proceeds of approximately $25.0 million to Maewyn FVR II LP (the “Maewyn Purchaser”), Rebound Investment, LP and Petrus Special Situations Fund, L.P. (collectively, the “Purchasers”).”

SOLV Energy, Inc. entered into Credit Agreement with KeyBank National Association valued at $200 million revolving credit facility maturing February 12, 2031 (effective 2026-02-12).

“On February 12, 2026 (the “ Closing Date ”), SOLV Energy Acquisition LLC, a Delaware limited liability company (the “ Borrower ”), SOLV Energy Intermediate Holdings LLC (“ Holdings ”), a Delaware limited liability company, each an indirect subsidiary of the Company, entered into a credit agreement (the “ Credit Agreement ”), dated as of February 12, 2026, with KeyBank National Association, as administrative agent, the lenders party thereto and the other parties specified therein.”

Honda Auto Receivables 2026-1 Owner Trust entered into Underwriting Agreement with MUFG Securities Americas Inc., J.P. Morgan Securities LLC, TD Securities (USA) LLC, Wells Fargo Securities, LLC valued at $2,421,053,000 (effective 2026-02-10).

“On February 10, 2026, American Honda Receivables LLC (“AHR LLC”) and American Honda Finance Corporation (“AHFC”) entered into an Underwriting Agreement with MUFG Securities Americas Inc. (“MUFG”), J.P. Morgan Securities LLC (“J.P. Morgan”), TD Securities (USA) LLC (“TD Securities”) and Wells Fargo Securities, LLC (“Wells Fargo Securities”), each on behalf of itself and as a representative of the several underwriters, for the sale of certain notes of Honda Auto Receivables 2026-1 Owner Trust”

PRO DEX INC entered into Second Amended and Restated Credit and Security Agreement with UMB Bank, N.A. valued at Term Note D in the principal amount of $6,650,000 issued to fund cash portion of acquisition (effective 2026-02-09).

“On February 9, 2026 (the “Credit Amendment Date”), the Company entered into a Second Amended and Restated Credit and Security Agreement (the “Amended Credit Agreement”) with UMB Bank, N.A. (“UMB”), which among other things provided for financing to fund the cash portion of the purchase price for the Acquisition by issuing Term Note D in the principal amount of $6,650,000.”

PRO DEX INC entered into Membership Interest Purchase Agreement with Advanced-Precision Machining Holding Company, Inc. valued at aggregate purchase price of approximately $8,650,000 (effective 2026-02-09).

“The Acquisition was made pursuant to a Membership Interest Purchase Agreement, dated February 9, 2026 (the “Purchase Agreement”), by and among the Company as purchaser, Advanced-Precision Machining Holding Company, Inc., a California corporation,”

VAIL RESORTS INC amended Tenth A&R Credit Agreement with Bank of America, N.A., as administrative agent, and certain Lenders (effective 2026-02-09).

“On February 9, 2026, Vail Holdings, Inc., a Colorado corporation ( “VHI”) and a wholly-owned subsidiary of Vail Resorts, Inc. (the “Company”), a Delaware corporation, certain subsidiaries of VHI, and the Company, as guarantors, Bank of America, N.A., as administrative agent, and certain Lenders entered into an amendment and restatement of the Ninth Amended and Restated Credit Agreement, dated as of April 24, 2024 (as so amended and restated, the “Tenth A&R Credit Agreement”).”

Totaligent, Inc. entered into Binding Letter of Intent with Aetherium Medical (effective 2026-02-11).

“On February 11, 2026, Totaligent, Inc. (the “Company”) entered into a Binding Letter of Intent (the “LOI”) with Aetherium Medical (“Aetherium”).”

THERMO FISHER SCIENTIFIC INC. entered into Indenture (Base Indenture dated November 20, 2009 and Thirtieth Supplemental Indenture dated February 12, 2026) with The Bank of New York Mellon Trust Company, N.A. valued at $3.8 billion aggregate principal amount of senior notes with interest rates from 4.215% to 5.546% an (effective 2026-02-12).

“On February 12, 2026, Thermo Fisher Scientific Inc. (the “Company”) issued $1,000,000,000 aggregate principal amount of 4.215% Senior Notes due 2031 (the “2031 Notes”), $750,000,000 aggregate principal amount of 4.550% Senior Notes due 2033 (the “2033 Notes”), $1,300,000,000 aggregate principal amount of 4.902% Senior Notes due 2036 (the “2036 Notes”) and $750,000,000 aggregate principal amount of 5.546% Senior Notes due 2046 (the “2046 Notes” and, collectively with the 2031 Notes, the 2033 Notes and the 2036 Notes, the “Notes”) in a public offering (the “Offering”) pursuant to a registration statement on Form S-3ASR (File No. 333- 285159) and a preliminary prospectus supplement and prospectus supplement related to the offering of the Notes, each as previously filed with the Securities and Exchange Commission. The Notes were issued under an indenture, dated as of November 20, 2009 (the “Base Indenture”) and the Thirtieth Supplemental Indenture, dated as of February 12, 2026 (the “Suppl”

TYSON FOODS, INC. entered into Underwriting Agreement with BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein valued at $500,000,000 aggregate principal amount (effective 2026-02-10).

“On February 10, 2026, Tyson Foods, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) (attached hereto as Exhibit 1.1 and incorporated herein by reference) with BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which the Underwriters agreed to purchase from the Company $500,000,000 aggregate principal amount of its 4.950% Senior Notes due 2036 (the “Notes”).”

EVOLUTION PETROLEUM CORP entered into Sales Agreement with Roth Capital Partners, LLC, Northland Securities Inc., A.G.P./Alliance Global Partners valued at up to $30,000,000 shares of common stock, par value $0.001 per share (effective 2026-02-11).

“On February 11, 2026, Evolution Petroleum Corporation (the “Company,” “we” or “our”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (the “Lead Agent”), Northland Securities Inc. (“Northland”), and A.G.P./Alliance Global Partners (“AGP” and, together with the Lead Agent and Northland, the “Agents”) pursuant to which the Company may issue and sell, from time to time, up to $30,000,000 shares of common stock, par value $0.001 per share (the “Common Stock”), through or to the Lead Agent, acting as agent or principal.”

URBAN ONE, INC. amended First Amendment to Amended and Restated Credit Agreement with Bank of America, N.A. valued at Amendment clarifies the maturity date of the Current ABL Facility; Maturity Date defined as the earl (effective 2026-02-09).

“On February 9, 2026, Urban One, Inc. (the “Company”) entered into a First Amendment to Amended and Restated Credit Agreement (the “Amendment”). The Amendment amends that certain Amended and Restated Credit Agreement dated as of December 18, 2025, among the Company, the other borrowers party thereto from time to time, Bank of America, N.A., as Administrative Agent and each Lender from time-to-time party thereto (the “Current ABL Facility”).”

CENTRUS ENERGY CORP entered into Engineering, Procurement and Construction Agreement with Fluor Federal Services, Inc. (effective 2026-02-09).

“On February 9, 2026, American Centrifuge Operating, LLC, a Delaware limited liability company (“ACO”) and a wholly owned subsidiary of Centrus Energy Corp. ("the Company"), entered into an engineering, procurement and construction agreement (the “EPC Agreement”) with Fluor Federal Services, Inc. (the “Contractor”), for the design, engineering, procurement, construction, and commissioning of the Company’s previously announced commercial uranium enrichment facility in Piketon, Ohio (the “Project”).”

WORLD OMNI AUTO RECEIVABLES LLC entered into Underwriting Agreement with MUFG Securities Americas Inc., BofA Securities, Inc., TD Securities (USA) LLC and U.S. Bancorp Investments, Inc., on behalf of themselves and as representatives of the several underwriters valued at $1,236,870,000 aggregate principal balance (effective 2026-02-09).

“On February 9, 2026, World Omni Financial Corp. (“World Omni”) and World Omni Auto Receivables LLC (the “Depositor”) entered into an Underwriting Agreement with MUFG Securities Americas Inc., BofA Securities, Inc., TD Securities (USA) LLC and U.S. Bancorp Investments, Inc., on behalf of themselves and as representatives of the several underwriters (collectively, the “Underwriters”), whereby each of the Underwriters has severally agreed to purchase $1,236,870,000 aggregate principal balance of various classes of Asset-Backed Notes”

QXO, Inc. entered into Agreement and Plan of Merger with Kodiak Building Partners Inc. valued at $2,000,000,000 plus 13,157,895 shares (effective 2026-02-10).

“On February 10, 2026, QXO, Inc., a Delaware corporation (“QXO”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), with Kodiak Building Partners Inc., a Delaware corporation (“Kodiak”), Juno Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of QXO (“Merger Sub”), and CSC Shareholder Services LLC, in its capacity as shareholder representative (the “Shareholder Representative”).”

PROSPECT CAPITAL CORP amended Amended and Restated Dealer Manager Agreement with Preferred Capital Securities, LLC valued at increased from $2,250,000,000 in aggregate liquidation preference of Preferred Stock to $2,646,457,5 (effective 2026-02-10).

“On February 10, 2026, Prospect Capital Corporation (the “Company”) entered into an amendment (the “Amendment”) to the Amended and Restated Dealer Manager Agreement, dated February 25, 2021, with Preferred Capital Securities, LLC (the “Dealer Manager”) (the “Dealer Manager Agreement”), pursuant to which the Dealer Manager has agreed to serve as the Company’s agent and dealer manager for the Company’s offering of up to 90,000,000 shares, par value $0.001 per share, of preferred stock (the “Preferred Stock”), including any combination of its 5.50% Series A1 Preferred Stock, 5.50% Series M1 Preferred Stock, 5.50% Series M2 Preferred Stock, 6.50% Series A3 Preferred Stock, 6.50% Series M3 Preferred Stock, Floating Rate Series A4 Preferred Stock, Floating Rate Series M4 Preferred Stock, 7.50% Series A5 Preferred Stock and 7.50% Series M5 Preferred Stock, each with a liquidation preference of $25.00 per share.”

TreeHouse Foods, Inc. terminated 2028 Notes Indenture with Wells Fargo Bank, National Association (succeeded by Computershare Trust Company, N.A.), as trustee valued at $500 million.

“on the date of the Effective Time, TreeHouse discharged that certain base indenture dated March 2, 2010 (the “2028 Notes Base Indenture”), by and among TreeHouse, the subsidiary guarantors party thereto and Wells Fargo Bank, National Association (succeeded by Computershare Trust Company, N.A.), as trustee (the “2028 Notes Trustee”), as supplemented by a twelfth supplemental indenture, dated September 9, 2020 (the “2028 Notes Twelfth Supplemental Indenture” and, together with the 2028 Notes Base Indenture, as amended and supplemented from time to time, the “2028 Notes Indenture”), by and among TreeHouse, the subsidiary guarantors party thereto and the 2028 Notes Trustee, pursuant to which TreeHouse’s $500 million 4.000% senior notes due 2028 (the “2028 Notes”) were issued.”

TreeHouse Foods, Inc. terminated Existing Credit Agreement with Bank of America, N.A., as agent, letter of credit issuer and swing line lender, and each lender party thereto.

“Concurrently with the closing of the Merger, the Company repaid all loans and terminated all credit commitments outstanding under the Third Amended and Restated Credit Agreement, dated as of January 17, 2025 (as amended by that certain First Amendment to Third Amended and Restated Credit Agreement, dated as of March 14, 2025, the “Existing Credit Agreement”), by and among the Company, Bank of America, N.A., as agent, letter of credit issuer and swing line lender, and each lender party thereto.”

TreeHouse Foods, Inc. entered into Notes Indenture with Deutsche Bank Trust Company Americas, as trustee and notes collateral agent valued at $800 million (effective 2026-02-11).

“Merger Sub, as issuer, Deutsche Bank Trust Company Americas, as trustee and notes collateral agent (the “Trustee”), TreeHouse and certain of TreeHouse’s subsidiaries (the “Subsidiary Guarantors”) entered into the First Supplemental Indenture to the Indenture, dated as of February 11, 2026, among Merger Sub, as issuer, the Parent, as guarantor, and the Trustee (the “Notes Indenture”), governing Merger Sub’s issuance of 7.750% Senior Secured Notes due 2033 with an initial aggregate principal amount of $800 million”

TreeHouse Foods, Inc. entered into ABL Credit Agreement with Royal Bank of Canada, as administrative agent and collateral agent, and the lenders and financial institutions party thereto from time to time valued at $400.0 million.

“Parent entered into that certain ABL Credit Agreement among Parent, as holdings, Merger Sub, as borrower and, upon consummation of the Merger, the Company as the borrower, the Subsidiary Guarantors, Royal Bank of Canada, as administrative agent and collateral agent, and the lenders and financial institutions party thereto from time to time (the “ABL Credit Agreement”), which provides for a senior secured asset-backed revolving credit facility in an aggregate committed amount of up to $400.0 million”

TreeHouse Foods, Inc. entered into New Term Loan Credit Agreement with Royal Bank of Canada, as administrative agent and collateral agent, and the lenders and financial institutions party thereto from time to time valued at $1,000 million.

“Parent entered into that certain Credit Agreement among Parent, as holdings, Merger Sub, as borrower and, upon consummation of the Merger, the Company as the borrower, certain of the Company’s subsidiaries (the “Subsidiary Guarantors”), Royal Bank of Canada, as administrative agent and collateral agent, and the lenders and financial institutions party thereto from time to time (the “New Term Loan Credit Agreement”), which provides for a new senior secured term loan facility in an aggregate principal amount of $1,000 million”

GLADSTONE INVESTMENT CORPORATION\DE entered into Underwriting Agreement with Oppenheimer & Co. Inc., as representative of the several underwriters valued at $100.0 million aggregate principal amount (effective 2026-02-10).

“On February 10, 2026, Gladstone Investment Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein, in connection with the issuance and sale of $100.0 million aggregate principal amount of the Company’s 7.125% Notes due 2031 (the “Offering”).”

Palo Alto Networks Inc amended First Supplemental Indenture with U.S. Bank Trust Company, National Association (effective 2026-02-11).

“on February 11, 2026 (the “Closing Date”), Palo Alto Networks, Inc., a Delaware corporation (“PANW”), and CyberArk Software Ltd., a company organized under the laws of the State of Israel (“CyberArk”), entered into that certain First Supplemental Indenture (the “Supplemental Indenture”) to that certain Indenture, dated as of June 10, 2025 (the “Indenture”), between CyberArk, as issuer, and U.S. Bank Trust Company, National Association, as trustee, relating to CyberArk’s 0.00% Convertible Senior Notes due 2030 (the “Convertible Notes”)”

Great Lakes Dredge & Dock CORP entered into Agreement and Plan of Merger with Saltchuk Resources, Inc. and Huron MergeCo., Inc. (effective 2026-02-10).

“On February 10, 2026, Great Lakes Dredge & Dock Corporation, a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), by and among the Company, Saltchuk Resources, Inc., a Washington corporation (“ Parent ”), and Huron MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“ Sub ”).”

Gevo, Inc. entered into Credit and Security Agreement (Working Capital Credit Agreement) with The Huntington National Bank valued at up to $20,000,000 revolving credit facility (effective 2026-02-06).

“On the Effective Date, NZ Richardton, RCCS, and Operations Company (collectively, the “ Facility Borrowers ”), with NZ North as guarantor, entered into a Credit and Security Agreement (the “ Working Capital Credit Agreement ”), dated as of the Effective Date, with The Huntington National Bank as lender (the “ Working Capital Lender ”) and as issuer of letters of credit, providing for a working capital revolving credit facility of up to $20,000,000 (the “ Working Capital Facility ”).”

Sino Green Land Corp. entered into Subscription Agreement with individual investors identified in the Subscription Agreement valued at $1 93,500 (effective 2026-02-11).

“On February 11, 2026, Sino Green Land Corporationo Capital Corp. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with individual investors identified in the Subscription Agreement (the “Purchaser”) providing for the private placement of 1 93,500 shares of the Company’s common stock, par value $0.001 (the “Common Stock”), at a per share purchase price of $1.0 0 (the “Offering”) or aggregate gross proceeds of $1 93,500 .”

Sino Green Land Corp. entered into Subscription Agreement with individual investors valued at $81,600 (effective 2026-02-11).

“On February 11, 2026, Sino Green Land Corporationo Capital Corp. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with individual investors identified in the Subscription Agreement (the “Purchaser”) providing for the private placement of 68,000 shares of the Company’s common stock, par value $0.001 (the “Common Stock”), at a per share purchase price of $1.2 0 (the “Offering”) or aggregate gross proceeds of $81,600.”

Sino Green Land Corp. entered into Subscription Agreement with individual investors identified in the Subscription Agreement valued at aggregate gross proceeds of $39,600 (effective 2026-02-11).

“On February 11, 2026, Sino Green Land Corporationo Capital Corp. (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with individual investors identified in the Subscription Agreement (the “Purchaser”) providing for the private placement of 22,000 shares of the Company’s common stock, par value $0.001 (the “Common Stock”), at a per share purchase price of $1.80 (the “Offering”) or aggregate gross proceeds of $39,600.”

INDEPENDENCE REALTY TRUST, INC. terminated Fifth Amended and Restated Credit Agreement with KeyBank National Association and other lenders (effective 2026-02-11).

“Upon the effectiveness of the Sixth Restated Credit Agreement, the Fifth Restated Credit Agreement was subsumed within, and is now governed by, the Sixth Restated Credit Agreement.”

INDEPENDENCE REALTY TRUST, INC. amended Sixth Amended and Restated Credit Agreement with KeyBank National Association and other lenders valued at $1.5 billion (effective 2026-02-11).

“On February 11, 2026, Independence Realty Operating Partnership, LP (“IROP”) the limited partnership through which Independence Realty Trust, Inc. (“IRT”) owns its assets and conducts its operations, entered into a Sixth Amended and Restated Credit Agreement (the “Restated Credit Agreement”) dated as of February 11, 2026, by and among IROP, as borrower, IRT as parent guarantor, KeyBank National Association (“KeyBank”), as administrative agent, and the other agents and lender parties thereto.”

NEXGEL, INC. entered into Securities Purchase Agreement with a certain institutional investor (effective 2026-02-09).

“On February 9, 2026, NexGel, Inc., a Delaware corporation (the “ Company ”) entered into a Securities Purchase Agreement with a certain institutional investor (the “ Investor ”) named therein (the “ Purchase Agreement ”) providing for the purchase by the Investor of a 10% original issue discount (OID) convertible note facility”

National Bank Holdings Corp entered into Indenture with U.S. Bank Trust Company, National Association (effective 2026-02-11).

“The Notes were issued pursuant to an Indenture, dated as of February 11, 2026 (the “Base Indenture”), by and between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), as supplemented by the First Supplemental Indenture, dated as of February 11, 2026, by and between the Company and the Trustee (the “First Supplemental Indenture” and collectively with the Base Indenture, the “Indenture”).”

National Bank Holdings Corp entered into Underwriting Agreement with Piper Sandler & Co. valued at $150,000,000 aggregate principal amount (effective 2026-02-09).

“On February 9, 2026, National Bank Holdings Corporation (the “Company”), entered into an underwriting agreement (the “Underwriting Agreement”) with Piper Sandler & Co. (the “Underwriter”).”

Horizon Technology Finance Corp amended Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement with KeyBank National Association valued at Amendment of the Second Amended and Restated Sale and Servicing Agreement, dated as of June 22, 2021 (effective 2026-02-10).

“on February 10, 2026, HCII and the Company executed an Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement by and among HCII, as buyer, the Company, as originator and servicer, Horizon Technology Finance Management LLC (“ HTFM ”), as sub-servicer, U.S. Bank National Association (“ U.S. Bank ”), as collateral custodian and backup servicer, and KeyBank, as agent for the lenders (“ Amendment No. 3 to S&S Agreement ”)”

Horizon Technology Finance Corp amended Amendment No. 3 to Second Amended and Restated Loan and Security Agreement with KeyBank National Association valued at Amendment of the Second Amended and Restated Loan and Security Agreement, dated as of June 22, 2021, (effective 2026-02-06).

“On February 6, 2026, Horizon Credit II LLC (“ HCII ”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “ Company ”), executed an Amendment No. 3 to Second Amended and Restated Loan and Security Agreement, by and among HCII, as borrower, the lenders that are signatories thereto, and KeyBank National Association (“ KeyBank ”), as arranger and agent for the lenders (“ Amendment No. 3 to Loan Agreement ”)”

Aqua Metals, Inc. entered into Term Sheet with Lion Energy, LLC and certain members of Lion Energy valued at not exceed $94.9 million (effective 2026-02-06).

“On February 6, 2026, Aqua Metals, Inc., a Delaware corporation (the “Company” or “Aqua Metals”), entered into a term sheet (the “Term Sheet”) with Lion Energy, LLC, a Utah limited liability company (“Lion Energy”), and certain members of Lion Energy (the “Members”), as amended and restated on February 10, 2026, setting forth certain terms and conditions pursuant to which the Company intends to acquire all of the issued and outstanding equity interests of Lion Energy”

Evergy, Inc. terminated Prior Term Loan Facility with Bank of America, N.A., as the lender valued at $55 million (effective 2026-02-11).

“On February 11, 2026, concurrently with the execution of the Term Loan Facility described in Item 1.01 above, Evergy terminated the Prior Term Loan Facility, which was due to expire on January 6, 2027.”

Evergy, Inc. entered into Term Loan Facility with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto valued at $500 million (effective 2026-02-11).

“On February 11, 2026, Evergy, Inc. ("Evergy") entered into a $500 million unsecured Term Loan Credit Agreement (the "Term Loan Facility") with Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto.”