Material Agreements

Hut 8 Corp. entered into Senior Secured Notes Offering and Indenture with J.P. Morgan Securities LLC valued at $3,250 million 6.192% Senior Secured Notes due 2042 (effective 2026-04-27).

“On April 27, 2026, Hut 8 DC LLC (“Issuer”), an indirect wholly-owned subsidiary of Hut 8 Corp. (the “Company” or “Hut 8”), completed its previously announced private offering (the “Offering”) of 6.192% Senior Secured Notes due 2042 (the “Notes”).”

GigCapital7 Corp. entered into Non-Redemption Agreement with certain of the public stockholders of GigCapital7 (effective 2026-05-01).

“On May 1, 2026, GigCapital7 Corp. (the “ GigCapital7 ”) entered into separate agreements (each, a “ Non -Redemption Agreement ”, and together, the “ Non-Redemption Agreements ”) with certain of the public stockholders of GigCapital7”

PERSHING SQUARE INC. entered into Credit Agreement with Bank of America, N.A., as administrative agent, and a syndicate of banks (effective 2026-04-30).

“on April 30, 2026, the Company and a syndicate of banks, led by Bank of America, N.A., as administrative agent, entered into a credit agreement (the “ Credit Agreement ”).”

PERSHING SQUARE INC. entered into Fourth Amended and Restated Agreement of Limited Partnership of Pershing Square Capital Management, L.P. with PSCM GP, LLC and PS CompCo, LLC (effective 2026-04-28).

“the Fourth Amended and Restated Agreement of Limited Partnership of Pershing Square Capital Management, L.P., dated April 28, 2026, by and among PSCM GP, LLC, the Company and PS CompCo, LLC (the “ Fourth A&R LPA ”).”

PERSHING SQUARE INC. entered into Registration Rights Agreement (effective 2026-04-28).

“the Registration Rights Agreement, dated April 28, 2026, by and among the Company and each of the other persons from time to time party thereto (the “ Registration Rights Agreement ”);”

PERSHING SQUARE INC. entered into ManagementCo Registration Rights Agreement with Investors (effective 2026-04-28).

“the Registration Rights Agreement, dated April 28, 2026, between the Company and the Investors (as defined therein) (the “ ManagementCo Registration Rights Agreement ”);”

SILVER BOW MINING CORP. entered into Underwriting Agreement with Cantor Fitzgerald & Co. (effective 2025-04-29).

“On April 29, 2025, Silver Bow Mining Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Cantor Fitzgerald & Co. as the lead book-running manager and the representative (the “Representative”) for the several underwriters named in Schedule A to the Underwriting Agreement (the “Underwriters”), relating to the Company’s sale in its initial public offering of 5,200,000 common shares, no par value (the “Offering”).”

GalaxyEdge Acquisition Corp entered into Agreement and Plan of Merger with Rongcheng Group Limited, a shareholder of the Company, Chen Li, Rongcheng Global Limited, GLED Merger Sub Ltd. valued at 35,000,000 ordinary shares of Purchaser, valued at $10.00 per share, based on an agreed pre-money eq (effective 2026-05-01).

“On May 1, 2026, GalaxyEdge Acquisition Corporation, a Cayman Islands exempted company (“GLED” or “Parent”), Rongcheng Group Limited, a Cayman Islands exempted company (the “Company”), a shareholder of the Company (the “Principal Shareholder”), Chen Li, solely in his capacity as representative of the Principal Shareholder, Rongcheng Global Limited, a Cayman Islands exempted company and wholly owned subsidiary of Parent (“Purchaser”), and GLED Merger Sub Ltd., a Cayman Islands exempted company and wholly owned subsidiary of Purchaser (“Merger Sub”), entered into an Agreement and Plan of Merger (the “Merger Agreement”).”

RRE Ventures Acquisition Corp. entered into Underwriting Agreement with Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC, as representative of the several underwriters (effective 2026-04-29).

“On April 29, 2026, RRE Ventures Acquisition Corp. (the “ Company ”) entered into an Underwriting Agreement (the “ Underwriting Agreement ”) with Cohen & Company Capital Markets, a division of Cohen & Company Securities, LLC (“ Cohen ”), as representative of the several underwriters (the “ Underwriters ”), relating to the initial public offering (“ IPO ”) of the Company’s units (the “ Public Units ”).”

MCCORMICK & CO INC entered into Term Loan Agreement with the lenders party thereto and Citibank, N.A., as administrative agent valued at up to $2.0 billion (effective 2026-04-28).

“On April 28, 2026, McCormick & Company, Incorporated, a Maryland corporation (“McCormick”), entered into a Term Loan Agreement (the “Term Loan Agreement”), by and among McCormick, the lenders party thereto and Citibank, N.A., as administrative agent”

FirstCash Holdings, Inc. entered into Indenture with BOKF, NA valued at $750,000,000 (effective 2026-05-01).

“The Notes were issued pursuant to an indenture (the “Indenture”), dated as of May 1, 2026, by and among the Issuer, the Company and the other guarantors listed therein and BOKF, NA, as trustee.”

WisdomTree, Inc. entered into Purchase Agreement with Atlantic House Holdings Limited valued at £150.0 million (approximately $200.0 million) (effective 2026-03-13).

“WisdomTree, Inc. (the “Company”) and WisdomTree International Holdings Ltd (the “Buyer”), a wholly-owned subsidiary of the Company, entered into a Sale and Purchase Agreement (the “Purchase Agreement”) with Atlantic House Holdings Limited, a private limited company incorporated in England and Wales (“Atlantic House”), the shareholders of Atlantic House (together, the “Sellers”), the EBT Trustee and the Individual Guarantor (each as defined in the Purchase Agreement), pursuant to which the Buyer agreed to acquire from the Sellers all of the issued and outstanding share capital of Atlantic House (the “Acquisition”).”

EMPIRE PETROLEUM CORP entered into Sales Agreement with Roth Capital Partners, LLC valued at up to $30,000,000 (effective 2026-05-01).

“On May 1, 2026, Empire Petroleum Corporation (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (the “Agent”), under which the Company may, from time to time, sell shares of the Company’s common stock, par value $0.001 per share, having an aggregate offering price of up to $30,000,000 (“Shares”) in “at the market” offerings through or to the Agent, as sales agent and/or principal.”

BANNER CORP entered into Agreement and Plan of Merger with Pacific Financial Corporation (effective 2026-04-30).

“On April 30, 2026, Banner Corporation, a Washington corporation (“Banner”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Pacific Financial Corporation, a Washington corporation (“Pacific Financial”), pursuant to which Pacific Financial will merge with and into Banner (the “Merger”), with Banner as the surviving corporation in the Merger.”

INSEEGO CORP. entered into Subscription Agreement with Nokia Solutions and Networks Oy valued at $10,000,000 (effective 2026-04-30).

“On April 30, 2026, Inseego and Nokia also entered into a Subscription Agreement (the “Subscription Agreement”), pursuant to which, subject to the terms and conditions contained therein (including the Closing occurring), at the Closing, Nokia will invest $10,000,000 in cash in Inseego, for which it will receive 775,795 shares of Common Stock and warrants to purchase an aggregate of 260,569 shares of Common Stock, at an exercise price of $12.89 per share and otherwise i”

INSEEGO CORP. entered into Purchase Agreement with Nokia Solutions and Networks Oy (effective 2026-04-30).

“On April 30, 2026, Inseego Corp. (“Inseego”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Nokia Solutions and Networks Oy ( “Nokia”), pursuant to which Inseego has agreed to purchase substantially all of the assets (the “Purchased Assets”) comprising Nokia’s fixed wireless access business (the “FWA Business”).”

PHIBRO ANIMAL HEALTH CORP amended Amendment No. 1 with Coöperatieve Rabobank U.A., New York Branch valued at $125,000,000 (effective 2026-04-28).

“On April 28, 2026, Phibro Animal Health Corporation (the “Company”) entered into Amendment No. 1 to its Credit Agreement (“Amendment No. 1”) with Coöperatieve Rabobank U.A., New York Branch, as administrative agent, collateral agent and L/C issuer, and each lender from time to time party thereto, which amends the Credit Agreement, dated as of July 3, 2024”

XCel Brands, Inc. entered into a asset purchase with Judith Ripka Designs, LLC valued at $2.3 million cash payment at closing and up to an additional $0.75 million of contingent considerati (effective 2026-04-24).

“On April 24, 2026, Xcel Brands, Inc. (the “Company”), Xcel IP Holdings, LLC a wholly-owned subsidiary of the Company (“IP Holdings”) and JR Licensing, LLC, a wholly-owned subsidiary of IP Holdings (“JR Licensing and, collectively, the “Xcel Parties”), entered into an asset purchase agreement with Judith Ripka Designs, LLC (“the Buyer”) with respect to the sale by the Xcel Parties to the Buyer of substantially all of the assets of JR Licensing, including the “ Judith Ripka ” brand name and trademarks.”

ACRES Commercial Realty Corp. entered into Agreement and Plan of Merger with ACRES Capital Corp and ACRES Capital, LLC (effective 2026-04-29).

“On April 29, 2026, ACRES Commercial Realty Corp. (the “ Company ”) and ACRES Holdings Sub LLC (“ Merger Sub ”), a subsidiary of the Company, on the one hand, and ACRES Capital Corp (“ ACC ”) and ACRES Capital, LLC, a subsidiary of ACC and the external manager of the Company (the “ Manager ”), on the other hand, entered into an Agreement and Plan of Merger (the “ Merger Agreement ”), pursuant to which ACC will be merged with and into Merger Sub, with Merger Sub surviving as a wholly-owned subsidiary of the Company (the “ Merger ”).”

Sonoma Pharmaceuticals, Inc. entered into Underwriting Agreement with Dawson James Securities, Inc. (effective 2026-04-24).

“On April 24, 2026, Sonoma Pharmaceuticals, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Dawson James Securities, Inc. (the “Underwriter”).”

TIPTREE INC. amended First Amendment to Agreement and Plan of Merger with DB Insurance Co., Ltd. (effective 2026-04-28).

“On April 28, 2026, Tiptree Inc., a Maryland corporation (“ Tiptree ” or the “ Company ”), The Fortegra Group, Inc., a Delaware corporation and subsidiary of the Company (“ Fortegra ”), DB Insurance Co., Ltd., incorporated and existing under the laws of the Republic of Korea (“ Purchaser ”), and DB Insurance North America Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Purchaser (“ Merger Sub ”), entered into that certain First Amendment to Agreement and Plan of Merger (the “ Amendment ”), which amends the Agreement and Plan of Merger, dated as of September 26, 2025 (as amended, the “ Merger Agreement ”), by and among the Company, Fortegra, Purchaser and Merger Sub.”

SOBR Safe, Inc. entered into Agreement and Plan of Merger and Reorganization with Clean World Ventures, Inc. valued at Merger Sub will merge with and into CWV, with CWV continuing as a wholly owned subsidiary of the Com (effective 2026-04-24).

“On April 24, 2026, SOBR Safe, Inc., a Delaware corporation (the “Company”), entered into a Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) with Clean World Ventures, Inc., a Nevada corporation (“CWV”), and SOBR Safe Merger Sub, Inc., a Nevada corporation and wholly owned subsidiary of the Company (“Merger Sub”), pursuant to which, among other matters, and subject to the satisfaction or waiver of the conditions set forth in the Merger Agreement, Merger Sub will merge with and into CWV, with CWV continuing as a wholly owned subsidiary of the Company and the surviving corporation of the merger (the “Merger”).”

Global Water Resources, Inc. entered into Settlement Agreement with Residential Utility Consumer Office (RUCO) and the ACC Utilities Division (Staff) (effective 2026-04-28).

“On April 28, 2026, GW-Santa Cruz, GW-Palo Verde, RUCO, and the Staff entered into a settlement agreement (the “Settlement Agreement”)”

Glucotrack, Inc. entered into Exchange Agreement with an investor (effective 2026-04-29).

“On April 29, 2026, Glucotrack, Inc. (the “Company”) entered into an Exchange Agreement (the “Exchange Agreement”) with an investor (the “Investor”) relating to an existing promissory note previously issued to the Investor in the principal amount of $3,600,000, with such principal subsequently reduced by $600,000 pursuant to that certain exchange agreement, dated April 13, 2026, by and between the Company and the Investor (as modified, the “Original Note”).”

MARA Holdings, Inc. entered into a asset purchase with FTAI Infrastructure Inc. valued at approximately $1.5 billion (effective 2026-04-30).

“MARA Holdings, Inc. (NASDAQ: MARA) (“MARA”), a leading energy and compute infrastructure company, today announced that it has entered into a definitive agreement to acquire Long Ridge Energy & Power LLC (“Long Ridge Energy”) from FTAI Infrastructure Inc. (NASDAQ: FIP) (“FTAI Infrastructure”) for a total transaction value of approximately $1.5 billion (including the assumption of certain debt).”

Trinseo PLC amended a credit facility (effective 2026-05-14).

“As permitted by the waiver under the Company’s super-priority revolving credit facility dated January 17, 2025, the counterparties confirmed the extension of such waiver’s expiration date until May 13, 2026.”

Braemar Hotels & Resorts Inc. entered into Agreement with Apres Owner, LLC valued at $176 million (effective 2026-04-27).

“On April 27, 2026, Ashford BC LP and Ashford TRS BC LLC (“ Ashford ”), indirect subsidiaries of Braemar Hotels & Resorts Inc. (the “ Company ”), entered into an Agreement of Purchase and Sale (the “ Agreement ”) with Apres Owner, LLC for the sale of Park Hyatt Beaver Creek Resort & Spa located in Avon, Colorado for $176 million in cash, subject to customary pro-rations and adjustments.”

FTAI Aviation Ltd. entered into Fourth Amended and Restated Credit Agreement with certain lenders and issuing banks and JPMorgan Chase Bank, N.A., as administrative agent valued at up to $2,025,000,000 (effective 2026-04-24).

“On April 24, 2026 (the “Closing Date”), FTAI Aviation Investors LLC, a Delaware limited liability company (the “Borrower Representative”), entered into a Fourth Amended and Restated Credit Agreement (the “Credit Agreement”) with certain lenders and issuing banks and JPMorgan Chase Bank, N.A., as administrative agent”

AI Era Corp. entered into Securities Purchase Agreement with Lambda Ventures, LLC valued at aggregate principal amount of $51,500.00 (effective 2026-04-28).

“On April 28, 2026, AI Era Corp., a Nevada corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with Lambda Ventures, LLC, a Florida limited liability company (the “Buyer”).”

Evofem Biosciences, Inc. entered into Distributorship Agreement with Clovis Davis Pharmaceuticals, LLC. (effective 2026-04-24).

“On April 24, 2026 (the “Effective Date”), Evofem Biosciences, Inc. (the “Company”), entered into an exclusive distributorship agreement with Clovis Davis Pharmaceuticals, LLC., a Delaware Limited Liability Company (“Clovis Davis”) to commercialize SOLOSEC® (secnidazole) 2 g oral granules product in Sub-Saharan Africa (the “Territory”) for a period of five years commencing on April 24, 2026.”

Intellia Therapeutics, Inc. entered into Underwriting Agreement with Jefferies LLC, Goldman Sachs & Co. LLC, and Citigroup Global Markets Inc. valued at approximately $194.6 million (effective 2026-04-28).

“On April 28, 2026, Intellia Therapeutics, Inc. (the “Company” or “Intellia”) entered into an underwriting agreement (the “Underwriting Agreement”) with Jefferies LLC, Goldman Sachs & Co. LLC, and Citigroup Global Markets Inc. (the “Underwriters”), related to a public offering (the “Offering”) of 16,744,187 shares of common stock of the Company, par value $0.0001 per share (the “Common Stock”) at a price to the public of $10.75 per share.”

HERTZ GLOBAL HOLDINGS, INC entered into Class E Notes with affiliates of CK Amarillo LP and unaffiliated third parties valued at $221,421,000 (effective 2026-04-24).

“The Series Supplements were amended primarily to issue a new Class of Fixed Rate Rental Car Asset Backed Notes, Class E, under each applicable Series Supplement, in an aggregate principal amount equal to $221,421,000.”

ProPetro Holding Corp. entered into Global Framework Agreement with Caterpillar Inc. valued at approximately $1.1 billion (effective 2026-04-28).

“entered into a Global Framework Agreement (the “GFA”) with Caterpillar Inc. (“Caterpillar”), a Delaware corporation, pursuant to which Caterpillar will reserve approximately 1.5 gigawatts (“Reserved Capacity”) of incremental power generation equipment”

ESTABLISHMENT LABS HOLDINGS INC. amended Amended Credit Agreement and Guaranty with Oaktree Fund Administration, LLC valued at $300,000,000 term loans (effective 2026-04-30).

“On April 30, 2026 (the “Closing Date”), Establishment Labs Holdings Inc. (the “Company”) entered into an Amended Credit Agreement and Guaranty (the “Credit Agreement”) together with certain of its subsidiaries party thereto as guarantors, the lenders from time to time party thereto (the “Lenders”), and Oaktree Fund Administration, LLC, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”), pursuant to which the Lenders agreed to make term loans to the Company in an aggregate principal amount of up to $300,000,000 (the “Term Loans”).”

FS Credit Real Estate Income Trust, Inc. amended Fifth Amendment to Master Repurchase Agreement with Bank of Montreal valued at Extension of availability period from April 16, 2027 to April 17, 2028 (effective 2026-04-29).

“On April 29, 2026, FS CREIT Finance BMO-1 LLC, or BMO-1, an indirect wholly owned special-purpose financing subsidiary of FS Credit Real Estate Income Trust, Inc., or the Company, entered into a Fifth Amendment to Master Repurchase Agreement, or Fifth Amendment, amending that certain Master Repurchase Agreement dated as of March 3, 2023 with Bank of Montreal, or BMO, as purchaser. The Fifth Amendment provides for, among other things, an extension of the availability period from April 16, 2027 to April 17, 2028.”

NexPoint Real Estate Finance, Inc. entered into Senior Secured Term Loan Facility with Mizuho Capital Markets LLC valued at $375.0 million (effective 2026-04-29).

“On April 29, 2026, NexPoint Real Estate Finance, Inc. (the “Company”), entered into a loan agreement for a $375.0 million senior secured term loan (the “Facility”) with Mizuho Capital Markets LLC (“Mizuho”), as lender.”

loanDepot, Inc. terminated 2024-1 Securitization Facility with Mello Warehouse Securitization Trust 2024-1 valued at $300 million of notes terminated; no borrowings outstanding; no termination penalties incurred (effective 2026-04-27).

“On April 27, 2026, in connection with the anticipated consummation of the Mello Warehouse Securitization Trust 2026-1 transaction, loanDepot exercised its right to prepay in full its 2024-1 Securitization Facility (as defined below) and terminated (a) its Master Repurchase Agreement, dated as of September 27, 2024 (the “2024-1 MRA”), between Mello Warehouse Securitization Trust 2024-1 (“MWST 2024-1”), as buyer, and loanDepot, as seller; (b) its Indenture, dated as of September 27, 2024 (the “2024-1 Indenture”), between MWST 2024-1, as issuer, loanDepot, as servicer, and U.S. Bank Trust Company, National Association, as indenture trustee and note calculation agent, and U.S. Bank National Association, as standby servicer and initial securities intermediary; and (c) certain ancillary agreements (together with the 2024-1 Indenture and the 2024-1 MRA, the “2024-1 Securitization Facility”).”

loanDepot, Inc. entered into Guaranty with Mello Warehouse Securitization Trust 2026-1 valued at guarantee of loanDepot’s obligations under the Master Repurchase Agreement (effective 2026-04-27).

“loanDepot’s obligations under the Master Repurchase Agreement are guaranteed by LD Holdings Group, LLC, a subsidiary of the Company, under a separate guaranty in favor of the Trust, dated as of April 27, 2026 (the “Guaranty”).”

loanDepot, Inc. entered into Master Repurchase Agreement with Mello Warehouse Securitization Trust 2026-1 valued at backed by a revolving warehouse line of credit, secured by newly originated, first-lien, fixed rate (effective 2026-04-27).

“loanDepot’s obligations under the Master Repurchase Agreement are guaranteed by LD Holdings Group, LLC, a subsidiary of the Company, under a separate guaranty in favor of the Trust, dated as of April 27, 2026 (the “Guaranty”).”

loanDepot, Inc. entered into Indenture with Mello Warehouse Securitization Trust 2026-1 valued at $500 million of notes (effective 2026-04-27).

“On April 27, 2026, Mello Warehouse Securitization Trust 2026-1 (the “Trust”) and loanDepot.com, LLC (“loanDepot”), both indirect subsidiaries of loanDepot, Inc. (the “Company”) entered into an Indenture with U.S. Bank Trust Company, National Association, as indenture trustee and note calculation agent, and U.S. Bank National Association, as standby servicer and initial securities intermediary (the “Indenture”).”

Brand Engagement Network Inc. entered into Purchase Agreement with Christian Unterseer, CUTV GmbH, Cuneo AG, and GForce 112 GmbH valued at $19.5 million (effective 2026-04-30).

“On April 30, 2026, Brand Engagement Network Inc., a Delaware corporation (the “Company”) entered into a Share Purchase and Transfer Agreement with Christian Unterseer, in his individual capacity (“Unterseer”), CUTV GmbH, a limited liability company incorporated under the laws of the Federal Republic of Germany (“CUTV”), Cuneo AG, a stock corporation incorporated under the laws of the Federal Republic of Germany (“Cuneo”), and GForce 112 GmbH, a limited liability company incorporated under the laws of the Federal Republic of German (“GForce” and together with Unterseer, CUTV and Cuneo, the “Sellers”) (the “Purchase Agreement”) pursuant to which the Sellers have agreed to sell all of the outstanding equity interests of Cataneo GmbH, a limited liability company incorporated under the laws of the Federal Republic of Germany (“Cataneo”) to the Company for an aggregate purchase price of $19.5 million”

OSR Holdings, Inc. entered into License Agreement with BCM Europe AG valued at up to $815,000,000 (effective 2026-04-29).

“Global Exclusive License Agreement On April 29, 2026, OSR Holdings, Inc. (the “Company”), together with its wholly-owned subsidiary Vaximm AG (“Vaximm”), entered into a Global Exclusive License Agreement (the “License”

Investcorp AI Acquisition Corp. entered into Business Combination Agreement with Blue Finance Technology Holding Limited, Beckwell One Limited (New Pubco), Eaton One Limited (Merger Sub), and Oliver Larholt as representative of the Blue Finance shareholders (effective 2026-04-08).

“on April 8, 2026, it executed a Business Combination Agreement with Blue Finance Technology Holding Limited (“Blue Finance”), Beckwell One Limited (“New Pubco”), Eaton One Limited (“Merger Sub”), and Oliver Larholt as representative of the Blue Finance shareholders holding 96% of Blue Finance’s outstanding capital stock (“Target Representative”), providing for a two-step business combination that will result in New Pubco, an Irish company that will re-register as a public limited company, becoming the publicly traded parent company of IVCA and Blue Finance upon closing (such transactions, the “Business Combination”).”

DYNAMIC AEROSPACE SYSTEMS Corp entered into Convertible Promissory Note with LABRYS FUND II, L.P. valued at $275,000 (effective 2026-04-28).

“On April 28, 2026, Dynamic Aerospace Systems Corporation, a Nevada corporation (the “Company”) issued a Convertible Promissory Note (the “Note”) to LABRYS FUND II, L.P., a Delaware limited partnership (the “Buyer") in the aggregate principal amount of $275,000.”

SYNTEC OPTICS HOLDINGS, INC. entered into Underwriting Agreement with H.C. Wainwright & Co., LLC valued at Purchased 2,857,142 shares at $6.58 per share; aggregate gross proceeds approximately $20 million (effective 2026-04-28).

“On April 28, 2026, Syntec Optics Holdings, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with H.C. Wainwright & Co., LLC (the “ Representative ”), as the representative of the underwriters named therein (the “ Underwriters ”), relating to an underwritten public offering (the “ Offering ”) of 2,857,142 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (“ Common Stock ”).”

Rivian Automotive, Inc. / DE entered into Amended and Restated Loan Arrangement and Reimbursement and Sponsor Support Agreement with United States Department of Energy valued at multi-draw term loan facility with aggregate principal amount up to $4,006,313,168.20 plus capitaliz (effective 2026-04-30).

“On April 30, 2026, (the “ Amendment and Restatement Date ”), Rivian New Horizon, LLC (the “ Borrower ”) and Rivian Automotive, Inc. (the “ Sponsor ” or the “ Company ”) entered into an Amended and Restated Loan Arrangement and Reimbursement and Sponsor Support Agreement (the “ A&R LARSSA ”) with the United States Department of Energy (“ DOE ”), pursuant to which DOE has agreed to certain amendments in respect of a multi-draw term loan initially arranged under the original Loan Arrangement and Reimbursement and Sponsor Support Agreement dated January 16, 2025 (the “ Original LARSSA ”).”

Lumen Technologies, Inc. entered into Lumen Parent Guarantee Agreement with Level 3 Financing, Inc., Wilmington Trust, National Association (effective 2026-04-30).

“On April 30, 2026, Lumen entered into the Lumen Parent Guarantee Agreement (the “Guarantee Agreement”), by and among Lumen, Level 3, as borrower, and Wilmington Trust, National Association, as administrative agent, pursuant to which Lumen provided an unconditional guarantee on a senior unsecured basis of Level 3’s obligations under the credit facilities created pursuant to its Credit Agreement, dated March 22, 2024 (as amended, restated, amended and restated or otherwise modified, the “Credit Agreement”) by and among Level 3, as borrower, Level 3 Parent, as guarantor, Wilmington Trust, National Association, as administrative agent and collateral agent, and the lenders from time to time party thereto.”

Lumen Technologies, Inc. entered into Supplemental Indentures with Level 3 Financing, Inc., Level 3 Parent, LLC, other guarantors, U.S. Bank Trust Company, National Association, Wilmington Trust, National Association (effective 2026-04-30).

“On April 30, 2026, Lumen Technologies, Inc., a Louisiana corporation (“Lumen”), entered into supplemental indentures (the “Supplemental Indentures”) to (a) the indenture, dated as of June 30, 2025, by and among, Level 3 Financing, Inc. (“Level 3”), as issuer, Level 3 Parent, LLC (“Level 3 Parent”), as a guarantor, the other guarantors party thereto, U.S. Bank Trust Company, National Association (the “Trustee”), as trustee, and Wilmington Trust, National Association (the “Collateral Agent”), as collateral agent, relating to the 6.875% first lien notes due 2033 of Level 3 and (b) the indenture, dated as of August 18, 2025, by and among Level 3, Level 3 Parent, the other guarantors party thereto, the Trustee, and the Collateral Agent, relating to the 7.000% first lien notes due 2034 of Level 3 (collectively, the “1L Indentures”).”

FTAI Infrastructure Inc. entered into Agreement with MARA USA Corporation valued at $1.512 billion (effective 2026-04-29).

“On April 29, 2026, Ohio River Partners Holdco LLC (“ ORPH ”), a Delaware limited liability company and a direct wholly-owned subsidiary of FTAI Infrastructure Inc. (“ FIP ”), Ohio River Partners Finance LLC, a Delaware limited liability company and a direct wholly-owned subsidiary of ORPH (together with ORPH, “ Sellers ”), and, solely for the purposes specified therein, FIP entered into an equity purchase agreement (the “ Agreement ”) with MARA USA Corporation (“ Buyer ”), a Delaware corporation and a direct wholly-owned subsidiary of MARA Holdings, Inc. (“ Buyer Parent ”), and, solely for the purposes specified therein, Buyer Parent, pursuant to which, among other things, upon the terms and subject to the conditions set forth in the Agreement, Buyer will purchase all of the issued and outstanding membership interests of Long Ridge Energy & Power LLC, a Delaware limited liability company and an indirect wholly-owned subsidiary of FIP (“LRE&P”), from Sellers , for a base purchase price”

Diameter Credit Co entered into Loan Sale Agreement with CLO Retention Holder and CLO Issuer (effective 2026-04-24).

“a master loan sale agreement entered into on the Closing Date (the “Loan Sale Agreement”) among the Company, the CLO Retention Holder and the CLO Issuer”