{"schema_version":"secwatch.filing_event.v1","accession":"0000018230-23-000007","form_type":"8-K","ticker":"CAT","cik":"0000018230","company_name":"CATERPILLAR INC","filed_at":"2023-02-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:46.812750+00:00","generated_at":"2026-06-20T02:40:27.287951+00:00","sec_items":["5.02","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"confidence":"high","headline":"Caterpillar appoints Judith Marks and James Fish Jr. to board; Edward Rust not standing for re-election","bullets":["Edward Rust will not stand for re-election at 2023 annual meeting; served as director since 2003.","Judith Marks, CEO of Otis Worldwide, appointed effective March 1, 2023; will serve on Audit and Compensation committees.","James Fish Jr., CEO of Waste Management, appointed effective March 1, 2023; will serve on Audit and Sustainability committees.","Following the annual meeting, the board will consist of 11 directors, 10 of whom are independent."],"urls":{"canonical":"https://secwatch.observer/filing/0000018230-23-000007","json":"https://secwatch.observer/filing/0000018230-23-000007.json","markdown":"https://secwatch.observer/filing/0000018230-23-000007.md","text":"https://secwatch.observer/filing/0000018230-23-000007.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/0000018230-23-000007-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/cat-20230127.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-20T02:40:27.287951+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"305c5947fe","claim":"Judith Marks was appointed as Director at CATERPILLAR INC.","evidence_excerpt":"the Board appointed two new directors, Judith Marks and James Fish, Jr., in each case effective March 1, 2023.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/0000018230-23-000007-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"a98aeae4cd","claim":"Edward Rust departed as Director at CATERPILLAR INC.","evidence_excerpt":"On January 27, 2023, Edward Rust communicated to the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) his decision not to stand for re-election to the Board at the Company’s 2023 Annual Meeting of Shareholders.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/0000018230-23-000007-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"not stand for re-election"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"},{"claim_id":"abc388f811","claim":"James Fish Jr. was appointed as Director at CATERPILLAR INC.","evidence_excerpt":"the Board appointed two new directors, Judith Marks and James Fish, Jr., in each case effective March 1, 2023.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000001823023000007/0000018230-23-000007-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed"},{"label":"Role","value":"Director"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}