---
schema_version: "secwatch.filing_event.v1"
accession: "0000017313-24-000012"
form_type: "8-K"
ticker: "CSWC"
cik: "0000017313"
company_name: "CAPITAL SOUTHWEST CORP"
filed_at: "2024-03-21T23:59:59+00:00"
generated_at: "2026-06-04T10:01:28.382094+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Capital Southwest enters $150M-$400M SPV credit facility with Deutsche Bank

## Summary
- Initial commitments of $150M, increasing to $200M by June 20, 2024, with accordion option up to $400M.
- Interest at 3-month Term SOFR + 2.50% during revolving period (to March 20, 2027), then +2.85%.
- Facility matures March 20, 2029; non-recourse to Capital Southwest Corporation.
- Deutsche Bank is facility agent; U.S. Bank Trust Co. as collateral agent; U.S. Bank N.A. as collateral custodian.

## SEC filing metadata
- accession: 0000017313-24-000012
- form_type: 8-K
- ticker: CSWC
- cik: 0000017313
- company_name: CAPITAL SOUTHWEST CORP
- filed_at: 2024-03-21T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/0000017313-24-000012-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/cswc-20240320.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000017313-24-000012
- JSON: https://secwatch.observer/filing/0000017313-24-000012.json
- Plain text: https://secwatch.observer/filing/0000017313-24-000012.txt

## Key facts
- Debt Financings
  CAPITAL SOUTHWEST CORP incurred credit facility of $150 million with Deutsche Bank AG, New York Branch at three-month Term SOFR plus an applicable margin of 2.50% maturing March 20, 2029.
  - Instrument: credit facility
  - Principal: $150 million
  - Counterparty: Deutsche Bank AG, New York Branch
  - Rate: three-month Term SOFR plus an applicable margin of 2.50%
  - Maturity: March 20, 2029
  - Event: incurrence
  source text: Association as collateral agent, U.S. Bank National Association, as collateral custodian, and the lenders that are party thereto from time to time. The SPV Facility provides for $150 million of initial commitments with (i) an increase to $200 million of total commitments on the earlier of (a) June 20, 2024, the three month anniversary of the effective date of the
  evidence_url: https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/0000017313-24-000012-index.htm
- Material Agreements
  CAPITAL SOUTHWEST CORP entered into Loan Financing and Servicing Agreement with Deutsche Bank AG, New York Branch valued at $150 million initial commitments, increase to $200 million, accordion up to $400 million (effective 2024-03-20).
  - Action: entry
  - Agreement: credit facility
  - Counterparty: Deutsche Bank AG, New York Branch
  - Value: $150 million initial commitments, increase to $200 million, accordion up to $400 million
  - Effective: 2024-03-20
  source text: On March 20, 2024, Capital Southwest Corporation (the “Company”) entered into a Loan Financing and Servicing Agreement (the “Loan Agreement”) for a special purpose vehicle financing credit facility (the “SPV Facility”) by and among Capital Southwest SPV LLC (“Capital Southwest SPV”), as borrower, the Company, as equityholder and servicer, Deutsche Bank AG, New York Branch (“Deutsche Bank”), as facility agent, U.S. Bank Trust Company, National Association as collateral agent, U.S. Bank National Association, as collateral custodian, and the lenders that are party thereto from time to time. The SPV Facility provides for $150 million of initial commitments with (i) an increase to $200 million of total commitments on the earlier of (a) June 20, 2024, the three month anniversary of the effective date of the Loan Agreement, or (b) the date requested by the Company, in its sole discretion, and (ii) an accordion feature that allows increases up to $400 million of total commitments from new and
  evidence_url: https://www.sec.gov/Archives/edgar/data/17313/000001731324000012/0000017313-24-000012-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.