secwatch.observer — SEC 8-K summary
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Issuer:     DBX ETF TRUST (—)
CIK:        0001503123
Form:       8-K
Filed at:   2023-09-06T23:59:59+00:00
Accession:  0000088053-23-000551
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

USNZ ETF receives NYSE Arca delisting notice; six-month cure period granted
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- NYSE Arca notified DBX ETF Trust on Aug 15, 2023 that USNZ had fewer than 50 beneficial holders as of Aug 3, 2023.
- Trust submitted a compliance plan; cure period runs from Sep 1, 2023 for up to six months.
- To regain compliance, fund must show at least 50 record/beneficial holders for two consecutive months.
- Failure to cure may result in delisting of USNZ from the Exchange.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1503123/000008805323000551/0000088053-23-000551-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1503123/000008805323000551/fm8k_090623etf-usnz.htm
  HTML page:      https://secwatch.observer/filing/0000088053-23-000551

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