---
schema_version: "secwatch.filing_event.v1"
accession: "0000017313-22-000126"
form_type: "8-K"
ticker: "CSWC"
cik: "0000017313"
company_name: "CAPITAL SOUTHWEST CORP"
filed_at: "2022-11-17T23:59:59+00:00"
generated_at: "2026-06-21T16:43:53.878969+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Capital Southwest closes $44M common stock offering of 2.53M shares

## Summary
- Sold 2,534,436 shares including full underwriter option exercise; net proceeds ~$44.0M.
- Proceeds to repay senior secured revolving credit facility, fund investments, and general corporate purposes.
- Offering closed Nov 17, 2022; Raymond James & Associates acted as lead underwriter.

## SEC filing metadata
- accession: 0000017313-22-000126
- form_type: 8-K
- ticker: CSWC
- cik: 0000017313
- company_name: CAPITAL SOUTHWEST CORP
- filed_at: 2022-11-17T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/17313/000001731322000126/0000017313-22-000126-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/17313/000001731322000126/cswc-20221114.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000017313-22-000126
- JSON: https://secwatch.observer/filing/0000017313-22-000126.json
- Plain text: https://secwatch.observer/filing/0000017313-22-000126.txt

## Key facts
- Material Agreements
  CAPITAL SOUTHWEST CORP entered into Underwriting Agreement with Raymond James & Associates, Inc. as representative of the several underwriters named in Exhibit A valued at approximately $44.0 million in net proceeds (effective 2022-11-14).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Raymond James & Associates, Inc. as representative of the several underwriters named in Exhibit A
  - Value: approximately $44.0 million in net proceeds
  - Effective: 2022-11-14
  source text: On November 14, 2022, Capital Southwest Corporation (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”), by and between the Company and Raymond James & Associates, Inc. as representative of the several underwriters named in Exhibit A thereto (collectively, the “ Underwriters ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/17313/000001731322000126/0000017313-22-000126-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.