---
schema_version: "secwatch.filing_event.v1"
accession: "0000017313-23-000051"
form_type: "8-K"
ticker: "CSWC"
cik: "0000017313"
company_name: "CAPITAL SOUTHWEST CORP"
filed_at: "2023-06-08T23:59:59+00:00"
generated_at: "2026-06-14T05:08:32.092707+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Capital Southwest issues $62.5M of 7.75% Notes due 2028; closing June 14

## Summary
- Issued $62.5M aggregate principal of 7.75% Notes due 2028 via underwritten offering.
- Underwriters have 30-day option to purchase up to $9.375M additional Notes for overallotments.
- Closing expected June 14, 2023; Notes to be listed on Nasdaq under symbol CSWCZ.
- Underwriting agreement with Oppenheimer & Co. as representative of underwriters.

## SEC filing metadata
- accession: 0000017313-23-000051
- form_type: 8-K
- ticker: CSWC
- cik: 0000017313
- company_name: CAPITAL SOUTHWEST CORP
- filed_at: 2023-06-08T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/17313/000001731323000051/0000017313-23-000051-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/17313/000001731323000051/cswc-20230607.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000017313-23-000051
- JSON: https://secwatch.observer/filing/0000017313-23-000051.json
- Plain text: https://secwatch.observer/filing/0000017313-23-000051.txt

## Key facts
- Debt Financings
  CAPITAL SOUTHWEST CORP incurred senior notes of $62,500,000 aggregate principal amount with Oppenheimer & Co., Inc., as representative of the several underwriters at 7.75% maturing due 2028.
  - Instrument: senior notes
  - Principal: $62,500,000 aggregate principal amount
  - Counterparty: Oppenheimer & Co., Inc., as representative of the several underwriters
  - Rate: 7.75%
  - Maturity: due 2028
  - Event: incurrence
  source text: On June 7, 2023, Capital Southwest Corporation (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) by and between the Company and Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto, in connection with the issuance and sale of $62,500,000 aggregate principal amount of the Company’s 7.75% Notes due 2028 (the “ Notes ” and the issuance and sale of the Notes, the “ Offering ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/17313/000001731323000051/0000017313-23-000051-index.htm
- Material Agreements
  CAPITAL SOUTHWEST CORP entered into Underwriting Agreement with Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto valued at $62,500,000 aggregate principal amount (effective 2023-06-07).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto
  - Value: $62,500,000 aggregate principal amount
  - Effective: 2023-06-07
  source text: On June 7, 2023, Capital Southwest Corporation (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) by and between the Company and Oppenheimer & Co., Inc., as representative of the several underwriters named in Schedule A thereto, in connection with the issuance and sale of $62,500,000 aggregate principal amount of the Company’s 7.75% Notes due 2028 (the “ Notes ” and the issuance and sale of the Notes, the “ Offering ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/17313/000001731323000051/0000017313-23-000051-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.