Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
CAPITAL SOUTHWEST CORP incurred senior notes of $71,875,000 aggregate principal amount with U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) at 7.75% per year maturing August 1, 2028.
- Instrument
- senior notes
- Principal
- $71,875,000 aggregate principal amount
- Counterparty
- U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association)
- Rate
- 7.75% per year
- Maturity
- August 1, 2028
- Event
- incurrence
Exact text from the filing
(the “Base Indenture” and together with the Fifth Supplemental Indenture, the “Indenture”). The Fifth Supplemental Indenture relates to the Company’s issuance and sale of $71,875,000 aggregate principal amount of the Company’s 7.75% Notes due 2028 (the “Notes” and the issuance and sale of the Notes, the “Offering”) (which includes the full exercise of the
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
CAPITAL SOUTHWEST CORP entered into Fifth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $71,875,000 aggregate principal amount (effective 2023-06-14).
- Action
- entry
- Agreement
- notes offering
- Counterparty
- U.S. Bank Trust Company, National Association
- Value
- $71,875,000 aggregate principal amount
- Effective
- 2023-06-14
Exact text from the filing
On June 14, 2023, Capital Southwest Corporation (the “Company”) and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”), entered into a fifth supplemental indenture (the “Fifth Supplemental Indenture”) to the indenture, dated October 23, 2017, between the Company and the Trustee (the “Base Indenture” and together with the Fifth Supplemental Indenture, the “Indenture”).
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