Entry into or termination of material definitive agreements (Items 1.01/1.02).
ACURA PHARMACEUTICALS, INC amended Amended Note with AD Pharma (effective 2025-12-22).
“This amendment #7 has an effective date of December 22, 2025 and changes the maturity date of the Amended Note from December 31, 2025 to June 30, 2026, at which time all principal and interest is due.”
ACURA PHARMACEUTICALS, INC amended Amended Agreement with AD Pharma (effective 2025-12-22).
“This amendment #13 has an effective date of December 22, 2025 and extends the FDA’s acceptance date of a New Drug Application (“NDA”) for LTX-03 from December 31, 2025 to June 30, 2026 (“NDA Acceptance Date”) (“Amended Agreement”).”
ACURA PHARMACEUTICALS, INC entered into Note with Abuse Deterrent Pharma, LLC (AD Pharma) valued at $100,000 loans (effective 2025-11-12).
“On each of November 12, 2025, November 21, 2025 and December 12, 2025, we received $100,000 loans from Abuse Deterrent Pharma, LLC (“AD Pharma”).”
NextTrip, Inc. entered into Registration Rights Agreement with the Purchaser.
“Pursuant to a Registration Rights Agreement between the Company and the Purchaser (the “Registration Rights Agreement”), the Company has agreed to file a registration statement (the “Resale Registration Statement”) to cover the resale of the Common Shares and any share of Common Stock underlying the Warrants”
NextTrip, Inc. entered into Placement Agreement with Ladenburg Thalmann & Co. Inc. (effective 2025-12-22).
“Pursuant to a Placement Agency Agreement dated as of December 22, 2025 (the “Placement Agreement”), the Company engaged Ladenburg Thalmann & Co. Inc. (the “Placement Agent”) to act as the Company’s exclusive placement agent in connection with the Offering.”
NextTrip, Inc. entered into Purchase Agreement with a purchaser named therein (the “Purchaser”) valued at approximately $3,000,000 (effective 2025-12-22).
“On December 22, 2025, NextTrip, Inc., a Nevada corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with a purchaser named therein (the “Purchaser”), pursuant to which the Company agreed to issue and sell, in a private placement (the “Offering”) 1,000,000 shares (the “Common Shares”) of the Company’s Common Stock”
CIRTRAN CORP entered into Standby Equity Purchase Agreement with YA II PN, Ltd. valued at $10,000,000 (effective 2025-12-22).
“On December 22, 2025, we entered into a Standby Equity Purchase Agreement (the “Purchase Agreement”) with YA II PN, Ltd., a Cayman Islands exempt limited partnership(“YA”). Under the Purchase Agreement, we have the right to sell to YA up to $10,000,000 of shares of our common stock, subject to certain limitations and conditions set forth in the Purchase Agreement, from time to time during the term of the Purchase Agreement.”
AAON, INC. amended Sixth Amendment with BOKF, NA dba Bank of Oklahoma, Wells Fargo Bank, National Association, Bank of America, National Association, U.S. Bank, National Association and Associated Bank, National Association valued at $600.0 million (effective 2025-12-29).
“On December 29, 2025 (the “Effective Date”), AAON, Inc., an Oklahoma corporation, AAON Coil Products, Inc., a Texas corporation, and BASX, Inc., an Oregon corporation, all wholly-owned subsidiaries of AAON, Inc., a Nevada Corporation (collectively, the "Company"), executed the Sixth Amendment (the "Amendment") to the Amended and Restated Loan Agreement (collectively, as amended, the "Amended Loan Agreement") with the following lenders: BOKF, NA dba Bank of Oklahoma, Wells Fargo Bank, National Association, Bank of America, National Association, U.S. Bank, National Association and Associated Bank, National Association (collectively, the "Lenders") with BOKF, NA as the administrative agent for the Lenders.”
QHSLab, Inc. entered into Subscription Agreements with two accredited investors valued at approximately $500,000 (effective 2025-12-26).
“On December 26, 2025, QHSLab, Inc. (the “Company”) accepted subscription agreements from two accredited investors for the purchase of approximately $500,000 of the Company’s common stock and warrants”
Capstone Holding Corp. entered into Nectarine Letter Agreement with Nectarine Management LLC.
“o vote on a proposal to approve possible future payments to Nectarine Management LLC (“Nectarine”). Nectarine is owned by Michael Toporek, Matthew E.”
Algorhythm Holdings, Inc. entered into Secured Pre-Paid Purchase #3 with Streeterville Capital, LLC valued at $1,090,000 (effective 2025-12-19).
“On December 19, 2025, Algorhythm Holdings, Inc. (the “Company”) entered into Secured Pre-Paid Purchase #3 with Streeterville Capital, LLC, a Utah limited liability company (“Streeterville”)”
Azenta, Inc. entered into Share Purchase Agreement with Thelema S.À R.L. valued at USD 63,000,000 (effective 2025-12-23).
“On December 23, 2025, Azenta Germany GmbH, a wholly owned subsidiary of Azenta, Inc. (“Azenta” or the “Company”) entered into a definitive Sale and Purchase Agreement (“Share Purchase Agreement”) with Thelema S.À R.L. (“Thelema”) relating to the entire issued share capital of B Medical Systems S.À R.L. (“B Medical”), a subsidiary of Azenta Germany GmbH.”
Sidus Space Inc. entered into Placement Agency Agreement with ThinkEquity LLC valued at Offering of 19,230,800 shares at $1.30 per share; gross proceeds ~$25M; 7.0% cash fee; warrants for (effective 2025-12-22).
“On December 22, 2025, Sidus Space, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with ThinkEquity LLC (“the “Placement Agent”), pursuant to which the Company agreed to issue and sell directly to investors, in a best efforts offering (the “Offering”) an aggregate of 19,230,800 shares (the “Shares”) of the Company’s Class A common stock, par value $0.0001 (the “Common Stock”), at an offering price of $1.30 per Share.”
AMAZE HOLDINGS, INC. terminated Amended and Restated Securities Purchase Agreement with Parler Technologies, Inc. valued at Aggregate purchase price of $4,000,000 for 1,000,000 shares of common stock and 3-year warrants to p (effective 2025-12-23).
“On December 23, 2025, the Company provided notice to Parler to terminate the Purchase Agreement pursuant to Section 5.1(ii) thereof.”
ALPHATIME ACQUISITION CORP amended Trust Agreement Amendment with Equiniti Trust Company, LLC valued at $1 (effective 2025-12-16).
“on December 16, 2025, the Company entered into an amendment (the “ Trust Agreement Amendment ”) to the Investment Management Trust Agreement, dated as of December 30, 2022, with Equiniti Trust Company, LLC”
Lumen Technologies, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $1.25 billion aggregate principal amount of 8.500% Senior Notes due 2036 (effective 2025-12-23).
“On December 23, 2025, Level 3 Financing, Inc. (“Level 3 Financing”), a direct wholly-owned subsidiary of Level 3 Parent, LLC (“Parent”), and an indirect wholly-owned subsidiary of Lumen Technologies, Inc. (“Lumen,” “us,” “we” or “our”): • completed its previously-announced upsized offering of $1.25 billion aggregate principal amount of its 8.500% Senior Notes due 2036 (the “Notes”); and • in connection therewith, entered into an indenture (the “Indenture”) with U.S. Bank Trust Company, National Association, as trustee, dated December 23, 2025, which sets forth the terms of the Notes.”
Brightwood Capital Corp I amended Fifth Amendment with KeyBank National Association, as administrative agent and syndication agent, U.S. National Bank Association, as collateral custodian, U.S. Bank Trust Company, National Association, as paying agent, each of the lenders from time to time party thereto valued at $350,000,000 (effective 2025-12-18).
“Effective as of December 18, 2025, BCCI SPV-1, LLC (“ BCCI SPV ”), a wholly owned subsidiary of Brightwood Capital Corporation I (the “ Corporation ”) entered into the Fifth Amendment (the “ Fifth Amendment ”) to the Credit Agreement dated as of March 30, 2025”
High Roller Technologies, Inc. entered into share transfer agreement with Happy Hour Entertainment Holdings Ltd. (effective 2025-12-23).
“On December 23, 2025, High Roller Technologies, Inc., a Delaware corporation (the “Company”), through its wholly owned subsidiary, Deepdive Holdings Ltd., a Malta company (the “Buyer”), entered into a share transfer agreement (the “STA”) with Happy Hour Entertainment Holdings Ltd., a British Virgin Islands company (the “Seller”).”
Lord Abbett Private Credit Fund entered into Loan Agreement with Royal Bank of Canada valued at $300,000,000 (effective 2025-12-01).
“On December 1, 2025 (the “Closing Date”), Lord Abbett PCF Financing 2 LLC (“PCF Financing 2”), a wholly-owned, special purpose financing subsidiary of Lord Abbett Private Credit Fund (“we,” the “Company,” or the “Fund”), entered into a revolving credit facility (the “Revolving Credit Facility”) pursuant to a Loan and Security Agreement (the “Loan Agreement”), by and among PCF Financing 2, as borrower, the Company, as collateral manager, Royal Bank of Canada (“RBC”), as administrative agent (in such capacity “Administrative Agent”), each of the lenders from time to time party thereto, and Computershare Trust Company, N.A., as collateral agent and collateral custodian.”
Andretti Acquisition Corp. II amended UA Amendment with BTIG, LLC valued at Deferred underwriting commissions reduced to $8.0 million, payable either in cash or cash plus share (effective 2025-12-17).
“On December 17, 2025, Andretti Acquisition Corp. II (“ Andretti ”) and BTIG, LLC (“ BTIG ”) entered into an amendment (the “ UA Amendment ”) to the Underwriting Agreement, dated as of September 5, 2024, between Andretti and BTIG as representative of the several underwriters (the “ Underwriting Agreement ”).”
SharonAI Holdings Inc. entered into Binding Term Sheet for Acquisition of Interest in Texas Critical Data Centers, LLC with New Era Energy & Digital Inc. valued at $70,000,000 (effective 2025-12-19).
“On December 19, 2025, SharonAI Inc., a subsidiary of SharonAI Inc. Holdings Inc. (“we,” “us,” the “Company” or “SharonAI”), entered into a Binding Term Sheet for Acquisition of Interest in Texas Critical Data Centers, LLC (the “Term Sheet”), setting forth the terms and conditions for SharonAI’s sale of 100% of its 50% interest in Texas Critical Data Centers LLC (“TCDC”) to New Era Energy & Digital Inc. (“NUAI”).”
U.S. GOLD CORP. entered into Purchase Agreements with certain investors valued at $16.25 per share (effective 2025-12-23).
“On December 23, 2025, U.S. Gold Corp. (the “Company”) entered into a series of securities purchase agreements (the “Purchase Agreements”) with certain investors (the “Purchasers”), for the sale and issuance in a non-brokered private placement of an aggregate of 1,922,159 shares of the Company’s common stock, par value $0.001 per share, at a purchase price of $16.25 per share.”
CVB FINANCIAL CORP entered into Agreement and Plan of Reorganization and Merger with Heritage Commerce Corp valued at approximately $811 million (effective 2025-12-17).
“the aggregate Merger Consideration would have an implied value of approximately $811 million, or approximately $13.00 per outstanding share of Heritage”
COOPER COMPANIES, INC. entered into Agreement with Browning West, LP (effective 2025-12-22).
“On December 22, 2025, The Cooper Companies, Inc. (the “Company”) entered into a letter agreement (the “Agreement”) with Browning West, LP (including the funds managed by it, “Browning West”).”
Viskase Holdings, Inc. entered into Sixth Amendment with Continental Stock Transfer & Trust Company (effective 2025-12-23).
“On December 23, 2025, Enzon Pharmaceuticals, Inc. (the “ Company ”) entered into the Sixth Amendment to the Section 382 Rights Agreement (the “ Sixth Amendment ”), which amends the Section 382 Rights Agreement, dated as of August 14, 2020 (the “ Rights Agreement ”), by and between the Company and Continental Stock Transfer & Trust Company, as rights agent.”
EDISON INTERNATIONAL entered into Term Loan Agreement with the lenders named therein and Wells Fargo Bank, National Association, as Administrative Agent valued at $900 million (effective 2025-12-23).
“On December 23, 2025, Edison International entered into a Term Loan Credit Agreement (the "Term Loan Agreement") with the lenders named therein and Wells Fargo Bank, National Association, as Administrative Agent.”
Aspira Women's Health Inc. entered into Purchase Agreement with Lincoln Park Capital Fund, LLC valued at $10.0 million (effective 2025-12-23).
“On December 23, 2025, Aspira Women’s Health Inc. (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) with Lincoln Park Capital Fund, LLC (“Lincoln Park”), pursuant to which Lincoln Park committed to purchase, at the Company’s direction from time to time, up to an aggregate of $10.0 million of the Company’s common stock”
TRANSCAT INC amended Second Amendment with John Cummins and Ross Lane (effective 2024-05-20).
“On May 20, 2024, Transcat, Inc. (the “Company”) entered into an amendment (the “Second Amendment”) to a Share Purchase Agreement dated August 31, 2021 (the “Purchase Agreement”) with John Cummins and Ross Lane (the “Sellers”)”
INSIGHT ENTERPRISES INC entered into Indenture with U.S. Bank Trust Company, National Association valued at $500 million (effective 2024-05-20).
“The Notes were issued pursuant to an Indenture, dated as of May 20, 2024 (the “Indenture”), among the Company, the Guarantors and U.S. Bank Trust Company, National Association, as trustee.”
SITE Centers Corp. entered into Purchase Agreement with an affiliate of Pine Tree valued at $495 million (effective 2024-05-17).
“On May 17, 2024, certain subsidiaries (the " Sellers ") of SITE Centers Corp. (the " Company ") entered into a Purchase Agreement (the " Purchase Agreement ") with an affiliate of Pine Tree (the " Purchaser "). Pursuant to the Purchase Agreement, the Sellers have agreed to sell to the Purchaser their interests in Arrowhead Crossing (Phoenix, Arizona), Easton Market (Columbus, Ohio), The Fountains (Miami, Florida), Kenwood Square (Cincinnati, Ohio), Polaris Towne Center (Columbus, Ohio) and Tanasbourne Town Center (Portland, Oregon) for a price of $495 million in cash, subject to adjustment for certain closing pro-rations, allocations and credits for signed leases and capital expenditures.”
SouthState Bank Corp entered into Agreement and Plan of Merger with Independent Bank Group, Inc. (effective 2024-05-17).
“On May 17, 2024, SouthState Corporation, a South Carolina corporation (“SouthState”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Independent Bank Group, Inc., a Texas corporation (“IBTX”).”
OVERSEAS SHIPHOLDING GROUP INC entered into Merger Agreement with Saltchuk Resources, Inc. and Seahawk MergeCo., Inc. (effective 2024-05-19).
“On May 19, 2024, Overseas Shipholding Group, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Saltchuk Resources, Inc. (“Saltchuk”) and Seahawk MergeCo., Inc., a wholly owned subsidiary of Saltchuk (“Merger Sub”).”
STAR EQUITY HOLDINGS, INC. entered into Bridgewater Loan Agreement with Bridgewater Bank valued at Loan with interest at 7.85%, principal payable May 20, 2029 (effective 2024-05-17).
“In connection with the completion of the Acquisition, on May 17, 2024, Timber Technologies Solutions, Inc., a wholly-owned subsidiary of the Company (the "Borrower"), entered into a Loan Agreement (the "Bridgewater Loan Agreement") with Bridgewater Bank ("Bridgewater") and issued a Term Promissory Note to Bridgewater thereunder (the "Facility").”
STAR EQUITY HOLDINGS, INC. entered into Asset Purchase Agreement with Timber Technologies, Inc. valued at up to $24.1 million (effective 2024-05-17).
“On May 17, 2024 (the "Closing Date"), Star Equity Holdings, Inc. (the "Company") entered into an asset purchase agreement (the "Purchase Agreement") with Timber Technologies, Inc. (the "Seller"), pursuant to which the Company acquired substantially all of the assets used in the business of the Seller and assumed certain liabilities of the Seller, as set forth in the Purchase Agreement (the "Acquisition").”
TSR INC entered into Agreement and Plan of Merger with Vienna Parent Corporation, Vienna Acquisition Corporation valued at Cash tender offer at $13.40 per share for all outstanding common stock of TSR, Inc.; aggregate princ (effective 2024-05-15).
“On May 15, 2024, Vienna Parent Corporation, an Indiana corporation (“ Parent ”), Vienna Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), and TSR, Inc., a Delaware corporation (the “ Company ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”).”
WAFD INC entered into Agreement for Purchase and Sale of Loans with Bank of America, N.A. valued at $3.2 billion (effective 2024-05-14).
“On May 14, 2024 Washington Federal Bank, dba WaFd Bank, (“WaFd Bank”) a wholly owned subsidiary of WaFd, Inc. (the “Company”) entered into an Agreement for Purchase and Sale of Loans (the “Purchase Agreement”), with Bank of America, N.A. (the “Purchaser”) pursuant to which the Purchaser agreed to purchase approximately 2,000 commercial multi-family real estate loans (the “Loans”) from WaFd Bank (the “Transaction”) with a current aggregate unpaid principal balance of $3.2 billion.”
LABCORP HOLDINGS INC. entered into Guarantor Joinder Agreement with Bank of America, N.A. (effective 2024-05-17).
“On May 17, 2024, Labcorp Holdings entered into the Guarantor Joinder Agreement (the “Guarantor Joinder Agreement"), pursuant to which, among other things, Labcorp Holdings provided a full and unconditional guarantee of Labcorp’s obligations under the Third Amended and Restated Credit Agreement”
LABCORP HOLDINGS INC. entered into Seventeenth Supplemental Indenture with U.S. Bank Trust Company, National Association (effective 2024-05-17).
“on May 17, 2024, Labcorp, Labcorp Holdings and U.S. Bank Trust Company, National Association (the “Trustee”) entered into a seventeenth supplemental indenture (the “Seventeenth Supplemental Indenture") to the indenture, dated as of November 19, 2010 between Labcorp and the Trustee”
LABCORP HOLDINGS INC. entered into Merger Agreement with Merger Sub (effective 2024-05-17).
“On May 17, 2024, Labcorp completed the Reorganization by implementing the Merger pursuant to the terms of the Merger Agreement.”
UGI CORP /PA/ entered into Fourth Amended and Restated Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent, PNC Bank, National Association, as syndication agent, Citizens Bank, N.A., MUFG Bank Ltd. and Wells Fargo Bank, National Association, as co-documentation agents, JPMorgan Chase Bank, N.A., Citizens Bank, N.A., MUFG Bank Ltd., PNC Capital Markets LL valued at $300 million senior secured revolving credit facility (effective 2024-05-14).
“On May 14, 2024 (the “Effective Date”), UGI Energy Services, LLC (“UGIES”), a Pennsylvania limited liability company and an indirect, wholly owned subsidiary of UGI Corporation, entered into that certain Fourth Amended and Restated Credit Agreement (the “Revolving Credit Agreement”), by and among UGIES, JPMorgan Chase Bank, N.A., as administrative agent, PNC Bank, National Association, as syndication agent, Citizens Bank, N.A., MUFG Bank Ltd. and Wells Fargo Bank, National Association, as co-documentation agents, JPMorgan Chase Bank, N.A., Citizens Bank, N.A., MUFG Bank Ltd., PNC Capital Markets LLC and Wells Fargo Bank, National Association, as joint bookrunners and joint lead arrangers and the financial institutions from time to time party thereto as lenders (collectively, the “Lenders”).”
TETRA TECHNOLOGIES INC amended ABL Credit Agreement Amendment with Bank of America, N.A., as successor administrative agent, and each of the lenders and issuing banks party thereto valued at $80,000,000 to $100,000,000 (effective 2024-05-13).
“On May 13, 2024, TETRA Technologies, Inc., a Delaware corporation (“TETRA”), and certain of its subsidiaries entered into (i) an Agency Resignation, Appointment and Acceptance Agreement (the “Agency Resignation Agreement”) with JPMorgan Chase Bank, N.A., as resigning administrative agent (“JPM”), Bank of America, N.A., as successor administrative agent (“BofA”) and the lenders party thereto and (ii) an amendment (the “ABL Credit Agreement Amendment”) to the Credit Agreement dated as of September 10, 2018 (as previously amended, the “ABL Credit Agreement”), with BofA, as successor administrative agent, and each of the lenders and issuing banks party thereto.”
Vitro Biopharma, Inc. entered into senior secured convertible notes with accredited investors valued at aggregate principal amount of $375,000 (effective 2024-05-13).
“On May 13, 2024, Vitro BioPharma, Inc. (the “Company”) issued and sold to accredited investors, in a private placement, (i) senior secured convertible notes (the “Notes”) in the aggregate principal amount of $375,000”
DYCOM INDUSTRIES INC amended Amended and Restated Credit Agreement with Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer, and other parties named therein (effective 2024-05-15).
“On May 15, 2024, Dycom Industries, Inc. (“Dycom”), the guarantors party thereto, the lenders named therein (the “Lenders”), Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer, and other parties named therein amended and restated that certain Amended and Restated Credit Agreement, dated as of October 19, 2018 (as amended, the “Existing Credit Agreement”) in its entirety (the Existing Credit Agreement as so amended and restated, the “Amended and Restated Credit Agreement”).”
SUNation Energy, Inc. entered into Subscription Agreement with Lake Street Solar, LLC valued at $15 cash (effective 2024-05-13).
“On May 13, 2024, Pineapple Energy Inc. (the “Company”) entered into a Subscription and Investment Representation Agreement (the “Subscription Agreement”) with Lake Street Solar, LLC (the “Purchaser”), a former holder of more than ten percent of the Company’s common stock and an affiliate of Scott Honour, a director of the Company, pursuant to which the Company agreed to issue and sell one (1) share of the Company’s Series B Preferred Stock, par value $1.00 per share (the “Preferred Stock”), to the Purchaser for $15 cash.”
Signing Day Sports, Inc. entered into FirstFire Purchase Agreement with FirstFire Global Opportunities Fund, LLC valued at $412,500 (effective 2024-05-16).
“On May 16, 2024, Signing Day Sports, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement, dated as of May 16, 2024 (the “FirstFire Purchase Agreement”), with FirstFire Global Opportunities Fund, LLC (the “Investor”) pursuant to which the Company is required to issue the Investor a senior secured convertible promissory note with principal of $412,500”
Battery Future Acquisition Corp. entered into Non-Redemption Agreements with several unaffiliated third-party shareholders (effective 2024-05-17).
“On May 17, 2024, the Company and Camel Bay LLC, a significant shareholder of the Company (the “Insider”) entered into non-redemption agreements (“Non-Redemption Agreements”) with several unaffiliated third-party shareholders of the Company”
Dermata Therapeutics, Inc. entered into Inducement Letter with holders of Existing Warrants valued at aggregate gross proceeds of approximately $2.66 million (effective 2024-05-17).
“On May 17, 2024, Dermata Therapeutics, Inc. (the “ Company ”) entered into inducement offer letter agreements (each, an “ Inducement Letter ”) with holders (the “ Holders ”) of certain of the Company's existing warrants”
IX Acquisition Corp. entered into Merger Agreement with AKOM Merger Sub Inc. and AERKOMM Inc. (effective 2024-03-29).
“On March 29, 2024, IX Acquisition Corp. ( Parent ), a Cayman Islands exempted company, entered into a Merger Agreement, by and among Parent, AKOM Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), and AERKOMM Inc., a Nevada corporation (the “ Company ”) (as it may be amended and/or restated from time to time, the “ Merger Agreement ”).”
Empery Digital Inc. entered into Exchange Agreement with certain holders of Series B Warrants to purchase an aggregate of 13,777,011 shares of common stock valued at Exchange of Series B Warrants for shares of common stock (or pre-funded warrants) at a ratio of 0.81 (effective 2024-05-17).
“On May 17, 2024, after giving effect to the Warrant Amendment, the Company and certain holders of Series B Warrants to purchase an aggregate of 13,777,011 shares of common stock (the “Holders”) entered into separate exchange agreements (the “Agreements”) pursuant to which the Company agreed to exchange the Series B Warrants held by the Holders for shares of Company common stock (or, at the option of the Holder, pre-funded warrants) at a ratio of 0.81 shares of Company common stock (or, at the option of the Holder, pre-funded warrants) for each whole Series B Warrant.”
Empery Digital Inc. entered into Warrant Amendment with holders of a majority-in-interest of the Company’s Series B warrants valued at All outstanding Series B Warrants amended to delete provisions for adjustment of exercise price and (effective 2024-05-17).
“On May 17, 2024, Volcon, Inc. (the “Company”) entered into separate warrant amendment agreements (collectively, the “Warrant Amendment”) with the holders of a majority-in-interest of the holders of the Company’s Series B warrants issued on November 17, 2023 (the “Series B Warrants”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.